1772ss04.wpd

1772ss04.wpd

Information Collection Activities Associated with EPA’s ENERGY STAR Program in the Commercial and Industrial Sectors (Renewal)

OMB: 2060-0347

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SUPPORTING STATEMENT FOR

INFORMATION COLLECTION REQUEST NUMBER 1772.04

INFORMATION COLLECTION ACTIVITIES ASSOCIATED WITH EPA’S ENERGY STAR® PROGRAM IN THE COMMERCIAL AND INDUSTRIAL SECTORS”




August 23, 2006



TABLE OF CONTENTS



1. IDENTIFICATION OF THE INFORMATION COLLECTION 1

1(a) Title and Number of the Information Collection 1

1(b) Short Characterization or Abstract 1


2. NEED FOR AND USE OF THE COLLECTION 8

2(a) Need and Authority for the Collection 8

2(b) Practical Utility and Users of the Data 12


3. NONDUPLICATION, CONSULTATIONS, AND OTHER COLLECTION

CRITERIA 16

3(a) Nonduplication 16

3(b) Public Notice Required Prior to ICR Submission to OMB 16

3(c) Consultations 16

3(d) Effects of Less Frequent Collection 16

3(e) General Guidelines 19

3(f) Confidentiality 19

3(g) Sensitive Questions 20


4. THE RESPONDENTS AND THE INFORMATION REQUESTED 21

4(a) Respondents and SIC/NAICS Codes 21

4(b) Information Requested 48


5. THE INFORMATION COLLECTED—AGENCY ACTIVITIES, COLLECTION METHODOLOGY, AND INFORMATION MANAGEMENT 64

5(a) Agency Activities 64

5(b) Collection Methodology and Management 67

5(c) Small Entity Flexibility 67

5(d) Collection Schedule 68


6. ESTIMATING THE BURDEN AND COST OF THE COLLECTION 71

6(a) Estimating Respondent Burden 71

6(b) Estimating Respondent Costs 71

(i) Estimating Labor Costs 71

(ii) Estimating Capital and Operations and Maintenance (O&M) Costs 71

6(c) Estimating Agency Burden and Costs 71

6(d) Estimating the Respondent Universe 72

6(e) Bottom Line Burden Hours and Cost Tables 89

(i) Respondent Tally 89

(ii) Agency Tally 89

6(f) Reasons for Change in Burden 90

6(g) Burden Statement 94


1. IDENTIFICATION OF THE INFORMATION COLLECTION


1(a) Title and Number of the Information Collection


This ICR is entitled “Information Collection Activities Associated with EPA’s ENERGY STAR Program in the Commercial and Industrial Sectors,” EPA ICR number 1772.04, OMB Control Number 2060-0347.


1(b) Short Characterization or Abstract


The U.S. Environmental Protection Agency (EPA) created ENERGY STAR as a voluntary program to help businesses and individuals protect the environment through superior energy efficiency. The Program focuses on reducing utility-generated emissions by reducing the demand for energy. In 1991, EPA launched the Green Lights program to encourage corporations, State and local governments, colleges and universities, and other organizations to adopt energy-efficient lighting as a profitable means of preventing pollution and improving lighting quality. Since then, EPA has rolled Green Lights into ENERGY STAR and expanded ENERGY STAR to encompass organization-wide energy performance improvement, such as building technology upgrades, product purchasing initiatives, and employee training. At the same time, EPA has streamlined the reporting requirements of ENERGY STAR and focused on providing incentives for improvements (e.g., ENERGY STAR Awards Program). EPA also makes tools and other resources available over the Web to help the public overcome the barriers to evaluating their energy performance and investing in profitable improvements.


This ICR examines the information collections under the ENERGY STAR Program in the commercial and industrial sectors. Sections 1 through 5 of this document describe the collections (e.g., from the standpoint of need and use/utility of the information collected). The sections also describe respondent and Agency activities. In Section 6, EPA estimates the total annual hour and cost burden to respondents and the Agency under the collections.


ENERGY STAR IN THE COMMERCIAL AND INDUSTRIAL SECTORS


The ENERGY STAR Program consists of the following participant groups:


  • Commercial and Industrial (C&I) Sector Partners. This participant group includes businesses and other organizations in such fields as commercial and corporate real estate, education, government, healthcare, hospitality, manufacturing, industry, and retail. Partners make a corporate commitment to achieving energy efficiency in their buildings.


  • Service and Product Provider (SPP) Partners. This participant group includes companies interested in providing energy efficient products and services in the commercial and industrial markets. This group includes architects and A/E firms, banks and commercial financial lenders, contractors, distributors, energy management services companies/consultants, energy service companies (ESCOs), engineers, equipment manufacturers, unregulated energy retailers and marketers, or any other supplier of energy-efficient products and/or services.


  • Energy Efficiency Program Sponsor (EEPS) Partners. This participant group includes regulated utilities, publicly owned utilities, and energy delivery companies; national, regional, State, or local government entities or other organizations involved in coordinating and/or administering energy-efficiency or environmental education programs that promote ENERGY STAR, including ENERGY STAR labeled commercial and industrial buildings.


In addition, Partners, State and local government entities, associations, and any other interested party can help EPA promote energy efficiency. For example, Partners and other interested parties can benchmark individual buildings by using EPA’s on-line benchmarking tool, Portfolio Manager, and apply for the ENERGY STAR. If they can demonstrate and verify that an individual building meets the criteria for qualifying for the ENERGY STAR, they will receive an ENERGY STAR plaque that they can display on the building. Under the ENERGY STAR Challenge, EPA also works with governments, associations and non-profit organizations to encourage their members and/or constituents to leverage the ENERGY STAR platform to improve the energy efficiency of their buildings by 10 percent or more. Small businesses and congregations can also sign up to work with ENERGY STAR.


The following paragraphs describe the information collections applicable to these groups.


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES


Organizations interested in joining ENERGY STAR may be asked to submit a Letter or Agreement describing their commitment to promoting energy efficiency. They also may be asked or encouraged to undertake related activities, as described below.


Commercial and Industrial Sector Partners


In order to join ENERGY STAR, organizations in the commercial and industrial sectors are asked to complete and submit a Partnership Letter to EPA. These Partners agree to baseline, track, and benchmark their organization’s energy performance by using tools such as those offered by ENERGY STAR; develop and implement a plan to reduce energy intensity across their facilities and operations by following the energy management strategy provided through ENERGY STAR; and educate their staff and the public about their Partnership in ENERGY STAR, and highlight their achievements with recognition offered through ENERGY STAR.


Service and Product Providers


SPPs interested in joining ENERGY STAR complete and submit a Partnership Agreement to EPA. The SPPs commit to promote and use ENERGY STAR in a manner consistent with the national ENERGY STAR efforts and specifically agree to follow all applicable terms and conditions governing the use of the ENERGY STAR logos, which are registered trade and service marks. SPPs also commit to communicate to ENERGY STAR their efforts to help customers develop a continuous improvement strategy for energy management; improve the energy performance of their customers’ building portfolios and/or manufacturing facilities; promote overall awareness of ENERGY STAR; and, increase availability of ENERGY STAR qualified products or buildings. SPPs will be asked to complete a Service and Product Provider Company Profile when they join. On an annual basis, they will be asked to update company and contact information displayed on the ENERGY STAR Web site and in the directory.


In delivering services and/or products, when appropriate, SPPs agree to include ENERGY STAR tools, messages and Guidelines for Energy Management (e.g., to help customers measure their energy performance, quantify the financial value of improvements across their organization, set targets, take action and promote their accomplishments). SPPs also agree to recognize their customers’ accomplishments (e.g., by documenting success stories and case studies).


Energy Efficiency Program Sponsors


EEPS interested in joining ENERGY STAR are asked to complete and submit a Partnership Agreement. They commit to promote and use ENERGY STAR in a manner consistent with the national ENERGY STAR efforts and specifically agree to follow all applicable terms and conditions governing the use of the ENERGY STAR logos, which are registered trade and service marks. They also commit to submit and periodically update a brief plan outlining the key activities they intend to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial markets. They will be asked on an annual basis to update organization and contact information displayed on the ENERGY STAR Web site and the Directory of Energy Efficiency Programs (DEEP).


If promoting ENERGY STAR in the commercial market, the EEPS agree to collaborate with ENERGY STAR to improve the energy performance of their customers’ buildings and portfolios. If promoting ENERGY STAR in the industrial market, the EEPS agree to collaborate with ENERGY STAR to assist industry in adopting a continuous improvement strategy for corporate-wide energy management.


Small Business and Congregations Network


A small business or congregation may join the Network of small businesses and congregations working with ENERGY STAR. To join, they would provide requested information at EPA’s ENERGY STAR Web site. They would pledge to buy ENERGY STAR equipment and upgrade the energy efficiency of their facilities whenever financially viable. As part of the Network, they may use the ENERGY STAR promotional mark in accordance with the ENERGY STAR identity guidelines.


ENERGY STAR Challenge


The ENERGY STAR Challenge is a call to action for businesses and institutions to improve the energy efficiency of their buildings by 10 percent or more. Under the Challenge, EPA works with governments, associations and non-profit organizations to encourage their members and/or constituents to leverage the ENERGY STAR platform to improve the energy efficiency of their buildings.


Governments, associations or non-profit organizations may choose to participate in the Challenge and work with their members/constituents by submitting an on-line sign-up form. EPA then sends a tool kit to participants to provide them with specific methods/materials to share with their members on how to carry out the Challenge.


After receiving the tool kit, Challenge participants would provide to EPA a summary of activities they plan to implement to promote the Challenge and educate their members/constituents.


BENCHMARKING


Assessing energy use is a critical component of the ENERGY STAR Program and guidance provided by EPA to partners. EPA provides tools to track, measure and compare energy use for a range of building types and facilities. Portfolio Manager is the primary tool for undertaking these activities and is available on-line, although for specific industry types,

spreadsheet calculators may be provided.


Portfolio Manager


Portfolio Manager can be used to rate the performance of buildings on a scale of 1-100 relative to similar buildings nationwide using EPA’s national energy performance rating system. The rating system accounts for the impacts of year-to-year weather variations, as well as building size, location, and several operating characteristics.


In addition, EPA intends to collect information from Portfolio Manager users on its usability as a Web-based tool and on the effectiveness of Portfolio Manager training. Based on this information, EPA will identify and make needed improvements.


ENERGY STAR Energy Performance Indicator


EPA provides industrial companies with opportunities to overcome barriers to energy efficiency in their businesses. This is accomplished by promoting sound, strategic corporate energy management practices and resources that facilitate continuous improvement. EPA’s Web site includes an automated tool, the Energy Performance Indicator (EPI), to score the energy efficiency of specific types of industrial plants (e.g., automobile assembly plants). An organization enters basic information into the EPI on its plant characteristics and energy consumption. The EPI produces a plant percentile score between 1 and 100 and compares that score to the most energy-efficient plants in the industry and to the previous performance for the plant.


Information for the Development of New Facility Types


EPA expects to increase the number of facility-use types available to be benchmarked in Portfolio Manager and therefore eligible for earning the ENERGY STAR as well as for participation in ENERGY STAR Leaders. Through initial data collection, EPA will collect information from participating organizations in order to build an historical account of energy use for new facility type analysis. EPA may ask for information about energy use, building characteristics, and other parameters that will help to add new facility-use types. To beta test the accuracy of the statistical analysis, EPA will collect information from participating organizations in order to test the model to ensure that it produces relevant results.


RECOGNITION


ENERGY STAR Labeling


Buildings


ENERGY STAR offers the public an opportunity to display the ENERGY STAR on their buildings if they meet certain energy performance criteria defined by EPA. The on-line application for the ENERGY STAR is submitted through EPA’s benchmarking tool, Portfolio Manager. Eligible buildings with benchmark scores of 75 or higher may submit information to EPA to apply for the ENERGY STAR. The on-line application consists of a Statement of Energy Performance (SEP) and Letter of Agreement (LOA). To be approved to receive the ENERGY STAR, buildings must meet specific eligibility requirements as well as industry standards for comfort and indoor air quality. A Professional Engineer must verify the SEP (stamped/embossed and signed) that these requirements have been met.


In addition, EPA intends to visit a number of ENERGY STAR Labeled Buildings for quality control purposes. EPA may confirm, for example, the accuracy of the information provided in the application for the ENERGY STAR, and may request facility documentation during the visit.


EPA also expects to periodically contact representatives of buildings that have earned the ENERGY STAR to collect information about the characteristics of buildings that lead to top energy performance. This includes information on the buildings’ construction, equipment used in the buildings, building management, and involvement in ENERGY STAR. EPA will use this information to better understand the specific design, construction, and operating characteristics of ENERGY STAR Labeled Buildings and how these characteristics contributed to the buildings’ top energy performance. In addition, EPA intends to collect information about the qualification process to measure how easy it is for organizations to use. EPA needs this information to identify and make needed improvements to the qualification process.


Plants


Industrial companies have an opportunity to apply to EPA to display a banner or flag on specific types of plants (e.g., automobile assembly plants) that meet EPA’s energy efficiency criteria. EPA’s Web site includes an automated tool, the Energy Performance Indicator (EPI), to score a plant’s energy efficiency. The EPI produces a plant percentile score between 1 and 100 and compares that score to the most energy-efficient plants in the industry and to the previous performance for the plant. For organizations that want to receive recognition for superior performance based on the EPI score (the plant must score in the top quartile), the organization may apply to EPA for recognition by printing out a Statement of Energy Performance and submitting it and a letter to EPA. If approved, the organization would receive recognition for the plant (e.g., EPA permission to display a banner or plant flag).


ENERGY STAR Leaders


As part of the Partnership Letter, organizations commit to continuous improvement. To track Partners’ progress against their goal, EPA provides organizations recognition incentives to meet specific targets. This follows the Partnership Letter and includes that they track and benchmark all of the eligible buildings in their portfolio, and notify EPA of this accomplishment by submitting a Letter of Qualification, Facility Summary Report, and Facility List. EPA will review this information and recognize these participants as ENERGY STAR Leaders if they qualify.


EPA does not mandate reporting but rather requests that Partners who reach targets inform EPA by submitting the qualification documents when they have met energy improvements in 10 percent increments across their portfolio.


Success Stories


EPA periodically receives feedback from Partners and other stakeholders to develop success stories and other information on their efforts to improve energy efficiency in the commercial and industrial sector. EPA shares this information with the general public at the ENERGY STAR Web site. For example, SPPs work with their clients to prepare success stories on best practices, lessons learned, and energy performance achievements. EPA posts this information on the Web site.


Statement of Energy Design Intent


Architecture firms can display the “Designed to Earn the ENERGY STAR” graphic to distinguish their projects as among the nation’s best in energy performance. To apply for the graphic, the Architect of Record (AOR) must be an ENERGY STAR Partner. The AOR would enter specific information into EPA’s on-line software tool, Target Finder, to obtain an EPA energy performance rating for the design project. It would then print the Statement of Energy Design Intent (SEDI) from Target Finder and fill in the required information. The statement must be sealed (stamped) and signed by a licensed architect or engineer designated by the AOR. The AOR also must complete an Application Letter. As part of the Letter, the AOR agrees to collaborate with EPA on a case study about the project’s design energy use strategies and goals, to be posted on the ENERGY STAR Web site. The AOR would submit the SEDI and Application Letter to EPA. EPA would send the AOR the graphic, which can be displayed in the title block of project drawings and on other project documents.


ENERGY STAR Awards


Organizations interested in receiving recognition for their efforts in improving their energy performance may apply for an ENERGY STAR Award. EPA currently issues awards to

Commercial and Industrial Sector Partners, Service and Product Providers, and Energy Efficiency Program Sponsors. In addition, small businesses and congregations may apply to receive an award as part of their recognition efforts.


2. NEED FOR AND USE OF THE COLLECTION


2(a) Need and Authority for the Collection


ENERGY STAR is authorized in the Clean Air Act under Section 103g. The Energy Policy Act of 2005 (P.L. 109-58) provides further authorization to EPA and the U.S. Department of Energy (DOE) to establish a voluntary program to identify and promote energy-efficient products and buildings in order to reduce energy consumption, improve energy security, and reduce pollution through voluntary labeling of, or other forms of communication about, products and buildings that meet the highest energy conservation standards. In addition, President Bush has made ENERGY STAR a key element of his National Energy Policy and his climate change initiative. ENERGY STAR is a voluntary Program aimed at preventing pollution rather than controlling it after its creation. The Program focuses on reducing utility-generated emissions by reducing the demand for energy.


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES


Partnership Letter or Agreement/Related Activities


EPA needs to collect initial information from organizations to formally establish their Partnership in the ENERGY STAR Program. The Partnership Letter is submitted by organizations in the C&I Sector that commit to adopting an energy strategy and making energy reductions to protect the environment. The Partnership Letter provides EPA with basic yet necessary information on the organizations (e.g., contact information). The Partnership Letter also highlights the importance of an energy management plan as a necessary element of a Partner’s strategy to improve its facilities’ energy performance. EPA does not collect the plan, but provides a guidebook to assist in its development.


The Partnership Agreement is submitted by SPPs and EEPS. These organizations agree to leverage ENERGY STAR by making it part of their own energy efficiency or to sell energy efficient products and services. The Partnership Agreement also provides basic yet necessary information on the organizations, and it holds organizations accountable for using the ENERGY STAR Logo in accordance with applicable ENERGY STAR requirements. Through the Partnership Agreement, SPPs and EEPS also commit to undertaking specified information collection activities.


EPA compiles information from SPP Partners to include in the Service and Product Provider Directory. The Directory is a searchable Web database to provide the public with easy access to energy efficiency products and services that can help companies lower operating costs and increase their bottom line. Businesses wishing to appear in this Directory are asked to submit a completed profile that details their products and services, so it can be searched in a number of different ways.


In delivering services and/or products, when appropriate, SPPs agree to include ENERGY STAR tools, messages and Guidelines for Energy Management. This information is needed to encourage customers to take needed steps to improve the energy performance of their buildings.


EEPS submit a brief plan outlining key activities that they plan to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial markets so that EPA can ensure that these activities align with ENERGY STAR’s goals and purposes. EPA needs annual updates to the Directory of Energy Efficiency Programs to ensure that its Web site provides the public with up-to-date information. The EEPS will collaborate with ENERGY STAR to help their customers measure and improve the energy performance of their buildings and portfolios.


Small Business and Congregations Network


EPA needs to collect information from small businesses and congregations to be able to send “Welcome Aboard” materials and provide them with monthly educational email updates.


