Information Collection

Fingerprinting requirements for securities professionals. (17 CFR 240.17f-2(a))

IC 34097 under ICR 200312-3235-006 · OMB 3235-0034.

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Information Collection (IC) Details

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IC Title:	Fingerprinting requirements for securities professionals. (17 CFR 240.17f-2(a))	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10,000	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	550,000	0	550,000
Annual IC Time Burden (Hours)	275,000	0	275,000
Annual IC Cost Burden (Dollars)	13,750,000	275,000	13,475,000

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.