SUPPORTING STATEMENT PART B - Sampling Plan 08 24 06

SUPPORTING STATEMENT PART B - Sampling Plan 08 24 06.pdf

DOE Technical Manpower Online Survey

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DOE Office of Science

Technical Manpower Survey Sampling Plan

Supporting Statement Part B: Sampling Plan
This sampling plan is being submitted to comply with the OMB PRA. The following
describes how the sampling plan provides each of the following items required under Part
B: Collections of Information Employing Statistical Methods.
1. Description of the potential respondent universe and any sampling or other
respondents selection methods.
Section 4: Sampling Frame and Population (pg. 4) describes the sampling frame.
The sampling frame is based on a DOE database of grants, and the selection of
respondents is through a stratified random sampling procedure, as described in
Section 5: Method of Sampling Selection (pg. 10).
2. Procedures for the collection of information.
Information will be collected by means of an online survey, as described in
Section 6: Design of an Online Survey (pg. 11).
3. Methods to maximize response rates:
Section 7: Implementation Feasibility (pg. 12) describes the follow-up procedures
intended to increase response rates. These include the sending of an introductory
letter, and follow up via email and phone calls.
4. Tests of procedures or methods
The online survey was pretested to three Principal Investigators (see pg. 12) to
ensure the clarity of the survey.
5. Consultant’s Contact information:
This sampling plan was developed by Dr. Albert Lee, who will also oversee the
analysis of the sample.
Dr. Albert Lee
Summit Consulting, LLC
1310 12th Street NW, Suite 1
Washington DC 20005
Phone: 202-588-1092
Additional expertise was provided by Dr. Frauke Kreuter of the Joint Program in
Survey Research at the University of Maryland at College Park, and Dr. Robert
Gould of the Department of Statistics at the University of California at Los
Angeles.

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1. Introduction
This is a sampling plan for the Department of Energy (DOE) Technical Manpower
Survey for the 2005 academic year.1 This plan provides:
1. An overview of sampling theory in the context of the survey’s objectives,
2. A description of the sampling methodology,
3. Method of implementation, and
4. A random sample for survey.2
This sampling plan consists of six subsections. These subsections are:
1.
2.
3.
4.
5.
6.

Background and objectives,
Stratified random sampling,
Sampling frame and population,
Method of sampling selection,
Online Survey design, and
Feasibility implementation.

2. Background and Objectives
DOE Office of Science has tasked Summit Consulting, LLC, (Summit Consulting) to
design and implement an online survey to estimate the total technical manpower that was
supported by DOE basic science grants in the 2005 academic year. The total technical
manpower refers to the full time equivalent (FTE) and head count of undergraduate and
graduate students, post-doctoral fellows (post-docs), principal investigators (PIs), nontechnical personnel and administrative staff employed by DOE grants. In addition to
estimating these quantities, the online survey is also to estimate the number of Ph.D.
graduates in June 2005 that have received DOE grant support in the 2005 academic year.
Precise estimates of these quantities are consistent with the mission of DOE Office of
Science. Department of Energy Organization Act (Public Law 95-91, as amended) Sec.
209 defines the duty and the responsibilities of the Director of Office of Science to
include:
1. Advising the Secretary with respect to the physical research program transferred
to the Department from the Energy Research and Development Administration;
2. Monitoring the Department’s energy research and development programs in order
to advise the Secretary with respect to any undesirable duplication or gaps in such
programs;
3. Advising the Secretary with respect to the well-being and management of the
multipurpose laboratories under the jurisdiction of the Department, excluding
laboratories that constitute part of the nuclear weapons complex;

1
2

For the purpose of this sampling plan, the 2005 academic year is between July 1, 2004 and June 30, 2005.
See Appendix A.

