Form FR Y-10S FR Y-10S Supplement to the Report of Changes in Organizational St

FR Y-10S
OMB Number 7100-0297
Expires December 31, 2009

Board of Governors of the Federal Reserve System

Supplement to the Report of Changes in Organizational
Structure—FR Y-10S

(For reporting of current SEC reporting status pursuant to section 13(a) or 15(d) of the Securities
Exchange Act of 1934 and CUSIP numbers)

Cover Page
Report as of the close of business on

(MM/DD/YYYY)

Legal Name of Top-Tier Banking Company (the Reporter)

Street Address
For Federal Reserve Bank Use Only
City/County
RSSD ID
State/Province/Country

Zip/Postal Code

Person in the U.S. to whom questions about this report should be
directed:

Authorized Official:

Name

Name

Title

Title

Area Code / Phone Number

Area Code / Phone Number

FAX Number (including area code)

Signature of Authorized Official

E-mail Address

Date of Signature

Public reporting burden for the information collection is estimated to average .5 hour
per response, including time to gather and maintain the data and complete the information collection. The Federal Reserve may not conduct or sponsor, and a person is
not required to respond to any information collection unless it displays a currently valid
OMB control number.

This report is required by law: Sections 4(k) and 5(c)(1)(A) of the Bank Holding
Company Act (12 U.S.C. §§ 1843(k), 1844(c)(1)(A)); Section 8(a) of the International Banking Act (12 U.S.C. § 3106(a)); Sections 11(a)(1), 25(7) and 25A of the
Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); Section 211.13(c) of
Regulation K (12 CFR 211.13(c)); and Sections 225.5(b) and 225.87 of Regulation Y
(12 CFR 225.5(b) and 225.87).

FR Y-10S
Page A-1

Schedule A—Change in SEC Reporting Status
To be completed as of December 31, 2006 by; (1) entities that became reporters in 2006 for themselves and any of their
subsidiaries that are subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) reporters themselves
and each subsidiary in which a change occurred in their SEC reporting requirements pursuant to section 13(a) or 15(d) of
the Securities Exchange Act of 1934. Return Schedule A and the cover page to the appropriate Federal Reserve Bank.

Legal Name of Entity

Street Address

City/Country

State/Province/Country

Zip/Postal Code

For Federal Reserve Bank Use Only
RSSD ID

Current SEC Reporting Status:
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 and section 404 of Sarbanes-Oxley Act of 2002
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 but is not subject to section 404 of Sarbanes-Oxley
Act of 2002
Entity has terminated or suspended its reporting requirements under section 13(a) or 15(d) of the Securities Exchange Act of 1934

Legal Name of Entity

Street Address

City/Country

State/Province/Country

Zip/Postal Code

For Federal Reserve Bank Use Only
RSSD ID

Current SEC Reporting Status:
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 and section 404 of Sarbanes-Oxley Act of 2002
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 but is not subject to section 404 of Sarbanes-Oxley
Act of 2002
Entity has terminated or suspended its reporting requirements under section 13(a) or 15(d) of the Securities Exchange Act of 1934

Legal Name of Entity

Street Address

City/Country

State/Province/Country

Zip/Postal Code

For Federal Reserve Bank Use Only
RSSD ID

Current SEC Reporting Status:
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 and section 404 of Sarbanes-Oxley Act of 2002
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 but is not subject to section 404 of Sarbanes-Oxley
Act of 2002
Entity has terminated or suspended its reporting requirements under section 13(a) or 15(d) of the Securities Exchange Act of 1934

12/06

FR Y-10S
Page A-2

Schedule A—Continued

Legal Name of Entity

Street Address

City/Country

State/Province/Country

Zip/Postal Code
For Federal Reserve Bank Use Only
RSSD ID

Current SEC Reporting Status:
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 and section 404 of Sarbanes-Oxley Act of 2002
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 but is not subject to section 404 of Sarbanes-Oxley
Act of 2002
Entity has terminated or suspended its reporting requirements under section 13(a) or 15(d) of the Securities Exchange Act of 1934

Legal Name of Entity

Street Address

City/Country

State/Province/Country

Zip/Postal Code
For Federal Reserve Bank Use Only
RSSD ID

Current SEC Reporting Status:
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 and section 404 of Sarbanes-Oxley Act of 2002
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 but is not subject to section 404 of Sarbanes-Oxley
Act of 2002
Entity has terminated or suspended its reporting requirements under section 13(a) or 15(d) of the Securities Exchange Act of 1934

Legal Name of Entity

Street Address

City/Country

State/Province/Country

Zip/Postal Code
For Federal Reserve Bank Use Only
RSSD ID

Current SEC Reporting Status:
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 and section 404 of Sarbanes-Oxley Act of 2002
Entity is subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 but is not subject to section 404 of Sarbanes-Oxley
Act of 2002
Entity has terminated or suspended its reporting requirements under section 13(a) or 15(d) of the Securities Exchange Act of 1934

12/06

FR Y-10S
Page B-1

Schedule B—CUSIP Numbers
To be completed on an event-generated basis by the reporter for itself and certain subsidiaries, as defined in the
instructions. Use additional pages as needed. Report CUSIP data for new entities and report changes that have occurred
for exiting entities. Return schedule B and the cover page to the appropriate Federal Reserve Bank.

Part I
Does the reporter, its lower-tier U.S. BHCs, its subsidiary U.S. banks, or its largest subsidiary U.S. nonbanking company have currently
active six-digit CUSIP numbers for debt or equity issuances?
Yes
No
If “yes,” complete Part II of Schedule B for all such companies.
If “no,” return the cover page of the report and Schedule B to the appropriate Federal Reserve Bank.

Part II
This part should only be completed for the reporter, its lower-tier U.S. BHCs, its subsidiary U.S. banks and its largest subsidiary U.S.
nonbanking company that have currently active six-digit CUSIP numbers for debt or equity issuances.

Six-Digit CUSIP Number:

Legal Name of the Entity

(first six digits of the nine-digit CUSIP)

Street Address

City/County

For Federal Reserve Bank Use Only
RSSD ID

State/Province/Country

Zip/Postal Code

Six-Digit CUSIP Number:

Legal Name of the Entity

(first six digits of the nine-digit CUSIP)

Street Address

City/County

For Federal Reserve Bank Use Only
RSSD ID

State/Province/Country

Zip/Postal Code

Six-Digit CUSIP Number:

Legal Name of the Entity

(first six digits of the nine-digit CUSIP)

Street Address

City/County

For Federal Reserve Bank Use Only
RSSD ID

State/Province/Country

Zip/Postal Code

12/06