Part C question justification and references

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2007 National Household Education Surveys Program (NHES: 2007)

Part C question justification and references

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NHES:2007

Request for

IMT/OMB Review

















August 30, 2006


TABLE OF CONTENTS

Section Page

PART A: JUSTIFICATION 1

Request for Clearance 1

Introduction 1

A.1. Circumstances Necessitating Collection of Information 10

A.2. Purposes and Uses of the Data 14

A.3. Use of Improved Information Technology 15

A.4. Efforts to Identify Duplication 16

A.5. Collection of Data from Small Businesses 25

A.6. Consequences of Less Frequent Data Collection 25

A.7. Special Circumstances 26

A.8. Public Comment and Consultations Outside the Agency 26

A.9. Payments to Respondents 34

A.10. Assurance of Confidentiality 35

A.11. Sensitive Questions 38

A.12. Estimated Response Burden 39

A.13. Annualized Cost to Respondents 41

A.14. Annualized Cost to the Federal Government 41

A.15. Reasons for Program Changes 41

A.16. Publication Plans and Project Schedule 41

A.17. Approval for Not Displaying the Expiration Date for OMB Approval 51

A.18. Exceptions to the Certification Statement 51


PART B. DESCRIPTION OF STATISTICAL METHODOLOGY 53

B.1. Statistical Design and Estimation 53

B.2. Survey Procedures 88

B.3. Methods for Maximizing Response Rates 95

B.4. Tests of Procedures and Methods 97

B.5. Individuals Responsible for Study Design and Performance 109


PART C: JUSTIFICATION OF NHES:2007 QUESTIONNAIRES 111

C.1. Screener 111

C.2. School Readiness and Parent and Family Involvement in Education Interview 118

C.3. Adult Education for Work-Related Reasons Interview 138

C.4. PFI Reinterview 149


References 151


Appendix A: Screener, School Readiness and Parent and Family Involvement in Education Interview, Adult Education for Work-Related Reasons Interview, and PFI
Reinterview A-1

Appendix B: Respondent Materials B-1

Appendix C: Details About Sample Size Requirement C-1


LIST OF TABLES

Table Page


Table 1. Estimated response burden for NHES:2007 40

Table 2. Race/ethnicity distribution of completed interviews in NHES:2003: Actual counts and percentages compared to counts and percentages expected without oversampling in the high minority stratum: 2003 62

Table 3. Screener response rates and ever refusal rates, by incentive group: 2003 65

Table 4. Expected numbers of sampled telephone numbers and completed Screeners, and expected residency and Screener unit response rates, by stratum: 2007 73

Table 5. Percentage of telephone households with eligible children, by age/grade group: CPS 2003 80

Table 6. Expected number of screened households in NHES:2007, by household composition: CPS 2003 81

Table 7. Expected number of adults sampled for AEWR interviews, by number of adults and presence of eligible children in household: 2007 82

Table 8. Expected numbers sampled and expected numbers of completed interviews in the telephone sample for NHES:2007 83

Table 9. Comparison of expected number of persons sampled for extended interview in NHES:2007 to the numbers sampled in previous survey administrations 85

Table 10. Comparison of expected numbers of completed interviews in NHES:2007 to the numbers completed in previous survey administrations 86



LIST OF EXHIBITS

Exhibit Page

Exhibit 1. Topics addressed in surveys conducted under the National Household Education Surveys Program and years administered 2

Exhibit 2. NCES Affidavit of Nondisclosure 36

Exhibit 3. Westat Confidentiality Pledge 37

Exhibit 4. NHES 2007 schedule of major activities 51

Exhibit 5. NXXType codes 58

Exhibit 6. Key design features of the NHES:2007 nonresponse bias evaluation 68

Exhibit 7. Overview of the sampling scheme for selecting adults based on household composition 79

LIST OF EXHIBITS-Continued

Exhibit Page

Exhibit C-1. Item-by-item description of the NHES:2007 Screener 116

Exhibit C-2. Item-by-item description of NHES:2007 School Readiness Interview and Parent

and Family Involvement in Education Interview 127

Exhibit C-3. Item-by-item description of NHES-2007 Adult Education for Work-Related Reasons

Interview 143


This page is intentionally blank.



PART C. JUSTIFICATION OF NHES:2007 QUESTIONNAIRES


NHES:2007 data will be collected using a Screener, two extended interviews, and a brief reinterview. The NHES:2005 instruments are as follows:


  • A Screener, required to identify eligible households and persons for extended interview administration.

  • The School Readiness and Parent and Family Involvement in Education (SR/PFI) interview, to be administered to the parent or guardian most knowledgeable about the care and education of children from age 3 through the 12th grade. Due to some overlap in populations of interest and measures of interest, these two surveys share a single instrument, with specific paths and items designated for children of various ages or grades in school.

  • The Adult Education for Work-Related Reasons (AEWR) interview, to be administered to persons age 16 and older who are not currently enrolled in 12th grade or below, not institutionalized, and not on active duty in the U.S. armed forces.

  • The PFI Reinterview, a brief set of questions that will be re-asked of a subsample of PFI respondents for the purposes of examining the response variability of the items. The interview will focus on school choice, identification of the child’s school, and tutoring services.



C.1. Screener

The NHES:2007 Screener, which is included in Appendix A, serves the same purpose as previous NHES Screeners. The Screener is used to collect information required for sampling children or adults as subjects for extended interviews, to identify the parent or guardian in the household who knows the most about any sampled children, and to learn the whereabouts of sampled adults age 16 to 25 and living in student housing. In addition, the Screener includes an expanded set of items to be asked about household members in cases that are referred for in-person data collection for the bias study. These items will provide information useful in assessing bias in those field cases for which the extended interviews are not completed.


The NHES:2007 Screener will use a “screen-out” question to increase cooperation rates. The screen-out question identifies households that have members age 20 or younger and would potentially be eligible for an SR or PFI interview. The process of household enumeration depends upon the response to this question as well as for which extended interview(s) the household has been sampled. If the household is sampled for possible AEWR sampling, or if the household has members age 20 or younger, all household members will be enumerated. In addition, all household members will be enumerated in address sample cases. Otherwise, if the case is part of the RDD sample, has no members 20 or younger, and is not selected for possible AEWR sampling, no household members will be enumerated. As noted in section B1.2.2, in about one-third of households, no enumeration of household members will be done.


The core items contained in previous NHES Screeners are also contained in the NHES:2007 Screener, i.e., items to identify an appropriate Screener respondent, items to enumerate household members who might be sampled for an extended interview, items to determine children’s enrollment status and grade, and an item pertaining to adult’s participation in educational activities. Additional items for fielded bias study cases include additional demographic characteristics, detail on children’s schools and parent/family involvement, and information about adults’ educational activities and employment. The appropriate respondent for the SR and PFI interviews is also identified in the Screener, as is the relationship of that person to the sampled child. The SR and PFI interviews will be conducted with the parent or guardian in the household identified by the Screener respondent as the person who knows the most about the child’s care and education. The sampled adult will be the respondent for the AEWR interview. Additionally, there are several questions on additional telephones numbers, including cellular phone numbers and computer and fax lines. These questions will aid in more precise weighting. Exhibit C-1, which follows the discussion below, presents an item-by-item justification of the Screener items.


Household and Respondent Eligibility (CNT2000-CNT2450). In the NHES:2007 Screener, the first series of questions will determine that the telephone number belongs to a household and that the person on the telephone is eligible to answer the questions. If the number belongs to a business, the call will be terminated. If the person on the telephone is not a household member or is a household member who is not at least 18 years old, an appropriate Screener respondent will be requested. If there are no household members age 18 or older, the head of the household (irrespective of age) will be asked to respond to the screener.


The Screen-out Question (HHE2010). This item gives Screener respondents more information about the purpose of the interview at a point in the contact when their attention is more likely to be focused on the call. It also will identify households with members age 20 or younger who could potentially be sampled as the subject of an SR or PFI interview.


Enumeration (ENM1100-ENM3000). If the household has children and/or is designated for possible AEWR sampling, the first name, age, and sex of each household member age will be collected. This information will be used along with later items to determine the eligibility of household members for interviews. In addition, household composition is of interest to researchers in the fields of school readiness and parent and family involvement in education.


School Enrollment (SMP1120-SMP1210). Following the enumeration, school enrollment items will determine the enrollment status and current grade for each of the household members age 3 through 20. Information pertinent to sampling for the AEWR interview will also be obtained from the responses to these questions, because household members age 16 or over who are currently attending elementary or secondary school are ineligible for the AEWR component.


Following the collection of school enrollment information, the subjects of the SR and PFI interviews will be selected using a sampling algorithm programmed into the CATI system. If no children are sampled for an SR or PFI interview and the household is not sampled for an AEWR interview, questions will be asked about additional telephone numbers in the household and home ownership (APQ1200-APQ2000 and APW2070), which are used for weighting purposes. Then the Screener will be terminated.


Additional Items About Children for Fielded Cases (SMP1280-SMP1540). As noted above, additional information about children will be obtained in bias study cases referred for in-person data collection. This information will be used when the extended interviews in the household are not completed. The selected items provide additional information about the child’s school and early childhood program participation, family composition, demographic characteristics, and parent involvement.


Most Knowledgeable Respondent and Relationship to Child (MKR1140-MKR1500). If any children are sampled for SR or PFI interviews, the appropriate parent/guardian respondent for each child will be identified by his or her name and relationship to the sampled child. If the Screener respondent is not the respondent for the SR or PFI interview, Screener questions about the child’s school enrollment and grade level will be asked again of the new respondent in the SR or PFI interview so that the most knowledgeable respondent will answer these important questions about the sampled child.


