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pdfBoard of Governors of the Federal Reserve System
Federal Deposit Insurance Corporation
Office of the Comptroller of the Currency
FFIEC 002/002S
OMB No. 7100–0032/7100–0273
Approval for the FFIEC 002 expires April 30, 2008.
Approval for the FFIEC 002S expires April 30, 2008.
Report of Assets and Liabilities of U.S. Branches
and Agencies of Foreign Banks
This report is required by law [12 U.S.C. §3105(c)(2);
12 U.S.C. §1817(a)(1) and (3); and 12 U.S.C. §3102(b)].
at close of business on
Please read carefully “Instructions for Preparation of the Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks”
and instructions for preparation of the supplement “Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by
a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank.”
Please indicate legal status:
Branch
Agency
Indicate FDIC insurance status:
Insured
Uninsured
If this report consolidates the statements for multiple branches or
agencies of a foreign bank, indicate the number of branches or
agencies included in this report:
NOTE:
This report must be signed by an authorized officer and attested by
the senior executive officer.
I,
Name of Officer Authorized to Sign Report
Legal Title(s) and Address(es) of Branch(es) or Agency(ies) included in this report:
Title of Officer Authorized to Sign Report
Legal Title
Street Address
City
County
State
Zip Code
of the branch or agency specified do hereby declare that this
Report of Assets and Liabilities (including the supporting schedules
and supplement) has been prepared in conformance with the
instructions issued by the Federal Financial Institutions Examination
Council and is true to the best of my knowledge and belief.
Signature of Officer Authorized to Sign Report
Legal Title
I,
Street Address
Name of Senior Executive Officer
City
County
State
Zip Code
Title of Senior Executive Officer
attest the correctness of this Report of Assets and Liabilities
(including the supporting schedules and supplement) and declare
that it has been examined by us, and to the best of our knowledge
and belief, has been prepared in conformance with the instructions
issued by the Federal Financial Institutions Examination Council
and is true and correct.
Legal Title
Street Address
City
County
State
Zip Code
Legal Title of Foreign Bank Parent
City
Person to be contacted concerning this report
Country
Signature of Senior Executive Officer
Public reporting burden associated with the FFIEC 002 and FFIEC 002S is estimated to
average 22.75 hours per response and 6.0 hours per response, respectively, including
time to gather and maintain data in the required form and to review instructions and
complete the information collection. A Federal agency may not conduct or sponsor, and
an organization (or a person) is not required to respond to a collection of information,
unless it displays a currently valid OMB control number. Comments regarding this
burden estimate or any other aspect of this information collection, including suggestions
for reducing the burden, may be sent to Secretary, Board of Governors of the Federal
Reserve System, Washington, D.C. 20551 and to Office of Information and Regulatory
Affairs, Office of Management and Budget, Washington, D.C. 20503.
Telephone Number (including area code and extension)
Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.
FDIC-insured branches should file one copy with the appropriate FDIC Regional Office (Supervision).
FFIEC 002
Page ii
Emergency Contact Information
This information is being requested so the Agencies can distribute critical, time sensitive information to emergency contacts at U.S. branches or
agencies. Please provide primary contact information for a senior official of the branch or agency who has decision-making authority. Also provide
information for a secondary contact if available. Enter “none” for the contact’s e-mail address or fax number if not available. Emergency contact
information is for the confidential use of the Agencies and will not be released to the public.
Primary Contact
Secondary Contact
Name (TEXT C366)
Name (TEXT C371)
Title (TEXT C367)
Title (TEXT C372)
E-mail Address (TEXT C368)
E-mail Address (TEXT C373)
Telephone: Area code/phone number/extension (TEXT C369)
Telephone: Area code/phone number/extension (TEXT C374)
FAX: Area code/phone number (TEXT C370)
FAX: Area code/phone number (TEXT C375)
USA PATRIOT Act Section 314(a) Anti-Money Laundering Contact Information
This information is being requested to identify points-of-contact who are in charge of your depository institution’s Section 314(a) searches and
who could be contacted by federal law enforcement officers for additional information related to anti-terrorist financing and anti-money laundering.
Please provide information for a secondary contact if available. Enter “none’’ for the contact’s e-mail address or fax number if not available. USA
PATRIOT Act contact information is for the confidential use of the Agencies and the Financial Crimes Enforcement Network (FinCEN) and will
not be released to the public.
Primary Contact
Secondary Contact
Name (TEXT C437)
Name (TEXT C442)
Title (TEXT C438)
Title (TEXT C443)
E-mail Address (TEXT C439)
E-mail Address (TEXT C444)
Telephone: Area code/phone number/extension (TEXT C440)
Telephone: Area code/phone number/extension (TEXT C445)
FAX: Area code/phone number (TEXT C441)
FAX: Area code/phone number (TEXT C446)
FFIEC 002
Page 1
Report of Assets and Liabilities of
Legal Title of Branch or Agency
at close of business on
Schedule RAL—Assets and Liabilities
All schedules are to be reported in thousands of U.S. dollars. Unless otherwise indicated, report the amount outstanding as of
the last calendar day of the quarter.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
ASSETS
1. Claims on Nonrelated Parties:
(Excludes all claims on related depository institutions but includes claims
on related nondepository institutions. See instructions for coverage and
treatment of ‘‘nonrelated’’ and ‘‘related’’ institutions.)
a. Cash and balances due from depository institutions (from Schedule A,
item 6) ......................................................................................................
b. U.S. Government securities:
(1) U.S. Treasury securities.....................................................................
(2) U.S. Government agency obligations ................................................
c. Other bonds, notes, debentures, and corporate stock (including state
and local securities):
(1) Securities of foreign governments and official institutions .................
(2) Mortgage-backed securities:
a. Issued or guaranteed by U.S. Government agencies.............
b. Other ...........................................................................................
(3) Other asset-backed securities ...........................................................
(4) All other..............................................................................................
d. Federal funds sold and securities purchased under agreements to
resell:
(1) Federal Funds sold:
a. With depository institutions in the U.S ...................................
b. With others.................................................................................
(2) Securities purchased under agreements to resell:
a. With depository institutions in the U.S. ..................................
b. With others.................................................................................
e. Loans and leases, net of unearned income (from Schedule C, item 11) .
f. Trading assets:
(1) U.S. Treasury and Agency securities .............................................
(2) Other trading assets ........................................................................
g. Customers' liability to this branch or agency on acceptances
outstanding:
(1) U.S. addressees (domicile)................................................................
(2) Non-U.S. addressees (domicile) ........................................................
h. Other assets including other claims on nonrelated parties.......................
i. Total claims on nonrelated parties (sum of items 1.a through 1.h)...........
2. Net due from related depository institutions:
a. For the reporting branch or agency including its IBF: Net due from
head office and other related depository institutions (items 4.g minus
item 1.i of Column A if item 4.g is greater than item 1.i; otherwise
enter -0-)...................................................................................................
b. For the IBF of the reporting branch or agency: Net due from
establishing entity, head office and other related depository
institutions (item 4.g minus item 1.i of Column B if 4.g is greater
than item 1.i; otherwise enter -0-).............................................................
RCFD
0010
Bil
Mil
(Column B)
IBF Only
Thou RCFN
0010
0260
Bil
Mil
Thou
1.a.
