Information Collection

Form BD-N/Rule 15b11-1. Application for registration as a notice registered broker-dealer.

IC 35386 under ICR 200408-3235-014 · OMB 3235-0556.

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Information Collection (IC) Details

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IC Title:	Form BD-N/Rule 15b11-1. Application for registration as a notice registered broker-dealer.	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 570	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	79	-1,320	1,399
Annual IC Time Burden (Hours)	36	-725	761
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.