Questions about Adults (AEN1150-AEN1160, ASP1640-ASP1900). This series of questions includes some that are asked about all adults, and some designated for adults in those cases referred for in-person data collection. They are interspersed so as to permit a logical flow. Educational attainment will be collected for each adult in fielded cases. In all households, Screener respondents will be asked about participation in educational activities during the last 12 months for each household member age 16 or older who is not currently enrolled in elementary or secondary school. This is because there is a different probability of participants and nonparticipants being sampled for the AEWR interview, with participants more likely to be sampled. Following this general participation item, information on specific types of educational activities will be asked about adults in fielded cases. In all households, information about employment in the previous 12 months will be collected. While not a determinant of sampling rates, this item will be included in the analysis of nonresponse to the AEWR survey, and will be used in forming nonresponse adjustment cells, if appropriate. Labor force status in the previous week will be collected for adults in fielded bias study cases, as will additional demographic information. The respondent for the AEWR interview will be selected using a sampling algorithm programmed into the CATI system. No more than one adult will be sampled in any household. If no adult is sampled, questions will be asked about additional telephone numbers in the household and home ownership (APQ1200-APQ2000 and SCR1580), which are used for weighting purposes, and household income (SCR1980) for fielded bias study cases. Then the Screener will be terminated.


Military Status (INR1200). Active duty military status of the sampled adult will be ascertained for adults under age 65. Persons currently serving on active duty in the U.S. armed forces are not eligible for an AEWR interview. (This item does not apply to the sampling of children. Children of military personnel are eligible subjects for the SR or PFI interview.)


Location of Sampled Adults (INR1230-INR1240). Some sampled adults who are considered members of the household will be enrolled in postsecondary programs and may be living in school-sponsored housing. Contact information will be collected so that the adults in school-sponsored housing can be contacted for the interview. The same item will be used to code as ineligible those living in private residences at which they could have been sampled and those living in institutional quarters.


Additional Telephone Numbers, Home Ownership, Address Verification, and Household Income (APQ1200-APQ2000, APQ2070, and HHD1140-HHD1380). The Screener respondent will be asked about other telephone numbers in the household and whether they are for home use. Responses to these questions will be used in weighting. Questions on cell phones counted as home use telephone numbers and the number of telephone numbers within the home that are being used for fax and computer lines will be used to aid in weighting. That is, cell phones and computer/fax lines that are not answered for talking will not be considered home telephones for weighting purposes. The respondent will be asked about home ownership (tenure), another weighting factor. Address verification will be asked only of bias study sample cases completed during telephone interviewing, and will used to confirm that the telephone number matches the sampled bias study address. Finally, the respondent will be asked about the household’s income, in bias study cases referred for in-person data collection.


Closing Statements (RST7100, RST9027, RST9040) and Answering Machine Messages (RST3020, RST3030). Also given in at the end of the Screener questionnaire are the closing statements read to respondents. Different closing statements are provided for different circumstances: a nonresidential number, a household in which persons are sampled, and a household in which no persons are sampled. Two answering machine messages are shown: one for households that have never refused, and one for households in refusal status.



Exhibit C-1.  Item-by-item description of the NHES:2007 Screener


Item

Description

Purpose or research question

CNT2000/ CNT2200

Initial introduction

Introduce interviewer and sponsor

CNT2400

Household member 18 or older

Ensure household adult is respondent

CNT2410

Identified head of household if no member is 18 or older

Identify appropriate respondent

CNT24500

Introduction and confirmation of head of household

Introduce interviewer and sponsor, ensure respondent is head of household

CNT2100/ CNT2300

Use of phone number

Identify phone number use as residential

HHE2010

Purpose of study; any household members 20 or younger

Introduce purpose of study, determine presence of children in eligible age range

ENM1100

Enumeration matrix: children/youth 20 and younger, plus adults if household is sampled for adult enumeration

Facilitate sampling

ENM2210

Identify person as 21 or older

Approximate age when exact age is missing; facilitate sampling

ENM2215

Identify age range of respondent

Approximate age when exact age is missing; facilitate sampling

ENM3000

Enumeration matrix verification

Verify household membership

SMP1120

School enrollment status of children/youth

Required for eligibility/sampling

SMP1140-SMP1170

Homeschooling items

Required for eligibility/sampling

SMP1200-SMP1210

Grade/grade equivalent of children

Required for eligibility/sampling

SMP1280

Public/private school

School characteristic for bias study; collected of field cases only

SMP1320

Child now attends day care center/preschool/pre-K/ Head Start

Early childhood program participation for bias study; collected of field cases only

SMP1340-SMP1380

Family members and nonfamily members in household with child

Household composition for bias study; collected of field cases only

SMP1400-SMP1420

Child ethnicity and race

Child demographic and background for bias study, collected of field cases only

SMP1460-SMP1500

Family member attended a school meeting/parent teacher conference/school/class event

Parent involvement with school for bias study, collected of field cases only

SMP1540

Number of times someone in family read to child in past week

Adult involvement with reading for bias study, collected of field cases only

MKR1140-MKR1500

Most knowledgeable parent/guardian

Identify parent/guardian respondent

AEN1150-AEN1160

Interest in adult education

Transition to questions about adults

ASP1640

Highest grade/year of school completed

Educational attainment for bias study, collected of field cases only

ASP1660

Earn high school diploma or GED

Educational attainment for bias study, collected of field cases only

ASP1710

Classes, courses, programs, workshops, training respondent has taken

Required for eligibility/sampling


ASP1740-ASP1800

College, Vocational, Apprenticeship, and Work-related courses, or classes

Adult education in the past 12 months for bias study, collected of field cases only

ASP1820

Employed in the past 12 months

Used in evaluating differential response

ASP1860

Employed in the past week

Employment status for bias study, collected of field cases only

ASP1880-ASP1900

Adult ethnicity and race

Demographics for bias study, collected of field cases only

INR1200

Respondent on active duty in U.S. Armed Forces

Required to determine eligibility of sampled adult

INR1230-INR1240

Location of sampled adult; contact information.

Required to contact adult living in school housing

ASP1200-APQ2000

Additional telephones in household, home use, computer/fax lines

Required for weighting

APQ2070

Own/rent home

Required for weighting

HHD1140-HHD1280

Address confirmation

Required to confirm that telephone interview was conducted at the sampled address, bias study sample interviews conducted through telephone collection only

HHD1300-HHD1380

Household Income

Socioeconomic status for bias study, collected of field cases only

RST7100

Thanks respondent, only interviewing in private residences

Termination statement for nonresidential telephone numbers

RST9040

Close for household members not sampled for extended interviews

Termination statement if no household members sampled

RST3020

Answering machine message for cases that have never refused

Interview administration

RST3030

Answering machine message for cases that have refused

Interview administration


C.2 School Readiness and Parent and Family Involvement in Education Interview

The NHES:2007 SR-PFI interview draws questionnaire items from several previous NHES administrations, and shares measures with the NHES:2003 PFI and NHES:1993 SR interviews. In addition, some new measures are included on the advice of experts in the respective fields. (See Appendix A for the questionnaires.) The following topics are included in the survey:


  • School enrollment status

  • Homeschooling;

  • Participation in early childhood care and educational programs;

  • Developmental characteristics such as children’s cognitive abilities and emerging literacy;

  • Kindergarten enrollment;

  • School characteristics such as control (public/private), size, grades, and reasons for school choice;

  • Student experiences in schools and teacher feedback including academic grades and grade repetition;

  • Parent and family involvement/participation in school and barriers to such participation;

  • School practices to involve and support families;

  • Satisfaction with children’s school;

  • Family involvement in children’s schoolwork;

  • Family educational activities such as visiting a library, reading to a child and participation in other activities;

  • Role of parent in preparing child for school;

  • Communication with other parents;

  • Children’s health and disability;

  • Parent characteristics, including marital status, mother’s age at first becoming a mother, language, national origin, educational attainment, and employment status and schedule;

  • Household characteristics including receipt of public assistance, and income.

There are five paths through the SR-PFI instrument. Each path includes the items appropriate for the five subpopulations of interest for SR-PFI: preschoolers aged 3 to 6 and not in kindergarten or a higher grade (Path N), children who are enrolled in elementary school in kindergarten through fifth grade (Path E), children who are enrolled in middle school/junior high school in sixth through eighth grade (Path M), children who are enrolled in senior high school in ninth through twelfth grade (Path S), and children ages 4 to 18 who are home schooled (Path H). It is important to note that selected sections of the SR/PFI instrument are restricted to children enrolled in kindergarten through second grade. These are items of interest to school readiness in addition to those about preschoolers.


Month and year of birth and the relationship of all household members to the child are collected at the outset of the interview. School enrollment or homeschooling status is collected for all children. Homeschooling parents are then asked detailed questions on homeschooling, and are set to a path where they answer questions on home activities with their children in a later section of the instrument. Parents of preschoolers are asked about their preschool or Head Start participation. Parents of preschoolers are asked further questions about children’s developmental characteristics, and parents of preschoolers and early elementary school are asked about kindergarten plans or experiences. Parents of children in kindergarten through high school, except homeschooling parents, are administered questions on their children’s school, their experiences in school and their expectations of their children’s future education. Parents of children enrolled in elementary/secondary school (i.e., excluding homeschooled children) are asked about their children’s experiences in school and feedback from teachers on school performance, their involvement in school, school practices to involve families, parents’ satisfaction with school, barriers to effective participation in school, and their involvement in schoolwork. All parents, including parents of homeschoolers, are asked questions on their home activities and family involvement outside of school including reading activities as well as a variety of other learning activities. Finally, parents of all children are administered items on their children’s health and disability and demographic characteristics, the characteristics of parents/guardians residing in the household, and household characteristics.


Below, the survey items are discussed in more detail. Included are references to the research questions outlined in section A.16.2. The descriptions are presented in the order the questions appear in the printed instrument. Skip instructions, which have been programmed in the CATI system, are noted on the questionnaire in boxes and in parentheses following the appropriate items. The order in which the questions are administered depends upon the path for the particular interview and is determined by the child’s age. The interview paths are noted for each section described below. An item-by-item listing is given at the end of this description.