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4. Advising the Secretary with respect to education and training activities required
for effective short- and long-term basic and applied research activities of the
Department;
5. Advising the Secretary with respect to grants and other forms of financial
assistance required for effective short- and long-term basic and applied research
activities of the Department; and
6. Carrying out such additional duties assigned to the Office by the Secretary
relating to basic and applied research, including but not limited to supervision or
support of research activities carried out by any of the Assistant Secretaries
designated by section 203 of this Act, as the Secretary considers advantageous.
[42 U.S.C. 7139]
Items 4, 5, and 6 indicate that the Office of Science has the responsibility to manage
grants and financial assistance concerning education and training activities in basic
sciences. Part of the evaluation of the performance of these grants and other forms of
financial assistance is the number of technical manpower supported by them. Estimates
of the number of graduate students, post-doctoral fellows and doctoral graduates
supported by these grants have been a perennial feature in the department’s annual
budget requests to Congress.3 Thus, a precise quantification of technical manpower
supported by the Department’s grants is consistent with the management objectives of the
Office of Science.
Currently, no statistically valid estimates of technical manpower supported by the
department’s grants exist. The total number of technical manpower supported by the
department’s grants is based on forecasts by the grant recipients (i.e., PIs) at the time
when the grants were initially funded. This estimate is unreliable because it is based on
the best guess of the PIs at the time of funding. While the PI’s initial estimate could be
accurate at the time of the grant’s funding, the reliability of the initial estimate decreases
as the grant matures. Further, the forecasts by the PIs are subjective. Therefore, it is not
possible to quantify the inaccuracies with any confidence.
Moreover, the unit of accounting is inconsistent across grant proposals. While some PIs
reported their estimates of technical manpower supported by the department’s grants in
full time equivalent (FTE), other PIs reported their estimates of technical manpower by
head count without taking into consideration share of support, which are frequently less
than full-time. This inconsistency of unit of accounting could cause double counting and
other inaccuracies in the department’s annual budget requests to Congress. Thus, the
current estimate of technical manpower supported by the department’s grants is only a
best guess. This estimate lacks the rigor of an estimate produced by a survey based on an
appropriately designed sampling plan.
Therefore, the purpose of this survey is to
1. Produce a statistical valid estimate of technical manpower support by the
department’s grants in the 2005 academic year, and
2. Quantify the uncertainty associate with this estimate due to sampling error.
3

For example, see page 23 of Basis Energy Science’s FY 2006 Budget Request to Congress.

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3. Stratified Random Sampling
In principle we could achieve these objectives by questioning all of the principal
investigators of all active awards. However, this is laborious and expensive. Instead we
survey a random sample of principal investigators and use their responses to estimate the
desire quantities for the entire population. A simple random sample, in which every
same-size subset of the population is equally likely to be included in the sample,
produces estimates with quantifiable precisions.
Simple random samples are themselves too expensive because they require a relatively
large sample size to achieve the desired level of precision. For this reason, modifications
of this basic sampling scheme are implemented to produce equally accurate estimates
with a smaller sample. One method to achieve efficiency gains is to partition the
population into strata, and to select a simple random sample from each of these strata. A
stratified random sample produces a more precise estimate about the population because
it is frequently possible to divide a heterogeneous population into strata that are internally
homogenous.4 Thus, the goal of stratification is to partition the population in such a way
that the units within a stratum are as similar as possible, even though one stratum may
differ markedly from another.
The implementation of a stratified random sample predicates on some known structures
within the population. Ideally, a successful stratification would require prior knowledge
about some auxiliary variables that are correlated with the quantities of interests. In the
absence of perfect prior knowledge, one could still rely on features of data, to partition
the population into strata that are likely to correlate with the quantities of interests.
Thus, in keeping with best practices, we propose to implement a stratified random
sampling in two phases. The initial phase involves the selection of a feasibility sample,
in which the stratification and sample allocation are based on the judgments guided by
data analyses. Based on the results of this feasibility sample, the second phase
implementation will either re-stratified or increase the sample size to achieve the
prescribed precision requirement.

4. Sampling Frame and Population
A sampling frame is a list of items in the population from which we select a sample. Our
sampling frame is based on the IMFC database, retrieved in September 2004. This
database contains an exhaustive list of all active awards granted by the DOE. This
database also contains auxiliary information, such as the program, funding amount and
reported number of graduate students etc.

4

Although, it is not universally true that any stratified random sample will yield a more precise estimate. If
appropriately applied, stratification nearly always results in a more precise estimate than by a comparable
simple random sample. See “Sampling Techniques,” by William Cochran.

