Information Collection

Rule 17Ab2-1, Registration of Clearing Agencies (17 CFR 240.17Ab2 -1a) and Form CA-1 (17 CFR 249b.200)

IC 34539 under ICR 200208-3235-009 · OMB 3235-0195.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	Rule 17Ab2-1, Registration of Clearing Agencies (17 CFR 240.17Ab2 -1a) and Form CA-1 (17 CFR 249b.200)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	CA-1(SEC-1853)				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	0	0	1
Annual IC Time Burden (Hours)	130	0	0	130
Annual IC Cost Burden (Dollars)	18,000	2,000	-16,375,000	16,391,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.