1.b.(1)
1.b.(2)
0371
A003
A003
C035
C035
C416
C416
C417
C417
C036
C036
C037
C037
C412
C412
C413
C413
C414
C414
C415
C415
2122
2122
C418
C418
C419
C419
2156
2157
2151
2151
2171
2171
2154
1.c.(1)
1.c.(2)a.
1.c.(2)b.
1.c.(3)
1.c.(4)
1.d.(1)a.
1.d.(1)b.
1.d.(2)a.
1.d.(2)b.
1.e.
1.f.(1)
1.f.(2)
1.g.(1)
1.g.(2)
1.h.
1.i.
2.a.
2154
2.b.
FFIEC 002
Page 2
Schedule RAL—continued
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
Dollar Amounts in Thousands
RCFD
ASSETS—Continued
3. Total assets (for Column A, sum of items 1.i and 2.a; for Column B,
sum of items 1.i and 2.b) ...............................................................................
2170
2170
3.
2205
2205
4.a.
C420
C420
C421
C421
4.b.(1)a.
4.b.(1)b.
C422
C422
C423
C423
3190
3190
LIABILITIES
4. Liabilities to nonrelated parties:
(Excludes all liabilities to related depository institutions but includes
all liabilities to related nondepository institutions. See instructions for
coverage and treatment of “nonrelated” and “related” institutions.)
a. Total deposits and credit balances (from Schedule E, item 7) .................
b. Federal funds purchased and securities sold under agreements to
repurchase:
(1) Federal Funds Purchased:
a. With depository institutions in the U.S. ..................................
b. With others .................................................................................
(2) Securities sold under agreements to repurchase:
a. With depository institutions in the U.S. ..................................
b. With others .................................................................................
c. Other borrowed money (from Schedule P, item 4) ...................................
d. Branch or agency liability on acceptances executed and outstanding .....
e. Trading liabilities .......................................................................................
f. Other liabilities to nonrelated parties ........................................................
g. Total liabilities to nonrelated parties (sum of items 4.a through 4.f) .........
5. Net due to related depository institutions:
a. For the reporting branch or agency including its IBF: Net due to head
office and other related depository institutions (item 1.i minus item 4.g
of Column A if item 1.i is greater than item 4.g; otherwise enter -0-) .......
b. For the IBF of the reporting branch or agency: Net due to establishing
entity, head office and other related depository institutions (item 1.i
minus item 4.g of Column B if item 1.i is greater than item 4.g;
otherwise enter -0-) ..................................................................................
6. Total liabilities (for Column A, sum of items 4.g and 5.a; for Column B,
sum of items 4.g and 5.b) .............................................................................
Memoranda
1. Fair value of held-to-maturity securities ........................................................
2. Amortized cost of held-to-maturity securities ................................................
3. Fair value of available-for-sale securities ......................................................
4. Amortized cost of available-for-sale securities ..............................................
5. — 6. Not applicable
7. Fair value of structured notes .......................................................................
8. Amortized cost of structured notes ...............................................................
9. Assets under the reporting branch or agency's management in
proprietary mutual funds and annuities .........................................................
10. Derivatives with a positive fair value held for trading purposes ....................
11. Derivatives with a negative fair value held for trading purposes ...................
12. Not applicable.
13. Pledged U.S. government securities1 ...........................................................
Bil
Mil
Thou RCFN
2920
3548
3548
2916
2916
2927
2927
2944
Bil
Mil
Thou
4.b.(2)a.
4.b.(2)b.
4.c.
4.d.
4.e.
4.f.
4.g.
5.a.
2944
5.b.
2950
2950
6.
1771
1771
1754
1754
1773
1773
1772
1772
M.1.
M.2.
M.3.
M.4.
8783
8783
8782
8782
B570
B570
3543
3543
3547
3547
2785
1. Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value.
M.7.
M.8.
M.9.
M.10.
M.11.
M.13.
FFIEC 002
Page 3
Schedule RAL—continued
Total Reporting
Branch or Agency
Including Its IBF
Memoranda—Continued
Dollar Amounts in Thousands
14. If other assets including other claims on nonrelated parties (item 1.h)
exceed 5 percent of total assets (item 3), itemize and describe amounts
that exceed 25 percent of item 1.h.
TEXT
a. A539
TEXT
b. A540
TEXT
c. A541
15. If other liabilities to nonrelated parties (item 4.f) exceed 5 percent
of total liabilities (item 6), itemize and describe amounts that exceed
25 percent of item 4.f.
TEXT
a. A542
TEXT
b. A543
TEXT
c. A544
16. Number of full-time equivalent employees of the branch or agency at
end of current period (round to nearest whole number)................................
RCFD
Bil
Mil
Thou
A539
M.14.a.
M.14.b.
M.14.c.
A540
A541
A542
M.15.a.
M.15.b.
M.15.c.
A543
A544
RCFD
Number
4150
M.16.
To be reported only with the March Report
17. Indicate in the box at the right the number of the statement below that best describes the most
RCFD
comprehensive level of auditing work performed for the branch or agency by, or on behalf of,
the parent organization during the preceding year........................................................................................ 6724
1 =Independent annual audit of the branch or agency conducted in
accordance with U.S. generally accepted auditing standards by
a certified public accounting firm
2 =Independent annual audit of the branch or agency conducted
in accordance with home country auditing standards by an
independent accounting firm
3 =Review of the financial statements of the branch or agency by
external auditors, as part of the audit of the parent organization
Number
M.17.
4 =Review of the financial statements of the branch or agency
by internal auditors
5 =Compilation of the financial statements of the branch or agency
by external auditors
6 =Other audit procedures
7 =No audit or independent review
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
STATUTORY OR REGULATORY REQUIREMENT
as appropriate for the reporting institution (see instructions)
1. Asset maintenance requirement ...................................................................
2. Asset pledge requirement/Capital equivalency deposit ................................
3. FDIC asset maintenance requirement (for FDIC insured branches only):
a. Average liabilities for the preceding calendar quarter ..............................
b. Eligible assets as of the report date .........................................................
RCFD
3343
3349
2334
2387
Bil
Mil
Thou
S.1.
S.2.
S.3.a.
S.3.b.
FFIEC 002
Page 4
Schedule A—Cash and Balances Due from Depository Institutions
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
RCFD
1. Cash items in process of collection and unposted debits .............................
2. Currency and coin (U.S. and foreign)............................................................
3. Balances due from depository institutions in the U.S.:
a. U.S. branches and agencies of other foreign banks (including their
IBFs).........................................................................................................
b. Other depository institutions in the U.S. (including their IBFs) .................
4. Balances due from banks in foreign countries and foreign central banks:
a. Foreign branches of U.S. banks...............................................................
b. Banks in home country and home country central bank .........................
c. All other banks in foreign countries and foreign central banks ................
5. Balances due from Federal Reserve Banks..................................................
0020
6. Total (sum of items 1 through 5) (must equal Schedule RAL, item 1.a)........
Bil
Mil
(Column B)
IBF Only
Thou RCFN
Bil
Mil
Thou
0020
1.
2.
0083
0083
0085
0085
3.a.
3.b.
0073
0073
2431
2431
3149
3149
0080
0090
RCXX
RCXY
0010
0010
4.a.
4.b.
4.c.
5.
6.
FFIEC 002
Page 5
Schedule C—Loans
Part I. Loans and Leases
Net of unearned income.