ENERGY STAR Challenge


The ENERGY STAR Challenge is a call to action for businesses and institutions to improve the energy efficiency of their buildings by 10 percent or more. Under the Challenge, EPA works with governments, associations and non-profit organizations to encourage their members and/or constituents to leverage the ENERGY STAR platform to improve the energy efficiency of their buildings. Information provided through on-line sign-ups will confirm their participation and enable EPA to provide a tool kit to help them promote the ENERGY STAR Challenge and educate their members and constituents on how to respond to it. In addition, the information will provide EPA with an idea of the types of activities that are being undertaken in response to the Challenge call to action.


BENCHMARKING


Portfolio Manager


Any organization may use Portfolio Manager to evaluate its building’s energy performance. A user rates the performance of its buildings on a scale of 1-100 relative to similar buildings nationwide using EPA’s national energy performance rating system. Information entered into Portfolio Manager is needed so the user can receive a rating.


In addition, EPA intends to collect information from Portfolio Manager users on its usability as a Web-based tool and on the effectiveness of training. Based on this information, EPA will identify and make needed improvements.


ENERGY STAR Energy Performance Indicator


EPA provides industrial companies with opportunities to overcome barriers to energy efficiency in their businesses. This is accomplished by promoting sound, strategic corporate energy management practices and resources that facilitate continuous improvement. EPA’s Web site includes an automated tool, the Energy Performance Indicator (EPI), to score the energy efficiency of specific types of industrial plants. The tool is needed to enable organizations to compare their energy performance to the most energy-efficient plants in the industry and to the previous performance for the plant. The information assists them in improving their energy performance.


Information for the Development of New Facility Types


EPA needs to collect information and conduct beta testing in the development of new facility types in Portfolio Manager as well as for ENERGY STAR Leaders. Through initial data collection, EPA will collect information from participating organizations in order to build an historical account of energy use for new facility type analysis. EPA may ask for information about energy use, building characteristics, and other parameters that will help to add new facility-use types. To beta test the accuracy of the statistical analysis, EPA will collect information from participating organizations to test the model to ensure it produces relevant results.


RECOGNITION


ENERGY STAR Labeling


Buildings


ENERGY STAR offers the public an opportunity to display the ENERGY STAR on their buildings if they meet certain energy performance criteria defined by EPA. The on-line application for the ENERGY STAR is submitted through EPA’s benchmarking tool, Portfolio Manager. The on-line application consists of a Statement of Energy Performance (SEP) and Letter of Agreement (LOA). To be approved to receive the ENERGY STAR, buildings must meet specific eligibility requirements as well as industry standards for comfort and indoor air quality. A Professional Engineer must verify the SEP (stamped/embossed and signed) that these requirements have been met. These materials are necessary to demonstrate to EPA that energy-efficiency improvements have been achieved.


In addition, EPA may need to collect information from ENERGY STAR Labeled Buildings as part of the on-site verification process. This information is needed to help EPA maintain quality control on the buildings that qualify for the ENERGY STAR.


EPA also intends to contact some of the owners of ENERGY STAR Labeled Buildings periodically to solicit information on the buildings’ construction, the equipment used in the buildings, building management, and involvement in ENERGY STAR. EPA needs this information to better understand the specific design, construction, and operating characteristics of ENERGY STAR Labeled Buildings and how these characteristics contributed to the buildings’ top energy performance. In addition, EPA intends to collect information about the qualification process to measure how easy it is for organizations to use. EPA needs this information to identify and make needed improvements to the process.


Plants


Industrial companies have an opportunity to apply to EPA to display a banner or flag on specific types of plants that meet EPA’s energy efficiency criteria. Companies that enter plant information into EPA’s on-line tool, the Energy Performance Indicator (EPI), and score in the top quartile may apply to EPA for recognition of the plant. To apply for recognition, the company prints out the Statement of Energy Performance and submits it and a letter to EPA. This information is needed by EPA to understand and confirm a plant’s energy efficiency. If approved, the organization would receive recognition for the plant (e.g., EPA permission to display a banner or plant flag). Recognition by EPA helps to encourage industrial companies to improve their plants’ energy performance.


ENERGY STAR Leaders


As part of their Partnership Letter, organizations commit to continuous improvement. To track Partner progress against their goal, EPA provides organizations recognition incentives to meet specific targets. These follow the Partnership Letter and include that they track and benchmark all of their eligible buildings in their portfolio and notify EPA of this accomplishment by submitting a Letter of Qualification, Facility Summary, and Facility List. The notification to EPA allows the Agency to recognize Partner accomplishments if they qualify. This recognition encourages further energy performance improvements.


Success Stories


EPA periodically receives feedback from organizations to develop success stories and other types of information on their efforts to improve energy efficiency in the commercial and industrial sector. EPA shares this information with the general public at the ENERGY STAR Web site. This recognition promotes the image of these organizations as leaders in energy management. In addition, information on the Web site educates the general public on the resources available for improving energy performance.


Statement of Energy Design Intent


Organizations may submit the Statement of Energy Design Intent to EPA to earn recognition. EPA needs the SEDI to confirm the energy performance of their design and recognize these organizations on the EPA Web site. In addition, these organizations can display the graphic, “Designed to Earn the ENERGY STAR,” on architectural plans and other specified documents. This recognition promotes the image of these organizations as leaders in the design of energy efficient buildings. Information on the Web site can educate architecture/engineering firms and the general public on best practices for designing energy efficient buildings.


ENERGY STAR Awards


Organizations apply for ENERGY STAR Awards to gain public recognition for exemplary energy performance. In this regard, EPA holds the awards program to provide an incentive for organizations to seek greater energy performance improvements.


2(b) Practical Utility and Users of the Data


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES


Partnership Letter or Agreement/Related Activities


EPA uses information submitted in the Partnership Letter or Agreement to officially establish an organization’s participation in ENERGY STAR. Facility data from the Letter or Agreement are entered into the iSTAR database to serve as a source of general information and as a mailing list.


Partners use the energy management plan in implementing a strategy to improve the energy performance at their facilities. EPA does not collect the plan.


EPA uses the information submitted in the SPP profile to develop and maintain the Service and Product Provider Directory.


In delivering services and/or products, when appropriate, SPPs agree to include ENERGY STAR tools, messages and Guidelines for Energy Management. This information is used to encourage customers to take needed steps to improve the energy performance of their buildings.


EPA uses the brief plan collected from the EEPS to ensure that their activities and materials align with the goals and purposes of ENERGY STAR. EPA uses annual updates from EEPs to ensure that its Web site provides the public with up-to-date information. The EEPS will collaborate with ENERGY STAR to help their customers measure and improve the energy performance of their buildings and portfolios.


Small Business and Congregations Network


EPA uses the information provided by small businesses and congregations to send them useful information (e.g., their email address enables EPA to send monthly ENERGY STAR E-updates).


ENERGY STAR Challenge


The ENERGY STAR Challenge is a call to action for businesses and institutions to improve the energy efficiency of their buildings by 10 percent or more. Under the Challenge, EPA works with governments, associations and non-profit organizations to encourage their members and/or constituents to leverage the ENERGY STAR platform to improve the energy efficiency of their buildings. EPA uses the information from participants to confirm their participation and enable EPA to provide a tool kit to help them promote the ENERGY STAR Challenge and educate their members and constituents on how to respond to it. In addition, EPA uses the information to get an idea of the types of activities that are being undertaken in response to the Challenge call to action.


BENCHMARKING


Portfolio Manager


Any organization may use Portfolio Manager to evaluate its building’s energy performance. Information entered into Portfolio Manager is needed so the user can receive a rating. Portfolio Manager helps the user update and track data over time to continuously monitor performance. The user can use both short and long term trends in energy performance to make budget and management decisions regarding investments in energy-related projects.


In addition, EPA intends to collect information from Portfolio Manager users on its usability as a Web-based tool and on the effectiveness of Portfolio Manager training. Based on this information, EPA will identify and make needed improvements.


ENERGY STAR Energy Performance Indicator


EPA provides industrial companies with opportunities to overcome barriers to energy efficiency in their businesses. This is accomplished by promoting sound, strategic corporate energy management practices and resources that facilitate continuous improvement. EPA’s Web site includes an automated tool, the Energy Performance Indicator (EPI), to score the energy efficiency of specific types of industrial plants. Organizations use the tool to compare their energy performance to the most energy-efficient plants in the industry and to the previous performance for the plant.


Information for the Development of New Facility Types


EPA will use the information gathered during the initial data collection and beta testing activities to build a database of information for benchmarking of a specific facility-use type. The information will be used in developing and expanding the Portfolio Manager tool for new facility types.


RECOGNITION


ENERGY STAR Labeling


Buildings


ENERGY STAR offers the public an opportunity to display the ENERGY STAR on their buildings if they meet certain energy performance criteria defined by EPA. The on-line application for the ENERGY STAR is submitted through EPA’s benchmarking tool, Portfolio Manager. The on-line application consists of a Statement of Energy Performance (SEP) and Letter of Agreement (LOA). To be approved to receive the ENERGY STAR, buildings must meet specific eligibility requirements as well as industry standards for comfort and indoor air quality. A Professional Engineer must verify the SEP (stamped/embossed and signed) that these requirements have been met. The applicant uses this information to demonstrate to EPA that energy-efficiency improvements have been achieved.


In addition, EPA may need to collect information from ENERGY STAR Labeled Buildings as part of the on-site verification process. This information is used to help EPA verify the energy performance of ENERGY STAR Labeled Buildings and maintain quality control on them.


EPA also intends to contact some of the owners of ENERGY STAR Labeled Buildings periodically to solicit information on the buildings’ construction, the equipment used in the buildings, building management, and involvement in ENERGY STAR. EPA will use this information to better understand the specific design, construction, and operating characteristics of ENERGY STAR Labeled Buildings and how these characteristics contributed to the buildings’ top energy performance. In addition, EPA intends to collect information about the qualification process to measure how easy it is for organizations to use. EPA will use this information to identify and make improvements to the process that buildings use to qualify for the ENERGY STAR.


Plants


Industrial companies have an opportunity to apply to EPA to display a banner or flag on specific types of plants that meet EPA’s energy efficiency criteria. Companies that enter plant information into EPA’s on-line tool, the Energy Performance Indicator (EPI), and score in the top quartile may apply to EPA for recognition of the plant. To apply for recognition, the company prints out the Statement of Energy Performance and submits it and a letter to EPA. EPA reviews this information to understand and verify the energy efficiency of the plants. If approved, the organization would receive recognition for the plant (e.g., EPA permission to display a banner or plant flag). EPA recognition enhances the image of the organization as a national leader in energy performance.


ENERGY STAR Leaders


As part of their Partnership Letter, organizations commit to continuous improvement. To track Partner progress against their goal, EPA provides organizations recognition incentives to meet specific targets. These follow the Partnership Letter and include that they track and benchmark all of their eligible buildings in their portfolio and notify EPA of this accomplishment. The purpose of this notification is to allow the Agency to track Partner progress in improving energy performance and to recognize Partner accomplishments if they qualify.


Success Stories


EPA periodically receives feedback from Partners and other stakeholders to develop success stories and other information on their efforts to improve energy efficiency in the commercial and industrial sector. EPA shares this information with the general public at the ENERGY STAR Web site. This recognition promotes the image of these organizations as leaders in energy management. In addition, the Web site provides the public with valuable information about others’ experiences and lessons learned as well as the resources available for improving energy performance.


Statement of Energy Design Intent


Organizations may submit the Statement of Energy Design Intent to EPA to earn recognition. EPA uses the SEDI to confirm the energy performance of their design and recognize these organizations on the EPA Web site. This recognition can enhance their image by demonstrating their commitment to helping building owners make better decisions about energy performance in their new commercial construction projects. Information at the Web site also can assist interested parties to learn best practices for designing energy efficient buildings.


ENERGY STAR Awards


Organizations apply for ENERGY STAR Awards to gain public recognition for exemplary energy performance. In this regard, EPA holds the awards program to provide an incentive for organizations to seek greater energy performance improvements.


3. NONDUPLICATION, CONSULTATIONS, AND OTHER COLLECTION CRITERIA


3(a) Nonduplication


The information collected under this ICR is not collected by any other EPA office or by any other federal agency. Therefore, there is not a potential for duplication with other federal collections.


3(b) Public Notice Required Prior to ICR Submission to OMB


In compliance with the Paperwork Reduction Act of 1995, EPA solicited public comments on this ICR through an announcement in the Federal Register on June 1, 2006 (71 FR 31179). No comments were received.


3(c) Consultations


In preparing this ICR, EPA did not conduct industry or State consultations. Because EPA works closely with ENERGY STAR participants, the Agency already has a good idea of the time needed to carry out its information collections. Therefore, EPA relied on the expertise of Agency staff in developing the ICR’s hour and cost assumptions. In addition, the Agency accessed its current databases (e.g., iSTAR) and documentation to estimate the number of respondents and activities. The Agency’s data sources are kept up-to-date based on participant submittals (e.g., submittals of Partnership Letters, SPP Directory Company Profiles) and therefore are the most reliable sources for estimation purposes.


3(d) Effects of Less Frequent Collection


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES


Partnership Letter or Agreement/Related Activities


The Partnership Letter or Agreement is submitted on a one-time basis; less frequent collection is not possible.


Partners prepare the energy management plan on a one-time basis. They then follow the plan in improving their facilities’ energy performance. The plan is not collected by EPA.


Service and Product Providers who would like to be listed in the SPP Directory submit the Service and Product Provider Company Profile initially. EPA requests annual updates of the information through a mass email. EPA needs these updates to ensure that the Directory provides accurate and up-to-date information for public use.


There is no schedule for SPPs to include ENERGY STAR tools, messages and Guidelines for Energy Management in their products and services.


EPA collects information from EEPS according to the following schedule:


  • Submittal and periodic update of a brief plan outlining the key activities the EEPS intend to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial markets. EPA needs to collect this information on a periodic basis to ensure that the EEPS are acting in alignment with the objectives of the ENERGY STAR Program.


  • Submittal of annual updates to the Directory of Energy Efficiency Programs. EPA needs this information on an annual basis to ensure that its Web site provides up-to-date and accurate information to the public.


Small Business and Congregations Network


There is no collection schedule for small businesses and congregations.


ENERGY STAR Challenge


There is no schedule for participating in the ENERGY STAR Challenge.


BENCHMARKING


Portfolio Manager


There is no collection schedule for benchmarking in Portfolio Manager.


EPA intends to collect information from Portfolio Manager users on its usability as a Web-based tool and on the effectiveness of training on the tool. EPA expects to contact selected users not more than once per year. EPA needs to collect information at this frequency in order to be responsive to users’ needs.


ENERGY STAR Energy Performance Indicator


There is no schedule for using the Energy Performance Indicator.


Information for the Development of New Facility Types


The schedule for collecting information for the development of new facility types is expected to be once every two or three years.


RECOGNITION


ENERGY STAR Labeling


Buildings


There is no schedule for applying for the ENERGY STAR.


On-site verification of ENERGY STAR Labeled Buildings will be performed during one of the three years of this ICR. This frequency will give EPA adequate opportunity to confirm that accurate information is being provided by them.


EPA may ask selected participants in the ENERGY STAR Program to provide feedback on their ENERGY STAR Labeled Buildings and the process for qualifying for the ENERGY STAR. EPA expects to contact participants during one of the three years of this ICR. EPA needs to collect information at this frequency in order to understand the characteristics that lead to top energy performance and to be responsive to participants’ needs in following the qualification process.


Plants


There is no schedule for applying for EPA recognition (e.g., permission to display a banner or plant flag).


ENERGY STAR Leaders


There is no schedule for collecting information.


As part of their Partnership Letter, organizations commit to continuous improvement. To track Partners’ progress against their goal, EPA provides organizations recognition incentives to meet specific targets. These follow the Partnership Letter and include that they track and benchmark all of their buildings and notify EPA of this accomplishment by submitting a Letter of Qualification, Facility Summary, and Facility List.


EPA does not mandate reporting, but rather requests that Partners who make improvements in 10 percent increments across their portfolio submit their qualification documents. Submission of these documents is essential for the Agency to track Partners’ progress in improving their energy performance and to recognize Partners’ accomplishments.


Success Stories


There is no schedule for receiving information.


Statement of Energy Design Intent


There is no schedule for submitting the Statement of Energy Design Intent (SEDI) to EPA to earn recognition. The SEDI must be submitted for design projects that are at least 95 percent completed. This timeframe gives EPA assurance that the design is close to being finalized.


ENERGY STAR Awards


The ENERGY STAR Awards are held annually to recognize organizations that have achieved energy performance improvements. ENERGY STAR Partners who wish to receive an award are requested to submit an application annually.


3(e) General Guidelines


Information collections performed under this clearance will follow all of OMB’s General Guidelines regarding federal data collection.


EPA intends to omit the expiration date from all forms being submitted for OMB review in this ICR. The information collected on the forms is modified infrequently. When modifications to the forms do occur, they normally involve changes that do not affect respondent burden (e.g., changes to wording and/or format). Under the 1995 Paperwork Reduction Act, a person is not required to respond to a collection of information unless it displays a currently valid OMB control number.


Since this ICR is renewed every three years, inclusion of an expiration date on the forms would require EPA to amend them every three years. This would create unnecessary burdens for both EPA and those who complete the forms. Since inclusion of the expiration date on the forms in these circumstances provides little to no value for the public, EPA intends to omit it from the forms under this ICR.


3(f) Confidentiality


Participation in the ENERGY STAR Program is voluntary and may be terminated by participants or EPA at any time. If a claim of confidential business information (CBI) is asserted, EPA will manage that information in accordance with EPA’s provisions on confidentiality. 40 CFR Part 2, Subpart B establishes EPA’s general policy on the public disclosure of information and procedures for handling CBI claims.


3(g) Sensitive Questions


No questions of a sensitive nature are asked of participants with ENERGY STAR.


4. THE RESPONDENTS AND THE INFORMATION REQUESTED


4(a) Respondents and SIC/NAICS Codes


The following is a list of Standard Industrial Classification (SIC) codes, North American Industrial Classification System (NAICS) codes, and associated industries that may be affected by information collections covered under this ICR for the ENERGY STAR Program. Note that, at the end of this list, EPA has included a number of NAICS codes that do not have a corresponding SIC code. EPA has included an asterisk in the SIC code column to indicate that no corresponding SIC code exists.


