Information Collection

Rule 6a-5 and 15Aa-3: Fair Administration and Goverance of National Securities Exchange and Registered Securities Associations

IC 35476 under ICR 200411-3235-011 · OMB 3235-0613.

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IC Title:

Rule 6a-5 and 15Aa-3: Fair Administration and Goverance of National Securities Exchange and Registered Securities Associations

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 5,180

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	20,700	20,700
Annual IC Time Burden (Hours)	10,840	10,840
Annual IC Cost Burden (Dollars)	26,000	26,000

Documents for IC

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Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.