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
Dollar Amounts in Thousands
RCFD
1. Loans secured by real estate ........................................................................
2. Loans to depository institutions and acceptances of other banks:
a. To commercial banks in the U.S. (including their IBFs):
(1) To U.S. branches and agencies of other foreign banks .....................
(2) To other commercial banks in the U.S. ..............................................
b. To other depository institutions in the U.S. (including their IBFs) .............
c. To banks in foreign countries:
(1) To foreign branches of U.S. banks.....................................................
(2) To other banks in foreign countries ....................................................
3. Loans to other financial institutions ...............................................................
4. Commercial and industrial loans:
a. To U.S. addressees (domicile) .................................................................
b. To non-U.S. addressees (domicile) ..........................................................
5. Not applicable.
6. Loans to foreign governments and official institutions (including foreign
central banks)................................................................................................
7. Loans for purchasing or carrying securities (secured and unsecured) .........
8. All other loans (include state and local obligations other than securities
and loans to individuals)................................................................................
9. Lease financing receivables (net of unearned income):
a. Of U.S. addressees (domicile) .................................................................
b. Of non-U.S. addressees (domicile) ..........................................................
10. Less: Any unearned income on loans reflected in items 1–8 above .............
11. Total loans and leases, net of unearned income (sum of items 1 through
9 minus item 10) (must equal Schedule RAL, item 1.e)................................
1410
1410
1.
B532
B532
B533
B533
B534
B534
2.a.(1)
2.a.(2)
2.b.
B536
B536
B537
B537
1520
1520
1763
1763
1764
1764
2081
2081
1545
1545
6.
7.
1885
1885
8.
2182
2182
2183
2183
9.a.
9.b.
10.
Memoranda
1. Not applicable.
2. Holdings of own acceptances included in Schedule C, part I, item 4............
3. Commercial and industrial loans with remaining maturity of one year or less
(excluding those in nonaccrual status):
a. With predetermined interest rates ............................................................
b. With floating interest rates........................................................................
4. Commercial and industrial loans with remaining maturity of more than
one year (excluding those in nonaccrual status):
a. With predetermined interest rates ............................................................
b. With floating interest rates........................................................................
Bil
Mil
Thou RCFN
2123
2123
RCXX
RCXY
2122
2122
Bil
Mil
Thou
2.c.(1)
2.c.(2)
3.
4.a.
4.b.
11.
RCFD
3341
M.2.
6119
M.3.a.
M.3.b.
6120
6122
6123
M.4.a.
M.4.b.
FFIEC 002
Page 5a
Schedule C—Continued
Part II. Loans to Small Businesses and Small Farms
Part II of Schedule C is to be completed annually as of the June 30 report date only by branches whose deposits
are insured by the FDIC.
Report the number and amount currently outstanding as of June 30 of business loans with “original amounts” of $1,000,000
or less and farm loans with “original amounts” of $500,000 or less. The following guidelines should be used to determine the
“original amount” of a loan: (1) For loans drawn down under lines of credit or loan commitments, the “original amount” of the loan
is the size of the line of credit or loan commitment when the line of credit or loan commitment was most recently approved,
extended, or renewed prior to the report date. However, if the amount currently outstanding as of the report date exceeds this
size, the “original amount” is the amount currently outstanding on the report date. (2) For loan participations and syndications,
the “original amount” of the loan participation or syndication is the entire amount of the credit originated by the lead lender.
(3) For all other loans, the “original amount” is the total amount of the loan at origination or the amount currently outstanding
as of the report date, whichever is larger.
Loans to Small Businesses
1. a. Indicate in the appropriate box at the right whether all or substantially all of the dollar volume of
your branch's “Commercial and industrial loans to U.S. addressees” (excluding those held in its
IBF) reported in Schedule C, part I, item 4.a, column A, consist of loans with original amounts
of $100,000 or less. (If your branch has no loans outstanding in this loan category, place an “X”
in the box marked “NO.”).................................................................................................................
RCON
Yes
No
6863
1.a.
If YES, complete items 1.b and 2, skip item 3, and complete items 4 and 5.
If NO and your branch has loans outstanding in this loan category, skip item 1.b and complete
items 2 through 5 below.
If NO and your branch has no loans outstanding in this loan category, skip item 1.b, complete
item 2, skip item 3, and complete items 4 and 5.
b. Number of “Commercial and industrial loans to U.S. addressees” (excluding those held in the
branch's IBF) reported in Schedule C, part I, item 4.a. column A. (Note: Item 4.a, column A,
divided by the number of loans should NOT exceed $100,000.) ....................................................
(Column A)
Number of Loans
Dollar Amounts in Thousands
2. Number and amount currently outstanding of “Loans secured by
nonfarm nonresidential properties” (excluding those held in the branch's
IBF) reported in Schedule C, part I, item 1, column A, “Loans secured by
real estate” (sum of items 2.a through 2.c must be less than or equal to
Schedule C, part I, item 1, column A minus column B):
a. With original amounts of $100,000 or less.............................................
b. With original amounts of more than $100,000 through $250,000..........
c. With original amounts of more than $250,000 through $1,000,000.......
3. Number and amount currently outstanding of “Commercial and industrial
loans to U.S. addressees” (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 4.a, column A (sum of items 3.a
through 3.c must be less than or equal to Schedule C, part I, item 4.a,
column A minus column B):
a. With original amounts of $100,000 or less.............................................
b. With original amounts of more than $100,000 through $250,000..........
c. With original amounts of more than $250,000 through $1,000,000.......
RCON
Number of Loans
5563
1.b.
(Column B)
Amount
Currently
Outstanding
RCON
RCON
5564
5565
5566
5567
5568
5569
5570
5571
5572
5573
5574
5575
Bil
Mil
Thou
2.a.
2.b.
2.c.
3.a.
3.b.
3.c.
FFIEC 002
Page 5b
Schedule C—Continued
Part II—Continued
Agricultural Loans to Small Farms
(Column A)
Number of Loans
Dollar Amounts in Thousands
4. Number and amount currently outstanding of “Loans secured by
farmland (including farm residential and other improvements)” (excluding
those held in the branch's IBF) reported in Schedule C, part I, item 1,
column A, “Loans secured by real estate” (sum of items 4.a through 4.c
must be less than or equal to Schedule C, part I, item 1, column A minus
column B):
a. With original amounts of $100,000 or less.............................................
b. With original amounts of more than $100,000 through $250,000..........
c. With original amounts of more than $250,000 through $500,000..........
5. Number and amount currently outstanding of “Loans to finance agricultural production and other loans to farmers” (excluding those held in the
branch's IBF) reported in Schedule C, part I, item 8, column A, “All other
loans” (sum of items 5.a through 5.c must be less than or equal to
Schedule C, part I, item 8, column A minus column B):
a. With original amounts of $100,000 or less.............................................
b. With original amounts of more than $100,000 through $250,000..........
c. With original amounts of more than $250,000 through $500,000..........
(Column B)
Amount
Currently
Outstanding
RCON
RCON
5578
5579
5580
5581
5582
5583
5584
5585
5586
5587
5588
5589
Bil
Mil
Thou
4.a.
4.b.
4.c.
5.a.
5.b.
5.c.
FFIEC 002
Page 6
Schedule E—Deposit Liabilities and Credit Balances
NOTE: Exclude all transactions with related depository institutions.
Total Deposit Liabilities and Credit Balances, Excluding IBF
Transaction Accounts
Nontransactions Accts.