Age Confirmation, Household Relationships, and Child & Parent Language (PAR1100–PAR1960; all paths). These initial items determine eligibility for questionnaire administration and guide displays for question wording and skip patterns through the instrument. These items collect the following specific information:


  • The month and year of birth is required to ensure that the child is within the eligible age range for the survey and will be used for weighting. If the child is over age 20 as of December 31, 2006, the interview will be terminated at this point.

  • The items concerning the relationships of household members to the child are included for two reasons. First, they are analytically meaningful in terms of describing the child’s family structure and home environment. Second, the items will be used to determine the ways in which several subsequent questions concerning one or both of the parents/guardians are asked.

Current School Status (PSS1100-PSS1640; all children who are sampled). The series of items determining the current enrollment status and grade of the child is required in order to “route” the case to the appropriate interview path. Tracking the participation of children who are at various levels of school enrollment at different points in time is of central interest for researchers who have used the NHES data. If the SR/PFI respondent answered these questions in the Screener, they will not be repeated.


Homeschooling (PHS1100-PHS4120: parents of homeschoolers). NHES is one of the few sources of national data on homeschooling in the United States. The items in this section include the prevalence of home schooling among sample respondents, time spent homeschooling every week, whether homeschooling associations and other organizations play a role in such instruction either directly by providing curricula and other materials or by organizing activities for parents and children (PFI research question 9). The reasons for homeschooling by parents are also covered in this section. The homeschooling section in the SR/PFI NHES:2007 builds on the section on homeschooling in PFI-NHES:2003 by asking more detailed questions on specific activities that parents and children are involved in as well as the role of homeschooling associations.


Early Childhood Care and Programs (PCC1100-PCC1500; path N). This section of the instrument collects information on children’s participation in early childhood programs, including center-based daycare, preschool, pre-kindergarten, and Head Start. The items in this section will provide information on the extent of current participation in center-based early childhood programs, and the amount of time children spend in current arrangements or programs, addressing questions in SR research question 4. This information can in turn be related to children’s personal, family, and household characteristics. The following information is collected in this section:


  • Participation in center-based early childhood programs;

  • Whether nonparticipating children ever attended a daycare center, preschool, or Head Start program;

  • The number of hours per week that children attend early childhood programs;

  • Parents’ involvement in children’s daycare center/preschool program; and

  • Whether the child ever attended a Head Start program.


Developmental Characteristics (PDC1100-PDC1420: path N). This section covers questions on things that different children do at different ages and is asked of parents of preschoolers. It emphasizes the school readiness of young children (SR research question 2). These questions on children’s level of development cover topics such as whether the child can recognize the letters of the alphabet, how high the child can count, whether the child is overly active and is able to sit still, and the child’s language and verbal skills.


Kindergarten-Related Items (PKG1100-PKG1680: parents of preschoolers and children in grades K through 2, not including homeschoolers). The questions in this section focus on children’s kindergarten experience for children who have already been enrolled in kindergarten. In the case of children who have not yet enrolled in kindergarten, it covers parents’ plans for kindergarten enrollment. The questions in this section include the timing and age of child at kindergarten enrollment and the reasons for the delay in entry into kindergarten (SR research question 3).


School Characteristics (PSC1100-PSC1780: paths E, M, S). This section covers questions that are asked of all parents with children in elementary, middle or high school who are not homeschoolers. This covers topics such as whether a school is a private or public school, whether it is a school that has been assigned or is a school that parents have chosen for their children.


A series of questions (PSC1180-PSC1380) asks for information on whether parents chose the school that their children are enrolled in, including the information that parents obtained about the school before making a choice and the reasons for school choice if children attend a school that their parents chose for them.


A new feature of this section of the questionnaire is the ability to be linked to a school lookup file that provides information on schools in the United States based on the name of the school. In case, the name of the school mentioned by the parent cannot be matched to the schools listed in the school lookup file, additional information on school characteristics is obtained from parents who respond to the survey (PSC1584-1680). This covers topics such as whether the school is a charter school, a Catholic school or other school affiliated with a religion, and the size and grade levels in the school. Several of the research questions related to parent and family involvement in education examine the extent to which school characteristics are associated with school practices and parents’ involvement with schools. (PFI research question 4c, for example).


Student Experiences, Teacher Feedback, and Adjustment (PSE1100-2600: paths E, M, S, selected items for parents of preschoolers in center-based programs). This section mainly covers parents with children in elementary, middle school, or high school. However, limited items are asked of parents of preschoolers enrolled in center-based programs. This section of the instrument includes items that cover several topics.


  • Student experiences in school including grades and other measures of academic performance (PSE1320-PSE1340);

  • Teacher feedback on child’s school performance and behavior and child adjustment (PSE1560-PSE1660);

  • Children’s enrollment in advance placement classes or English immersion programs (PSE1760-PSE1840);

  • A detailed series of questions on grade repetition (PSE1860-PSE1900); and

  • Parents’ plans for their children’s college education including their educational expectations of their children and whether anyone has opened an account to save for their childen’s college education (PSE2400-PSE2600).

Family Involvement in School (PFS1060-PFS1720: paths E, M, S). An important part of the SR/PFI:NHES2007 instrument is information obtained from parents on their involvement in their children’s education and school related activities (PFI research question 1). The SR and PFI research questions are outlined in Part A.16.2 of this document relate research topics such as parents social networks and ties (PFI research question 2a), parent assessments of the school environment (PFI research question 4e), language, cultural barriers and parental efficacy (PFI research question 5), and the relationship of the children’s health and disability status (PFI research question 8) to family involvement in schooling.


This section covers questions on the frequency and nature of parents’ involvement in school including attending meetings, volunteering, serving on school committees, and other types of contact with school staff and teachers.


School Practices to Involve and Support Families (PSP1120-PSP1580: paths E, M S). Another aspect of parent’s contact with school includes school practices to communicate with parents regarding their children. This section includes items that cover this topic. Schools contact parents for various reasons including students’ performance, other methods and opportunities that can help children in their education, planning for attending college or work after completion of education (PSP1300-PSP1580). The nature of contact could include contact via letters or newsletters as well as email or through the use of a website that provides school information. Parents’ perceptions of communication by the school are addressed in PFI research questions 3 and 4 both in terms of measuring the extent of communication as well as relating them to family involvement in schooling and homework and other activities or school characteristics.


Satisfaction with School (PIS1280-PIS1360: paths E, M S). This section covers questions on parental satisfaction with the school, with the child’s teacher, academic standards of the school, discipline, and how the school staff interacts with parents.


Factors Affecting Parent and Family Participation in School (PFP1100-PFP1580: paths E, M, S). This is a new section that has been included in the SR/PFI:NHES 2007 instrument based on comments from technical experts who were contacted during the process of questionnaire development. Given the diverse nature of the sample including immigrant populations and persons belonging to low-income and other socially disadvantaged groups, there is an increased need to collect information on the experiences of these groups in their contact with schools and whether they face any barriers that limit their participation. The series of questions in this section cover topics that are useful in answering PFI research questions 4 and 5 on school practices and specific barriers to family participation, respectively. The types of barriers in this section include logistic barriers such as parents work and family schedules, childcare, and linguistic and other barriers including whether the school is welcoming to parents. Questions on whether parents trust the schools and school staff as well as whether they are able to communicate with school staff personnel in case of problems are also addressed. Finally, questions on parental efficacy in their involvement in children’s schooling are also included in this section.


Family Involvement in Schoolwork (PSW1100-PSW1860: paths E, M, S). In addition to parents involvement in children’s schools, equally important is family involvement in homework related activities. This section covers questions that address this topic (PFI research question 6). The research questions that relate family involvement in homework to school communication and other school practices (PFI research questions 3c and 4b), and rules regarding homework (PFI research question 6d) will also be addressed by information gathered through the questions listed in this section.


This section covers questions that determine the extent of homework that children get, the home environment that families create to do homework, the involvement of parents and other family/non-family members in ensuring that children complete their homework. This section also covers whether a child has received free tutoring or any other tutoring and parent satisfaction with tutoring services.


Home Activities/Family Involvement Outside of School (PHA1100-PHA4040: all paths including homeschoolers). Activities with potential educational benefits that families can do together are measured in this section of the questionnaire. All questions in this section are also addressed to parents of homeschoolers with the appropriate grade equivalent as well as parents of children attending school. The items in this section address PFI research question 7 and SR research question 1. They can also be examined in relation to parent perceptions of school communication and other school practices as addressed by the research questions.


Parents of young children (preschoolers and those in kindergarten through second grade) are asked about reading to their children, the amount of time spent reading every day and whether they visited a library or bookstore in the past month. Parents of preschoolers and children in elementary school are asked about other activities such as telling a story, doing arts and crafts, playing sports and games or getting involved in other projects. Parents of older children who are in middle or high school are asked similar questions about activities that are appropriate to their age. All parents of children in this section are asked to report on the activities done with their child in the past week and in the past month.


New subsections that have been added to this section in the SR/PFI: NHES 2007 instrument include questions on television viewing which will be gathered from parents of children in second grade or below. In addition, this section focuses on activities the child participates in outside of school. With the intention of capturing the home literacy and learning environment of children, a question on parent’s reading has also been included (PHA4040).


Role of Parent in Preparing Child for School (PRP1100-PRP1240: path N). This section contains a series of items that address questions on parents’ perceptions of their role in preparing their children for school. Only parents of preschoolers are asked questions in this section. Some of the items in this section include whether parents feel that it is their role to teach children the alphabet, teach children numbers, discipline children, and teach them how to share. These items address SR research question 6.


