Information Collection

Rule 17a-25, Electronic Submission Trading Data by Exchange Members, Brokers, and Dealers. (17 CFR 240.17a-25).

IC 35354 under ICR 200307-3235-003 · OMB 3235-0540.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0540 can be found here:

Documents and Forms

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Information Collection (IC) Details

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IC Title:	Rule 17a-25, Electronic Submission Trading Data by Exchange Members, Brokers, and Dealers. (17 CFR 240.17a-25).	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 7,700	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 97 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	18,200	18,200
Annual IC Time Burden (Hours)	2,695	2,695
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.