(Column D)
(Column B)
(Column A)
(Column C)
Total nontransaction
Total transaction
Memo: Total demand accounts
accounts and
deposits (included in
(including MMDAs)
credit balances
Column A)
(excluding IBF)
IBF deposit liabilities*
(excluding IBF)
Dollar Amounts in Thousands
1. Individuals, partnerships,
and corporations (include
all certified and official
checks):
a. U.S. addressees
(domicile)......................
b. Non-U.S. addressees
(domicile)......................
2. Commercial banks in the
U.S. (including their IBFs):
a. U.S. branches and
agencies of other
foreign banks................
b. Other commercial
banks in the U.S. ..........
3. Banks in foreign countries:
a. Foreign branches of
U.S. banks....................
b. Other banks in foreign
countries.......................
4. Foreign governments and
official institutions (including foreign central banks)..
5. All other deposits and
credit balances ..................
6. Not applicable.
7. Total deposits and credit
balances (sum of Columns
A, C, and D must equal
Schedule RAL, item 4.a,
Column A. Column D must
equal Schedule RAL,
item 4.a, Column B) ..........
RCON
Bil
Mil
Thou RCON
Bil
Mil
Thou RCON
Bil
Mil
Thou RCFN
Bil
Mil
Thou
C040
C041
C042
1.a.
C043
C044
C045
1.b.
1643
2347
1668
2.a.
1645
2348
1669
2.b.
1646
2367
1671
3.a.
1647
2373
1672
3.b.
1649
2377
2650
4.
1650
2259
2261
5.
RCXY
1653
2210
2385
2205
7.
* Amounts in this column should exclude those IBF liabilities to be reported as “Federal funds purchased and securities sold under agreements to
repurchase” or as “Other borrowed money.”
Memoranda
Total Reporting
Branch or Agency
Excluding Its IBF
Dollar Amounts in Thousands
1. Components of total nontransaction accounts (included in item 7, Column C):
a. Time deposits of $100,000 or more.................................................................................................
b. Not applicable.
c. Time certificates of deposit of $100,000 or more with remaining maturity of more than 12 months
RCON
Bil
Mil
Thou
2604
M.1.a.
6643
M.1.c.
FFIEC 002
Page 7
Schedule K—Quarterly Averages1
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
ASSETS
1. Interest-bearing balances due from depository institutions (corresponds to part of Schedule RAL,
item 1.a, Column A)..............................................................................................................................
2. Federal funds sold and securities purchased under agreements to resell (corresponds to
Schedule RAL, item 1.d, Column A).....................................................................................................
3. Total loans, net of unearned income (corresponds to Schedule RAL, item 1.e, Column A).................
4. Loans to and acceptances of banks in foreign countries (corresponds to Schedule C, item 2.c,
Column A) ............................................................................................................................................
5. Total claims on nonrelated parties (corresponds to Schedule RAL, item 1.i, Column A) .....................
LIABILITIES
6. Time certificates of deposit of $100,000 or more (corresponds to part of Schedule E,
Memorandum item 1.a) ........................................................................................................................
7. Interest-bearing deposits and credit balances (corresponds to part of Schedule RAL, item 4.a,
Column A) ............................................................................................................................................
8. Federal funds purchased and securities sold under agreements to repurchase (corresponds to
Schedule RAL, item 4.b, Column A).....................................................................................................
9. Other borrowed money (corresponds to Schedule RAL, item 4.c, Column A) .....................................
RCFD
Bil
Mil
Thou
3381
1.
3365
2.
3.
3360
3105
3106
4.
5.
3345
6.
3107
7.
3353
8.
9.
3355
1. For all items, branches and agencies have the option of reporting either (1) an average of daily figures for the quarter or (2) an average of weekly figures
(i.e., the Wednesday of each week of the quarter).
FFIEC 002
Page 8
Legal Title of Branch or Agency
Schedule L—Derivatives and Off-Balance-Sheet Items
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
RCFD
1. Commitments to make or purchase loans............................................................................................
2. Spot foreign exchange contracts..........................................................................................................
3. Standby letters of credit:
a. Total.................................................................................................................................................
(1) . To U.S. addressees (domicile) ..................................................................................................
(2) . To non-U.S. addressees (domicile)...........................................................................................
b. Amount of total standby letters of credit in item 3.a conveyed to others through participations......
4. Commercial and similar letters of credit ...............................................................................................
5. Participations in acceptances conveyed to others by the reporting branch or agency
(as described in the instructions) .........................................................................................................
6. Not applicable.
7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims
on nonrelated parties as reported on Schedule RAL, item 1.i..............................................................
List below each component of this item greater than or equal to 1 percent
Mil
Thou
of total claims on nonrelated parties as reported on Schedule RAL, item 1.i: RCFD Bil
TEXT
5598
a. 5598
TEXT
5600
b. 5600
TEXT
5601
c. 5601
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2
percent of total claims on nonrelated parties as reported on Schedule RAL, item 1.i..........................
List below each component of this item greater than or equal to 1 percent
Mil
Thou
of total claims on nonrelated parties as reported on Schedule RAL, item 1.i: RCFD Bil
TEXT
5604
a. 5604
TEXT
5605
b. 5605
TEXT
5606
c. 5606
3423
(Column A)
Dollar Amounts in Thousands Interest Rate
Contracts
Derivatives
1
Position Indicators
RCFD Bil
Mil
(Column D)
Commodity and
Other Contracts
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts..........
b. Forward contracts.........
c. Exchange-traded
option contracts:
(1) Written options .......
(2) Purchased options..
d. Over-the-counter
option contracts:
(1) Written options .......
(2) Purchased options..
e. Swaps...........................
(Column B)
Foreign Exchange
Contracts2
Thou RCFD
Bil
Mil
(Column C)
Equity Derivative
Contracts
Thou RCFD
Bil
Mil
Mil
Thou
1.
2.
8765
3375
3411
3.a.
3.a.(1)
3.a.(2)
3.b.
4.
3428
5.
5602
7.
3376
3377
3378
7.a.
7.b.
7.c.
5603
8.
8.a.
8.b.
8.c.
Thou RCFD
8693
8694
8695
8696
8697
8698
8699
8700
8701
8702
8703
8704
8705
8706
8707
8708
8709
8710
8711
8712
8713
8714
8715
8716
3450
3826
8719
8720
1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule L, item 2.
Bil
Bil
Mil
Thou
9.a.
9.b.
9.c.(1)
9.c.(2)
9.d.(1)
9.d.(2)
9.e.
FFIEC 002
Page 9
Schedule L—Continued
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Dollar Amounts in Thousands Interest Rate
Contracts
Derivatives
Position Indicators
RCFD Bil
Mil
10. Total gross notional
amount of derivative
contracts held for trading...
11. Total gross notional
amount of derivative
contracts held for
purposes other than
trading ...............................
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading:
(1) Gross positive fair
value ......................
(2) Gross negative
fair value ................
b. Contracts held for
purposes other than
trading:
(1) Gross positive fair
value ......................
(2) Gross negative
fair value ................
(Column B)
Foreign Exchange
Contracts1
Thou RCFD
Bil
Mil
(Column C)
Equity Derivative
Contracts
Thou RCFD
Bil
Mil
(Column D)
Commodity and
Other Contracts
Thou RCFD
Bil
Mil
Thou
A126
A127
8723
8724
10.