Communication with Other Parents (PCS1100-PCS1120: paths E, M, S, H). This section was added to the survey to examine the role of the community and social networks and ties of parents and the role they play in facilitating parents’ and families’ involvement in their children’s education (PFI research question 2), but was substantially reduced following the field test. The remaining question is administered only once for each household and provides information on the extent to which parents of sampled children are in communication with the parents of other children in the school or community.


Health and Disability (PHD1100-PHD1980; all paths). This section includes items to identify disabled children and to determine whether children with disabilities are receiving services. The presence of disabilities is an important risk factor for all children and is related to children’s development and educational experiences in the preschool years as well as their later experiences in school. These items will also provide the data to analyze the accessibility of special education and other programs and plans for disabled children, an issue that is addressed in PFI research question 8 and SR question 5. New items include questions involving concerns about the child’s weight and whether the child is covered by health insurance.


Race and Country of Origin (PRC1100-PRC1240: all paths). This section collects demographic information on the child’s race/ethnicity and country of origin. These characteristics can be correlated with the various levels of family involvement in children’s education.


Parent/Guardian Characteristics (PFG1160-PFG2080, PMG1100-PMG2000; all paths). This section collects information on the child’s parents or guardians who reside in the household: mother and father, partner of a parent, other guardians if parents are not present, or grandmother and grandfather if parents are not present. If two children in the same household are sampled, the items regarding the mother’s and father’s characteristics are asked only once, unless the children have different parents.


The topics for mothers include age at first becoming a mother or guardian, native language, country of origin, educational attainment, and employment status. The same items are asked for fathers, except for the age at first becoming a parent. These items on parental characteristics measure risk factors that could be associated with each of the children’s development and progress through school. Other questions within both parent characteristics sections can be used to relate family involvement in education with parents’ characteristics including their education, and choice of employment.

Household Characteristics (PHH1100-PHH1580; all paths). This final series of items collects information about internet access at home, ZIP Code, receipt of public assistance, times a family has moved, and household income. These items will be asked once in each household during the first extended interview and will be copied to the records of other interviews in the household. The household income, and Screener data on telephone numbers and home ownership will be used in forming weighting classes for estimating national statistics. The ZIP Code variable allows for the linkage of NHES data to demographic information from the decennial Census of Population. Receipt of public assistance and household income are used to classify families according to the economic resources available to them, and to examine the relationship of the family’s economic status to early childhood program participation.

Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview


Item

Description

Purpose or research question - SR

Purpose or research question - PFI

PAR1100

Introduction if person is not screener respondent

Inform respondent of sponsor, purpose, voluntary nature, and confidentiality

Inform respondent of sponsor, purpose, voluntary nature, and confidentiality

PAR1140,

PAR1150

Confirm child’s date of birth, (month/year)

Required for eligibility/sampling

Required for eligibility/sampling

PAR1320

Confirm child’s age

Required for eligibility/sampling

Required for eligibility/sampling

PAR1360

Relationship of each individual in household to child

Introduce section asking about the relationship of each individual to child

Introduce section asking about the relationship of each individual to child

PAR1470,

PAR1480

Relationship of respondent to child

Required for eligibility/sampling

Required for eligibility/sampling

PAR1640,

PAR1680

Type of mother (birth, adoptive, stepmother, foster)

Required for eligibility/sampling

Required for eligibility/sampling

PAR1720,

PAR1740

Type of father (birth, adoptive, stepfather, foster father)

Required for eligibility/sampling

Required for eligibility/sampling

PAR1860,

PAR1900

Language child speaks most at home

Demographic/background

Demographic/background

PAR1920,

PAR1960

Language respondent speaks most at home

Demographic/background

Demographic/background

PSS1100

Child enrolled in preschool/kindergarten/school

Required to set path

Required to set path

PSS1140

Is child being schooled at home?

Required to set path

Required to set path, Research question 9

PSS1160

Child is schooled at home instead of at school for some classes

Required to set path

Research question 9a

PSS1200

Is all instruction at home or some at school, some at home

Required to set path

Research question 9a

PSS1220

Hours per week child goes to school for instruction

Required to set path

Research question 9a

PSS1300

Grade or year in school child is attending

Required to set path

Required to set path

PSS1320

If 94, we will be referring to kindergarten

Clarification for respondent

Clarification for respondent

PSS1340

If 96, we will be referring to prefirst grade

Clarification for respondent

Clarification for respondent

PSS1400

Who is most knowledgeable parent/guardian about child’s care and education

Required to identify parent/ guardian respondent

Required to identify parent/ guardian respondent

PSS1460

Grade child would be attending if school had regular grades

Required to set path

Required to set path

PSS1480

If 94, this refers to kindergarten

Clarification for respondent

Clarification for respondent

Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PSS1490

If 96, this refers to prefirst grade

Clarification for respondent

Clarification for respondent

PHS1100

Introduction to items about family’s homeschooling experiences


Transition Statement

PHS1120,

PHS1140

Person in household who mainly homeschools child


Research question 9

PHS1200

Use of private tutor or teacher for home instruction


Research question 9

PHS1220

Days each week child is homeschooled


Research question 9

PHS1280

Total hours per week child is homeschooled


Research question 9

PHS1320

Family participation in homeschooling association


Research question 9

PHS1340

Number of times family attended activities/meetings of homeschooling association


Research question 9

PHS1380

Child’s participation in activities with other homeschooled children


Research question 9

PHS1400 -

PHS1540

Sources of curriculum/books used to homeschool child


Research question 9

PHS1560

In homeschooling, use of curriculum or books from Internet sites


Research questions 9b, 9e

PHS1600 -

PHS1700

Sources of other services/activities used in homeschooling child


Research question 9

PHS1720

Homeschooled child taking courses over the internet


Research questions 9b, 9e

PHS1730

Internet instruction for homeschoolers provided by a public school


Research questions 9b, 9e

PHS1795

Grade(s) child was home schooled for some classes or subjects (all grades and K, all grades other than K, some grades but not all)


Research question 9c

PHS1800

Which grades was child schooled at home for some classes/subjects


Research question 9c

PHS3020 -

PHS4080

Reasons parents choose to homeschool their child


Research question 9d

PHS4120

Most important reason for homeschooling child


Research question 9d

PCC1100

Introduction to daycare centers/early childhood programs

Transition statement


PCC1140

Child now attends day care center/preschool/preK/Head Start

Research questions 4a


PCC1260

Child ever gone to preschool/preK/Head Start/day care center

Research questions 4a


Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PCC1380

Hours/week child goes to daycare center or preschool

Research questions 4a


PCC1420

Number of times parent went to meetings/participated in activities/volunteered at daycare/preschool

Research question 4b


PCC1500

Did child ever attend Head Start/Early Head Start/Home Head Start

Research question 4a


PDC1100

Introduction to developmental characteristics

Transition statement


PDC1120

Identification of colors (red/yellow/blue/green) by name

Research questions 2a, 2c, 2d, 4b, 4c


PDC1160

Recognition of letters of the alphabet

Research questions 2a., 2c, 2d, 4b, 4c


PDC1180

Highest number child counts to

Research questions 2a, 2c, 2d, 4b, 4c


PDC1240

Writes first name even if letters are not quite right

Research questions 2a, 2c, 2d, 4b, 4c


PDC1260

Child rhymes words

Research questions 2a, 2c, 2d, 4b, 4c


PDC1280

Recognizes beginning sound of a word

Research questions 2a, 2c, 2d, 4b, 4c


PDC1340

Holds pencil using three fingers/grips it in fist

Research questions 2c, 2d, 4b, 4c


PDC1380

Is he/she overly active or can’t sit still

Research questions 2c, 2d, 4b, 4c


PDC1420

When child speaks how often are they understood by a stranger

Research questions 2b, 2c, 2d, 4b, 4c


PKG1100

Introduction to questions about enrolling child in kindergarten

Transition statement

Transition statement

PKG1300

When do you expect child to start kindergarten

Research question 3a


PKG1360

Expect child to enroll in kindergarten based on date of birth/will you wait until child is older

Research question 3a

Research question 1a

PKG1460,

PKG1480

Age in years and months when child first started kindergarten/prefirst grade

Research question 3c, 4

Research question 1a

PKG1680

Child attends full-day/part-day kindergarten/prefirst grade

Research question 4


PSC1100

Introduction to questions regarding school child attends


Transition statement

PSC1140

Child attends public or private school


School characteristics

PSC1180

Regularly assigned school or school you chose


Research questions 1b

PSC1220

Is school in your assigned school district


Research questions 1b

PSC1240

Parent can choose the school child will attend in school district/another district


Research questions 1b

PSC1260

Consider other schools for child


Research questions 1b

PSC1280

Seek information on performance of schools (test scores)


Research questions 1b, 1d, 2a

PSC1300

Talk to other parents about schools their children attend before choosing school


Research questions 1b, 1d, 2a

Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PSC1340

Is school child attends your first choice for him/her


Research questions 1b, 1c,

PSC1360,

PSC1380

Main reason you chose the school child attends


Research questions 1b, 1c

PSC1420

Move to neighborhood so child eligible for current school


Research questions 1b, 1c

PSC1500

Identify name of child’s school


School characteristics

PSC1520

Name of school if no electronic match


School characteristics

PSC1540

Street address of school


School characteristics

PSC1560

City where school is located


School characteristics

PSC1580

State where school is located


School characteristics

PSC1584

Is the school a charter school


School characteristics

PSC1588

Child’s school affiliated with a religion


School characteristics

PSC1590

Is the child’s school a Catholic school?