SIC

Industries

NAICS

742

Veterinary Services for Livestock

54194

751

Livestock Services, Except Veterinary (custom slaughtering)

311611

1311

Crude Petroleum and Natural Gas

211111

1382

Surveying Services (geophysical surveying )

54136

1382

Oil and Gas Field Exploration Services (except geophysical mapping and surveying and aerial geophysical exploration)

213112

1389

Oil and Gas Field Exploration Services (except geophysical mapping and surveying and aerial geophysical exploration)

213112

1521

General contractors-Single-Family Houses

23321

1522

General Contractors-Residential Building Other than Single-Family (hotel and motel construction)

23332

1531

General contractors-Single-Family Houses

23321

1531

General Contractors-Residential Building, Other Than Single-Family (except hotel and motel construction)

23322

1531

Operative Builders (manufacturing and light industrial building construction)

23331

1531

General Contractors-Residential Building Other than Single-Family (hotel and motel construction)

23332

1542

General Contractors-Residential Building Other than Single-Family (hotel and motel construction)

23332

1629

Heavy Construction, NEC (industrial nonbuilding structures construction)

23493

1629

Heavy Construction, NEC (except industrial nonbuilding structures construction)

23499

1711

Plumbing, Heating and Air-Conditioning

23511

1731

Electrical Work (except burglar and fire alarm installation)

23531

1731

Burglar and Fire Alarm Installation

561621

1751

Carpentry Work

23551

1761

Roofing, Siding, and Sheet Metal Work

23561

1799

Painting and Paper Hanging

23521

1799

Glass and Glazing Work

23592

1799

Special Trade Contractors, NEC (except paint and wallpaper stripping, wall paper removal contractors, and tinting glass work)

23599

1799

Asbestos Abatement and Lead Paint Removal Contractors

56291

2013

Sausages and Other Prepared Meats (except lard made from purchased materials)

311612

2015

Poultry Slaughtering and Processing (poultry processing)

311615

2015

Poultry Slaughtering and Processing (egg processing)

311999

2021

Creamery Butter

311512

2022

Natural, Processed, and Imitation Cheese

311513

2023

Dry, Condensed and Evaporated Dairy Products

311514

2024

Ice Cream and Frozen Desserts

31152

2026

Fluid Milk

311511

2032

Canned Specialties (except canned puddings)

311422

2033

Canned Fruits, Vegetables, Preserves, Jams, and Jellies

311421

2034

Dehydrated Fruits, Vegetables and Soup Mixes (vegetable flour)

311211

2034

Dried and Dehydrated Fruits, Vegetables and Soup Mixes (except vegetable flour and soup mixes made from purchased dried and dehydrated ingredients made in dehydration plants)

311423

2037

Frozen Fruits, Fruit Juices, and Vegetables

311411

2038

Frozen Specialties, NEC

311412

2043

Cereal Breakfast Foods (breakfast cereal)

31123

2043

Cereal Breakfast Foods (coffee substitute)

31192

2044

Rice Milling

311212

2045

Prepared Flour Mixes and Doughs

311822

2046

Wet Corn Milling (except refining purchased oil)

311221

2047

Dog and Cat Food

311111

2048

Prepared Feeds and Feed Ingredients for Animals and Fowls, Except Dogs and Cats (except slaughtering animals for pet food)

311119

2051

Bread and Other Bakery Products, Except Cookies and Crackers

311812

2052

Cookies and Crackers (except unleavened bread and pretzels)

311821

2052

Cookies and Crackers (pretzel, except soft)

311919

2053

Frozen Bakery Products, Except Bread

311813

2061

Cane Sugar, Except Refining

311311

2062

Cane Sugar Refining

311312

2063

Beet Sugar

311313

2066

Chocolate and Cocoa Products (except chocolate products, made from purchased chocolate)

31132

2074

Cottonseed Oil Mills (cottonseed processing)

311223

2075

Soybean Oil Mills (soybean processing)

311222

2077

Animal and Marine Fats and Oils (animal fats and oils)

311613

2077

Animal and Marine Fats and Oils (canned marine fats and oils)

311711

2077

Animal and Marine Fats and Oils (fresh and frozen marine fats and oils)

311712

2079

Shortening, Table Oils, Margarine, and Other Edible Fats and Oils, NEC (processing fats and oils from purchased fats and oils)

311225

2082

Malt Beverages (except malt extract)

31212

2082

Malt Beverages (malt extract)

311942

2083

Malt

311213

2084

Wines, Brandy, and Brandy Spirits

31213

2085

Distilled and Blended Liquors (except applejack)

31214

2086

Bottled and Canned Soft Drinks and Carbonated Water (except bottled water)

312111

2086

Bottled and Canned Soft Drinks and Carbonated Water (bottled water)

312112

2087

Flavoring Extracts and Flavoring Syrups (flavoring syrup and concentrate, except coffee)

31193

2097

Manufactured Ice

312113

2098

Macaroni, Spaghetti, Vermicelli and Noodles

311823

2099

Food Preparations, NEC (marshmallow creme)

31134

2099

Food Preparations, NEC (tortillas)

31183

2099

Food Preparations, NEC (peanut butter)

311911

2099

Food Preparations, NEC (vinegar, prepared dips (except dairy), and cider)

311941

2099

Food Preparations, NEC (perishable prepared food)

311991

2111

Cigarettes

312221

2121

Cigars

312229

2141

Tobacco Stemming and Redrying (redrying and stemming)

31221

2221

Broadwoven Fabric Mills, Cotton

31321

2231

Broadwoven Fabric Mills, Wool (wool broadwoven fabric finishing only)

313311

2231

Broadwoven Fabric Mills, Wool (wool finishing only, except broadwoven fabric)

313312

2241

Narrow Fabric and Other Smallware Mills: Cotton, Wool, Silk and Manmade Fiber

313221

2251

Women's Full-Length and Knee-Length Hosiery, (except dyeing and finishing only)

315111

2252

Hosiery, NEC (socks except dyeing and finishing only)

315119

2253

Knit Outerwear Mills (except dyeing and finishing only, and bath robes and lounge robes)

315191

2254

Knit Underwear and Nightwear Mills (except dyeing and finishing only)

315192

2257

Weft Knit Fabric Mills (except finishing)

313241

2258

Lace and Warp Knit Fabric Mills (except finishing)

313249

2273

Carpets and Rugs

31411

2281

Yarn Spinning Mills

313111

2282

Yarn Texturing, Throwing, Winding Mills

313112

2284

Thread Mills (except finishing)

313113

2295

Coated Fabrics, Not Rubberized

31332

2296

Tire Cord and Fabrics

314992

2297

Nonwoven Fabrics

31323

2298

Cordage and Twine

314991

2299

Textile Goods, NEC (broadwoven fabrics of jute, linen, hemp, and ramie and handwoven)

31321

2299

Textile Goods, NEC (recovery and processing of fibers and waste)

314999

2311

Men's and Boys' Suits, Coats, and Overcoats (contractors)

315211

2311

Men's and Boys' Suits, Coats, and Overcoats (except contractors)

315222

2321

Men's and Boys' Shirts, Except Work Shirts (except contractors)

315223

2322

Men's and Boys' Underwear and Nightwear (except contractors)

315221

2323

Men's and Boys' Neckwear (except contractors)

315993

2325

Men's and Boys' Trousers and Slacks (except contractors)

315224

2326

Men's and Boys' Work Clothing (except contractors)

315225

2329

Men's and Boys' Suits, Coats, and Overcoats (contractors)

315211

2329

Men's and Boys' Clothing, NEC (men's and boys' other outerwear except contractors)

315228

2329

Men's and Boys' Outerwear, NEC (athletic uniforms except contractors)

315299

2331

Women's, Misses', and Juniors' Blouses and Shirts (contractors)

315212

2335

Women's, Misses', and Juniors' Dresses (except contractors)

315233

2337

Women's, Misses', and Juniors' Suits, Skirts, and Coats (except contractors)

315234

2339

Women's, Misses', and Juniors' Outerwear, NEC (except contractors)

315239

2339

Women's, Misses', and Juniors' Outerwear, NEC (scarves)

315999

2341

Women's, Misses', Children's, and Infants' Underwear and Nightwear (infants' except contractors)

315291

2353

Hats, Caps, and Millinery (except contractors)

315991

2371

Fur Goods (except contractors)

315292

2381

Dress and Work Gloves, Except Knit and All-Leather (except contractors)

315992

2391

Curtains and Draperies

314121

2392

House furnishings, Except Curtains and Draperies (except mops and bags)

314129

2392

House furnishings, Except Curtains and Draperies (blanket, laundry, and garment storage bags)

314911

2394

Canvas and Related Products

314912

2395

Textile Goods, NEC (other textile products)

314999

2395

Men's and Boys' Suits, Coats, and Overcoats (contractors)

315211

2395

Women's, Misses', and Juniors' Blouses and Shirts (contractors)

315212

2396

Automotive Trimmings, Apparel Findings, and Related Products (textile motor vehicle trimming)

33636

2397

Machine Embroideries

313222

2399

Fabricated Textile Products, NEC (seat belts, and seat and tire covers)

33636

2421

Sawmills and Planing Mills, General (sawmills)

321113

2421

Sawmills and Planing Mills, General (lumber manufacturing from purchased lumber, softwood cut stock, wood lath, fence pickets, and planing mill products)

321912

2421

Hardwood Dimension and Flooring Mills (hardwood flooring)

321918

2421

Hardwood Dimension and Flooring Mills (wood stock and turnings)

321999

2426

Hardwood Dimension and Flooring Mills (hardwood flooring)

321918

2429

Special Product Sawmills, NEC (cooperage stock)

32192

2431

Millwork (wood windows and doors)

321911

2431

Hardwood Dimension and Flooring Mills (hardwood flooring)

321918

2434

Wood Kitchen Cabinets

33711

2435

Hardwood Veneer and Plywood

321211

2436

Softwood Veneer and Plywood

321212

2439

Structural Wood Members, NEC (except trusses)

321213

2439

Structural Wood Members, NEC (trusses)

321214

2451

Mobile Homes

321991

2452

Prefabricated Wood Buildings and Components

321992

2491

Wood Preserving

321114

2493

Reconstituted Wood Products

321219

2511

Wood Household Furniture, Except Upholstered (except wood box spring frames)

337122

2511

Wood Household Furniture, Except Upholstered (wood box spring frames)

337215

2512

Wood Household Furniture, Upholstered

337121

2514

Metal Household Furniture (except upholstered and metal box spring frames)

337124

2515

Mattresses, Foundations and Convertible Beds (mattresses and foundations)

33791

2517

Wood Television, Radio, Phonograph, and Sewing Machine Cabinets

337129

2519

Household Furniture, NEC

337125

2521

Wood Office Furniture

337211

2522

Office Furniture, Except Wood

337214

2531

Automotive Trimmings, Apparel Findings, and Related Products (textile motor vehicle trimming)

33636

2531

Public Building and Related Furniture (furniture made for public buildings)

337127

2531

Public Buildings and Related Furniture (blackboards)

339942

2541

Wood Office and Store Fixtures, Partitions, Shelving, and Lockers (architectural woodwork, millwork, and fixtures)

337212

2591

Drapery Hardware and Window Blinds and Shades

33792

2599

Furniture and Fixtures, NEC (hospital beds)

339111

2611

Pulp Mills (pulp producing mills only)

32211

2611

Pulp Mills (pulp mills producing paperboard)

32213

2611

Pulp Mills (pulp mills producing paper)

322121

2621

Pulp Mills (pulp mills producing paper)

322121

2621

Paper Mills (newsprint mills)

322122

2652

Setup Paperboard Boxes

322213

2655

Fiber Cans, Tubes, Drums, and Similar Products

322214

2656

Sanitary Food Containers, Except Folding

322215

2657

Folding Paperboard Boxes, Including Sanitary

322212

2671

Packaging Paper and Plastics Film, Coated and Laminated (single-Web paper, paper multiweb laminated rolls and sheets for packaging uses)

322221

2671

Packaging Paper and Plastics Film, Coated, and Laminated (plastics packaging film and sheet)

326112

2672

Coated and Laminated Paper, NEC

322222

2673

Plastics, Foil, and Coated Paper Bags (except all plastics)

322223

2673

Plastics, Foil, and Coated Paper Bags (plastics bags)

326111

2674

Uncoated Paper and Multiwall Bags

322224

2675

Die-Cut Paper and Paperboard and Cardboard (pasted, lined, laminated, or surface-coated paperboard)

322226

2676

Sanitary Paper Products

322291

2677

Envelopes

322232

2678

Stationery, Tablets, and Related Products

322233

2679

Converted Paper and Paperboard Products, NEC (corrugated paper)

322211

2679

Converted Paper and Paperboard Products, NEC (paper supplies for business machines and other paper office supplies)

322231

2679

Converted Paper and Paperboard Products, NEC ( other converted paper and paperboard products, such as paper filters, crepe paper, and laminated and tiled wallboard)

322299

2711

Newspapers: Publishing or Publishing and Printing

51111

2721

Periodicals: Publishing or Publishing and Printing

51112

2731

Books: Publishing or Publishing and Printing (except music books)

51113

2731

Books: Publishing or Publishing and Printing (music books)

51223

2732

Book Printing

323117

2741

Miscellaneous Publishing (database publishers)

51114

2741

Books: Publishing or Publishing and Printing (music books)

51223

2741

Miscellaneous Publishing (except database and sheet music publishing)

511199

2752

Commercial Printing, Lithographic (except quick printing)

323110

2752

Commercial Printing, Lithographic (quick printing)

323114

2754

Commercial Printing, Gravure

323111

2759

Commercial Printing, NEC (screen printing)

323113

2759

Commercial Printing, NEC (digital printing, except quick printing)

323115

2759

Commercial Printing, NEC (other commercial printing except quick printing)

323119

2761

Manifold Business Forms

323116

2771

Commercial Printing, Lithographic (except quick printing)

323110

2771

Commercial Printing, Gravure

323111

2771

Greeting Cards (flexographic printing of greeting cards)

323112

2771

Automotive Trimmings, Apparel Findings, and Related Products (printing and embossing on fabric articles)

323113

2771

Commercial Printing, NEC (other commercial printing except quick printing)

323119

2771

Greeting Cards (publishing greeting cards)

511191

2782

Blankbooks, Loose-leaf Binders and Devices (except checkbooks)

323118

2789

Bookbinding and Related Work

323121

2791

Typesetting

323122

2812

Alkalies and Chlorine

325181

2813

Industrial Gases

32512

2816

Inorganic Pigments (except bone and lamp black)

325131

2819

Industrial Inorganic Chemicals, NEC (except activated carbon and charcoal, alumina, and inorganic industrial dyes)

325188

2819

Industrial Inorganic Chemicals, NEC (activated carbon and charcoal)

325998

2819

Industrial Inorganic Chemicals, NEC (alumina)

331311

2821

Plastics Materials, Synthetic and Resins, and Nonvulcanizable Elastomers

325211

2822

Synthetic Rubber

325212

2823

Cellulosic Manmade Fibers

325221

2824

Manmade Organic Fibers, Except Cellulosic

325222

2833

Medicinal Chemicals and Botanical Products

325411

2834

Pharmaceutical Preparations

325412

2835

Pharmaceutical Preparations

325412

2835

In-Vitro and In-Vivo Diagnostic Substances (in-vitro diagnostic substances)

325413

2836

Biological Products, Except Diagnostic Substance

325414

2841

Soaps and Other Detergents, Except Specialty Cleaners

325611

2842

Specialty Cleaning, Polishing, and Sanitary Preparations

325612

2843

Surface Active Agents, Finishing Agents, Sulfonated Oils, and Assistants

325613

2844

Perfumes, Cosmetics, and Other Toilet Preparations (except toothpaste)

32562

2844

Soaps and Other Detergents, Except Specialty Cleaners

325611

2851

Paints, Varnishes, Lacquers, Enamels and Allied Products

32551

2861

Gum and Wood Chemicals

325191

2865

Cyclic Organic Crudes and Intermediates, and Organic Dyes and Pigments (aromatics)

32511

2865

Cyclic Organic Crudes and Intermediates, and Organic Dyes and Pigments (organic dyes and pigments)

325132

2865

Cyclic Organic Crudes and Intermediates and Organic Dyes and Pigments (except aromatics and organic dyes and pigments)

325192

2869

Industrial Organic Chemicals (ethyl alcohol)

325193

2873

Nitrogenous Fertilizers

325311

2874

Phosphatic Fertilizers

325312

2875

Fertilizers, Mixing Only

325314

2879

Pesticides and Agricultural Chemicals, NEC

32532

2891

Adhesives and Sealants

32552

2892

Explosives

32592

2893

Printing Ink

32591

2895

Carbon Black

325182

2899

Chemicals and Chemical Preparations, NEC (frit)

32551

2899

Paints, Varnishes, Lacquers, Enamels and Allied Products

32551

2899

Flavoring Extracts and Flavoring Syrups (flavoring extracts)

311942

2899

Chemical and Chemical Preparations, NEC (fatty acids)

325199

2899

Industrial Inorganic Chemicals, NEC (activated carbon and charcoal)

325998

2911

Petroleum Refining

32411

2951

Asphalt Paving Mixtures and Blocks

324121

2952

Asphalt Felts and Coatings

324122

2992

Lubricating Oils and Greases

324191

2999

Products of Petroleum and Coal, NEC

324199

3011

Tires and Inner Tubes

326211

3021

Rubber and Plastics Footwear

316211

3052

Rubber and Plastics Hose and Belting

32622

3053

Gaskets, Packing, and Sealing Devices

339991

3061

Molded, Extruded, and Lathe-Cut Mechanical Rubber Goods

326291

3069

Coated Fabrics, Not Rubberized

31332

3069

Fabricated Rubber Products, NEC (wet suits)

33992

3069

Fabricated Rubber Products, NEC (rubber resilient floor coverings)

326192

3069

Fabricated Rubber Products, NEC (except rubberized fabric and rubber resilient floor covering)

326299

3069

Fabricated Rubber Products, NEC (rubber gloves and life jackets)

339113

3069

Fabricated Rubber Products, NEC (rubber toys, except dolls)

339932

3081

Unsupported Plastics Film and Sheets

326113

3082

Unsupported Plastics Profile Shapes

326121

3083

Laminated Plastics Plate, Sheet, and Profile Shapes

32613

3084

Plastics Pipe

326122

3085

Plastics Bottles

32616

3086

Plastics Foam Products (polystyrene foam products)

32614

3086

Plastics Foam Products (urethane foam products)

32615

3087

Custom Compounding of Purchased Plastics Resin

325991

3088

Plastics Plumbing Fixtures

326191

3089

Plastics Pipe

326122

3089

Plastics Products, NEC (except plastics pipe fittings and plastics sausage casings)

326199

3111

Leather Tanning and Finishing

31611

3131

Boot and Shoe Cut Stock and Findings (except wood heels and metal buckles)

316999

3131

Boot and Shoe Cut Stock and Findings (wood heels)

321999

3142

House Slippers

316212

3143

Men's Footwear, Except Athletic

316213

3144

Women's Footwear, Except Athletic

316214

3149

Footwear Except Rubber, NEC

316219

3161

Luggage

316991

3171

Women's Handbags and Purses

316992

3172

Personal Leather Goods, Except Women's Handbags and Purses

316993

3211

Flat Glass

327211

3221

Glass Containers

327213

3229

Pressed and Blown Glass and Glassware, NEC

327212

3231

Glass Products Made of Purchased Glass

327215

3241

Cement, Hydraulic

32731

3251

Brick and Structural Clay Tile (except slumped brick)