8725
8726
8727
8728
11.
8733
8734
8735
8736
12.a.(1)
8737
8738
8739
8740
12.a.(2)
8741
8742
8743
8744
12.b.(1)
8745
8746
8747
8748
12.b.(2)
Memoranda
Dollar Amounts in Thousands
1. Notional amount of all credit derivatives on which the reporting branch or agency is the
guarantor ............................................................................................................................................
a. Gross positive fair value...............................................................................................................
b. Gross negative fair value..............................................................................................................
2. Notional amount of all credit derivatives on which the reporting branch or agency is the
beneficiary
a. Gross positive fair value...............................................................................................................
b. Gross negative fair value..............................................................................................................
1. Spot foreign exchange is reported in Schedule L, item 2.
RCFD
A534
C219
C220
A535
C221
C222
Bil
Mil
Thou
M.1
M.1.a.
M.1.b.
M.2
M.2.a.
M.2.b.
FFIEC 002
Page 10
Schedule M—Due from/Due to Related Institutions in the U.S. and in Foreign
Countries (CONFIDENTIAL)
The Federal Financial Institutions Examination Council regards the individual respondent information provided by each reporting institution on this schedule as confidential. If it should be determined subsequently that any information collected on this
schedule must be released, respondents will be notified.
Total Reporting Branch or Agency
Including Its IBF
(Column A)
(Column B)
Gross due from
Gross due to
Dollar Amounts in Thousands
PART I: Transactions of reporting institution including its IBF with related
depository institutions, reflected in net due from/due to items
(items 2.a and 5.a; Column A) in Schedule RAL.
Amounts outstanding as of report date:
1. U.S. domiciled offices of related depository institutions (including their
IBFs):
a. Related branches and agencies in the U.S.:
(1) In same state as the reporting office..................................................
(2) In other states ....................................................................................
b. Offices in the U.S. of other related depository institutions (including
Edge and Agreement corporations and New York investment
companies)...............................................................................................
2. Non-U.S. domiciled offices of related depository institutions:
a. Head office of parent bank .......................................................................
b. Non-U.S. branches and agencies of the parent bank:
(1) Offices in the Caribbean ....................................................................
(2) Other offices.......................................................................................
c. Other non-U.S. offices of related depository institutions ..........................
3. Total (sum of items 1.a, 1.b, and 2.a through 2.c).........................................
4. Net due from head office and other related depository institutions (item 3,
Column A minus Column B—enter the amount with a minus sign (–) if
Column B is greater than Column A. The absolute value of item 4 must
equal Schedule RAL, item 2.a if in item 3 above Column A is greater than
Column B, or Schedule RAL, item 5.a if in item 3
above Column B is greater than Column A) ............. 3035
Memoranda
1. Average daily (or weekly) amounts for the quarter ending with the report
date:
a. Related depository offices domiciled in the U.S. (corresponds to
items 1.a and 1.b of Part I above) ............................................................
b. Related depository offices domiciled outside of the U.S. (corresponds
to items 2.a through 2.c of Part I above) .................................................
2. Sum of those parts of items 1.b and 2.c of Part I above that are with
wholly-owned depository subsidiaries of the parent bank.............................
3. Trading assets and liabilities, related parties (amount is included in item 3
above, and in Schedule RAL, items 2.a and 5.a, respectively) ....................
RCFD
Bil
Mil
Thou RCFD
Bil
Mil
Thou
3008
3007
3010
3009
1.a.(1)
1.a.(2)
3171
3172
1.b.
3173
3174
2.a.
3175
3176
3177
3178
3179
3180
3002
3001
2.b.(1)
2.b.(2)
2.c.
3.
4.
3026
3025
M.1.a.
3028
3027
M.1.b.
3181
3182
M.2.
A006
A007
M.3.
FFIEC 002
Page 11
Schedule M (CONFIDENTIAL)—continued
IBF Only
(Column A)
Gross due from
Dollar Amounts in Thousands
PART II: Transactions of reporting institution's IBF with related depository
institutions.
Amounts outstanding as of report date:
1. IBF transactions with related depository institutions other than transactions
with establishing entity:
a. IBF transactions with IBFs of related depository institutions domiciled
in the U.S. (included in Part I, item 1).......................................................
b. IBF transactions with related depository institutions domiciled outside
the U.S. (included in Part I, item 2):
(1) Head office of parent bank.................................................................
(2) Non-U.S. branches and agencies of the parent bank:
(a) Offices in the Caribbean ..............................................................
(b) Other offices ................................................................................
(3) Other related depository institutions domiciled outside the U.S.........
c. Total (sum of items 1.a and 1.b.(1) through 1.b.(3) above) ......................
d. IBF net due from related depository institutions
other than establishing entity (item 1.c,
Column A minus Column B—enter the amount
with a minus sign (–) if Column B is greater
than Column A.................................................... 3193
2.. IBF net due from establishing entity (if net due to,
enter the amount with a minus sign (–)).................. 1888
3.. IBF net due from all related depository institutions
(sum of items 1.d and 2 above; if negative, enter
the amount with a minus sign (–)). (If this item is
positive, it must equal Schedule RAL, item 2.b;
if this item is negative, its absolute value must
equal Schedule RAL, item 5.b.) .............................. 3194
RCFN
Bil
Mil
(Column B)
Gross due to
Thou RCFN
Bil
Mil
Thou
3004
3003
1.a.
3173
3174
1.b.(1)
3175
3176
3177
3178
3179
3180
3002
3001
1.b.(2)(a)
1.b.(2)(b)
1.b.(3)
1.c.
1.d.
2.
3.
Total Reporting Branch or Agency
Including Its IBF
(Column A)
(Column B)
Gross due from
Gross due to
Dollar Amounts in Thousands
PART III: Transactions of reporting institution including its IBF with related
nondepository subsidiaries. These are not reflected in the net due
from/due to items (items 2.a and 5.a) in Schedule RAL.
Amounts outstanding as of report date with:
1. Related nondepository majority-owned subsidiaries in the U.S. ...................
2. Related nondepository majority-owned subsidiaries in foreign countries .....
Memorandum
1. Amount of items 1 and 2 above for wholly-owned related nondepository
subsidiaries ...................................................................................................
RCFD
Bil
Mil
Thou RCFD
Bil
Mil
Thou
3030
3029
3032
3031
1.
2.
3034
3033
M.1.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
PART IV: Confidential Loan Information.
1. Amount of allowance for loan losses, if any, carried on the books of the reporting branch or
agency including its IBF .......................................................................................................................
2. Other real estate owned.......................................................................................................................
RCFD
3195
2150
Bil
Mil
Thou
1.
2.
FFIEC 002
Page 12
Schedule M (Confidential)—Continued
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
PART V: Derivatives and off-balance-sheet items: with related depository institutions.
1. Commitments to make or purchase loans............................................................................................
2. Spot foreign exchange contracts..........................................................................................................
3. Total standby letters of credit ...............................................................................................................
4. Commercial and similar letters of credit ...............................................................................................
5. Participations in acceptances conveyed to related depository institutions by the reporting branch
or agency (as described in the instructions).........................................................................................
6. Not applicable.
7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims
on related depository institutions as reported in Schedule M, Part I, Item 3, Column A ......................