School characteristics

PSC1600

Lowest grade taught at child’s school


School characteristics

PSC1640

Highest grade taught at child’s school


School characteristics

PSC1680

Estimate of number of students enrolled in child’s school


School characteristics

PSC1760

Since September, was child in same school


Research question 1

PSC1780

Month child started current school


Research question 1

PSE1100

Introduction to student experiences at current school/preschool

Transition statement

Transition statement

PSE1180

Child enjoys school/preschool

Research question 4

Research question 4e

PSE1320

Student’s overall grades this school year


Research questions 1g, 1h, 4e, 6a, 6c, 7a

PSE1340

Overall description of student’s work


Research question s 1g, 1h, 4e, 6a, 6c, 7a

PSE1560

Teacher/school contact with child’s mother/father about child’s behavior

Research questions 4

Research questions 3a, 3c, 3d

PSE1620

Teacher/school contact about child’s problems with school work

Research questions 4

Research questions 3a, 3c

PSE1660

Teacher/school contact when child is doing better

Research question 4

Research questions 3a, 3c

PSE1760

Child enrolled in advanced placement classes


Research questions 1g, 1h, 6a, 6c, 7a, 8c

PSE1840

Currently enrolled in ESL, bilingual education or English immersion program


Research questions 1g, 1h, 6a, 6c, 7a, 8c

PSE1860

Has child repeated any grades

Research question 3b

Research questions 1g, 1h, 6a, 6c, 7a, 8c

Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PSE1900

Grade or grades child repeated

Research question 3b

Research questions 1g, 1h, 6a, 6c, 7a, 8c

PSE2320 -

PSE2380

Has child had an out-of-school/in-school suspension/been expelled/changed schools because of problem behaviors


Research questions 1g, 1h, 6a, 6c, 7a, 8c

PSE2400

Introduction to child’s future education


Transition statement

PSE2440

Expectation of how far child will go in their education


Research question 1h

PSE2500

Family member plans to pay for child’s education after high school


Research question 1h

PSE2520

What family has done to prepare for college expenses


Research question 1h

PSE2600

Has anyone applied for a scholarship/grant for the child



PFS1060

Introduction regarding family’s involvement in child’s school


Transition statement

PFS1140 -

PFS1680

Family member attended school meeting/parent teacher conference/school/class event/volunteered/raised funds/served on a committee/met with student counselor


Research questions 1d, 1f, 1g, 1h, 2a, 3c, 4e, 5a, 5b, 5c, 8a 8c,

PFS1720

Number of times household member went to meetings/participated in activities at child’s school


Research questions 1d, 1f, 1g, 1h, 2a, 3c, 4e, 5a, 5b, 5c, 8a, 8c

PSP1120 -

PSP1200

Child’s teacher/school contacted you first before you contacted them


Research questions 3a, 3c, 3d

PSP1300 -

PSP1580


School reports on how child is doing between report cards/how to help with homework/why child is in a certain group/planning for college/vocational school/parents’ expected role at school


Research question 1g, 3a-3c

PIS1280 -

PIS1360

Satisfaction with child’s school/teachers/academic standards/discipline/staff interaction with parents


Research questions 4e, 8e

PFP1100

Introduction to factors affecting involvement


Transition statement

PFP1140

School holds meetings that fit work/family schedules


Research question 4e, 5c

PFP1180

Lack of childcare prevented participation in school meetings or activities


Research question 4e, 5c

PFP1220 -

PFP1300

Parents know how to help child do well in school/parents trust school staff/school is welcoming to the family/parents’ responsibility to teach value of education/parents should attend meetings with teachers


Research question 1f

PFP1440

Contact with child’s school/teacher if parent disagrees with a school decision


Research questions 1f, 1g, 3c, 4e, 5a, 5b, 5c


Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PFP1540

Difficult to participate in school activities because a family member speaks a language other than English


Research question 5a

PFP1560 -

PFP1580

Are interpreters available that speak your language for meetings or have newsletters translated


Research questions 3b, 3c, 4a, 4b, 4c, 4d, 4e, 5a

PSW1100

Introduction to questions about child’s homework


Transition statement

PSW1120

How often does child do homework per week outside of school


Research questions 3c, 4b, 6a, 6b, 6d

PSW1140

Hours per week child spends on homework outside of school


Research question 6

PSW1200

Feelings about amount of homework child is assigned


Research question 3c, 4a, 4b, 4c, 4d, 6a, 8c

PSW1240

Place in home set aside for him/her to do homework


Research questions 3c, 4b, 6a, 6c, 6d

PSW1260

Family rules about doing homework


Research question 6d

PSW1320

Adult in household checks to see if homework is done


Research questions 3c, 4b, 6a, 6b, 6d

PSW1700

How often people help him/her with homework/week


Research questions 3c, 4b, 6a, 6b, 6d

PSW1790

Parents received information about free tutoring


Departmental information needed for NCLB

PSW1800

Has child received free tutoring outside of regular school


Departmental information needed for NCLB

PSW1810

Parents’ satisfaction with tutoring services


Departmental information needed for NCLB

PSW1820

Has child received any other tutoring this school year?


Departmental information needed for NCLB

PSW1830

Overall satisfaction with other tutoring services


Departmental information needed for NCLB

PSW1840,

PSW1850,

PSW1860

Amount household pays for child’s tutoring


Departmental information needed for NCLB

PHA1100

Introduction to child’s activities with family members in past week


Introduction to child’s activities with family members

PHA1140

Number of books child owns

Research question 1a

Research questions 3c, 4b, 7a

PHA1160

Number of times someone in family read to child in past week

Research question 1a

Research questions 3c, 4b, 7a

PHA1260

Who in family read to child in past week

Research question 1a

Research questions 3c, 4b, 7a

PHA1460

How many minutes per day did family member read to him/her

Research question 1a

Research questions 3c, 4b, 7a

Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PHA1560 -

PHA1680

Do people stop reading and ask child what is in picture/point out letters/ask child to read with you/talk about what happened

Research question 1a

Research questions 3c, 4b, 7a

PHA1740

Child can read story books on his/her own

Research question 1b


PHA1780

Child reads words in book, looks at book/pretends to read

Research question 1b


PHA1800

Child looks at a book with pictures and pretends to read

Research question 1b


PHA1820

Number of times child read/pretended to read to a family member in the past week

Research question 1a

Research questions 3c, 4b, 7a

PHA1840

Use of electronic learning systems such as Leap Pad

Research question 1a


PHA1880 -

PHA1960

Activities of child with family members in past week: Preschoolers

Research question 1d

Research questions 3c, 4b, 7a

PHA1980 -

PHA2100

Activities of child with family members in past week: Elementary school children

Research question 1d

Research questions 3c, 4b, 7a

PHA2120 -

PHA2160

Activities of child with family members in past week: Children in middle and high school

Research question 1d

Research questions 3c, 4b, 7a

PHA2170

Number of times family has eaten dinner together in past week

Research question 1d

Research question 7a

PHA2220 -

PHA2380

Activities of child with family members in past month

Research question 1d

Research questions 3c, 4b, 7a

PHA2870

Introduction to television viewing

Transition statement


PHA2900

Whether child watches TV/videos on a weekday

Research question 1c


PHA2905

Number of hours child watches TV/videos on a weekday

Research question 1c


PHA2920

Whether child watches TV/videos on a day in the weekend

Research question 1c


PHA2925

Number of hours child watches TV/videos on a day in the weekend

Research question 1c


PHA2960,

PHA2980

TV networks/channels child watches at least once/week

Research question 1c


PHA3100

Channel child watches most often

Research question 1c


PHA3160

Family rules about what TV programs or how much TV child can watch

Research question 1g

Research question 7

PHA3280

Whether child participated in any school activities


Research questions 7a

PHA3380 -

PHA3520

Activities child participates in outside of school during this school year


Research questions 3c, 4b, 7a


Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PHA4040

Last week how often did you read a book/newspaper/magazine in print or online

Research question 1


PRP1100

Introduction to role of parents in preparing child for school

Transition statement


PRP1140 -

PRP1240

Role of mother/father in participating in school readiness activities with child

Research question 6


PCS1100

Introduction to contacts with other parents/community organizations/classes/support services


Transition statement

PCS1120

How many parents do you talk to regularly in neighborhood with children about same age as yours


Research question 2a

PHD1100

Introduction to questions about child’s health

Transition statement

Transition statement

PHD1140

Child weighed less than 5 and a half pounds at birth

Research question 5a


PHD1160

Child weighed less that 3 pounds when they were born

Research question 5a


PHD1200

Was child born more than 4 weeks premature?

Research question 5a


PHD1220

Number of days in hospital after child was born

Research question 5a


PHD1260

Early Intervention Services/Individualized Family Service Plan before age 3?

Research question 5a

Research questions 8b, 8c, 8d

PHD1280

General rating of child’s health

Research question 5a

Research questions 8a, 8c

PHD1300

Child’s health insurance

Research question 5b

Research question 8

PHD1340

Doctor/health professional concerned about child’s weight

Research question 5a

Research question 8a

PHD1350

Doctor/health professional concerned about child’s overweight/underweight

Research question 5a

Research questions 8a, 8c

PHD1360 –

PHD1560

Does child have a disability diagnosed by a health professional

Research question 5d

Research questions 8a, 8b, 8c

PHD1600 -

PHD1680

Is child receiving services for his/her condition

Research question 5d

Research question 8d

PHD1740

Services provided through an Individualized Educational Program/Plan


Research questions 8d, 8e

PHD1780

Did you work with the school to develop/change his/her IEP


Research question 8f

PHD1800

Is child enrolled in any special education classes/services?


Research questions 8d, 8e

PHD1840 -

PHD1900

Satisfaction with aspects of child’s IEP or special education classes or services


Research question 8g

PHD1980

Does child’s disability affect his/her ability to learn

Research question 5c, 5d

Research question 8c

PRC1100

Introduction to questions about child’s background

Transition statement

Transition statement


Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PRC1120,

PRC1140

PRC1160

State, country or territory where child was born

Demographic/background characteristics

Demographic/background characteristics

PRC1200

Age when child first moved to U.S./50 states /D.C.