327121

3253

Ceramic Wall and Floor Tile

327122

3255

Clay Refractories

327124

3259

Structural Clay Products, NEC

327123

3261

Vitreous China Plumbing Fixtures and China and Earthenware Fittings and Bathroom Accessories

327111

3262

Vitreous China Table and Kitchen Articles

327112

3264

Porcelain Electrical Supplies

327113

3271

Concrete Block and Brick

327331

3272

Concrete Products, Except Block and Brick (concrete products, except dry mix concrete and pipe)

32739

3272

Concrete Products, Except Block and Brick (concrete pipe)

327332

3273

Ready-Mixed Concrete

32732

3274

Lime

32741

3275

Gypsum Products

32742

3281

Cut Stone and Stone Products

327991

3291

Abrasive Products (except steel wool with or without soap)

32791

3292

Asbestos Products (asbestos brake linings and pads)

33634

3295

Minerals and Earths, Ground or Otherwise Treated (except grinding, washing, separating, etc. of nonmetallic minerals)

327992

3296

Mineral Wool

327993

3297

Nonclay Refractories

327125

3299

Nonmetallic Mineral Products, NEC (moldings, ornamental and architectural plaster work and gypsum statuary )

32742

3299

Nonmetallic Mineral Products, NEC (except moldings, ornamental and architectural plaster work, clay and gypsum statuary)

327999

3312

Steel Works, Blast Furnaces (Including Coke Ovens), and Rolling Mills (except coke ovens not integrated with steel mills and hot rolling purchased steel)

331111

3313

Electrometallurgical Products, Except Steel

331112

3315

Steel Wiredrawing and Steel Nails and Spikes (steel, wire drawing)

331222

3315

Steel Wiredrawing and Steel Nails and Spikes (nails, spikes, paper clips, and wire not made in wiredrawing plants)

332618

3316

Cold-Rolled Steel Sheet, Strip and Bars

331221

3317

Steel Pipe and Tubes

33121

3321

Gray and Ductile Iron Foundries

331511

3324

Steel Investment Foundries

331512

3325

Steel Foundries, NEC

331513

3331

Primary Smelting and Refining of Copper

331411

3334

Primary Production of Aluminum

331312

3339

Primary Smelting and Refining of Nonferrous Metals, Except Copper and Aluminum

331419

3341

Secondary Smelting and Refining of Nonferrous Metals (except copper and aluminum)

331492

3351

Rolling, Drawing, and Extruding of Copper

331421

3353

Aluminum Sheet, Plate, and Foil

331315

3354

Aluminum Extruded Products

331316

3356

Rolling, Drawing, and Extruding of Nonferrous Metals, Except Copper and Aluminum

331491

3357

Drawing and Insulating of Nonferrous Wire (aluminum wire drawing)

331319

3357

Drawing and Insulating of Nonferrous Wire (copper wire drawing)

331422

3357

Rolling, Drawing and Extruding of Nonferrous Metals, Except Copper and Aluminum

331491

3357

Drawing and Insulating of Nonferrous Wire (fiber optic cable-insulating only)

335921

3357

Drawing and Insulating of Nonferrous Wire (communication and energy wire, except fiber optic-insulating only)

335929

3363

Aluminum Die-Castings

331521

3364

Nonferrous Die-Castings, Except Aluminum

331522

3365

Aluminum Foundries

331524

3366

Copper Foundries

331525

3369

Nonferrous Foundries, Except Aluminum and Copper

331528

3398

Metal Heat Treating

332811

3399

Primary Metal Products, NEC (making ferrous metal powder, paste, and flake from purchased iron or steel)

331221

3399

Primary Metal Products, NEC (aluminum powder, paste, flakes, etc.)

331314

3399

Primary Metal Products, NEC (copper powders, flakes, paste, etc.)

331423

3399

Primary Metal Products, NEC (laminating steel)

332813

3411

Metal Cans

332431

3421

Cutlery (tool-type shears)

332212

3423

Hand and Edge Tools, Except Machine Tools and Handsaws

332212

3425

Saw Blades and Handsaws

332213

3429

Hardware, NEC (other hardware)

33251

3429

Metal Shipping Barrels, Drums, Kegs, and Pails

332439

3429

Hardware, NEC (hose nozzles)

332919

3429

Hardware, NEC (luggage and utility racks)

336399

3431

Enameled Iron and Metal Sanitary Ware

332998

3432

Plumbing Fixture Fittings and Trim (except shower rods and lawn hose nozzles)

332913

3432

Plumbing Fixture Fittings and Trim (lawn hose nozzles)

332919

3433

Heating Equipment, Except Electric and Warm Air Furnaces

333414

3441

Fabricated Structural Metal

332312

3442

Metal Doors, Sash, Frames, Molding and Trim

332321

3443

Fabricated Plate Work (Boiler Shops) (heavy gauge tanks)

33242

3443

Fabricated Plate Work (Boiler Shops) (fabricated plate work and metal weldments)

332313

3444

Sheet Metal Work (ducts, flumes, flooring, siding, dampers, etc.)

332322

3444

Metal Shipping Barrels, Drums, Kegs, and Pails

332439

3448

Prefabricated Metal Buildings and Components

332311

3449

Miscellaneous Structural Metal Work (custom roll forming)

332114

3451

Screw Machine Products

332721

3452

Bolts, Nuts, Screws, Rivets, and Washers

332722

3462

Iron and Steel Forgings

332111

3463

Nonferrous Forgings

332112

3465

Automotive Stampings

33637

3466

Crowns and Closures

332115

3469

Metal Stampings, NEC (except kitchen utensils, pots and pans for cooking, and coins)

332116

3469

Metal Stampings, NEC (kitchen utensils, pots, and pans for cooking)

332214

3479

Coating, Engraving, and Allied Services, NEC (except jewelry, silverware, and flatware engraving and etching)

332812

3479

Coating, Engraving, and Allied Services, NEC (jewelry engraving and etching, including precious metal)

339911

3479

Coating, Engraving, and Allied Services, NEC (silver and plated ware engraving and etching)

339912

3479

Coating, Engraving, and Allied Services, NEC (costume jewelry engraving and etching)

339914

3482

Small Arms Ammunition

332992

3483

Ammunition, Except for Small Arms

332993

3489

Ordnance and Accessories, NEC

332995

3491

Industrial Valves

332911

3492

Fluid Power Valves and Hose Fittings

332912

3493

Steel Springs, Except Wire

332611

3495

Wire Springs (except watch and clock springs)

332612

3496

Miscellaneous Fabricated Wire Products (grocery carts)

333924

3497

Metal Foil and Leaf (laminated aluminum foil rolls and sheets for flexible packaging uses)

322225

3498

Fabricated Pipe and Pipe Fittings

332996

3499

Fabricated Metal Products, NEC (metal motor vehicle seat frames)

33636

3499

Fabricated Metal Products, NEC (powder metallurgy)

332117

3511

Steam, Gas, and Hydraulic Turbines, and Turbine Generator Set Units

333611

3523

Farm Machinery and Equipment (corrals, stalls, and holding gates)

332323

3524

Lawn and Garden Tractors and Home Lawn and Garden Equipment (except nonpowered lawnmowers)

333112

3531

Construction Machinery and Equipment (except railway track maintenance equipment; winches, aerial work platforms; and automotive wrecker hoists)

33312

3531

Construction Machinery and Equipment (railway track maintenance equipment)

33651

3531

Construction Machinery and Equipment (winches, aerial work platforms, and automobile wrecker hoists)

333923

3532

Mining Machinery and Equipment, Except Oil and Gas Field Machinery and Equipment

333131

3533

Oil and Gas Field Machinery and Equipment

333132

3534

Elevators and Moving Stairways

333921

3535

Conveyors and Conveying Equipment

333922

3537

Industrial Trucks, Tractors, Trailers, and Stackers (metal air cargo containers)

332439

3541

Machine Tools, Metal Cutting Type

333512

3542

Machine Tools, Metal Forming Type

333513

3543

Industrial Patterns

332997

3544

Special Dies and Tools, Die Sets, Jigs and Fixtures, and Industrial Molds (industrial molds)

333511

3544

Special Dies and Tools, Die Sets, Jigs and Fixtures, and Industrial Molds (except molds)

333514

3545

Hand and Edge Tools, Except Machine Tools and Handsaws

332212

3545

Cutting Tools, Machine Tool Accessories, and Machinists' Precision Measuring Devices (except precision measuring devices)

333515

3546

Power-Driven Handtools

333991

3547

Rolling Mill Machinery and Equipment

333516

3548

Electric and Gas Welding and Soldering Equipment (except transformers for arc-welding)

333992

3548

Electric and Gas Welding and Soldering Equipment (transformers for arc-welders)

335311

3549

Metalworking Machinery, NEC

333518

3552

Textile Machinery

333292

3553

Woodworking Machinery

33321

3554

Paper Industries Machinery

333291

3555

Printing Trades Machinery and Equipment

333293

3556

Food Products Machinery

333294

3559

Special Industry Machinery, NEC (nuclear control drive mechanisms)

33241

3559

Special Industry Machinery, NEC (rubber and plastics manufacturing machinery)

33322

3559

Industrial and Commercial Machinery and Equipment, NEC (cotton ginning machinery)

333111

3559

Special Industry Machinery, NEC (semiconductor machinery manufacturing)

333295

3559

Special Industry Machinery, NEC (except rubber and plastics manufacturing machinery, semiconductor manufacturing machinery, and automotive maintenance equipment)

333298

3559

Special Industry Machinery, NEC (automotive maintenance equipment)

333319

3561

Pumps and Pumping Equipment

333911

3562

Ball and Roller Bearings

332991

3563

Air and Gas Compressors

333912

3564

Calculating and Accounting Machinery, Except Electronic Computers (except point of sales terminals and funds transfer devices)

333313

3564

Industrial and Commercial Fans and Blowers and Air Purification Equipment (air purification equipment)

333411

3564

Industrial and Commercial Fans and Blowers and Air Purification Equipment (fans and blowers)

333412

3565

Packaging Machinery

333993

3566

Speed Changers, Industrial High-Speed Drives, and Gears

333612

3567

Industrial Process Furnaces and Ovens

333994

3568

Mechanical Power Transmission Equipment, NEC

333613

3569

Industrial and Commercial Machinery and Equipment, NEC (other industrial and commercial machinery and equipment)

333999

3571

Electronic Computers

334111

3572

Computer Storage Devices

334112

3575

Computer Terminals

334113

3577

Computer Peripheral Equipment, NEC (plotter controllers)

334418

3577

Computer Peripheral Equipment, NEC (magnetic tape cleaners)

334613

3578

Calculating and Accounting Machines, Except Electronic Computers (change making machines)

333311

3578

Calculating and Accounting Machinery, Except Electronic Computers (except point of sales terminals and funds transfer devices)

333313

3578

Computer Peripheral Equipment, NEC

334119

3579

Calculating and Accounting Machinery, Except Electronic Computers (except point of sales terminals and funds transfer devices)

333313

3579

Wire Springs (clock and watch springs)

334518

3579

Public Buildings and Related Furniture (blackboards)

339942

3582

Commercial Laundry, Drycleaning and Pressing Machines

333312

3585

Fabricated Plate Work (Boiler Shops) (metal cooling towers)

333415

3585

Air-Conditioning and Warm Air Heating Equipment and Commercial and Industrial Refrigeration Equipment (motor vehicle air-conditioning)

336391

3586

Measuring and Dispensing Pumps

333913

3589

Special Industry Machinery, NEC (automotive maintenance equipment)

333319

3592

Carburetors, Pistons, Piston Rings, and Valves

336311

3593

Fluid Power Cylinders and Actuators

333995

3594

Fluid Power Pumps and Motors

333996

3596

Scales and Balances, Except Laboratory

333997

3599

Industrial and Commercial Machinery and Equipment, NEC (machine shops)

33271

3599

Abrasive Products (steel wool with or without soap)

332999

3599

Special Industry Machinery, NEC (automotive maintenance equipment)

333319

3599

Industrial and Commercial Machinery and Equipment, NEC (other industrial and commercial machinery and equipment)

333999

3599

Internal Combustion Engines, NEC (stationary engine radiators)

336399

3612

Electric and Gas Welding and Soldering Equipment (transformers for arc-welders)

335311

3613

Switchgear and Switchboard Apparatus

335313

3621

Motors and Generators

335312

3624

Carbon and Graphite Products

335991

3625

Relays and Industrial Controls

335314

3629

Electrical Industrial Apparatus, NEC

335999

3631

Household Cooking Equipment

335221

3632

Household Refrigerators and Home and Farm Freezers

335222

3633

Household Laundry Equipment

335224

3634

Electric Housewares and Fans (except wall and baseboard heating units for permanent installation and electronic cigarette lighters)

335211

3639

Household Appliances, NEC (household sewing machines)

333298

3639

Household Appliances, NEC (floor waxing and floor polishing machines)

335212

3639

Household Appliances, NEC (except floor waxing and floor polishing machines, and household sewing machines)

335228

3641

Electric Lamp Bulbs and Tubes

33511

3643

Current-Carrying Wiring Devices

335931

3644

Noncurrent-Carrying Wiring Devices (except fishwire, electrical wiring tool)

335932

3645

Residential Electric Lighting Fixtures

335121

3646

Commercial, Industrial, and Institutional Electric Lighting Fixtures

335122

3647

Vehicular Lighting Equipment

336321

3648

Lighting Equipment, NEC

335129

3651

Household Audio and Video Equipment

33431

3652

Phonograph Records and Prerecorded Audio Tapes and Disks (integrated record companies, except duplication only)

51222

3652

Phonograph Records and Prerecorded Audio Tapes and Disks (reproduction of all other media except video)

334612

3661

Telephone and Telegraph Apparatus (except telephone transformers and consumer external modems)

33421

3661

Telephone and Telegraph Apparatus (telephone transformers)

334416

3661

Electronic Components, NEC (printed circuit/electronic assembly manufacturing)

334418

3663

Radio and Television Broadcasting and Communications Equipment

33422

3669

Communications Equipment, NEC

33429

3671

Electron Tubes

334411

3672

Printed Circuit Boards

334412

3674

Semiconductors and Related Devices

334413

3675

Electronic Capacitors

334414

3676

Electronic Resistors

334415

3677

Telephone and Telegraph Apparatus (telephone transformers)

334416

3678

Electronic Connectors

334417

3679

Radio and Television Broadcasting and Communication Equipment

33422

3679

Electronic Components, NEC (radio headphones)

33431

3679

Electronic Components, NEC (printed circuit/electronic assembly manufacturing)

334418

3679

Electronic Components, NEC (other electronic components)

334419

3679

Electronic Components, NEC (electronic control modules for motor vehicles)

336322

3691

Storage Batteries

335911

3692

Primary Batteries, Dry and Wet

335912

3694

Electrical Equipment for Internal Combustion Engines

336322

3699

Special Industry Machinery, NEC (automotive maintenance equipment)

333319

3699

Electrical Machinery, Equipment and Supplies, NEC (outboard electric motors)

333618

3699

Computer Peripheral Equipment, NEC

334119

3699

Electrical Machinery, Equipment, and Supplies, NEC (Christmas tree lighting sets, electric insect lamps, electric fireplace logs, and trouble lights)

335129

3699

Electrical Industrial Apparatus, NEC

335999

3711

Motor Vehicles and Passenger Car Bodies (heavy duty trucks)

33612

3711

Motor Vehicles and Passenger Car Bodies (automobiles)

336111

3711

Motor Vehicles and Passenger Car Bodies (light trucks and utility vehicles)

336112

3711

Motor Vehicles and Passenger Car Bodies (kit car and other passenger car bodies)

336211

3711

Motor Vehicles and Passenger Car Bodies (military armored vehicles)

336992

3714

Motor Vehicle Parts and Accessories (steering and suspension parts)

33633

3714

Asbestos Products (asbestos brake linings and pads)

33634

3714

Motor Vehicle Parts and Accessories (transmissions and power train parts, including rebuilding)

33635

3714

Motor Vehicles and Passenger Car Bodies (kit car and other passenger car bodies)

336211

3714

Motor Vehicle Parts and Accessories (gasoline engines and engine parts including rebuilt)

336312

3714

Electronic Components, NEC (electronic control modules for motor vehicles)

336322

3714

Internal Combustion Engines, NEC (stationary engine radiators)

336399

3715

Truck Trailers

336212

3716

Motor Homes

336213

3721

Aircraft (except research and development)

336411

3724

Aircraft Engines and Engine Parts (except research and development)

336412

3728

Guided Missiles and Space Vehicles (except research and development)

336413

3731

Ship Building and Repairing (except floating dry docks not associated with shipyards)

336611

3732

Boat Building and Repairing (boat building)

336612

3743

Railroad Equipment (except locomotive fuel lubricating or cooling medium pumps)

33651

3761

Guided Missiles and Space Vehicles (except research and development)

336414

3764

Guided Missile and Space Vehicle Propulsion Units and Propulsion Unit Parts (except research and development)

336415

3769

Guided Missile and Space Vehicle Parts and Auxiliary Equipment (except research and development)

336419

3792

Travel Trailers and Campers

336214

3799

Transportation Equipment, NEC (except automobile, boat, utility light truck trailers, trailer hitches, and wheelbarrows)

336999

3812

Search, Detection, Navigation, Guidance, Aeronautical, and Nautical Systems and Instruments

334511

3822

Automatic Controls for Regulating Residential and Commercial Environments and Appliances

334512

3823

Industrial Instruments for Measurement, Display, and Control of Process Variables; and Related Products

334513

3825

Telephone and Telegraph Apparatus (telephone transformers)

334416

3825

Instruments for Measuring and Testing of Electricity and Electrical Signals (except automotive ammeters and voltmeters)

334515

3826

Laboratory Analytical Instruments

334516

3827

Optical Instruments and Lenses

333314

3829

Measuring and Controlling Devices, NEC (motor vehicle gauges)

334514

3829

Measuring and Controlling Devices, NEC (except medical thermometers, electronic chronometers and motor vehicle gauges)

334519

3829

Surgical and Medical Instruments and Apparatus

339112

3841

Surgical and Medical Instruments and Apparatus (tranquilizer guns)

332994

3841

Surgical and Medical Instruments and Apparatus

339112

3842

Orthopedic, Prosthetic and Surgical Appliances and Supplies (electronic hearing aids)

334510

3843

Dental Equipment and Supplies

339114

3844

X-Ray Apparatus and Tubes and Related Irradiation Apparatus

334517

3851

Ophthalmic Goods (except intra ocular lenses)

339115

3861

Photographic Equipment and Supplies (photographic films, paper, plates and chemicals)

325992

3861

Photographic Equipment and Supplies (except photographic film, paper, plates and chemicals)

333315

3873

Watches, Clocks, Clockwork Operated Devices, and Parts

334518

3915

Jewelers' Findings and Materials, and Lapidary Work (except watch jewels)

339913

3931

Musical Instruments

339992

3942

Dolls and Stuffed Toys

339931

3944

Games, Toys, and Children's Vehicles, Except Dolls and Bicycles (metal tricycles)

336991

3949

Sporting and Athletic Goods, NEC

33992

3951

Pens, Mechanical Pencils, and Parts

339941

3953

Marking Devices

339943

3955

Carbon Paper and Inked Ribbons

339944

3965

Fasteners, Buttons, Needles, and Pins

339993

3991

Brooms and Brushes

339994

3993

Signs and Advertising Specialties (signs)

33995

3995

Burial Caskets

339995

3996

Fabricated Rubber Products, NEC (rubber resilient floor coverings)

326192

3999

Manufacturing Industries, NEC (human hair clippers, hand operated)

332211

3999

Manufacturing Industries, NEC (other miscellaneous metal products, such as combs, hair curlers, etc.)