List below each component of this item greater than or equal to 1 percent of total claims on
related depository institutions as reported on Schedule M, Part I, Item 3,
RCFD Bil
Mil
Thou
Column A:
TEXT
8570
a. 8570
TEXT
8571
b. 8571
TEXT
8572
c. 8572
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent
of total claims on related depository institutions as reported in Schedule M, Part I, Item 3, Column A
List below each component of this item greater than or equal to 1 percent of total claims on
related depository institutions as reported on Schedule M, Part I, Item 3,
RCFD Bil
Mil
Thou
Column A:
TEXT
8574
a. 8574
TEXT
8575
b. 8575
TEXT
8576
c. 8576
(Column A)
Dollar Amounts in Thousands Interest Rate
Contracts
Derivatives
1
Position Indicators
RCFD Bil
Mil
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts..........
b. Forward contracts.........
c. Exchange-traded
option contracts:
(1) Written options .......
(2) Purchased options .
d. Over-the-counter
option contracts:
(1) Written options .......
(2) Purchased options .
e. Swaps...........................
10. Total gross notional
amount of derivative
contracts held for trading...
(Column B)
Foreign Exchange
Contracts2
Thou RCFD
Bil
Mil
(Column C)
Equity Derivative
Contracts
Thou RCFD
Bil
Mil
RCFD
Mil
Thou
5766
5771
1.
2.
3.
4.
5772
5.
8569
7.
A125
5770
7.a.
7.b.
7.c.
8573
8.
8.a.
8.b.
8.c.
(Column D)
Commodity and
Other Contracts
Thou RCFD
A008
A009
A010
A037
A038
A039
A040
A041
A042
A043
A044
A045
A046
A047
A048
A049
A050
A051
A052
A053
A054
A055
A056
A057
A058
A059
A060
A061
A062
A063
A064
A065
1. For each column, sum of items 9.a through 9.e must equal sum of items 10, 11.a, and 11.b.
2. Spot foreign exchange is reported in Schedule M, Part V, item 2.
Bil
Bil
Mil
Thou
9.a.
9.b.
9.c.(1)
9.c.(2)
9.d.(1)
9.d.(2)
9.e.
10.
FFIEC 002
Page 13
Schedule M (CONFIDENTIAL)—Continued
(Column A)
Dollar Amounts in Thousands Interest Rate
Contracts
Derivatives
Position Indicators
RCFD Bil
Mil
11. Total gross notional
amount of derivative
contracts held for
purposes other than
trading ...............................
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading:
(1) Gross positive fair
value ......................
(2) Gross negative
fair value ................
b. Contracts held for
purposes other than
trading:
(1) Gross positive fair
value ......................
(2) Gross negative
fair value ................
(Column B)
Foreign Exchange
Contracts1
Thou RCFD
Bil
Mil
(Column C)
Equity Derivative
Contracts
Thou RCFD
Bil
Mil
(Column D)
Commodity and
Other Contracts
Thou RCFD
Bil
Mil
Thou
A066
A067
A068
A069
11.
A074
A075
A076
A077
12.a.(1)
A078
A079
A080
A081
12.a.(2)
A082
A083
A084
A085
12.b.(1)
A086
A087
A088
A089
12.b.(2)
Memoranda
Dollar Amounts in Thousands
1. Notional amount of all credit derivatives on which the reporting branch or agency is the
guarantor ............................................................................................................................................
a. Gross positive fair value...............................................................................................................
b. Gross negative fair value..............................................................................................................
2. Notional amount of all credit derivatives on which the reporting branch or agency is the
beneficiary
a. Gross positive fair value...............................................................................................................
b. Gross negative fair value..............................................................................................................
1. Spot foreign exchange is reported in Schedule M, Part V, item 2.
RCFD
A536
C484
C487
A537
C488
C489
Bil
Mil
Thou
M.1
M.1.a.
M.1.b.
M.2
M.2.a.
M.2.b.
FFIEC 002
Page 14
Schedule N—Past Due, Nonaccrual, and Restructured Loans
NOTE: Exclude all transactions with related depository institutions.
Total Reporting Branch or Agency Including Its IBF
(Column A)
(Column B)
(Column C)
Past due 30 through
Past due 90 days or
89 days and still
more and still
accruing
accruing
Nonaccrual
Dollar Amounts in Thousands
1. Total loans to U.S.
addressees (domicile):
a. Commercial and
industrial loans .............
b. Loans secured by real
estate............................
c. All other loans (including all lease financing
receivables) ..................
2. Total loans to non-U.S.
addressees (domicile) .......
3. Total (sum of items 1.a
through 1.c and 2) .............
Memoranda
1. Book value of loans sold
or otherwise transferred
to head office or to related
institutions and still
serviced by the reporting
branch or agency ..............
2. Interest rate, foreign
exchange rate, and other
commodity and equity
contracts:
Fair value of amounts
carried as assets ............
RCFD
Bil
Mil
Thou RCFD
Bil
Mil
Thou RCFD
Bil
(Column D)
Restructured and
in compliance with
modified terms
Mil
Thou RCFD
Bil
Mil
Thou
1606
1607
1608
1609
1.a.
1421
1422
1423
1424
1.b.
3183
3184
3185
3186
1.c.
1623
1624
1625
1627
2.
1406
1407
1403
1404
3.
1628
1629
1582
1637
M.1.
3529
3530
M.2.
FFIEC 002
Page 15
Schedule O—Other Data for Deposit Insurance Assessments
This schedule is to be completed only by branches whose deposits are insured by the FDIC.
Reporting Branch
Excluding Its IBF
Dollar Amounts in Thousands
1. Total deposits of the branch (excluding IBF):
a. Total demand deposits (excluding IBF) ...........................................................................................
Bil
Mil
Thou
RCXZ
2210
1.a.
RCON
2.
3.
4.
5.
6.
7.
b. Total time and savings deposits (excluding IBF) .............................................................................
c. Interest accrued and unpaid on deposits (excluding IBF) ...............................................................
Unposted debits:
a. Actual amount of all unposted debits ..............................................................................................
OR
b. Separate amount of unposted debits:
(1) . Actual amount of unposted debits to demand deposits ............................................................
(2) . Actual amount of unposted debits to time and savings deposits ..............................................
Unposted credits (see instructions):
a. Actual amount of all unposted credits .............................................................................................
OR
b. Separate amount of unposted credits:
(1) . Actual amount of unposted credits to demand deposits ...........................................................
(2) . Actual amount of unposted credits to time and savings deposits .............................................
Deposits of majority-owned depository subsidiaries of the parent foreign bank (not included in total
deposits):
a. Demand deposits of majority-owned depository subsidiaries .........................................................
b. Time and savings deposits of majority-owned depository subsidiaries ...........................................
c. Interest accrued and unpaid on deposits of majority-owned depository subsidiaries .....................
Deposits of wholly-owned nondepository subsidiaries of the parent foreign bank (included in
total deposits):
a. Demand deposits of wholly-owned nondepository subsidiaries ......................................................
b. Time and savings deposits of wholly-owned nondepository subsidiaries .......................................
c. Interest accrued and unpaid on deposits of wholly-owned nondepository subsidiaries ..................
Reserve balances actually passed through to the Federal Reserve by the reporting branch on
behalf of its respondent depository institutions that are also reflected as deposit liabilities of the
reporting branch:
a. Amount reflected in demand deposits (included in item 1.a above)................................................
b. Amount reflected in time and savings deposits (included in item 1.b above)..................................
