Trade Adjustment Assistance/NAFTA Financial Status/Request for Funds Report

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form ETA-9117 TAA Program Reserve Funding Request Form	Form and Instruction	New	Available
sup statement - ETA-9117 11 28 06.doc	Supporting Statement A	Uploaded 2006-11-29	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
46190	TAA Program Reserve Funding Request Form	Form and Instruction	New
38386	Trade Adjustment Assistance/NAFTA Financial Status/Request for Funds Report		Removed

ICR Details

OMB Control No: 1205-0275	ICR Reference No: 200611-1205-010
Status: Historical Active	Previous ICR Reference No: 200401-1205-003
Agency/Subagency: DOL/ETA	Agency Tracking No:
Title: Trade Adjustment Assistance/NAFTA Financial Status/Request for Funds Report
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/11/2007
	Date Received in OIRA: 12/06/2006
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2010	36 Months From Approved	01/31/2007
Responses	25	0	1,040
Time Burden (Hours)	50	0	546
Cost Burden (Dollars)	0	0	0

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Abstract: The Department of Labor requires financial data for the Trade Adjustment Assistance (TAA) and NAFTA-TAA programs administered by States. The required data are necessary in order to meet statutory requirements prescribed in P.L. 100-418, the Omnibus Trade and Competitiveness Act of 1988 and the North American Free Trade Agreement Implementation Act (P.L. 103-182) in accordance with section 250(a) Subchapter D, Chapter 2, Title II of the Trade Act of 1974.

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Authorizing Statute(s): PL: Pub.L. 107 - 210 617 Name of Law: Trade Act of 1974
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	71 FR 183	09/21/2006
30-day Notice:	Federal Register Citation:	Citation Date:
	71 FR 233	12/05/2006
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Trade Adjustment Assistance/NAFTA Financial Status/Request for Funds Report	ETA-9023, SF-269
TAA Program Reserve Funding Request Form	ETA-9117	Trade Adjustment Assistance Program Reserve Funding Request Form

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	25	1,040	0	-1,015	0	0
Annual Time Burden (Hours)	50	546	0	-496	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Forms

Short Statement: Prior to development of ETA-9117, states reported their financial status on the now-rescinded ETA-9023, which was both a quarterly report form and request for funds. States now report quarterly on the SF-269 and receive a formula base allocation at the beginning of each fiscal year to address training needs. Requests for more than that base allocation vary per year based on extreme local area conditions.

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Annual Cost to Federal Government: $42,500

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/06/2006

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