332999

4111

Local and Suburban Transit (mixed mode)

485111

4111

Local and Suburban Transit (commuter rail)

485112

4111

Local and Suburban Transit (bus and motor vehicle)

485113

4111

Local and Suburban Transit (other than mixed mode, commuter rail, and bus and motor vehicle)

485119

4111

Local and Suburban Transit (airport transportation service)

485999

4121

Taxicabs

48531

4131

Intercity and Rural Bus Transportation

48521

4212

Local Trucking without Storage (general freight)

48411

4212

Local Trucking Without Storage (household goods moving)

48421

4212

Local Trucking without Storage (specialized freight)

48422

4212

Solid Waste Collection Without Disposal

562111

4212

Refuse Systems (solid waste collection)

562112

4212

Refuse Systems (hazardous waste collection)

562119

4213

Local Trucking Without Storage (household goods moving)

48421

4213

Trucking, Except Local (specialized freight)

48423

4213

Trucking, Except Local (general freight, truckload)

484121

4213

Trucking, Except Local (general freight, less than truckload)

484122

4215

Courier Services, Except by Air (hub and spoke intercity delivery)

49211

4215

Courier Services, Except by Air (local delivery)

49221

4225

General Warehousing and Storage (all but self-storage miniwarehouse warehousing)

49311

4225

General Warehousing and Storage (miniwarehouses and self-storage units)

53113

4311

United States Postal Service

49111

4491

Marine Cargo Handling (dock and pier operations)

48831

4491

Marine Cargo Handling (all but dock and pier operations)

48832

4512

Air Transportation, Scheduled (passenger)

481111

4512

Air Transportation, Scheduled (freight)

481112

4513

Courier Services, Except by Air (hub and spoke intercity delivery)

49211

4812

Radio Communications (paging and cellular resellers)

51333

4812

Radiotelephone Communications (paging carriers)

513321

4812

Radiotelephone Communications (cellular carriers)

513322

4813

Telephone Communications, Except Radiotelephone (except resellers)

51331

4813

Radio Communications (paging and cellular resellers)

51333

4832

Radio Broadcasting Stations (networks)

513111

4832

Radio Broadcasting Stations (except networks)

513112

4833

Television Broadcasting Stations

51312

4911

Electric Services (hydroelectric power generation)

221111

4911

Electric Services (fossil fuel power generation)

221112

4911

Electric Services (nuclear electric power generation)

221113

4911

Electric Services (other electric power generation)

221119

4911

Electric Services (electric power transmission and control)

221121

4911

Electric Services (electric power distribution)

221122

4923

Natural Gas Transmission and Distribution (distribution)

22121

4923

Natural Gas Transmission

48621

4924

Natural Gas Transmission and Distribution (distribution)

22121

4931

Natural Gas Transmission and Distribution (distribution)

22121

4931

Electric Services (hydroelectric power generation)

221111

4931

Electric Services (fossil fuel power generation)

221112

4931

Electric Services (nuclear electric power generation)

221113

4931

Electric Services (other electric power generation)

221119

4931

Electric Services (electric power transmission and control)

221121

4931

Electric Services (electric power distribution)

221122

4939

Natural Gas Transmission and Distribution (distribution)

22121

4939

Electric Services (hydroelectric power generation)

221111

4939

Electric Services (fossil fuel power generation)

221112

4939

Electric Services (nuclear electric power generation)

221113

4939

Electric Services (other electric power generation)

221119

4939

Electric Services (electric power transmission and control)

221121

4939

Electric Services (electric power distribution)

221122

4953

Sanitary Services, NEC (remediation services)

56292

4953

Solid Waste Collection When Combined with Disposal

562111

4953

Refuse Systems (solid waste collection)

562112

4953

Refuse Systems (hazardous waste collection)

562119

4953

Hazardous Waste Treatment and Disposal

562211

4953

Refuse Systems (hazardous waste treatment and disposal)

562212

4953

Refuse Systems (solid waste landfills)

562213

4953

Refuse Systems (solid waste combustors and incinerators)

562219

4959

Malaria Control and Mosquito Eradication

56171

4959

Remediation Services

56291

4959

Airports, Flying Fields, and Airport Terminal Services (airfreight handling at airports, hangar operations, airport terminal services, aircraft storage, airports, and flying fields)

488119

4959

Repair Shops and Related Services, NEC (cesspool cleaning, sewer cleaning and rodding)

562998

5012

Automobiles and Other Motor Vehicles

42111

5033

Roofing, Siding, and Insulation Materials

42133

5039

Construction Materials, NEC (sold via wholesale method)

42139

5039

Lumber, Plywood, Millwork, and Wood Panels (Wholesale) (sold via retail method)

44419

5043

Photographic Equipment and Supplies

42141

5045

Computers and Computer Peripherals Equipment and Software (except computers, equipment, and software sold via retail method)

42143

5045

Computers and Computer Peripheral Equipment and Software (sold via retail method)

44312

5063

Electrical Apparatus and Equipment, Wiring Supplies and Construction Materials (except electrical supplies sold via retail method)

42161

5063

Lumber, Plywood, Millwork, and Wood Panels (Wholesale) (sold via retail method)

44419

5064

Electrical Appliances, Television and Radio Sets

42162

5065

Electronic Parts and Equipment, NEC

42169

5074

Plumbing and Heating Equipment and Supplies (Hydronics) (except plumbing equipment sold via retail method)

42172

5074

Lumber, Plywood, Millwork, and Wood Panels (Wholesale) (sold via retail method)

44419

5075

Warm Air Heating and Air-Conditioning Equipment and Supplies

42173

5078

Refrigeration Equipment and Supplies

42174

5084

Industrial Machinery and Equipment

42183

5085

Industrial Machinery and Equipment

42183

5085

Industrial Supplies (except fluid power accessories)

42184

5088

Transportation Equipment and Supplies, Except Motor Vehicles

42186

5093

Scrap and Waste Materials

42193

5112

Stationery and Office Supplies (except stationary and office supplies sold via retail method)

42212

5112

Professional Equipment and Supplies, NEC (school and church supplies sold via retail method)

45321

5137

Women's, Children's, and Infants' Clothing and Accessories

42233

5141

Groceries, General Line

42241

5149

Groceries and Related Products, NEC

42249

5153

Grain and Field Beans

42251

5162

Plastics Materials and Basic Forms and Shapes

42261

5169

Chemicals and Allied Products, NEC

42269

5172

Petroleum and Petroleum Products Wholesalers, Except Bulk Stations and Terminals

42272

5199

Nondurable Goods, NEC (except specialty advertising)

42299

5199

Advertising, NEC (except media buying, display advertising, except outdoor; and advertising material distributors)

54189

5211

Lumber, Plywood, Millwork, and Wood Panels (except construction materials sold via retail method)

42131

5211

Lumber and Other Building Materials Dealers (home center stores)

44411

5211

Lumber, Plywood, Millwork, and Wood Panels (Wholesale) (sold via retail method)

44419

5251

Hardware Stores

44413

5311

Department Stores

45211

5331

Miscellaneous General Merchandise Stores (except warehouse club and supermarket/general merchandise combination)

45299

5399

Miscellaneous General Merchandise Stores (warehouse clubs and supermarket/general merchandise combination)

45291

5399

Miscellaneous General Merchandise Stores (except warehouse club and supermarket/general merchandise combination)

45299

5411

Grocery Stores (except convenience stores and grocery stores with substantial general merchandise)

44511

5411

Grocery Stores (convenience stores without gas)

44512

5411

Gasoline Service Station (gasoline station with convenience store)

44711

5411

Miscellaneous General Merchandise Stores (warehouse clubs and supermarket/general merchandise combination)

45291

5441

Candy, Nut, and Confectionery Stores (chocolate candy stores, preparing on premises)

31133

5461

Retail Bakeries (bread, cake and related products baked and sold on premise)

311811

5461

Retail Bakeries (selling only)

445291

5461

Eating Places (cafeterias)

722213

5511

Motor Vehicle Dealers (New and Used)

44111

5621

Women's Clothing Stores

44812

5651

Family Clothing Stores

44814

5712

Wood Kitchen Cabinets

33711

5712

Furniture (Wholesale) (sold via the retail method)

44211

5712

Wood Household Furniture, Upholstered

337121

5712

Wood Household Furniture, Except Upholstered

337122

5719

Drapery, Curtain, and Upholstery Stores (drapery and curtain stores)

442291

5719

Miscellaneous Homefurnishings Stores (except pottery and crafts made and sold on site and frame shops, and window furnishings)

442299

5734

Computers and Computer Peripheral Equipment and Software (sold via retail method)

44312

5812

Dinner Theaters

71111

5812

Full Service Restaurants

72211

5812

Food Service Contractors

72231

5812

Eating Places (food service contractors)

72232

5812

Miscellaneous Food Stores (coffee shops making and serving food and beverages for immediate consumption)

722212

5812

Eating Places (cafeterias)

722213

5912

Drug Stores and Proprietary Stores

44611

5921

Liquor Stores

44531

5932

Used Merchandise Stores (except pawn shops)

45331

5932

Used Merchandise Stores (pawnshops)

522298

5941

Repair Shops and Related Services, NEC (bicycle sales locations providing supporting repair services as major source of receipts)

45111

5942

Book Stores

451211

5943

Professional Equipment and Supplies, NEC (school and church supplies sold via retail method)

45321

5945

Hobby, Toy, and Game Stores

45112

5949

Drapery, Curtain, and Upholstery Stores (upholstery materials)

45113

5961

Catalog and Mail-Order Houses

45411

5963

Meat and Fish (Seafood) Markets, Including Freezer Provisioners (freezer provisioners)

45439

5963

Eating Places (caterers)

72233

5984

Petroleum Bulk Stations and Terminals (LP gas sold to final consumer)

454312

5992

Florists

45311

5999

Service Establishment Equipment and Supplies (beauty and barber supplies sold via retail method)

44612

5999

Miscellaneous Retailer, NEC (rough gems)

44831

5999

Miscellaneous Retail Stores, NEC (pet and pet supplies)

45391

5999

Miscellaneous Retail Stores, NEC (art dealer)

45392

5999

Household Appliance Stores

443111

5999

Radio, Television, and Consumer Electronics Stores (except auto radios)

443112

5999

Medical, Dental, and Hospital Equipment and Supplies (sold via retail method)

446199

5999

Miscellaneous Retail Stores, NEC (except art, pet and pet supplies, hearing aids, artificial limbs, cosmetics, telephones, typewriters, personal appliances and rough gems)

453998

6021

National Commercial Banks (banking)

52211

6021

National Commercial Banks (trust services)

523991

6022

National Commercial Banks (banking)

52211

6022

State Commercial Banks (private and industrial banking)

52219

6022

National Commercial Banks (credit card issuing)

52221

6022

National Commercial Banks (trust services)

523991

6035

Savings Institutions, Federally Chartered

52212

6061

Credit Unions, Federally Chartered

52213

6062

Credit Unions, Federally Chartered

52213

6111

Branches and Agencies of Foreign Banks (international trade financing)

522293

6153

Personal Credit Institutions (installment sales finance)

52222

6159

Finance Leasing and Operating Leasing Combined

532

6159

Personal Credit Institutions (installment sales finance)

52222

6159

Branches and Agencies of Foreign Banks (international trade financing)

522293

6159

Used Merchandise Stores (pawnshops)

522298

6211

Security Brokers, Dealers, and Flotation Companies (securities dealers and underwriters)

52311

6211

Security Brokers, Dealers, and Flotation Companies (security brokers)

52312

6211

Securities Brokers, Dealers and Flotation Companies (except securities and commodity dealers)

52391

6211

Functions Related to Depository Banking, NEC (deposit brokers)

523999

6282

Investment Advice (portfolio managers)

52392

6282

Investment Advice (except portfolio managers)

52393

6311

Life Insurance (reinsurers)

52413

6311

Life Insurance (life insurers-direct)

524113

6324

Life Insurance (reinsurers)

52413

6324

Accident and Health Insurance (self insurers)

52519

6324

Hospital and Medical Service Plans (health and medical insurers-direct)

524114

6331

Life Insurance (reinsurers)

52413

6331

Accident and Health Insurance (self insurers)

52519

6331

Fire, Marine, and Casualty Insurance (fire, marine, and casualty insurers-direct)

524126

6371

Investment Advice (portfolio managers)

52392

6371

Pension, Health, and Welfare Funds (pension funds)

52511

6371

Pension, Health, and Welfare Funds (health and welfare funds)

52512

6371

Pension, Health, and Welfare Funds (administrators)

524292

6411

Insurance Agents, Brokers and Service (insurance agents and brokers)

52421

6411

Insurance Agents, Brokers and Service (insurance claims adjusters)

524291

6411

Pension, Health, and Welfare Funds (administrators)

524292

6411

Insurance Agents, Brokers and Service (except processors, agents and brokers, and claims adjusters)

524298

6512

Operators of Nonresidential Buildings (other except stadium and arena owners)

53112

6512

Stadium and Arena Owners

71131

6513

Operators of Apartment Buildings

53111

6531

Real Estate Agents Managers (agents and brokers)

53121

6531

Real Estate Agents and Managers (appraisers)

53132

6531

Real Estate Agents and Managers (except real estate managers, condominium management, cemetery management, agents and brokers, and appraisers)

53139

6531

Funeral Services and Crematories (funeral homes and services)

81222

6531

Political Organizations

81399

6531

Real Estate Agents and Managers (managers-residential, real estate)

531311

6531

Real Estate Agents and Managers (managers-nonresidential, real estate)

531312

6552

Land Subdividers and Developers, Except Cemeteries

23311

6719

Offices of Holding Companies, NEC

551112

6732

Education, Religious, and Charitable Trusts

813211

6798

Real Estate Investment Trusts

52593

7011

Hotels and Motels, except Casino Hotels

72111

7011

Organization Hotels and Lodging Houses, on Membership Basis (hotels)

72112

7011

Bed and Breakfast Inns

721191

7011

Hotels and Motels (bed and breakfast inns)

721199

7032

Recreational Vehicle Parks and Campgrounds

721214

7218

Laundry and Garment Services, NEC, (diaper service)

812332

7231

Beauty and Cosmetology Schools

611511

7231

Barber Shops (except barber colleges)

812112

7231

Beauty Shops (except beauty and cosmetology schools and manicure and pedicure salons)

812113

7322

Business Services, NEC (business service centers, except private mail centers and mail box rental)

56144

7322

Adjustment Bureaus

561491

7331

Direct Mail Advertising Services

54186

7349

Disinfecting and Pest Control Services (exterminating and pest control)

56172

7359

Equipment Rental and Leasing, NEC (appliances, TV, VCR, and electronic equipment rental)

53221

7359

Equipment Rental and Leasing, NEC (general rental centers)

53231

7359

Equipment Rental and Leasing (office machine rental and leasing)

53242

7359

Medical Equipment Rental and Leasing (medical machinery and equipment)

53249

7359

Equipment Rental and Leasing, NEC (except transportation equipment, industrial equipment, and consumer electronics, appliances and home and garden equipment)

532299

7359

Water Transportation Services, NEC (boat and ship rental, commercial)

532411

7359

Heavy Construction Equipment Rental and Leasing (without operators)

532412

7359

Equipment Rental and Leasing, NEC

561491

7359

Portable Toilet Rental

562991

7371

Computer Programming Services

541511

7372

Prepackaged Software (software publishing)

51121

7372

Prepackaged Software (reproduction of software)

334611

7373

Computer Integrated Systems Design

541512

7374

Computer Processing and Data Preparation and Processing Services

51421

7375

Information Retrieval Services

514191

7378

Computers and Computer Peripheral Equipment and Software (sold via retail method)

44312

7378

Electrical and Electronic Repair Shops, NEC (consumer equipment except computer, TV, stereo, VCR, and radio)

811212

7379

Business Services, NEC (audio taping services)

51229

7379

Business Services, NEC (drafting service)

54134

7379

Business Services, NEC (map making services)

54137

7379

Business Services, NEC (interior design)

54141

7379

Business Services, NEC (industrial design)

54142

7379

Business Services, NEC (fashion, furniture, and other design services)

54149

7379

Automobile Parking

81299

7379

Business Services, NEC (process services, patent agents, notaries public, paralegal services )

541199

7379

Computer Integrated Systems Design

541512

7379

Computer Related Services, NEC (except computer systems consultants)

541519

7389

Business Services, NEC (recording studios)

51224

7521

Photofinishing Laboratories (one-hour)

81293

7534

Tire Retreading and Repair Shops (rebuilding)

326212

7539

Automotive Transmission Repair Shops

811118

7623

Commercial Refrigerator Equipment Repair

81131

7623

Household Appliance Stores

443111

7623

Repair Shops and Related Services, NEC (lawnmower repair shops, sharpening and repairing knives, saws and tools)

811412

7641

Repairs Shops and Related Services, NEC (gas appliance repair service, sewing machine repair, stove repair shops, and other non-electrical appliance)

81142

7694

Repair

81131

7694

Motors and Generators

335312

7699

Livestock Services, Except Veterinary (except custom slaughtering)

11521

7699

Repair Shops and Related Services, NEC (bicycle sales locations providing supporting repair services as major source of receipts)

45111

7699

Water Transportation Services, NEC (all but lighthouse operations, piloting vessels in and out of harbors, boat and ship rental, and marine salvage)

48839

7699

Carpet and Upholstery Cleaning

56179

7699

Other Non-Automotive Transportation Equipment and Industrial Machinery and Equipment

81131

7699

Reupholstery and Furniture Repair

81143

7699

Repair Shops and Related Services (leather goods repair shops, luggage repair shops, pocketbook repair shops)

81149

7699

Electrical Work (burglar and fire alarm installation)