Deposits in lifeline accounts.................................................................................................................
Memoranda
1. Total deposits of the branch (excluding IBF)
(sum of Memorandum items 1.a.(1) and 1.b.(1) must equal sum of items 1.a and 1.b above):
a. Deposit accounts of $100,000 or less:
(1) . Amount of deposit accounts of $100,000 or less ......................................................................
Number
(2) Number of deposit accounts of $100,000 or less (to be
reported for the June report only) ...................................................... 3779
b. Deposit accounts of more than $100,000:
(1) . Amount of deposit accounts of more than $100,000 ................................................................
Number
(2) Number of deposit accounts of more than $100,000 .........................
2722
3511
5763
1.b.
1.c.
0030
2.a.
0031
0032
2.b.(1)
2.b.(2)
3510
3.a.
3512
3.b.(1)
3.b.(2)
3514
3141
3142
5764
3143
3144
5765
2314
2315
5596
2702
4.a.
4.b.
4.c.
5.a.
5.b.
5.c.
6.a.
6.b.
7.
M.1.a.(1)
M.1.a.(2)
2710
M.1.b.(1)
M.1.b.(2)
FFIEC 002
Page 16
Schedule O—Continued
Memoranda—Continued
2. Estimated amount of uninsured deposits in the branch (excluding IBF):
a. An estimate of your branch's uninsured deposits can be determined by multiplying the number
of deposit accounts of more than $100,000 reported in Memorandum item 1.b.(2) above by
$100,000 and subtracting the result from the amount of deposit accounts of more than $100,000
reported in Memorandum item 1.b.(1) above.
Indicate in the appropriate box at the right whether your branch has a method or procedure for
determining a better estimate of uninsured deposits than the estimate described above...............
b. If the box marked YES has been checked, report the estimate of uninsured deposits
determined by using your branch's method or procedure ...............................................................
3. Preferred deposits................................................................................................................................
4. Adjustments to demand deposits (excluding IBF) reported in Schedule E for certain reciprocal
demand balances:
a. Amount by which demand deposits would be reduced if reciprocal demand balances between
the reporting branch or agency and savings associations were reported on a
net basis rather than a gross basis in Schedule E ..........................................................................
b. Amount by which demand deposits would be increased if reciprocal demand balances
between the reporting branch or agency and U.S. branches and agencies of foreign banks
were reported on a gross basis rather than a net basis in Schedule E ...........................................
c. Amount by which demand deposits would be reduced if cash items in process of collection
were included in the calculation of net reciprocal demand balances between the reporting
branch or agency and U.S. banks and savings associations in Schedule E...................................
5. Amount of assets netted against deposit liabilities on the balance sheet in accordance with
generally accepted accounting principles (exclude amounts related to reciprocal demand
balances)
a. Amount of assets netted against demand deposits ........................................................................
b. Amount of assets netted against time and savings deposits ..........................................................
RCON YES
NO
6861
M.2.a.
Bil
Mil
Thou
5597
5590
M.2.b.
M.3.
8785
M.4.a.
A181
M.4.b.
A182
M.4.c.
A527
M.5.a.
M.5.b.
A528
Schedule P—Other Borrowed Money
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
1. Owed to nonrelated commercial banks in the U.S. (including their IBFs):
a. Owed to U.S. offices of nonrelated U.S. banks ........................................
b. Owed to U.S. branches and agencies of nonrelated foreign banks .........
2. Owed to nonrelated banks in foreign countries:
a. Owed to foreign branches of nonrelated U.S. banks................................
b. Owed to foreign offices of nonrelated foreign banks ................................
3. Owed to others..............................................................................................
RCFD
Bil
Mil
(Column B)
IBF ONLY
Thou RCFN
3312
3312
3313
3313
3314
3314
3315
3315
2869
2869
RCXX
RCXY
4. Total (sum of items 1 through 3) (must equal Schedule RAL, item 4.c) ........
3190
3190
Memorandum
1. Immediately available funds with a maturity greater than one day included
in other borrowed money ..............................................................................
RCFD
2805
Bil
Mil
Thou
1.a.
1.b.
2.a.
2.b.
3.
4.
M.1.
FFIEC 002
Page 17
Schedule S—Servicing, Securitization and Asset Sale Activities
(Column A)
1–4 Family
Residential
Loans
Dollar Amounts in Thousands
Securitization Activities
1. Outstanding principal balance of
assets sold and securitized by the
reporting institution with servicing
retained or with recourse or other
seller-provided credit enhancements ...
2. Maximum amount of credit exposure
arising from recourse or other
seller-provided credit enhancements
provided to structures reported in
item 1 in the form of:
a. Retained interest-only strips
(included in Schedule RAL).............
b. Subordinated securities and
other residual interests.................
c. Standby letters of credit and
other enhancements .....................
3. Reporting institution’s unused
commitments to provide liquidity to
structures reported in item 1 ................
4. Past due loan amounts included in
item 1:
a. 30–89 days past due .......................
b. 90 days or more past due................
5. Not applicable.
6. Amount of ownership (or seller’s)
interests carried as:
a. Securities (included in
Schedule RAL) ................................
b. Loans (included in
Schedule C).....................................
7. Past due loan amounts included in
interests reported in item 6.a:
a. 30–89 days past due .......................
b. 90 days or more past due................
8. Not applicable.
Bil
Mil
Thou
RCFD B705
(Column B)
Home
Equity
Lines
Bil
Mil
Thou
RCFD B706
(Column C)
Credit
Card
Receivables
Bil
Mil
Thou
RCFD B707
(Column D)
Auto
Loans
Bil
Mil
RCFD B708
Thou
(Column E)
Other
Consumer
Loans
Bil
Mil
Thou
RCFD B709
(Column F)
Commercial
and Industrial
Loans
Bil
Mil
Thou
RCFD B710
(Column G)
All Other
Loans and
All Leases
Bil
Mil
Thou
RCFD B711
1.
RCFD B712
RCFD B713
RCFD B714
RCFD B715
RCFD B716
RCFD B717
RCFD B718
RCFD C393
RCFD C394
RCFD C395
RCFD C396
RCFD C397
RCFD C398
RCFD C399
RCFD C400
RCFD C401
RCFD C402
RCFD C403
RCFD C404
RCFD C405
RCFD C406
2.a.
2.b.
2.c.
RCFD B726
RCFD B727
RCFD B728
RCFD B729
RCFD B730
RCFD B731
RCFD B732
3.
RCFD B733
RCFD B734
RCFD B735
RCFD B736
RCFD B737
RCFD B738
RCFD B739
RCFD B740
RCFD B741
RCFD B742
RCFD B743
RCFD B744
RCFD B745
RCFD B746
4.a.
4.b.
RCFD B761
RCFD B762
RCFD B763
RCFD B500
RCFD B501
RCFD B502
6.a.
6.b.
RCFD B764
RCFD B765
RCFD B766
RCFD B767
RCFD B768
RCFD B769
7.a.
7.b.
FFIEC 002
Page 18
Schedule S—Continued
(Column A)
1–4 Family
Residential
Loans
Dollar Amounts in Thousands
For Securitization Facilities Sponsored
By or Otherwise Established By Other
Institutions
9. Maximum amount of credit exposure
arising from credit enhancements
provided by the reporting institution to
other institutions’ securitization structures in the form of standby letters
of credit, purchased subordinated
securities, and other enhancements ....
