Information Collection

Rule 206(4)-3 under the Investment Advisers Act of 1940 [17 CFR 275.206(4)-3]

IC 34676 under ICR 200412-3235-029 · OMB 3235-0242.

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Information Collection (IC) Details

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IC Title:	Rule 206(4)-3 under the Investment Advisers Act of 1940 [17 CFR 275.206(4)-3]	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,755	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	19,305	2,145	17,160
Annual IC Time Burden (Hours)	12,355	1,373	10,982
Annual IC Cost Burden (Dollars)	0	0	0

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