561622

7699

Cesspool Cleaning, Sewer Cleaning and Rodding

562991

7699

Electrical and Electronic Repair Shops, NEC (consumer equipment except computer, TV, stereo, VCR, and radio)

811212

7699

Electrical and Electronic Repair Shops, NEC (telephone set repair)

811219

7699

Lawnmower Repair Shops, Sharpening and Repairing Knives, Saws and Tools

811411

7699

Repair Shops and Related Services, NEC (lawnmower repair shops, sharpening and repairing knives, saws and tools)

811412

7812

Motion Picture and Video Tape Production

51211

7841

Video Tape Rental

53223

7929

Theatrical Producers (Except Motion Pictures) and Miscellaneous Theatrical Services (ballet and dance companies)

71113

7929

Bands, Orchestras, Actors, and Entertainment Groups (musical groups and artists and orchestras)

71119

7929

Actors and Actresses

71151

7941

Stadium Operators

71131

7941

Professional Sports Clubs and Promoters (stadium operators)

71132

7941

Sports Agents

71141

7941

Professional Sports Clubs

711211

7941

Racing, Including Track Operations (track operations)

711219

7996

Amusement Parks

71311

7997

Golf Clubs

71391

7997

Marinas

71394

7997

Bowling Centers

71399

7999

Air Transportation, Non-Scheduled (sightseeing planes)

48799

7999

Bands, Orchestras, Actors, and Entertainment Groups (musical groups and artists and orchestras)

71119

7999

Membership Sports and Recreation Clubs (golf clubs)

71392

7999

Business Services, NEC (convention and visitors bureaus, tourist information bureaus)

561599

7999

Racing, Including Track Operations (track operations)

711219

8011

Kidney Dialysis Centers

621493

8031

Offices of Doctors of Osteopathy, Except Mental Health

621111

8051

Continuing Care Retirement Communities

623311

8052

Other Intermediate Care Facilities

62311

8052

Mental Retardation Facilities

62321

8052

All Other Skilled Nursing Care Facilities

623311

8059

Other Nursing and Personal Care Facilities

62311

8059

Continuing Care Retirement Communities

623311

8062

General Medical and Surgical Hospitals

62211

8063

Psychiatric Hospitals

62221

8069

Children's Hospitals

62211

8072

Dental Laboratories

339116

8082

Home Health Care Services

62161

8093

Family Planning Centers

62141

8099

Blood and Organ Banks

621991

8111

Legal Services

54111

8211

Elementary and Secondary Schools

61111

8221

Colleges, Universities, and Professional Schools

61131

8222

Junior Colleges and Technical Institutes

61121

8231

Libraries

51412

8244

Business and Secretarial Schools

61141

8299

Barber Shops (barber colleges)

611512

8322

Child and Youth Services

62411

8322

Civic, Social, and Fraternal Organizations (youth development organizations)

62412

8322

Individual and Family Social Services (services for the elderly and disabled)

62419

8322

Community Food Services

62421

8322

Individual and Family Social Services (housing services except temporary shelter)

62423

8322

Correctional Institutions

92215

8322

Temporary Shelter

624221

8322

Individual and Family Social Services (temporary shelter)

624229

8331

Job Training and Vocational Rehabilitation Services

62431

8351

Child Day Care Services

62441

8399

Educational, Religious, and Charitable Trust

813212

8399

Social Services, NEC (voluntary health organizations)

813219

8399

Human Rights Organizations

813311

8399

Social Services, NEC (human rights organizations and )

813312

8399

Membership Organizations, NEC (humane societies)

813319

8412

Museums

71211

8412

Museums and Art Galleries (except historic and heritage sites)

71212

8422

Museums and Art Galleries (historic and heritage sites)

71213

8422

Arboreta and Botanical and Zoological Gardens (except nature parks and reserves)

71219

8611

Business Associations

81391

8621

Membership Organizations, NEC (farm business organizations)

81392

8631

Professional Membership Organizations

81393

8641

Youth Development Organizations

62411

8641

Civic and Social Associations

81341

8641

Political Organizations

81399

8641

Executive and Legislative Office, Combined

92115

8651

Labor Unions and Similar Labor Organizations

81394

8661

Religious Organizations

81311

8699

Farm Granges

81341

8699

Farm Business Organizations

81391

8699

Political Organizations

81399

8699

Business Services, NEC (convention and visitors bureaus, tourist information bureaus)

561599

8699

Humane Societies

813312

8711

Engineering Services

54133

8712

Architectural Services

54131

8721

Accounting, Auditing, and Bookkeeping Services (auditing accountants)

541211

8721

Services Allied to Motion Picture Production (talent payment services)

541214

8721

Accounting, Auditing, and Bookkeeping Services (other accounting services)

541219

8731

Commercial Physical and Biological Research (physical and engineering sciences)

54171

8731

Commercial Physical and Biological Research (life sciences)

54172

8732

Commercial Economic, Sociological, and Educational Research (social sciences and humanities)

54173

8732

Commercial Economic, Sociological, and Educational Research (market research and opinion research)

54191

8733

Commercial Physical and Biological Research (physical and engineering sciences)

54171

8733

Commercial Physical and Biological Research (life sciences)

54172

8733

Commercial Economic, Sociological, and Educational Research (social sciences and humanities)

54173

8741

Management Services (except construction management)

56111

8742

Management Consulting Services (administrative management and general management consulting)

541611

8742

Management Consulting Services (human resources and personnel management consulting)

541612

8742

Management Consulting Services (marketing consulting)

541613

8742

Management Consulting Services (manufacturing management, physical distribution, and site location consulting)

541614

8743

Public Relations Services

54182

8748

Landscape Counseling and Planning (horticulture consulting)

54169

8748

Educational Test Development and Evaluation Services, Educational Testing, and Educational Consulting

61171

8748

Arrangement of Transportation of Freight and Cargo (freight rate-auditors and tariff consulting)

541618

9111

Executive Offices

92111

9121

Legislative Bodies

92112

9131

Public Finance, Taxation, and Monetary Policy

92114

9199

Civic, Social, and Fraternal Organizations (pt) (Indian Tribal Councils)

92119

9223

Legal Counsel and Prosecution

92214

9411

Administration of Educational Programs

92311

9431

Administration of Public Health Programs

92312

9451

Administration of Social, Human Resource and Income Maintenance Programs

92314

9511

Air and Water Resource and Solid Waste Management

92411

9512

Air and Water Resource and Solid Waste Management

92412

9531

Administration of Housing Programs

92511

9532

Administration of Housing Programs

92512

9611

Administration of General Economic Programs

92611

9621

Administration of General Economic Programs

92612

9621

Airports, Flying Fields, and Airport Terminal Services (private air traffic control)

488111

9631

Regulations and Administration of Transportation Programs (except air traffic control)

92613

9711

National Security

92811

9721

International Affairs

92812

*

Food Manufacturing

311

*

Beverage and Tobacco Product Manufacturing

312

*

Textile Mills

313

*

Textile Product Mills

314

*

Apparel Manufacturing

315

*

Leather and Allied Product Manufacturing

316

*

Wood Product Manufacturing

321

*

Paper Manufacturing

322

*

Printing and Related Support Activities

323

*

Petroleum and Coal Products Manufacturing

324

*

Chemical Manufacturing

325

*

Plastics and Rubber Products Manufacturing

326

*

Nonmetallic Mineral Product Manufacturing

327

*

Primary Metal Manufacturing

331

*

Fabricated Metal Product Manufacturing

332

*

Machinery Manufacturing

333

*

Computer and Electronic Product Manufacturing

334

*

Electrical Equipment, Appliance, and Component Manufacturing

335

*

Transportation Equipment Manufacturing

336

*

Furniture and Related Product Manufacturing

337

*

Miscellaneous Manufacturing

339


4(b) Information Requested


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES


Organizations interested in joining the ENERGY STAR Program may be asked to submit a Letter or Agreement describing their commitment to promoting energy efficiency. They also may be asked to undertake related activities, as described below.


Commercial and Industrial Sector Partners


In order to join ENERGY STAR, organizations in the commercial and industrial sectors are asked to complete and submit a Partnership Letter to EPA (see http://www.energystar.gov/ia/ business/partnership_letter.doc). These Partners agree to baseline, track, and benchmark their organization’s energy performance by using tools such as those offered by ENERGY STAR; develop and implement a plan to reduce energy intensity across their facilities and operations by following the energy management strategy provided through ENERGY STAR; and educate their staff and the public about their Partnership in ENERGY STAR, and highlight their achievements with recognition offered through ENERGY STAR.


(i) Data items


  • A Partnership Letter that includes the following information:


- Organization’s name;

- Contact information on organization’s Chief Executive;

- Contact information on organization’s Energy Manager;

- Contact information on organization’s Communications Director (if applicable);

- Description of organization (i.e., a checklist);

- Total amount of building/facility square footage owned, leased, managed, and/or franchised to others; and

- Brief explanation of how organization learned about ENERGY STAR.


  • An energy management plan that includes strategies for carrying out energy efficient activities.


(ii) Respondent activities


  • To join ENERGY STAR, organizations are asked to:


- Review the instructions of the Partnership Letter;

- Complete the Partnership Letter; and

- Return the Partnership Letter to EPA.


  • Partners may prepare and follow an energy management plan.


Service and Product Providers


SPPs interested in joining ENERGY STAR complete and submit a Partnership Agreement to EPA. The SPPs commit to promote and use ENERGY STAR in a manner consistent with the national ENERGY STAR efforts and specifically agree to follow all applicable terms and conditions governing the use of the ENERGY STAR logos, which are registered trade and service marks. SPPs also commit to communicate to ENERGY STAR their efforts to help customers develop a continuous improvement strategy for energy management; improve the energy performance of their customers’ building portfolios and/or manufacturing facilities; promote overall awareness of ENERGY STAR; and, increase availability of ENERGY STAR qualified products or buildings. SPPs will be asked to complete a Service and Product Provider Company Profile when they join (see http://www.energystar.gov/ia/about/join/ offer_bldg_imprvmt/2004_SPP_Profile_Template_v7.doc). On an annual basis, they will be asked to update company and contact information displayed on the ENERGY STAR Web site and in the directory.


In delivering services and/or products, when appropriate, SPPs agree to include ENERGY STAR tools, messages and Guidelines for Energy Management (e.g., to help customers measure their energy performance, quantify the financial value of improvements across their organization, set targets, take action and promote their accomplishments). SPPs also agree to recognize their customers’ accomplishments (e.g., by documenting success stories and case studies). [Note that this ICR addresses SPP preparation of success stories and case studies in the section, “Recognition,” under the heading, “Success Stories.”]


(i) Data items


  • A Partnership Agreement that includes information on:


- Partner name and date of form completion;

- The signatory of the Partnership Agreement;

- Responsible agent of company;

- Primary contact, if different from responsible agent;

- Additional contacts at company; and

- A commitment form that the SPP agrees to fulfill (i.e., a checklist of Program areas).


  • The Service and Product Provider Company Profile that requests:


- Information about the company, such as address, type, markets/sectors that the organization services, types of products, and types of services;

- A short description of the company; and

- A camera-ready version of the company logo.


  • Information on ENERGY STAR tools, messages, and Guidelines for Energy Management.


(ii) Respondent activities


  • To join ENERGY STAR, SPPs are asked to:


- Review the instructions of the Partnership Agreement and Company Profile;

- Complete these materials; and

- Return the materials to EPA.


  • SPPs are also asked to:


- Update the profile information annually, if needed; and

- Include ENERGY STAR tools, messages and Guidelines for Energy Management, when appropriate, in delivering services and/or products.


Energy Efficiency Program Sponsors


EEPS interested in joining ENERGY STAR are asked to complete and submit a Partnership Agreement. They commit to promote and use ENERGY STAR in a manner consistent with the national ENERGY STAR efforts and specifically agree to follow all applicable terms and conditions governing the use of the ENERGY STAR logos, which are registered trade and service marks. They also commit to submit and periodically update a brief plan outlining the key activities they intend to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial markets. They will be asked on an annual basis to update organization and contact information displayed on the ENERGY STAR Web site and the Directory of Energy Efficiency Programs (DEEP).


If promoting ENERGY STAR in the commercial market, the EEPS agree to collaborate with ENERGY STAR to improve the energy performance of their customers’ buildings and portfolios. If promoting ENERGY STAR in the industrial market, the EEPS agree to collaborate with ENERGY STAR to assist industry in adopting a continuous improvement strategy for corporate-wide energy management.


(i) Data items


  • A Partnership Agreement that includes the following information:


- Contact information of the EEPS;

- Signature of responsible person; and

- A commitment form that the EEPS agrees to fulfill (i.e., a checklist of Program areas).


  • A brief plan outlining the key activities it intends to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial markets.


  • Updates to organization and contact information displayed on the ENERGY STAR Web site and the Directory of Energy Efficiency Programs (DEEP).


  • Information to improve the energy performance of their customers’ buildings and portfolios in the commercial market, e.g.,:


- Integration of ENERGY STAR’s Building Manual and Guidelines for Energy Management into existing program offerings and services to help customers prioritize and execute upgrades that improve the energy performance their facilities and deliver financial value across the organization.

- Building profiles and success stories.


  • Information to assist industry in adopting a continuous improvement strategy for corporate-wide energy management in the industrial market, e.g.,:


- Information shared with the industrial market on industrial sector program design, implementation and evaluation; market research; and, business/financial messaging for distribution among a network of stakeholders working to increase the pace of investment and innovation in industrial energy efficiency.

- Joint outreach activities to promote the opportunities for superior energy management in the industrial market.


(ii) Respondent activities


  • To join the Program, EEPS are asked to:


- Review the instructions for the Partnership Agreement;

- Complete the Partnership Agreement; and

- Return the Partnership Agreement to EPA.


  • EEPS also agree to:


- Submit a brief plan outlining the key activities they intend to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial markets;

- Periodically update the brief plan;

- Update organization and contact information displayed on the ENERGY STAR Web site and the Directory of Energy Efficiency Programs (DEEP) annually; and

- Provide information to promote ENERGY STAR in the commercial and/or industrial markets.


Small Business and Congregations Network


A small business or congregation may join the Network of small businesses and congregations working with ENERGY STAR. To join, they would provide requested information at EPA’s ENERGY STAR Web site (see http://www.energystar.gov/ index.cfm?c=small_business.sb_partner_info_form). They would pledge to buy ENERGY STAR equipment and upgrade the energy efficiency of their facilities whenever financially viable. As part of the Network, they may use the ENERGY STAR promotional mark in accordance with the ENERGY STAR identity guidelines.


(i) Data items


  • Information requested at EPA’s ENERGY STAR Web site:


- Information on type of organization (e.g., small business, congregation);

- Contact information;

- Size of facility (in square feet) and number of employees/members;

- Indication of whether the facility is owned or rented; and

- Indication of how the small business or congregation heard about ENERGY STAR.


(ii) Respondent activities


  • Small businesses and congregations provide the requested information.


ENERGY STAR Challenge


The ENERGY STAR Challenge is a call to action for businesses and institutions to improve the energy efficiency of their buildings by 10 percent or more. Under the Challenge, EPA works with governments, associations and non-profit organizations to encourage their members and/or constituents to leverage the ENERGY STAR platform to improve the energy efficiency of their buildings.


Governments, associations or non-profit organizations may choose to participate in the Challenge and work with their members/constituents by submitting an on-line sign-up form. EPA then sends a tool kit to participants to provide them with specific methods/materials to share with their members on how to carry out the Challenge.


After receiving the tool kit, Challenge participants would provide to EPA a summary of activities they plan to implement to promote the Challenge and educate their members/constituents. [Note that this ICR addresses participants’ submittal of the activities summary in the section, “Recognition,” under the heading, “Success Stories.”]


(i) Data Items


  • Information requested of the organization to participate in the ENERGY STAR Challenge:


- Organization name/address/sector;

- Contact information; and

- List of activities the organization will undertake to promote the ENERGY STAR Challenge and educate members/constituents.


(ii) Respondent Activities


  • Organizations provide the requested information.


BENCHMARKING


Assessing energy use is a critical component of the ENERGY STAR Program and guidance provided by EPA to partners. EPA provides tools to track, measure and compare energy use for a range of building types and facilities. Portfolio Manager is the primary tool for undertaking these activities and is available on-line, although for specific industry types,

spreadsheet calculators may be provided.


Portfolio Manager


Portfolio Manager can be used to rate the performance of buildings on a scale of 1-100 relative to similar buildings nationwide using EPA’s national energy performance rating system. The rating system accounts for the impacts of year-to-year weather variations, as well as building size, location, and several operating characteristics. Portfolio Manager helps the user update and track data over time to continuously monitor performance. The user can use both short and long term trends in energy performance to make budget and management decisions regarding investments in energy-related projects.


In addition, EPA intends to collect information from Portfolio Manager users on its usability as a Web-based tool and on the effectiveness of Portfolio Manager training. Based on this information, EPA will identify and make needed improvements.


(i) Data items


  • Information entered into Portfolio Manager:


- Contact information;

- Facility data (e.g., name, address, year constructed);

- Building floorspace information (e.g., gross building area, occupancy, operating hours, number of PCs);

- Energy use information (e.g., meter name, usage date); and

- Water use information (e.g., meter name, usage date).


  • Information provided to EPA on the usability of Portfolio Manager and effectiveness of training.


(ii) Respondent activities


  • Organizations using the benchmarking feature of the Portfolio Manager system perform the following activities:


- Review the instructions of Portfolio Manager;

- Gather building and energy data; and

- Enter the data into Portfolio Manager.


[Note: Users have several options for entering building and energy data into Portfolio Manager. These options and associated burden are described in Section 6 of this document.]


  • Organizations may be asked to respond to EPA questions on the usability of Portfolio Manager.


  • Organizations may be asked to respond to EPA questions on the effectiveness of Portfolio Manager training.


ENERGY STAR Energy Performance Indicator


EPA provides industrial companies with opportunities to overcome barriers to energy efficiency in their businesses. This is accomplished by promoting sound, strategic corporate energy management practices and resources that facilitate continuous improvement. EPA’s Web site includes an automated tool, the Energy Performance Indicator (EPI), to score the energy efficiency of specific types of industrial plants (e.g., automobile assembly plants). An organization enters basic information into the EPI on its plant characteristics and energy consumption. The EPI produces a plant percentile score between 1 and 100 and compares that score to the most energy-efficient plants in the industry and to the previous performance for the plant.


(i) Data items


  • Information entered into the EPI:


- Plant characteristics; and

- Energy consumption.


(ii) Respondent activities


  • Organizations enter information into the EPI.