10. Reporting institution’s unused
commitments to provide liquidity to
other institutions’ securitization
structures .............................................
Asset Sales
11. Assets sold with recourse or other
seller-provided credit enhancements
and not securitized by the reporting
institution ..............................................
12. Maximum amount of credit exposure
arising from recourse or other sellerprovided credit enhancements provided to assets reported in item 11 ......
Memorandum
Bil
Mil
Thou
RCFD B776
(Column B)
Home
Equity
Lines
Bil
Mil
Thou
RCFD B777
(Column C)
Credit
Card
Receivables
Bil
Mil
Thou
RCFD B778
(Column D)
Auto
Loans
Bil
Mil
RCFD B779
(Column E)
Other
Consumer
Loans
Thou
Bil
Mil
Thou
RCFD B780
(Column F)
Commercial
and Industrial
Loans
Bil
Mil
Thou
(Column G)
All Other
Loans and
All Leases
Bil
RCFD B781
Mil
Thou
RCFD B782
9.
RCFD B783
RCFD B784
RCFD B785
RCFD B786
RCFD B787
RCFD B788
RCFD B789
10.
RCFD B790
RCFD B791
RCFD B792
RCFD B793
RCFD B794
RCFD B795
RCFD B796
11.
RCFD B797
RCFD B798
RCFD B799
RCFD B800
RCFD B801
RCFD B802
RCFD B803
12.
Dollar Amounts in Thousands
1. Asset-backed commercial paper conduits:
a. Maximum amount of credit exposure arising from credit enhancements provided to conduit structures in the form of standby letters of
credit, subordinated securities, and other enhancements:
(1) Conduits sponsored by the reporting institution or related institution ..........................................................................................................
(2) Conduits sponsored by other unrelated institutions .....................................................................................................................................
b. Unused commitments to provide liquidity to conduit structures:
(1) Conduits sponsored by the reporting institution or related institution ..........................................................................................................
(2) Conduits sponsored by other unrelated institutions .....................................................................................................................................
RCFD
B806
B807
B808
B809
Bil
Mil
Thou
M.1.a.(1)
M.1.a.(2)
M.1.b.(1)
M.1.b.(2)
FFIEC 002
Page 19
Schedule T—Fiduciary and Related Services
Schedule T is to be completed annually beginning December 31, 2001.
RCFD
Yes
No
1. Does the institution have fiduciary powers? (If “NO,” do not complete Schedule T.) .............................. A345
RCFD
1.
Yes
No
2. Does the institution exercise the fiduciary powers it has been granted? ............................................... A346
RCFD
3. Does the institution have any fiduciary or related activity (in the form of assets or accounts)?
(If “NO,” do not complete the rest of Schedule T.)................................................................................... B867
2.
Yes
No
3.
If the answer to item 3 is “YES,” complete all applicable items of Schedule T.
(Column A)
Managed
Assets
Dollar Amounts in Thousands
FIDUCIARY AND RELATED ASSETS
4. Personal trust and agency accounts .......
5. Retirement related trust and agency
accounts:
a. Employee benefit—defined
contribution.........................................
b. Employee benefit—defined
benefit.................................................
Tril
Bil
Mil
RCFD B868
Thou Tril
(Column B)
Non-Managed
Assets
Bil
Mil
RCFD B869
(Column C)
Number of
Managed
Accounts
(Column D)
Number of
Non-Managed
Accounts
RCFD B870
RCFD B871
Thou
4.
RCFD B872
RCFD B873
RCFD B874
RCFD B875
RCFD B876
RCFD B877
RCFD B878
RCFD B879
RCFD B880
RCFD B881
RCFD B882
RCFD B883
RCFD B884
RCFD B885
RCFD C001
RCFD C002
5.a.
5.b.
5.c.
c. Other retirement accounts..................
6. Corporate trust and agency accounts .....
7. Investment management agency
accounts..................................................
8. Other fiduciary accounts .........................
9. Total fiduciary accounts
(sum of items 4 through 8) ......................
6.
RCFD B886
RCFD B888
7.
RCFD B890
RCFD B891
RCFD B892
RCFD B893
RCFD B894
RCFD B895
RCFD B896
RCFD B897
8.
9.
RCFD B898
10. Custody and safekeeping accounts ........
RCFD B899
10.
FFIEC 002
Page 20
Schedule T—Continued
Memoranda
Managed Assets
Dollar Amounts in Thousands
1. Managed assets held in personal trust and agency accounts:
a. Noninterest-bearing deposits ...................................................................................................
b. Interest-bearing deposits..........................................................................................................
c. U.S. Treasury and U.S. Government agency obligations.........................................................
d. State, county and municipal obligations ...................................................................................
e. Money market mutual funds .....................................................................................................
f. Other short-term obligations.....................................................................................................
g. Other notes and bonds.............................................................................................................
h. Common and preferred stocks .................................................................................................
i. Real estate mortgages .............................................................................................................
j. Real estate ...............................................................................................................................
k. Miscellaneous assets ...............................................................................................................
RCFD
RCFD
Dollar Amounts in Thousands
3. Collective investment funds and common trust funds:
a. Domestic equity................................................................................................
M.1.a.
M.1.b.
M.1.c.
M.1.d.
M.1.e.
M.1.f.
M.1.g.
M.1.h.
M.1.i.
M.1.j.
M.1.k.
Bil
Mil
(Column B)
Principal Amount
Outstanding
Tril
Bil
Mil
Thou
RCFD B928
M.2.a.
M.2.b.
(Column B)
Market Value of
Fund Assets
Tril
Bil
Mil
RCFD B931
RCFD B932
RCFD B933
RCFD B934
RCFD B935
RCFD B936
RCFD B937
RCFD B938
RCFD B939
RCFD B940
RCFD B941
RCFD B942
RCFD B943
RCFD B944
RCFD B945
RCFD B946
Thou
M.3.a.
b. International/Global equity ...............................................................................
M3.b.
c. Stock/Bond blend .............................................................................................
M.3.c.
d. Taxable bond ....................................................................................................
M.3.d.
e. Municipal bond .................................................................................................
M.3.e.
f. Short term investments/Money market.............................................................
g. Specialty/Other.................................................................................................
h. Total collective investment funds (sum of Memorandum items 3.a
through 3.g) ......................................................................................................
Thou
M.1.l.
2. Corporate trust and agency accounts:
a. Corporate and municipal trusteeships.............................................................. B927
b. Transfer agent, registrar, paying agent, and other corporate agency ............... B929
(Column A)
Number of
Funds
Thou
RCXX B868
l. Total managed assets held in personal trust and agency accounts (sum of Memorandum
items 1.a through 1.k) (must equal Schedule T, item 4, column A) ..........................................
Dollar Amounts in Thousands
Mil
B913
B914
B915
B916
B917
B918
B919
B920
B921
B922
B923
Tril
(Column A)
Number of
Issues
Bil
M.3.f.
M.3.g.
M.3.h.
FFIEC 002
Page 21
Person to whom questions about Schedule T—Fiduciary and Related Services should be directed:
Name and Title (TEXT B962)
E-mail Address (TEXT B926)
Telephone: Area code/phone number/extension (TEXT B963)
FAX: Area code/phone number (TEXT B964)
| File Type | application/pdf |
| File Modified | 2005-04-19 |
| File Created | 2005-03-24 |