Demographic/background characteristics

Demographic/background characteristics

PRC1240-

PRC1280

Origin and race of child

Demographic/background characteristics

Demographic/background characteristics

PFG1160

Introduction to items about child’s mother/female guardian

Demographic/background characteristics

Demographic/background characteristics

PFG1200

Age of mother/female guardian when first became mother

Demographic/background characteristics

Demographic/background characteristics

PFG1240

Marital status of mother

Demographic/background characteristics

Demographic/background characteristics

PFG1300

Mother/guardian living with a partner

Demographic/background characteristics

Demographic/background characteristics

PFG1340,

PFG1360

First language mother/guardian learned to speak

Demographic/background characteristics

Demographic/background characteristics

PFG1420,

PFG1440

Language mother/guardian speaks most at home now

Demographic/background characteristics

Demographic/background characteristics

PFG1480,

PFG1500,

PFG1520

State/country/territory where mother/guardian was born

Demographic/background characteristics

Demographic/background characteristics

PFG1580,

PFG1620,

PFG1630

Mother’s origin, and race

Demographic/background characteristics

Demographic/background characteristics

PFG1640,

PFG1660,

PFG1680

Highest grade/year of school mother/female guardian completed

Demographic/background characteristics

Demographic/background characteristics

PFG1700,

PFG1740

Education of mother/female guardian

Demographic/background characteristics

Demographic/background characteristics

PFG1820

Did child’s mother work a job for pay/income last week

Demographic/background characteristics

Demographic/background characteristics

PFG1840

Mother on leave/vacation from a job last week

Demographic/background characteristics

Demographic/background characteristics

PFG1860

Total hours mother works for pay/income per week

Demographic/background characteristics

Demographic/background characteristics

Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PFG1940

Number of months mother worked for pay/income in last year

Demographic/background characteristics

Demographic/background characteristics

PFG1980,

PFG2000 -

PFG2060

Child’s mother actively looking for work and how

Demographic/background characteristics

Demographic/background characteristics

PFG2080

Mother is attending school/college/university/adult learning center/job training center

Demographic/background characteristics

Demographic/background characteristics

PMG1100

Introduction to father/male guardian

Demographic/background characteristics

Demographic/background characteristics

PMG1140

Father/guardian’s marital status

Demographic/background characteristics

Demographic/background characteristics

PMG1200

Father/guardian living with a partner

Demographic/background characteristics

Demographic/background characteristics

PMG1220,

PMG1240


First language father spoke

Demographic/background characteristics

Demographic/background characteristics

PMG1300,

PMG1320

Language father speaks most at home now

Demographic/background characteristics

Demographic/background characteristics

PMG1360,

PMG1380,

PMG1400

State/country/territory where father was born

Demographic/background characteristics

Demographic/background characteristics

PMG1480,

PMG1520,

PMG1530

Father’s origin and race

Demographic/background characteristics

Demographic/background characteristics

PMG1540,

PMG1560,

PMG1580,

PMG1600,

PMG1640

Education of father

Demographic/background characteristics

Demographic/background characteristics

PMG1720

Child’s father worked a job for pay/income last week

Demographic/background characteristics

Demographic/background characteristics

PMG1740


Child’s father on leave/vacation during the past week

Demographic/background characteristics

Demographic/background characteristics

PMG1760

Total hours per week child’s father works for pay/income

Demographic/background characteristics

Demographic/background characteristics

Exhibit C-2.  Item-by-item description of NHES:2007 School Readiness Interview and Parent and Family Involvement in Education Interview–Continued


PMG1860

Number of months father worked in past year

Demographic/background characteristics

Demographic/background characteristics

PMG1900,

PMG1920 -PMG1980

Father actively looking for work and how

Demographic/background characteristics

Demographic/background characteristics

PMG2000

Father enrolled in school/college/adult learning center

Demographic/background characteristics

Demographic/background characteristics

PHH1100

Introduction to questions about household

Transition statement

Transition statement

PHH1130

Internet access at home

Demographic/background

characteristics

Demographic /background characteristics

PHH1140

Zip code of household

Demographic/background characteristics

Demographic/background characteristics

PHH1320 -

PHH1440

Welfare benefits received in last 12 months

Demographic/background characteristics

Demographic/background characteristics

PHH1460

Number of times family moved from one home/household to another in past 3 years

Demographic/background characteristics

Demographic/background characteristics

PHH1500,

PHH1520,

PHH1540,

PHH1560,

PHH1580

Income of all persons in household

Demographic/background characteristics

Demographic/background characteristics

CLS1100

CLS1120

Thanks for participating, need to speak to anyone else in household

Demographic/background characteristics

Demographic/background characteristics





C.3. Adult Education for Work-Related Reasons Interview

The major focus of AEWR-NHES:2007 is the participation of adults in work-related in educational activities. The AEWR interview largely replicates portions of the NHES:2003 survey on work-related adult education, but also shares many items in common with broader NHES adult education collections. (See Appendix A for the AEWR questionnaire.) Information on participation is collected separately for distinct types of adult education for work-related reasons. The following measures collected in AEWR-NHES:2003 are also included in AEWR-NHES:2007:


  • Participation in college or university degree or certificate programs; vocational and technical diploma, degree, or certificate programs; apprenticeship programs; and work-related courses;

  • Reasons for participation;

  • Outcomes of participation;

  • Instructional provider;

  • Credit hours or instructional hours;

  • Personal expenses for tuition, fees, books, and materials;

  • Employer support and involvement;

  • Factors associated with participation in work-related educational activities;

  • Informal work-related learning activities;

  • Characteristics of adults, including educational attainment, race and ethnicity, language background, major occupation, and labor force status; and

  • Household characteristics, including ZIP Code and household income.

In addition to these measures, the survey includes items concerning distance education using a number of technologies and the specific types of educational activities involved. These items were initially fielded as part of the AE-NHES:2005 collection.


Background information (e.g., educational attainment, employment status in the past 12 months, and language background) is collected from all respondents at the outset of AEWR-NHES:2007 interview. Based on the responses to these items, respondents are asked the appropriate questions about their participation in educational activities in the past 12 months and any employer support they may have received. Questions pertaining to educational activities are designed to collect information about participation in various types of formal educational activities for work-related reasons or work-related less formal learning activities. Finally, additional background information on the adults and the characteristics of their households are collected.


Initial Background (AIB1100-AIB1300). These initial items determine several key skip patterns throughout the interview for each adult respondent, such as whether to administer questions about certificate programs and questions about employer support for educational activities. The items collecting information regarding educational attainment of adults are used as classification variables in analyzing participation in AEWR activities and for weighting the participation rate for the sample to the national totals.


  • Information concerning educational experience is collected for all respondents. Some items will be used to determine the highest level of education adults completed. Information is collected on whether the respondents have a high school diploma or equivalent, and whether they finished their high school requirements through GED testing.

  • Items concerning employment in the past 12 months are included in this section to determine whether respondents are to be asked about employer support for their participation. This information will also allow for examination of how employment is related to participation in AEWR activities.



Following the collection of the above information, respondents are asked about their participation in various types of educational activities as listed below. These sections cut across most of the AEWR research questions, including items concerned with participation (research question 1), employment status during and after participation (research question 2), adults’ educational attainment and intent to pursue additional educational credentials (research question 3), reasons for participation (research question 4), work-related outcomes of participation (research question 5), the costs of participation (research question 8) and the role of employer support (research question 10). Exhibit C-3, following this text, provides linkages between individual items (or item clusters) and the AEWR research questions.


College or University Degree or Certificate Programs (ACU1100-ACU1552). This section of the interview addresses adults’ educational experiences in postsecondary institutions that lead to a college or university degree, such as an associate’s, bachelor’s, master’s, doctoral, or professional degree. The items will provide the opportunity to report how many adults take part in college or university degree or post-degree certificate programs, the types of degree/certificate program (such as a post-bachelor’s, post-master’s, or post-doctoral), the major field of study, whether the respondent is to receive an industry, occupational, or company certificate, the number of courses and credit hours, the instructional provider, personal expenses for tuition/fees and books, and employer support.


Vocational or Technical Diploma, Degree, or Certificate Programs (AVT1100-AVT1620). This section of the questionnaire addresses adults’ educational experiences in vocational and technical schools that lead to a vocational diploma, technical diploma, associate’s degree, or certificate. The items will provide the opportunity to report how many adults take part in vocational and technical diploma programs, the type of diploma, degree, or certificate program, the major field of study, and whether the respondent is to receive an industry, occupational, or company certificate. As with the college or university degree programs section, the provider and employer support will also be ascertained. The items will provide the opportunity to report how many adults take part in vocational or technical programs, whether the respondent is to receive an industry, occupational, or company certificate, the number of instruction hours, the instructional provider, personal expenses for tuition/fees and books, and employer support.


Apprenticeship Programs (AAP1100-AAP1380). Questions in this section focus on adults’ participation in a formal apprenticeship program leading to journeyman status in a skilled trade or craft, information on the trade or craft, the sponsor of the apprenticeship program, hours of classroom instruction, and specific reasons for not completing apprenticeship programs. The information will provide the opportunity to estimate how many adults have participated in formal apprenticeship programs in the 12 months prior to the interview. It can also be used to address issues regarding business involvement in strengthening the connection between education and work.


Work-Related Training or Courses (AWR1100-AWR1630). In this section of the AEWR interview, information is collected on training and learning activities for a job or career. Information is collected on the specific reasons for participation, the instructional provider, the hours of participation, personal expenses, and employer support. Changes in the world of work, including the proliferation of “high-performance” work organizations, the growth of the service-producing economy, the increased demand for new technological advancements, and the burgeoning need for professional and technical workers are likely contributing to increased calls for a better educated workforce. Workplace training along with diverse work-related learning activities plays an important role in helping adults to become and remain productive members of society.


Factors Associated with Participation (AFP1100-AFP1180). This section contains a series of questions about participation in work-related educational activities. Included is a question designed to ascertain reasons that respondents did not participate in work-related adult education during the previous 12 months, or did not take additional activities in which they were interested.