Information for the Development of New Facility Types


EPA expects to increase the number of facility-use types available to be benchmarked in Portfolio Manager and therefore eligible for earning the ENERGY STAR as well as for participation in ENERGY STAR Leaders. Through initial data collection, EPA will collect information from participating organizations in order to build an historical account of energy use for new facility type analysis. EPA may ask for information about energy use, building characteristics, and other parameters that will help to add new facility-use types. To beta test the accuracy of the statistical analysis, EPA will collect information from participating organizations in order to test the model to ensure that it produces relevant results.


(i) Data items


  • Information collected through initial data collection and beta testing:


- Contact information;

- Facility data (e.g., name, address, year constructed);

- Building floorspace information (e.g., gross building area, occupancy, operating hours, number of PCs);

- Energy use information (e.g., meter name, usage date); and

- Water use information (e.g., meter name, usage date).


(ii) Respondent activities


  • Organizations participating in the initial data collection will be asked to:


- Gather building and energy data; and

- Enter the data into Portfolio Manager or spreadsheet.


  • Organizations participating in the beta testing will be asked to:


- Review the instructions of Portfolio Manager;

- Gather building and energy data; and

- Enter the data into Portfolio Manager.


RECOGNITION


ENERGY STAR Labeling


Buildings


ENERGY STAR offers the public an opportunity to display the ENERGY STAR on their buildings if they meet certain energy performance criteria defined by EPA. The on-line application for the ENERGY STAR is submitted through EPA’s benchmarking tool, Portfolio Manager. Eligible buildings with benchmark scores of 75 or higher may submit information to EPA to apply for the ENERGY STAR. The on-line application consists of a Statement of Energy Performance (SEP) (see http://www.energystar.gov/ia/business/evaluate_performance/

SEP_06.pdf) and Letter of Agreement (LOA). To be approved to receive the ENERGY STAR, buildings must meet specific eligibility requirements as well as industry standards for comfort and indoor air quality. A Professional Engineer must verify the SEP (stamped/embossed and signed) that these requirements have been met. [Note that this ICR addresses participants’ benchmarking activities in the section, “Benchmarking,” under the heading, “Portfolio Manager.”]


In addition, EPA intends to visit a number of ENERGY STAR Labeled Buildings for quality control purposes. EPA may confirm, for example, the accuracy of the information provided in the application for the ENERGY STAR, and may request facility documentation during the visit.


EPA also expects to periodically contact representatives of buildings that have earned the ENERGY STAR to collect information about the characteristics of buildings that lead to top energy performance. This includes information on the buildings’ construction, equipment used in the buildings, building management, and involvement in ENERGY STAR. EPA will use this information to better understand the specific design, construction, and operating characteristics of ENERGY STAR Labeled Buildings and how these characteristics contributed to the buildings’ top energy performance. In addition, EPA intends to collect information about the qualification process to measure how easy it is for organizations to use. EPA needs this information to identify and make needed improvements to the qualification process.


(i) Data items


  • Statement of Energy Performance and Letter of Agreement.


  • Information requested by EPA during on-site verification, e.g.:


- Basic building data (e.g., name, address, year constructed);

- Building space information (e.g., gross building area, occupancy, operating hours, number of PCs); and

- Energy use information (e.g., meter name, usage date).


  • Information provided to EPA for analysis of ENERGY STAR Labeled Buildings:


- Building construction, e.g.:

  • Construction material;

  • Characteristics of walls and windows; and

  • Energy conservation features.


- Equipment, e.g.:

  • Heating and cooling equipment; and

  • Lighting systems.


- Building management, e.g.:

  • Building audits, commissioning, renovations, and upgrades;

  • Operation and maintenance programs;

  • Conferences attended, organizations that staff belong to, etc.; and

  • Other topics related to energy usage and efficiency.


- ENERGY STAR participation, e.g.:

  • Reasons for applying or re-applying for the ENERGY STAR;

  • Persons responsible for application for the ENERGY STAR;

  • Reasons why building qualified for the ENERGY STAR; and

  • Ease in applying for the ENERGY STAR.


(ii) Respondent activities


  • Organizations applying for the ENERGY STAR perform the following:


- Contract a Professional Engineer to conduct a facility inspection and notarize the Statement of Energy Performance; and

- Submit the verified Statement of Energy Performance and Letter of Agreement (LOA) to EPA.


  • ENERGY STAR Labeled Buildings visited by EPA may be asked to provide information during or after the visit.


  • ENERGY STAR Labeled Buildings may be asked to respond to EPA questions for analysis of ENERGY STAR Labeled Buildings.


Plants


Industrial companies have an opportunity to apply to EPA to display a banner or flag on specific types of plants (e.g., automobile assembly plants) that meet EPA’s energy efficiency criteria. EPA’s Web site includes an automated tool, the Energy Performance Indicator (EPI), to score a plant’s energy efficiency. The EPI produces a plant percentile score between 1 and 100 and compares that score to the most energy-efficient plants in the industry and to the previous performance for the plant. For organizations that want to receive recognition for superior performance based on the EPI score (the plant must score in the top quartile), the organization may apply to EPA for recognition by printing out a Statement of Energy Performance and submitting it and a letter to EPA. If approved, the organization would receive recognition for the plant (e.g., EPA permission to display a banner or plant flag). [Note that this ICR addresses participants’ entering data into the EPI in the section, “Benchmarking,” under the heading, “ENERGY STAR Energy Performance Indicator.”]


(i) Data items


  • Statement of Energy Performance.


  • Letter to EPA.


(ii) Respondent activities


  • Organizations print out Statement of Energy Performance, prepare letter to EPA, and submit these materials to EPA.


ENERGY STAR Leaders


As part of the Partnership Letter, organizations commit to continuous improvement. To track Partners’ progress against their goal, EPA provides organizations recognition incentives to meet specific targets. This follows the Partnership Letter and includes that they track and benchmark all of the eligible buildings in their portfolio, and notify EPA of this accomplishment by submitting a Letter of Qualification, Facility Summary Report (see https://www.energystar.gov/ iSTAR/pmpam/index.cfm?fuseaction=pmpam.homepage) and Facility List. EPA will review this information and recognize these participants as ENERGY STAR Leaders if they qualify. [Note that this ICR addresses ENERGY STAR Leaders’ benchmarking activities in the section, “Benchmarking,” under the heading, “Portfolio Manager.”]


EPA does not mandate reporting but rather requests that Partners who reach targets inform EPA by submitting the qualification documents when they have met energy improvements in 10 percent increments across their portfolio.


(i) Data items


  • Information entered into Portfolio Manager:


- Contact Information;

- Basic portfolio data (organization name, address);

- Number of eligible facilities in the portfolio/Number not eligible;

- Gross floor area;

- Baseline/current period average energy performance rating;

- Average actual site energy intensity;

- Average weather normalized source energy intensity;

- CO2; and

- Previous recognition level.


  • Information generated by Portfolio Manager:


- Letter of Qualification;

- Facility Summary Report; and

- Facility List.


(ii) Respondent Activities


  • Organizations perform the following activities:


- Set up account in Portfolio Manager; and

- Apply for recognition achievement.


Success Stories


EPA periodically receives feedback from Partners and other stakeholders to develop success stories and other information on their efforts to improve energy efficiency in the commercial and industrial sector. EPA shares this information with the general public at the ENERGY STAR Web site. For example, SPPs work with their clients to prepare success stories on best practices, lessons learned, and energy performance achievements. EPA posts this information on the Web site.


(i) Data items


  • Information from organizations on their efforts to improve energy efficiency in the commercial and industrial sector.


(ii) Respondent activities


  • Organizations can provide information to EPA.


Statement of Energy Design Intent


Architecture firms can display the “Designed to Earn the ENERGY STAR” graphic to distinguish their projects as among the nation’s best in energy performance. To apply for the graphic, the Architect of Record (AOR) must be an ENERGY STAR Partner. The AOR would enter specific information into EPA’s on-line software tool, Target Finder, to obtain an EPA energy performance rating for the design project. It would then print the Statement of Energy Design Intent (SEDI) (see http://www.energystar.gov/ia/business/tools_resources/

new_bldg_design/SampleSEDI_061305.pdf) from Target Finder and fill in the required information. The statement must be sealed (stamped) and signed by a licensed architect or engineer designated by the AOR. The AOR also must complete an Application Letter. As part of the Letter, the AOR agrees to collaborate with EPA on a case study about the project’s design energy use strategies and goals, to be posted on the ENERGY STAR Web site. The AOR would submit the SEDI and Application Letter to EPA. EPA would send the AOR the graphic, which can be displayed in the title block of project drawings and on other project documents. [Note that this ICR addresses the AOR’s becoming an ENERGY STAR Partner in the section, “Joining the ENERGY STAR Program and Related Activities.”]


(i) Data items


  • Information entered into Target Finder:


- Facility information;

- Facility characteristics;

- Target rating; and

- Design energy.


  • Statement of Energy Design Intent includes the following information:


- General contact information;

- Information on Licensed Architect/Engineer; and

- Information on AOR (if different than Licensed Architect/Engineer).


  • Application Letter includes the following information:


- Basic information on the building (e.g., building name);

- General information on AOR;

- Signature and date of AOR; and

- List of other architect and engineering firms that are participating on the project and are ENERGY STAR Partners.


  • Information for development of a case study.


(ii) Respondent activities


  • AOR would perform the following activities:


- Enter information into Target Finder;

- Complete and submit the SEDI and Application Letter to EPA; and

- Collaborate with EPA on case study.


ENERGY STAR Awards


Organizations interested in receiving recognition for their efforts in improving their energy performance may apply for an ENERGY STAR Award. EPA currently issues awards to

Commercial and Industrial Sector Partners, Service and Product Providers, and Energy Efficiency Program Sponsors. In addition, small businesses and congregations may apply to receive an award as part of their recognition efforts.


(i) Data items


  • Information provided by C&I Partners, e.g.:


- General information (e.g., contact information, address, and signed/dated certification); and

- Description of the following:

  • Organization-wide improvements in energy performance;

  • Management practices (e.g., best practices for managing energy); and

  • Efforts in communicating energy-efficiency efforts, accomplishments, and partnership with ENERGY STAR.


  • Information provided by SPPs, e.g.:


- General information (e.g., contact information, address, and signed/dated certification); and

- Description of the following:

  • Energy performance improvements (e.g., results of building/portfolio upgrades);

  • Organizational commitment; and

  • Education and outreach (e.g., examples of how the SPP has communicated the value of energy performance).


  • Information provided by EEPS, e.g.:


- General information (e.g., contact information, address, and signed/dated certification); and

- Description of the following:

  • Categor(ies) that the EEPS program is designed to address (e.g., energy improvements in the C&I sector);

  • Program design (e.g., in terms of goals);

  • How ENERGY STAR has been incorporated into the Partner’s initiative;

  • Market effects resulting from Partner’s efforts; and

  • Data sources used to support market claims.


  • Information provided by small businesses and congregations seeking recognition (e.g., contact information and description of accomplishments).


(ii) Respondent activities


  • Organizations that apply for an award are asked to:


- Review the instructions; and

- Complete and submit the information.





5. THE INFORMATION COLLECTED—AGENCY ACTIVITIES, COLLECTION METHODOLOGY, AND INFORMATION MANAGEMENT


5(a) Agency Activities


This section describes EPA’s activities under ENERGY STAR.


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES


Partnership Letter or Agreement/Related Activities


  • EPA must perform the following activities making the Partnership Letters, Partnership Agreements, and related materials available to organizations and in processing submissions:


- Develop the Partnership Letter, Partnership Agreements, and related materials;

- Review the completed Partnership Letters, Partnership Agreements and related materials;

- Enter the information contained in the Partnership Letters, Partnership Agreements and related materials into the iSTAR database;

- Send emails, passwords, and welcome aboard kits;

- Update and maintain the ENERGY STAR Web site; and

- Monitor the use of ENERGY STAR Logos.


  • EPA must perform the following additional activities in regard to SPPs:


- Request updates of information annually;

- Enter updated information into the SPP Directory Web site; and

- Develop and maintain the SPP Web site.


  • EPA must perform the following additional activities in regard to EEPS:


- Receive and review the brief plans from EEPS outlining their key activities the intend to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial sectors; and

- Receive annual updates from EEPS and update the Directory of Energy Efficiency Programs.


Small Business and Congregations Network


  • EPA must maintain the Web site and provide monthly email updates.


ENERGY STAR Challenge


  • EPA must perform the following activities:


- Review and keep track of information from organizations that join the ENERGY STAR Challenge;

- Send information to the organizations (e.g., welcome tool kit); and

- Update the ENERGY STAR Web site to reflect the information collected.


BENCHMARKING


Portfolio Manager


  • EPA must perform the following activities related to the benchmarking process:


- Enhance functionality of and maintain Portfolio Manager;

- Collect information submitted through Import Tool and enter it into Portfolio Manger; and

- Keep data current and update when market changes.


  • EPA must perform the following activities in evaluating the usability of Portfolio Manager and the effectiveness of training on the tool:


- Develop questions;

- Solicit feedback from respondents;

- Review answers to questions; and

- Take follow-up action.


ENERGY STAR Energy Performance Indicator


  • EPA must enhance the functionality of and maintain the EPI.


Information for the Development of New Facility Types


  • EPA must perform the following activities to develop new facility types:


- Conduct initial data gathering; and

- Conduct beta test and review results.



RECOGNITION


ENERGY STAR Labeling


Buildings


  • EPA must perform the following activities for buildings applying for the ENERGY STAR:


- Review submitted Statements of Energy Performance and Letters of Agreement;

- Send a letter of denial or acceptance (if accepted, also send certificate, plaque and tool kit).


  • EPA will collect information from ENERGY STAR Labeled Buildings in performing on-site verifications.


  • EPA will perform the following activities in evaluating ENERGY STAR Labeled Buildings:


- Develop questions for analysis of ENERGY STAR Labeled Buildings;

- Solicit feedback from respondents;

- Review answers to questions; and

- Take follow-up action.


Plants


  • EPA must perform the following activities for plants for companies seeking recognition of their plants:


- Review and evaluate the Statement of Energy Performance and letter; and

- Give permission to display banner or plant flag.


ENERGY STAR Leaders


  • EPA must perform the following activities for ENERGY STAR Leaders:


- Develop the ENERGY STAR Leader recognition levels;

- Promote ENERGY STAR Leaders where appropriate (industry meetings, Web pages, etc.);

- Review Letters of Qualification, Facility Summary Reports, and Facility Lists; and

- Send a letter of denial or acceptance (if accepted, also send certificate and ENERGY STAR Leaders tool kit).


Success Stories


  • EPA must perform the following activities:


- Receive and review information from organizations; and

- Update the ENERGY STAR Web site to reflect the information received.


Statement of Energy Design Intent


  • EPA must perform the following activities for the graphic:


- Review the Statement of Energy Design Intent and Application Letter;

- Collaborate with organizations in developing case studies; and

- Update the ENERGY STAR Web site to reflect the information collected.


ENERGY STAR Awards


  • EPA must perform the following activities to administer the awards process:


- Develop the awards criteria;

- Receive and review the information submitted and select winners; and

- Take follow-up action (e.g., send letters of award or loss).


5(b) Collection Methodology and Management


In collecting and analyzing the information associated with this ICR, EPA will use a telephone system, personal computers, and applicable database software. EPA will ensure the accuracy and completeness of collected information by reviewing each submittal. EPA will enter the information obtained into a database and will aggregate data obtained to monitor the progress of participants in improving energy performance. These efforts will help to ensure the proper use and processing of the information being collected to enhance the value of the information to EPA and the public.


5(c) Small Entity Flexibility


EPA expects that small businesses and congregations will participate in the ENERGY STAR Program. EPA has designed its information collections to minimize respondent burden while obtaining sufficient and accurate information. For example, EPA has tailored the Small Business and Congregations Network so that it requests only the minimum information needed to establish contact with the small business or congregation. EPA also provides several methods for joining the Network (e.g., on-line sign-up, postcard, etc.).


5(d) Collection Schedule


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES


Partnership Letter or Agreement/Related Activities


EPA collects the Partnership Letter or Agreement on a one-time basis from organizations seeking to be Partners.


Partners prepare the energy management plan on a one-time basis. They then follow the plan in improving their facilities’ energy performance. The plan is not collected by EPA.


EPA collects information for the SPP Directory when the SPP joins the Program. EPA requests an update of the information annually from SPPs.


There is no collection schedule for SPPs to include ENERGY STAR tools, messages and Guidelines for Energy Management in their products and services.


EPA collects information from EEPS according to the following schedule:


  • Submittal and periodic update of a brief plan outlining the key activities the EEPS intend to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial markets; and

  • Submittal of annual updates to the Directory of Energy Efficiency Programs.


Small Business and Congregations Network


There is no collection schedule for small businesses.


ENERGY STAR Challenge


There is no schedule for collecting information from participants.


BENCHMARKING


Portfolio Manager


There is no schedule for benchmarking in Portfolio Manager.


EPA expects to solicit feedback from selected organizations on the usability of Portfolio Manager and effectiveness of training not more than once per year.


ENERGY STAR Energy Performance Indicator


There is no schedule for using the Energy Performance Indicator.


Information for the Development of New Facility Types


The schedule for collecting information for the development of new facility types is expected to be once every two or three years.


RECOGNITION


ENERGY STAR Labeling


Buildings


There is no schedule for applying for the ENERGY STAR.


On-site verification of ENERGY STAR Labeled Buildings will be performed during one of the three years of this ICR.


EPA may ask selected participants in the ENERGY STAR Program to provide feedback on the process for qualifying for the ENERGY STAR. EPA expects to contact participants during one of the three years of this ICR.


Plants


There is no schedule for applying for EPA recognition (e.g., permission to display a banner or plant flag).


ENERGY STAR Leaders


There is no collection schedule.


EPA does not mandate reporting but rather requests that Partners who reach targets inform EPA by submitting the qualification documents when they have met energy improvements in 10 percent increments across their portfolio.


Success Stories


There is no schedule for receiving information from Partners.


Statement of Energy Design Intent


There is no collection schedule for applying for the graphic. Organizations would print the Statement of Energy Design Intent (SEDI) from Target Finder for design projects that are at least 95 percent completed and fill in the required information. The organization would submit the SEDI and Application Letter to EPA.


ENERGY STAR Awards


The ENERGY STAR Awards are held annually to recognize organizations that have achieved energy performance improvements. ENERGY STAR Partners who wish to receive an award are requested to submit an application annually.


ENERGY STAR Energy Performance Indicator


There is no schedule for using the Energy Performance Indicator.


6. ESTIMATING THE BURDEN AND COST OF THE COLLECTION


6(a) Estimating Respondent Burden


Exhibits 1 through 3 estimate the annual respondent burden hours for information collection activities associated with the ENERGY STAR Program in the commercial and industrial sectors. Table 1 presents the total annual hours to respondents under all activities.


