Rule 35d-1 Investment Company Names

ICR 200610-3235-005

OMB: 3235-0548

Federal Form Document

Forms and Documents
Supporting Statement A
IC Document Collections
ICR Details
3235-0548 200610-3235-005
Historical Active 200403-3235-001
SEC 270-491
Rule 35d-1 Investment Company Names
Extension without change of a currently approved collection   No
Approved without change 02/28/2007
Retrieve Notice of Action (NOA) 01/12/2007
  Inventory as of this Action Requested Previously Approved
02/28/2010 36 Months From Approved 04/30/2007
24 0 24
480 0 480
0 0 0

Rule 35d-1 generally requires that investment companies with certain names invest at least 80% of their assets according to what their name suggests. The rule provides that an affected investment company must either adopt this 80% requirement as a fundamental policy or adopt a policy to provide notice to shareholders at least 60 days prior to any change in its 80% investment policy.

US Code: 15 USC 80a-1 et seq. Name of Law: Investment Company Act of 1940

Not associated with rulemaking

  71 FR 62136 10/23/2006
72 FR 1565 01/12/2007

IC Title Form No. Form Name
Rule 35d-1 under the Investment Company Act of 1940, Investment Company Names

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 24 24 0 0 0 0
Annual Time Burden (Hours) 480 480 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0

David Schwartz 202 551-6784


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