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Specifically, the retrieved database contains funding information of 2,716 distinct
awards.5 These 2,716 awards amount to about $292,109,312 in total funding. Each of
these distinct awards forms a sampling unit within the sampling frame.6
These 2,716 awards are classified into six program types, which are:7
1. Advanced Science Computing;
2. Basic Energy;
3. Biological and Environmental Sciences;
4. Fusion Energy Sciences;
5. High Energy Physics; and
6. Lab Ops and ES&H.
Table 1: Distribution of Awards and Funding by Program
Program
Advanced Sci Computing
Basic Energy
Biological and Environmental Sciences
Fusion Energy Sciences
High Energy Physics
Lab Ops and ES&H
Total

Funding Amount
$1,262,155
$99,323,251
$45,654,905
$55,022,963
$90,846,038
$292,109,312

Number of Awards
217
1,229
821
256
190
3
2,716

Table 1 shows that the distribution of awards and funding is uneven across these six
programs. For instance, in terms of number of awards, the largest program is Basic
Energy, which represents about 46 percent of the awards, and about 34 percent of the
total funding. The second largest program is Biological and Environmental Sciences,
which represents about 23 percent of the awards, and 16 percent of the total funding.
Figure 1 shows that the top two program types dominate the number of awards.

5

Awards are identified by “awardno” in the database.
Some of these awards contain subcontracts and include funding for off-site research projects, which
require separate surveys. Since this sampling plan envisions a 100 percent sample from these subunits,
their presence does not alter the substance of the sampling methodology, i.e., no second stage sampling is
required.
7
Excluded from the sampling frame are 199 awards in Nuclear Physics, which amount to about
$62,500,964.
6

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Figure 1: Distribution of Awards by Program

The distribution of funding by program is likewise uneven. Figure 2 depicts the
proportions of funding by program. It shows that Basic Energy and High Energy Physics
account for about 65 percent of the total funding. Biological and Environmental Sciences
and Fusion Energy Sciences divide the rest of the funding in roughly equal proportion.
Advanced Scientific Computing represents less than one percent of the total funding.
Lab Ops and ES&H did not receive funding as of the extraction of the database.

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Figure 2: Distribution of Funding by Program

We also note that 1,839, or about 68 percent of the total awards, appear to have received
no funding in 2005. These 1,839 awards probably represent active grants that are in their
second or third year of funding. It is likely that these multi-year awards had reported the
entire amount of their funding in the academic year in which they were first funded.
Therefore, these otherwise active awards reported zero funding in years subsequent to
initial funding. Moreover, these 1,839 awards did not report the number of graduate
students funded by the grants. That is, beyond the initial estimate of the number of
graduate students supported by the grants, the database does not contain any update in the
subsequent years after initial funding.
There are 877 awards, or 32 percent of the total awards, that reported non-zero funding in
the database. These 877 awards are all in their first year of funding (in 2004), and have
reported estimates of the number of graduate students supported by the grants. Table 2
shows that awards that were funded in 2004 reported non-zero funding amounts and
number of graduate students. Awards that were funded prior to 2004 reported neither the
funding amount nor the number of graduate students.
Table 2: Reported Amount of Funding, Number of Awards and Report number of Graduate
Students by Program
Program
Advanced Sci Computing
Basic Energy

Funding Amount
Reported zero funding
0
0

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Number of Awards
214
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Program
Funding Amount
Biological and Environmental Sciences
0
Fusion Energy Sciences
0
High Energy Physics
0
Lab Ops and ES&H
0
Total
0
Reported non-zero funding
Advanced Sci Computing
$1,262,155
Basic Energy
$99,323,251
Biological and Environmental Sciences
$45,654,905
Fusion Energy Sciences
$55,022,963
High Energy Physics
$90,846,038
Lab Ops and ES&H
Total
$292,109,312

Number of Awards
668
162
78
3
1,839
3
515
153
94
112
877

Among the awards that were funded in 2004, a noticeable relationship emerges between
the reported number of graduate students and program. Figure 3 is a bar chart of the
mean of reported number of graduate students by program. It shows that different
programs, on average, supported different number of graduate students. For example, on
average, each award in High Energy Physics supports about six graduate students. Each
award in Advance Scientific Computing supports about five graduate students. On
average, an award in Fusion Energy Sciences, Lab Ops and ES&H, and Biological and
Environmental Sciences support about only two graduate students.

