Form BD/Rule 15b1-1. Application for registration as a broker- dealer.

Form BD/Rule 15b1-1. Application for registration as a broker- dealer.

OMB: 3235-0012

IC ID: 34042

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Form BD/Rule 15b1-1. Application for registration as a broker- dealer.
 
No Migrated
 
Mandatory
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability


    

7,500 0
   
Private Sector Businesses or other for-profits
 
   95 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 20,600 0 0 -5,400 0 26,000
Annual IC Time Burden (Hours) 8,250 0 0 -16,556 0 24,806
Annual IC Cost Burden (Dollars) 0 0 0 -207,000 0 207,000

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            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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