Informal Learning Activities (AIL1100-AIL1340). This section contains a series of items about participation in informal learning for work-related reasons. Included is a question focusing on the Secretary’s Commission on Achieving Necessary Skills, or SCANS.


Distance Learning (ADL1100-ADL1600). These items collect information on the extent to which adults participate in educational activities through distance education, using a variety of instructional technologies. In addition to information on the technologies used, the types of educational activities for which distance education technologies are used and the extent of use will be collected.


Remaining Background Items (ARB1100-ARB1740). This section contains several sets of background items on the adult’s demographic characteristics, labor force status, and professional requirements for continuing education. The first subset of items is used to gather demographic characteristics including age, race/ethnicity, Hispanic origin, and marital status. These characteristics will be used as classification variables in the analysis of the AEWR data.


A detailed set of questions will be used to help classify the respondent on labor force status and hours worked per week. Respondents are also asked for the number of months they worked in the past 12 months. Both currently employed respondents and those employed some time in the past 12 months are asked about their income, occupation, and industry of their main job. Adults who worked in the past 12 months are also asked whether their job has legal or professional requirements for continuing training or education. Industry and occupation coding will provide useful information on the characteristics of the respondents’ main employment and the extent to which these characteristics are associated with participation in adult education for all adults and employer support for AEWR activities among participants.


Household Characteristics (PHH1100-PHH1360). This final series of items collects information about ZIP code, and household income. These items will be asked once in each household during the first extended interview and will be copied to the records of other interviews in the household. The household income measure, along with home ownership and telephone number variables from the Screener, will be used in forming weighting classes for estimating national statistics. The ZIP Code variable allows for the linkage of NHES data to demographic information from the decennial Census of Population. Questions on household income are used to classify adults according to the economic resources available to them. Note that some items in the household section, which is common to SR/PFI and AEWR, are asked only in the SR/PFI interview, as we want to collection this information from the person who knows the most about the child. These items include neighborhood safety, family moves, and receipt of public assistance.



Exhibit C-3.  Item-by-Item description of NHES:2007 Adult Education for Work-Related Reasons Interview


Item

Description

Purpose or research question

AIB1100

INTRO1

Introduction if person not screener respondent

Inform respondent of sponsor, purpose, voluntary nature, and confidentiality

AIB1120

INTRO2

Introduce purpose of interview to learn kinds of educational activities adults take part in

Provide additional information on purpose and content

AIB1140 –

AIB1143

Highest grade/year of school completed

Required for skip patterns and research questions 1g, 3b

AIB1160

Earn vocational or technical diploma/degree/certificate

Research question 1g

AIB1180

Earn high school diploma or GED

Research question 1g

AIB1200,

AIB1210

Earn high school diploma at high school/through GED

Research question 1g

AIB1220

Field of study for highest postsecondary degree

Research questions 1g, 3a

AIB1240

Work for pay/income in the past 12 months

Required for skip patterns and research questions 1g, 2a, 6b

AIB1260

Self-employed within past 12 months

Research question 1g

AIB1280

Self-employed and also work for another employer

Required for skip patterns and research question 1g

AIB1300

Number of different employers in past 12 months

Research question 1g

ACU1100

INTRO3

Introduction to education/training questions

Informs respondent of framework for upcoming questions

ACU1120

Taking classes for college degree/certificate during the past 12 months

Research questions 1a, 1g, 2a, 2b, 2c, 11c.

ACU1140 –

ACU1147

Types of college degree/certificate programs to which adult enrolled

Research question 1a.

ACU1160

Major subject or field of study of degree/certificate program

Research questions 1a, 3a.

ACU1180

Degree/certificate program taken for work-related reasons?

Research questions 1a, 1g, 2a, 2b, 2c, 11c.

ACU1200

Most recent college degree/certificate program enrolled in for work-related reasons

Research question 1a

ACU1220

Currently taking/completed/stopped taking college degree/certificate program

Research questions 1a, 7, 11a.

ACU1240 –

ACU1254

Reasons for taking college degree/certificate program

Research questions 2b, 4, 11a, 11b, 11c, 12.

ACU1260

Take certification/licensing test to get certificate or license

Used to link testing with certification/licensure

ACU1280

Certificate or license received before (month), in (month), since then, or not yet received in 2006

Used to establish the timeframe for receipt of certification/licensure

ACU1300,

ACU1305

Type college where degree/certificate program taken (2-year/4-year, public/private college)

Research question 9.

ACU1320 –

ACU1332

Total credit hours (semester/quarter/trimester) enrolled in college degree/certificate program in past 12 months

Research questions 6a, 6b.

ACU1340 –

ACU1350,

ACU1360

Amount of money spent on tuition, fees, books, materials

Research question 8a.

ACU1380 –

ACU1386

Financial support from government, unions, private foundations or trade organizations

Research question 8b.

ACU1400,

ACU1402

Month/year completed/expect to complete college degree/certificate program

Used to confirm program was taken in the previous 12 months

ACU1420

Employment during college degree/certificate program

Research questions 2a, 6b.

Exhibit C-3.  Item-by-Item description of NHES:2007 Adult Education for Work-Related Reasons Interview–Continued


ACU1440

College degree/certificate program taken at workplace

Research question 9, 10b

ACU1460

Taking degree/cert program during regular work hours

Research question 10c.

ACU1480

Paid by employer for hours taking degree/cert program

Research question 10d.

ACU1500 –

ACU1510

Employer payment for tuition/fees/books/materials

Research question 10a.

ACU1520

Tuition/fees and/or books/materials paid through self-employed business

Used to establish if any monies paid from self-employed business

ACU1540 –

ACU1552

Outcomes from participation in college degree/certificate program

Research questions 2c, 5a

AVT1100

Enrollment in program for vocational/technical diploma, degree, or certificate

Research questions 1b, 1g, 2a, 2b, 2c, 3b, 11c

AVT1120 –

AVT1130

Types of vocational/technical programs to which adult enrolled

Research question 1b

AVT1140

Major subject or field of study for voc/tech program

Research questions 1b, 3a

AVT1160

Voc/tech program taken for work-related reasons

Research questions 1b, 1g, 2a, 2b, 2c, 3b, 11c

AVT1180

Most recent voc/tech program enrolled in for work-related reasons

Research question 1b

AVT1200

Currently taking/completed/stopped taking voc/tech program

Research questions 1b, 7, 11a.

AVT1220 –

AVT1234

Reasons for taking voc/tech program

Research questions 2b, 4, 11a, 11b, 11c, 12

AVT1240

Take certification/licensing test to get certificate/license

Used to link testing with certification/licensure

AVT1260

Certificate or license received before (month), in (month), since then, or not yet received in 2006

Used to establish the timeframe for receipt of certification/licensure

AVT1280 –

AVT1285

Weeks/months attended classes for voc/tech program in past 12 months

Research questions 6a, 6b.

AVT1290

Hours attended classes during each week/month

Research questions 6a, 6b

AVT1300 –

AVT1310,

AVT1320

Amount of money spent on tuition, fees, books, materials

Research question 8a.

AVT1340 –

AVT1346

Financial support from government, unions, private foundations or trade organizations

Research question 8b.

AVT1360,

AVT1370

Month/year completed/expect to complete voc/tech program

Used to confirm program was taken in the previous 12 months

AVT1380

Employment during voc/tech program

Research questions 2a, 6b

AVT1400

Voc/tech program taken at workplace

Research question 9, 10b

AVT1420

Taking voc/tech program during regular work hrs

Research question 10c.

AVT1440

Paid by employer for hours taking voc/tech program

Research question 10d.

AVT1460 –

AVT1470

Employer payment for tuition/fees/books/materials

Research question 10a.

AVT1480

Tuition/fees and/or books/materials paid through self-employed business

Used to establish if any monies paid from self-employed business

AVT1500 –

AVT1620

Outcomes from participation in voc/tech program

Research questions 2c, 5a

AAP1100

Enrollment in apprenticeship program in trade/craft

Research question 1c, 1g

AAP1120

Trade or craft within which adult apprenticed

Research questions 1c, 3a.

AAP1140

Currently taking/completed/stopped taking apprenticeship program

Research questions 1c., 7.

Exhibit C-3.  Item-by-Item description of NHES:2007 Adult Education for Work-Related Reasons Interview–Continued


AAP1160 –

AAP1170

Who provided trade/craft apprenticeship

Research question 9.

AAP1180

Total instructional hours in apprenticeship program in past 12 months

Research questions 6a, 6b.

AAP1200

Apprenticeship program taken at workplace

Research questions 9, 10b.

AAP1220 –

AAP1226

Financial support from government, unions, foundations or trade organizations

Research question 8b.

AAP1240,

AAP1246

Month/year completed/expect to complete apprenticeship program

Used to confirm program was taken in the previous 12 months

AAP1260 –

AAP1380

Reasons left apprenticeship program prior to completion

Research question 7.

AWR1100

Work-related courses/training in last year

Research questions 1d, 1g, 2a, 2b, 2c, 11c

AWR1120

Courses on basic skills, computer skills, diversity etc.

Research questions 1d, 1g, 2a, 2b, 2c, 11c

AWR1140 –

AWR1150

Course roster and associate probes

Research question 1d and required for sampling and wording displays.

AWR1160,

CRVERF1

Other courses on basic skills/computer skills/diversity in last 12 mo

Routing item

AWR1161,

CRVERF2

Any other work-related courses in last 12 months

Routing item

AWR1165

Introduction to work-related courses

Intro to work-related trainings/courses

AWR1185

Introduction to a particular training course(s)

Intro to particular trainings/course(s)

AWR1200

Currently taking/completed/stopped taking course

Research questions 1d, 11a.

AWR1220,

AWR1230

School/organization/business that taught course

Research question 9.

AWR1240,

AWR1245

Location where course was taught

Research question 9.