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Figure 3: Mean number of Reported Graduate Student by Program

5.7
5.0
2.3
2.0
1.8

0

2
4
Mean of Reported Number of Graduate Student

6

Advanced Sci Computing

Basic Energy

Biological and Environmental Sciences

Fusion Energy Sciences

High Energy Physics

Lab Ops and ES&H

Table 3 presents summary statistics of the reported number of graduate students for 877
awards that have received funding in 2004. In addition to variations by the mean, the
standard deviations vary noticeably by program as well.
Table 3: Summary Statistics for the Reported Number of Graduate Students by Program
Program

Mean

Advanced Sci Computing
Basic Energy
Biological and Environmental Sciences
Fusion Energy Sciences
High Energy Physics

Graduate Students
Std. Dev.
5
3
2
4.8
1.8
1.4
2.3
2.6
5.7
5.3

Lab Ops and ES&H
Total

2.5

4.4

Count
3
515
153
94
112
0
877

The above analyses provide three observations that have an impact on stratification:
1. The database does not provide information on the funding amount and the
reported number of graduate students for awards that were funded in years prior
to 2004.
2. The number of awards and the size of the funding vary significantly by program.
3. The distributions of the reported number of graduate students differ noticeably by
program.
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5. Method of Sampling Selection
Because the reported number of graduate students in the database is likely to correlate
with the actual quantities of technical manpower employed by the active awards, the
results of the above analyses give support to stratify the population by program to achieve
an efficient estimate. In additional to stratifying the awards by program, we further
stratified the population by a binary indicator that indicates whether an award reported
number of graduate students. As discussed earlier, the database captures both the
reported number of graduate students and the funding amount only for awards in their
initial year of funding. And because about 2/3 of the active awards are in their second
and third year of funding, it is important to ensure these awards’ representation in the
sample. We therefore partitioned the population into 12 strata, two strata per program.
Within each program, awards are differentiated by whether an award reported number of
graduate students.
For the initial feasibility sample, we choose a sample size of 366 from these 12 strata.
Table 4 summarizes the distribution of the sampled items by program and by whether an
award reported graduate students.

Table 4: Distribution of Sampled Items by Program and Whether an Award Reported Graduate
Students
Program

Sample Size
Reported Zero Students
Advanced Sci Computing
12
Basic Energy
38
Biological and Environmental Sciences
35
Fusion Energy Sciences
9
High Energy Physics
5
Lab Ops and ES&H
1
Total
100
Reported Non-Zero Students
Advanced Sci Computing
3
Basic Energy
154
Biological and Environmental Sciences
46
Fusion Energy Sciences
29
High Energy Physics
34
Lab Ops and ES&H
Total
266

Population Size
214
714
668
162
78
3
1,839
3
515
153
94
112
877

To select a sample of 366 items from the population, we first sort the database by
program and award number, which is unique in the database. We than assigned a random

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number based on a uniform distribution.8 This number randomized the items in sampling
frame. Based on the sample allocation scheme in Table 4, we selected a sample of 366
items.

6. Design of an Online Survey
The surveying literature has identified several strengths and weakness about online and
telephone surveys. This section summarizes our research results and the specifics of the
DOE Technical Manpower survey that mitigate and amplify these limitations.
Specifically, the survey literature has indicated that online surveys are likely to achieve a
lower response rate (incomplete and non-responses) compared to telephone surveys
because online surveys
1. Are not administrated by interviewers, human assistance or probing for difficult
questions is not possible.
2. Have to be administrated via Internet portals, and therefore exclude the portion of
population without Internet access.
Given the target population of this survey, many of the aforementioned limitations are
mitigated. The target respondents of this survey are scientists at universities who have
received DOE grants. These scientists are likely to have high-speed Internet access and,
presumably, knowledgeable in using Internet.
Also, human assistance is not without its problems. On one hand, interviewer assistance
can solicit otherwise difficult to obtain information. On the other hand, it can also
introduce unintended interviewer influences, and thus skewing the response. Online
surveys can utilize pop-up windows, links and other visual aids to assist the respondents.
We can also provide a help desk during usual office hours to assist the respondents.
The benefits associated with online surveying include:
1. Online surveys are more cost-effective:
a. Beyond the fixed start up costs, the marginal costs for an additional survey
is negligible. These savings apply to follow-up and next year’s studies.
2. Online surveys can provide and retrieve more information than telephone survey
because:
a. Online surveys can allow pop-up windows and links for definition and
example;
b. Online survey can provide visual clues;
c. Online survey can detect pauses, the number of times the respondent
return to the survey after interruptions, and the duration necessary to
complete the survey.
3. Unlike telephone surveys, online surveys do not require pre-designed
appointments.
4. Unlike telephone surveys, online surveys can be completed in intervals.
8