6(b) Estimating Respondent Costs


Exhibits 1 through 3 present the annual respondent costs for information collection activities associated with the ENERGY STAR Program in the commercial and industrial sectors. Table 1 presents the total annual respondent costs under all activities. Specific cost assumptions are discussed below.


(i) Estimating Labor Costs


The labor rates used to estimate costs to respondents are consistent with the hourly wage rates published by the Bureau of Labor Statistics publications on employment and earnings. Rates are current as of 2006. Rates reflect the cost of overhead and fringe benefits where appropriate. EPA estimates an average respondent hourly labor rate (hourly plus overhead and fringe) of $110.08 for legal staff, $93.77 for managerial staff, $65.44 for technical staff, and $37.51 for clerical staff.


(ii) Estimating Capital and Operations and Maintenance (O&M) Costs


Operation and maintenance (O&M) costs are those costs associated with a paperwork requirement incurred continually over the life of the ICR. They are defined by the Paperwork Reduction Act of 1995 as “the recurring dollar amount of costs associated with O&M or purchasing services.” This ICR includes O&M costs for postage (i.e., $0.39) for each submittal to EPA by postal mail. The ICR also includes $1,295 for a building to qualify for the ENERGY STAR. This cost is for the building to contract a Professional Engineer to conduct a facility inspection and notarize the Statement of Energy Performance from Portfolio Manager. In addition, the ICR includes O&M costs of $1,200 for a petroleum company to ask its contractor to generate energy-efficiency results of its plant, so that the company can apply for EPA recognition of the plant (e.g., permission to display a banner or plant flag). There are no capital costs associated with any activities related to the ENERGY STAR Program in the commercial and industrial sectors.


6(c) Estimating Agency Burden and Costs


The hourly labor rates used in this ICR were obtained from the 2006 GS pay schedule available from the Office of Personnel Management. EPA estimates an average hourly labor cost of $70.39 for legal staff, $65.82 for managerial staff, $48.26 for technical staff, and $19.38 for clerical staff. The labor costs are based on the following GS levels and steps: legal labor rates were based on GS Level 15, Step 1, managerial labor rates were based on GS Level 14, Step 4, technical labor rates were based on GS Level 12, Step 5, and clerical labor rates were based on GS Level 5, Step 1. To derive hourly estimates, EPA divided annual compensation estimates by 2,080, which is the number of hours in the Federal work-year. EPA then multiplied hourly rates by the standard government overhead factor of 1.6.


6(d) Estimating the Respondent Universe


In this section, EPA describes its estimates of the number of respondents carrying out the information collections under the ENERGY STAR Program in the C&I Sectors. In developing its estimates, EPA referred to its databases (e.g., iSTAR) and other documentation in order to understand historical trends in the number of new and existing respondents. Based on this understanding, EPA has estimated the average number of respondents associated with each of the information collections under the Program.


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES (EXHIBIT 1)


Commercial and Industrial Sector Partners


EPA estimates that, on average, 100 organizations in the commercial and industrial sectors will submit a Partnership Letter to EPA each year.


In addition, EPA estimates that 10 percent of its existing Partners will prepare an energy management plan during the three-year life of this ICR (i.e., 1,800 Partners x 0.10 = 180 Partners). Each of these 180 Partners is expected to prepare the plan on a one-time basis. In estimating the annual respondent hour and cost burden over the three-year period covered by this ICR, EPA annualized the hour and cost burden of this one-time activity by dividing the number of respondents by three. Thus, EPA estimates that 60 Partners will prepare the plan each year (i.e., 180 Partners / 3 years).


These assumptions are reflected in Exhibit 1.


Service and Product Providers


EPA estimates that, on average, 80 SPPs will submit a Partnership Agreement and profile to EPA each year. In addition, EPA estimates that, on average, there will be 1,150 SPPs in existence during the three-year life of this ICR. EPA expects each SPP to update its profile information annually, if needed. EPA also expects that, each year, these 1,150 SPPs will incorporate ENERGY STAR tools, messages and Guidelines for Energy Management, when appropriate, in delivering their services and/or products. These assumptions are reflected in Exhibit 1.


Energy Efficiency Program Sponsors


EPA estimates that, on average, 15 EEPS will submit a Partnership Agreement and a brief plan to EPA each year. In addition, EPA estimates that, on average, 100 EEPS will be in existence during the three-year life of this ICR. EPA predicts that they will provide the requested information to EPA each year (e.g., updates of the brief plan).


These assumptions are reflected in Exhibit 1.


Small Business and Congregations Network


EPA estimates that 1,500 small businesses and congregations will provide the requested information to EPA each year to join the Network. This is reflected in Exhibit 1.


ENERGY STAR Challenge


EPA estimates that 45 organizations will provide the requested information to EPA each year to participate in the ENERGY STAR Challenge. This is reflected in Exhibit 1.


BENCHMARKING (EXHIBIT 2)


Portfolio Manager


EPA provides several options for organizations to enter information into Portfolio Manager and benchmark their buildings:


  • Manual Data Entry. EPA estimates that, each year, 1,000 organizations will set up an account in Portfolio Manager and perform 5,000 initial benchmarks using manual data entry. In addition, EPA estimates 7,000 manual repeat benchmarks each year.


  • Data Entry using Import Tool. EPA estimates that 40 organizations will provide their data via an import tool (i.e., spreadsheet) to EPA. EPA will enter the data into Portfolio Manager.


  • ENERGY STAR Exchange Services. EPA estimates that, each year, three organizations will set up an automated process using Extensible Markup Language (XML) to provide information to Portfolio Manager on behalf of their customers. EPA estimates that each of these three “hosts” will have six customers. After the host sets up its automated process with EPA, it collects building characteristics for initial set up of the customer (i.e., 18 customers/year).


After the customers are set up, the host submits customer information to EPA using XML and retrieves/relays the scores to their customers. As shown in the table below, there are 36 existing customers. EPA estimates that 18 new customers will be added each year. During the three-year life of this ICR, the table shows that there will be 72 customers, on average, annually. Hence, the hosts will submit customer information to EPA and retrieve/relay scores to 72 customers on average annually.


Annual Number of Customers in ENERGY STAR Exchange Services

During Three-Year Life of ICR

Type of Customer

Year 1

Year 2

Year 3

Existing

36

54

72

New

18

18

18

Total

54

72

90


In addition, EPA expects to contact no more than 167 organizations each year to discuss the usability of Portfolio Manager as a Web-based tool. EPA also expects to contact no more than 167 organizations each year to discuss the effectiveness of training on Portfolio Manager.


These assumptions are reflected in Exhibit 2.


ENERGY STAR Energy Performance Indicator


EPA gives industrial companies the opportunity to measure the energy efficiency of their plants. To measure efficiency and improve energy use in the company, a company enters basic information into EPA’s Web-based tool, the Energy Performance Indicator (EPI), on its plant characteristics and energy consumption. The EPI produces a plant percentile score between 1 and 100 and compares that score to the most energy-efficient plants in the industry and to the previous performance for the plant. EPA estimates that it takes a company 15 minutes per plant to enter information into the EPI.


All companies use the EPI to produce plant scores, except for petroleum companies.1 Petroleum companies use a contractor to measure the energy efficiency of their plants. To request a plant score from its contractor, a petroleum company is estimated to spend 10 minutes and $1,200 in contractor fees per plant each year, on average, during the three-year life of this ICR.


As shown in the table below, EPA estimates that industrial companies will enter information/generate scores for 139 plants annually, on average, during the three-year life of this ICR (i.e., (72 + 148 + 195) / 3 years). This includes 40 petroleum plants and 99 non-petroleum plants on average each year.


These assumptions are reflected in Exhibit 2.


Annual Number of Plants During Three-Year Life of ICR


Type of Plant

Annual Number of Plants

Year 1

Year 2

Year 3

Petroleum

35

40

45

Non-Petroleum

37

108

150

Total

72

148

195


Information for the Development of New Facility Types


EPA expects to expand Portfolio Manager by adding new facility types. In doing so, the Agency will need to gather information initially to develop a new model of the facility types and conduct beta testing to make sure the tool produces relevant results. EPA expects to conduct the beta testing during two of the three years of this ICR.


EPA estimates that participating organizations will gather building and energy data and perform 500 benchmarks under the initial data collection phase. Hence, Exhibit 2 indicates that 333 benchmarks will be performed annually during the three-year life of this ICR (i.e., (500 benchmarks x 2 years) / 3 years = 333).


EPA further estimates that 10 organizations will conduct 100 benchmarks under the beta testing phase. Hence, Exhibit 2 indicates that 6.67 respondents (i.e., (10 respondents x 2 years) / 3 years = 6.67) will perform 66.67 benchmarks annually (i.e., (100 benchmarks x 2 years) / 3 years = 66.67 ).


RECOGNITION (EXHIBIT 3)


ENERGY STAR Labeling


Buildings


EPA estimates that organizations will submit 1,400 applications for the ENERGY STAR each year. These organizations must contract a Professional Engineer to conduct a facility inspection and notarize the Statement of Energy Performance. They also must submit an on-line application consisting of a Statement of Energy Performance and Letter of Agreement (LOA) to EPA. (Note that this ICR burdens participants’ benchmarking activities in the section, “Benchmarking,” under the heading, “Portfolio Manager.” See Exhibit 2.)


In addition, EPA may visit and request information from 30 ENERGY STAR Labeled Buildings. EPA intends to visit these buildings during one of the three years of this ICR. Hence, Exhibit 3 indicates that EPA will visit 10 ENERGY STAR Labeled Buildings, on average, each year (i.e., 30 buildings / 3 years = 10 buildings/year).


EPA also expects to contact representatives of buildings that have earned the ENERGY STAR to collect information about the characteristics of buildings that lead to top energy performance. EPA also intends to collect information about the qualification process to measure how easy it is for organizations to use. EPA intends to contact no more than 500 buildings during one of the three years of this ICR. Hence, Exhibit 3 indicates that 167 ENERGY STAR Labeled Buildings will be contacted, on average, each year (i.e., 500 buildings / 3 years = 167 buildings/year).


Plants


Industrial companies have an opportunity to apply to EPA to display a banner or flag on specific types of plants that meet EPA’s energy efficiency criteria. If the plant’s EPI score is in the top quartile, the company may apply to EPA for recognition by printing out a Statement of Energy Performance. A Professional Engineer (PE) in the company provides a certification/stamp, and the certified document and a letter are sent to EPA. If the submittal contains confidential business information (CBI), the company also sends a copy to EPA’s contractor for a CBI review. If approved by EPA, the plant receives recognition (e.g., the right to display a banner or plant flag). EPA estimates that a company spends 25 minutes to print out the Statement of Energy Performance and obtain the PE certification/stamp, prepare a letter, and submit these materials to EPA and contractor.


The application process described above is used by all industrial companies eligible to apply, except petroleum companies. After the petroleum company receives its energy efficiency score from its contractor, a PE in the company provides a certification/stamp confirming the accuracy of the numbers provided to the contractor. The company then sends the certified document and a letter to EPA. If approved by EPA, the plant receives recognition. EPA estimates that a petroleum company spends 15 minutes per plant for its PE to provide a certification/stamp on the energy efficiency results, prepare a letter, and submit these materials to EPA. (Petroleum companies do not need to send their results to EPA’s contractor for CBI review.)


EPA estimates that industrial companies will seek recognition for 139 plants annually, on average, during the three-year life of this ICR. This includes 40 petroleum plants and 99 non-petroleum plants on average each year.


These assumptions are reflected in Exhibit 3. (Note that this ICR burdens participants’ entering data/generating their scores in the section, “Benchmarking,” under the heading, “ENERGY STAR Energy Performance Indicator.” See Exhibit 2.)


ENERGY STAR Leaders


As part of the Partnership Letter, organizations commit to continuous improvement. To track Partners’ progress against their goal, EPA provides organizations recognition incentives to meet specific targets. This follows the Partnership Letter and includes that they track and benchmark all of the eligible buildings in their portfolio, and notify EPA of this accomplishment by submitting a Letter of Qualification, Facility Summary Report, and Facility List. EPA will review this information and recognize these participants as ENERGY STAR Leaders if they qualify.


Note that this ICR burdens these organizations for preparing/submitting the Partnership Letter and performing benchmarking in Exhibits 1 and 2, respectively. Exhibit 3 burdens organizations solely for setting up their ENERGY STAR Leaders account and applying for recognition.


As reflected in Exhibit 3, EPA estimates that, each year, 100 Partners will set up an ENERGY STAR Leaders account in Portfolio Manager and apply for recognition.


Success Stories


EPA estimates that 105 organizations will provide feedback on their activities under the ENERGY STAR program each year. This is reflected in Exhibit 3.


Statement of Energy Design Intent


EPA estimates that 15 organizations will apply for the graphic by completing and submitting the Statement of Energy Design Intent and Application Letter each year. EPA also estimates that these 15 organizations will collaborate with EPA in developing case studies. This is reflected in Exhibit 3.


ENERGY STAR Awards


EPA estimates that 60 C&I Partners, five SPPs, and five EEPS will apply for an ENERGY STAR Award each year. EPA also expects that 60 small businesses and congregations will apply for recognition each year. These assumptions are reflected in Exhibit 3.

















6(e) Bottom Line Burden Hours and Cost Tables


(i) Respondent Tally


As shown in Table 1, EPA estimates the total annual hour and cost burden to respondents to be 54,500 hours and $5,436,710. The bottom-line burden to respondents over three years is estimated to be 163,500 hours and $16,310,130 .


(ii) Agency Tally


As shown in Table 2, EPA estimates the total annual hour and cost burden to the Agency to be 6,171 hours and $253,340. The bottom-line burden to the Agency over three years is estimated to be 18,513 hours and $760,020.




















6(f) Reasons for Change in Burden


EPA estimates a total annual respondent burden in this ICR, 1772.04, of 54,500 hours. This is a decrease of 28,843 hours from the previously approved ICR, 1772.03.


Table 3 explains this 28,843-hour decrease. Specifically, the table presents the total annual hours estimated in ICR 1772.03 and ICR 1772.04 for each information collection (see columns 1-3). The table then compares their respective hours for each collection to derive the change in hours, and indicates whether this hour-change resulted from a program change and/or adjustment (see column 4). For example, there was a decrease of 378 hours for C&I Sector Partner collections for joining ENERGY STAR and related activities, all of which resulted from an adjustment. The table also briefly describes the program change and/or adjustment (see column 5). Finally, the table sums up all hour-changes to derive the total annual change in hours for all collections (see the bottom row of the table).


The table shows that, of the 28,843-hour decrease, 234 hours resulted from program changes. The remaining 28,609 hours resulted from adjustments.


The table shows that the majority of the decrease resulted from EPA’s adjustments to its analysis of benchmarking burden and, in particular, the burden associated with Portfolio Manager. In preparing ICR 1772.04, EPA improved its analysis of Portfolio Manager data based on its experience gained over the past three years. For example, EPA improved its methodology for calculating burden under ENERGY STAR Exchange Services, which is one of several methods for benchmarking in Portfolio Manager. When EPA developed ICR 1772.03, Exchange Services had not been implemented and EPA lacked data on the number of respondents. Since then, EPA has implemented Exchange Services and thus possesses information on the respondent universe, as well as the relationships that have developed between organizations that host Exchange Services and their customers. In addition, the decreased burden under Portfolio Manager reflects a growing trend for users to replace manual benchmarking by using automated benchmarking, such as Exchange Services. Automated benchmarking takes less time per benchmark than manual benchmarking. Under Exchange Services, for example, a host organization sets up the automated process for each of its customers initially and then regularly forwards their building data to EPA by automated method (i.e., using Extensible Markup Language). The host then retrieves the scores and relays them to customers electronically. This process relieves customers from entering their data manually into the tool.





6(g) Burden Statement


JOINING THE ENERGY STAR PROGRAM AND RELATED ACTIVITIES


The burden for joining the ENERGY STAR program and related activities is expected to very depending on the type of Partner. The burden per Partner is expected to range from about 2 hours for a C&I Sector Partner to prepare/submit a Partnership Letter to 7 hours for an EEPS Partner to prepare/submit a Partnership Agreement and related information (e.g., a brief plan outlining the key activities they intend to undertake to cooperatively promote ENERGY STAR in the commercial and/or industrial markets). These burden estimates include the time for reading the instructions and requirements, gathering information, and preparing/submitting the information to EPA.


BENCHMARKING


The burden for benchmarking in Portfolio Manager is estimated to vary depending on the type of benchmarking method. The burden per respondent for manual benchmarking is estimated to be 30 minutes to read Portfolio Manager instructions, 5 hours to gather and enter building data for a new benchmark, and 1.5 hours to perform a repeat benchmark. The burden per respondent for the import tool is estimated to be 30 minutes for reading the Portfolio Manager instructions and 1 hour for collecting building data, downloading it into the tool, and emailing it to EPA. The burden per respondent for ENERGY STAR Exchange Services is estimated to be 20 hours for the host to set up its account and automated process, 2 hours to collect building data and set up each customer, and 15 minutes per month to submit customer information to EPA and retrieve/relay scores to customers.


The burden for entering information into the ENERGY STAR Energy Performance Indicator is estimated to range from 10 to 15 minutes per plant. This includes time for reading the EPI’s instructions and entering data in order to generate a score.


RECOGNITION


The burden for applying to EPA for recognition is estimated to vary depending on the type of recognition. The burden per respondent is estimated to range from 15 minutes for preparing/submitting a plant’s energy efficiency score to EPA for recognition (e.g., for EPA permission to display a banner or plant flag) to 26.5 hours for preparing/submitting an application to EPA for an ENERGY STAR award.


Burden means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations are listed in 40 CFR part 9 and 48 CFR chapter 15.


To comment on the Agency’s need for this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden, including the use of automated collection techniques, EPA has established a public docket for this ICR under Docket ID Number EPA-HQ-OAR-2006-0407, which is available for online viewing at www.regulations.gov, or in person viewing at the Air and Radiation Docket and Information Center in the EPA Docket Center (EPA/DC), EPA West, Room B102, 1301 Constitution Avenue, NW, Washington, D.C. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Reading Room is (202) 566-1744, and the telephone number for the Air and Radiation Docket and Information Center is 202-566-1742. An electronic version of the public docket is available at www.regulations.gov. This site can be used to submit or view public comments, access the index listing of the contents of the public docket, and to access those documents in the public docket that are available electronically. When in the system, select “search,” then key in the Docket ID Number identified above. Also, you can send comments to the Office of Information and Regulatory Affairs, Office of Management and Budget, 725 17th Street, NW, Washington, D.C. 20503, Attention: Desk Officer for EPA. Please include the EPA Docket ID Number EPA-HQ-OAR-2006-0407 in any correspondence.
















1Nine industrial sectors will be eligible to apply for recognition during the three-year life of this ICR (e.g., automobile, petrochemicals, pulp and paper).

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