Information Collection

Rule 10a-1; 17 CFR 240.10a-1 (Short Sales).

IC 35197 under ICR 200208-3235-004 · OMB 3235-0475.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

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IC Title:

Rule 10a-1; 17 CFR 240.10a-1 (Short Sales).

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 7,258

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	428,743,000	337,343,000	91,400,000
Annual IC Time Burden (Hours)	59,595	46,890	12,705
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.