AWR1260, AWR1262,

AWR1272,

AWR1275

Reason taking work-related course

Research questions 4, 12.

AWR1268

Employer required you to take work-related course

Research questions 11a, 11c.

AWR1271

Employer recommended you take work-related course

Research question 11b, 11c.

AWR1273 –

AWR1274

Taking work-related course to change jobs/enter workforce, or start a business

Research question 2b.

AWR1280

Certification/licensing test for certificate/license

Used to link testing with certification/licensure.

AWR1300

Certificate or license received before (month), in (month), since then, or not yet received in 2006

Used to establish the timeframe for receipt of certification/licensure.

AWR1320

Total hours attended work-related course/training/seminar.

Research questions 6a, 6b.

AWR1340 –AWR1350,

AWR1360

Amount of money spent on tuition/fees/books/materials

Research question 8a.

AWR1380 –

AWR1386

Usefulness of training course skills/knowledge in job

Research question 5a.

AWR1388 –

AWR1392

Outcome of taking training/course/seminar was a new job/changed career field or started a business

Research question 2c.

Exhibit C-3.  Item-by-Item description of NHES:2007 Adult Education for Work-Related Reasons Interview–Continued


AWR1400,

AWR1420

Usefulness of taking work-related course skills/knowledge for job

Research question 5b.

AWR1440 –

AWR1446

Financial support from government, unions, private foundations or organizations

Research question 8b.

AWR1460 –

AWR1464

College credit or certification/license credit for course

Research question 9.

AWR1480,

AWR1490

Earn continuing education units (CEUs) for course

Research question 4

AWR1500,

AWR1515

Instructional provider also employer

Research question 9.

AWR1520,

AWR1530

Work-related courses taken at workplace

Research question 9, 10b.

AWR1540,

AWR1550

Taking work-related course during regular work hours

Research question 10c.

AWR1560,

AWR1570

Payment by employer for time spent in course

Research question 10d.

AWR1580,

AWR1590,

AWR1600,

AWR1610

Employer payment for tuition/fees or books/materials

Research question 10a.

AWR1620,

AWR1630

Self-employed business payment for tuition/fees or books/materials

Research question 8a

AFP1100

Interest in taking work-related courses in last 12 mo

Research question 14a.

AFP1120

Did interest in taking course lead to looking for info

Research question 14a.

AFP1132

Introduction to usefulness of additional training

Intro to usefulness of additional training

AFP1140 –

AFP1148

Usefulness of work-related training to job

Research question 14b.

AFP1162 –

AFP1174

Employer offers benefit of tuition/books/materials, pay for time spent in course or course at workplace

Research question 14c.

AFP1180

Chose not to participate in class due to benefits/other reasons

Research question 14c.

AIL1100 –

AIL1112

Participation in informal training/demonstrations/

brown-bag” presentations/attended conferences

Research question 1e, 1g, 2a, 2c

AIL1120 –

AIL1134

Basic reading/oral communication/decision making in informal learning activities

Research question 1f, 15.

AIL1140

Participation in informal work-related activities to get/keep certificate/license

Research question 12.

AIL1160

Take certification/licensing test to get certificate/license

Used to link testing with certification/licensure.

AIL1180

Certificate or license received before (month), in (month, since then, or not yet received in 2006

Used to establish timeframe for receipt of certification/licensure.

AIL1200

Less-formal activities during work time or own time

Used to establish when primarily engaged in informal work-related learning activities.

AIL1220 –

AIL1280

Usefulness of doing less-formal learning activities on skills/knowledge, employability/advancement in job

Research question 5a

AIL1300 – AIL1340

Got a new job/changed career field or started new business after doing less-formal learning activities

Research question 2c.

ADL1100

Introduction to courses using distance education

Research question 13a, 13b.

Exhibit C-3.  Item-by-Item description of NHES:2007 Adult Education for Work-Related Reasons Interview–Continued


ADL1120 – ADL1380

Use of distance education instruction (video tapes, CDs/TV or radio/Internet or World Wide Web/, computer conferencing/by mail/telephone)

Research question 13a, 13b.

ADL1460 –

ADL1520


Use of distance education by college/vocational/apprenticeship programs/work-related training

Research question 13b.

ADL1540 –

ADL1600

All instruction administered by distance education

Research question 13b

ARB1100,

ARB1110

Month and year adult was born

Research question 1g

ARB1120

Confirmation of age

Research question 1g

ARB1140

Is adult Spanish/Hispanic/Latino

Research question 1g

ARB1160,

ARB1170

Race(s) of adult

Research question 1g

ARB1180,

ARB1200

Marital status of adult

Research question 1g

ARB1220

Long-term physical/mental/emotional/problem of adult

Research question 1g

ARB1240 –

ARB1255

State, country or territory of birth

Research question 1g

ARB1257 –

ARB1259

First language adult learned to speak

Research question 1g

ARB1260 –

ARB1265

Language spoken most at home now

Research question 1g

ARB1280 –

ARB1285

Language spoken most at work

Research question 1g

ARB1300

Highest grade/year of school mother completed

Research question 1g

ARB1320

Highest grade/year of school father completed

Research question 1g

ARB1340

Work for pay/income during past week

Research question 1g

ARB1360

On leave or vacation from job during past week

Research question 1g

ARB1380

Total hours per week usually worked for pay/income

Research question 1g

ARB1400

Months worked for pay/income during past 12 months

Research question 1g

ARB1420

Actively looking for work during the past 4 weeks

Research question 1g

ARB1440 –

ARB1446

Activities during past 4 weeks to find work

Research question 1g

ARB1460

Ever worked at a job for pay/income

Research question 1g

ARB1480

Year last worked for pay/income

Research question 1g

ARB1500

Plan to work at a job for pay/income next year

Research question 1g

ARB1520,

ARB1530

Name of employer (company/business) and type of industry

Research question 1g, 3a.

ARB1540

Is this respondent’s own business

Research question 1g

ARB1560 –

ARB1564

Kind of work and most important activities/duties

Research question 1g, 3a.

ARB1580

Currently work for employer/your business

Research question 1g

ARB1600

Number of years worked for employer/your business

Research question 1g

ARB1620

Leave workforce or retire in the next year

Research question 1g

ARB1640

Total number of persons who work for employer

Research question 1g

ARB1660 –

ARB1662

Amount earned before taxes/other deductions this yr

Research question 1g

ARB1680

Occupation have legal requirements for continuing education/lifelong learning

Research question 1g, 12.

Exhibit C-3.  Item-by-Item description of NHES:2007 Adult Education for Work-Related Reasons Interview–Continued


ARB1700

Attending school/college/adult learning center or receiving vocational education/job training

Research question 1g

ARB1720

Member of a labor union or a labor organization

Research question 1g

ARB1740

Covered by a union contract or collective bargaining agreement

Research question 1g

PHH1100

Introduction to questions about household

Informs respondent of topic of next questions

PHH1140

Zip code

Used for linkages of NHES data with data from Census

PHH1260

Was total income less or more than $25,000

Used for purpose of weighting and required for skip patterns

PHH1280

Income less or more than $50,000

Used for purpose of weighting and required for skip patterns

PHH1320

Income $5,000 or less to $25,000

Used for purpose of weighting and required for skip patterns

PHH1340

Income $25,001 to $50,000

Used for purpose of weighting and required for skip patterns

PHH1360

Income $50,001 to over $100,000

Used for purpose of weighting and required for skip patterns

CLS1120

Close

Close interview.




C.4. PFI Reinterview

The purpose of the NHES:2007 reinterview is to examine the response variability of a selected subset of items. The selection of reinterview items took into account those items that had been tested in prior administrations, items that are new to the survey, and items that are indicators of significant research or policy issues.


The NHES:2007 reinterview will focus on five sets of questions: school choice, identification of the child’s school using a school look-up, tutoring, television viewing, and factors affecting parent participation. The importance of each of these items to the PFI survey was addressed in section C.2. The reasons these items were selected for the reinterview are as follows:


  • School choice. Families’ ability to choose which schools their children will attend is an important issue in education and is feature of the No Child Left Behind initiative. School choice items have not been tested in prior NHES reinterviews.


  • School identification. The ability to link NHES data with administrative data on children’s school will enhance the analytical utility of the data. This is a new feature of the NHES program and has not been tested. Findings from other studies suggest that not all parents are able to identify their children’s schools unambiguously, and some give incorrect school names.


  • Tutoring Services. The provision of tutoring by schools and school districts is a feature of the No Child Left Behind initiative. Substantial response variability may suggest that parents are poorly informed about this program, or may indicate recall problems with the items. These items are new to NHES and have not been tested previously.


  • Television Viewing. Questions on television viewing have not been tested for the PFI population in NHES surveys in previous years. However, past experience with younger children suggests considerable response variability in parent estimates of television viewing. The reinterview will provide an opportunity to examine this for children in kindergarten through second grade.


  • Factors affecting Parent Participation. The current NHES PFI survey has new questions focusing on possible barriers to parent participation in school. Previous reinterview work for the Adult Education survey indicated relatively high response variance for items concerning barriers to AE participation. The reinterview will provide an opportunity to assess whether this is the case for parent reports of barriers to their participation at their children’s schools.


In addition to the questions above, the reinterview includes additional items designed to identify possible sources of inconsistency. These include questions about whether the child has changed schools and when tutoring services began.



References



Administration on Children, Youth, and Families (ACYF) (2003). A Study of Head Start Families: FACES 2000 4th Progress Report. Washington, DC: U.S. Department of Health and Human Services.

Barnard, W. M. (2004). Parent Involvement in Elementary School and Educational Attainment. Children and Youth Services Review, 26(1): 39–62.

Bassi, L. (1999). Are Employers’ Recruitment Strategies Changing: Competence Over Credentials? Competence without Credentials. U.S. Department of Education. Washington, DC: Office of Educational Research and Improvement.

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