Information Collection

Rule 15c3-4; Internal Risk Management Control Systems.

IC 35253 under ICR 200310-3235-031 · OMB 3235-0497.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	Rule 15c3-4; Internal Risk Management Control Systems.	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 18	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 99 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	18	12	6
Annual IC Time Burden (Hours)	4,200	3,000	1,200
Annual IC Cost Burden (Dollars)	1,901,000	1,076,000	825,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.