Information Collection

Rule 15g-9, Sales Practice Requirements for Certain Low-Priced Securities

IC 34973 under ICR 200409-3235-009 · OMB 3235-0385.

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Information Collection (IC) Details

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IC Title:	Rule 15g-9, Sales Practice Requirements for Certain Low-Priced Securities	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 240	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 50 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	37,440	-4,680	42,120
Annual IC Time Burden (Hours)	18,720	-2,340	21,060
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.