Form FR Y-7Q FR Y-7Q The Capital and Asset Report for Foreign Banking Organiz

FR Y– 7Q
OMB No. 7100-0125
Expires June 30, 2008

The Capital and Asset Report
for Foreign Banking Organizations—FR Y–7Q
General Information:

Person in the U.S. to whom questions about this information should be directed:

Legal Title of Foreign Banking Organization

Name / Title

Mailing Address of Foreign Banking Organization

Street

City, Country, Postal Code

City / State / Zip Code

Area Code / Phone Number

Area Code / Fax Number

E-mail Address

FBOQ
Has confidential treatment been requested for this report? Enter "1" for yes, enter "0" for no. ............................................................................................ C447

Name and Title of Authorized Official

Signature of Authorized Official

Date of Signature

For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
Lower-tier FBO RSSD ID
Freq. Indicator

C.I.

S.F.

F.C.

12/02

FR Y– 7Q
Page 1

Part 1. Capital and Asset Information for the Top-tier Consolidated Foreign Banking Organization
FBOQ
1. Is the foreign banking organization required by its home country supervisor to calculate its capital ratios using a risk-adjusted framework
consistent with the Basel Capital Accord? (Enter "1" for yes; enter "0" for no)................................................................................................................. B162

1.

If the answer to Line item 1 is "yes," provide capital and asset information in U.S. dollars using the procedure consistent with the risk-based framework required by
the home country supervisor. If the answer to Line item 1 is "no," then provide the organization's best approximation under the Basel Capital Accord of the capital
and asset information requested in U.S. Dollars.
U.S. Dollar Amounts in Millions
2.
3.
4.
5.

Tier 1 capital ................................................................................................................................................................................
Total risk-based capital ................................................................................................................................................................
Risk-weighted assets ...................................................................................................................................................................
Total assets at end of period ........................................................................................................................................................

Tril
FBOQ
FBOQ
FBOQ
FBOQ

Mil
2.
3.
4.
5.

FBOQ Month
MM

6. Enter the as-of date for the financial data provided above ......................................................................................................................

Bil

8274
3792
A223
2170

Day

Year

DD

CCYY

C116

6.

Note: Part 1 is to be reported by each top-tier FBO annually if it or any FBO in its tiered structure has not effectively elected to be a financial holding company (FHC). Part 1 is to be
reported by each top-tier FBO quarterly if it or any in its tiered structure has effectively elected to be an FHC.
For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
Lower-tier FBO RSSD ID
Freq. Indicator

C.I.

S.F.

F.C.

12/02

FR Y– 7Q
Page 2

Part 2. Capital and Asset Information for Lower-tier FBOs Operating a Branch or an Agency or Owning an Edge or Agreement Corporation,
or a Commercial Lending Company Subsidiary in the United States (where any FBO in the Organization's tiered structure
has effectively elected to be a financial holding company)*

General Information:

Legal title of lower-tier FBO operating a branch, or an agency, or owning an Edge/Agreement Corporation, or a
commercial lending company subsidiary in the United States

Country of lower-tier FBO operating a branch, or an agency, or owning an Edge/Agreement Corporation, or a
commercial lending company subsidiary in the United States

FBOQ
1. Is the reporting lower-tier FBO required by its home country supervisor to calculate its capital ratios using a risk-adjusted framework consistent
with the Basel Capital Accord? (Enter "1" for yes; enter "0" for no) .................................................................................................................................. B162

1.

If the answer to Line item 1 is "yes," provide capital and asset information in U.S. dollars using the procedure consistent with the risk-based framework required by
the home country supervisor. If the answer to Line item 1 is "no," then provide the organization's best approximation under the Basel Capital Accord of the capital
and asset information requested in U.S. Dollars.
U.S. Dollar Amounts in Millions
2.
3.
4.
5.

Tier 1 capital ................................................................................................................................................................................
Total risk-based capital ................................................................................................................................................................
Risk-weighted assets ...................................................................................................................................................................
Total assets at end of period ........................................................................................................................................................

Tril
FBOQ
FBOQ
FBOQ
FBOQ

Mil
2.
3.
4.
5.

FBOQ Month
MM

6. Enter the as-of date for the financial data provided above ......................................................................................................................

Bil

8274
3792
A223
2170

Day

Year

DD

CCYY

C116

6.

* A separate version of Part 2 should be submitted for each of the top-tier reporter's lower-tier FBOs that meet these reporting requirements.
For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
Lower-tier FBO RSSD ID
Freq. Indicator

C.I.

S.F.

F.C.

12/02