Information Collection

Investment Advisers Act rule 206(4)-7, 17 C.F.R. 275.206(4)-7, Complance procedures and practices.

IC 35442 under ICR 200412-3235-027 · OMB 3235-0585.

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Information Collection (IC) Details

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IC Title:	Investment Advisers Act rule 206(4)-7, 17 C.F.R. 275.206(4)-7, Complance procedures and practices.	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8,765	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	8,765	975	7,790
Annual IC Time Burden (Hours)	701,200	78,000	623,200
Annual IC Cost Burden (Dollars)	0	0	0

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