We implemented the randomization using STATA, a statistical software program. To ensure
reproducibility, we set a seed at 9162004, the date when the sample was selected.

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5. Online survey can send out e-mail reminder to non-respondents.
6. Automated skip-patterns and response validation to minimize response time and
response consistency.
We have implemented a number of steps to ensure the Technical Manpower survey is as
clear as possible.
1. The DOE Technical Manpower survey is designed by experts in survey design.9
The language and the organization of the survey are intended to achieve clarity
and cohesion.
2. We have pre-tested the survey through telephone interviews with three actual
principal investigators. The results of the pre-test telephone interviews have
further clarified ambiguities and assisted in anticipating contexts that could lead
to misinterpretation.
3. The online survey allows hyperlinks and pop-up windows that provide precision
definitions of terms to further eliminate ambiguity.
4. A helpdesk is established during the fielding of the survey to answer any
remaining questions.
Because a copy of the survey questionnaire is attached as an appendix, suffice it to note
that the proposed questionnaire enquires about the numbers of graduate students,
undergraduates, (co-) principal investigators, (non-) technical personnel etc. In addition
to the quantities of technical manpower, the proposed questionnaire also enquires about
the full- or part-time status of these categories of technical manpower. In case the
selected grants also fund off-site research and subcontracts, the proposed questionnaire
differentiates off-site research and subcontracts, isolating the survey responses to
research activities that respondents exercise immediate control over.
We also note that the proposed online survey questionnaire is imbedded with skip-pattern
logic to route the respondents to relevant questions depending on their responses to prior
questions. Also, the survey questionnaire imposes constraints on response format to
further mitigate response errors. A copy of a question flow chart is collected in Appendix
B: Questionnaire Flowchart.

7. Implementation Feasibility
The implementation of a feasibility sample begins with a letter to send to the selected
principal investigators. This letter will be issued by the DOE Office of Science, which
states the purpose of the survey and ensures respondents’ confidentiality. The online
survey literature indicates that pre-notification by a different medium could greatly
enhance the likelihood of success of the survey.
Following the pre-notification letter is an e-mail that invites the selected principal
investigators to log onto the online survey. This e-mail invitation provides a login
9

Specifically, Professor Frauke Kreuter of the Joint Program of Survey Research of University of
Maryland at College Park, and Professor Robert Gould of the Department of Statistics at University of
California at Los Angeles are the principal architects of the DOE manpower survey.

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identification number and a password. This login identification number and password
permit the respondents to save and edit their responses prior to final submission. Once a
response is successfully submitted, an acknowledgment and a copy of their responses will
be e-mailed. We expect the fielding periods for the feasibility phase to last a month after
the mailing of the invitation e-mail.
Follow-up reminders will be e-mailed to those principal investigators that fail to log on to
the online survey after one week of the receipt of the e-mail invitation. Follow-up phone
calls will be placed to those principal investigators that fail to log on to the online survey
after two weeks of the receipt of the initial e-mail invitation. At the conclusion of the
field period, e-mail reminders will also be sent to those respondents that have logged in
the online survey but have failed to complete and submit the survey. To increase the
response rate, we will host a help desk during regular office hours to answer questions
and provide clarifications.

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Appendix A: Feasibility Sample
Sample No

Unique ID

1

8

Advanced Sci Computing

Program

0

25047

2

12

Advanced Sci Computing

0

25164

3

31

Advanced Sci Computing

0

25452

4

64

Advanced Sci Computing

0

25488

5

66

Advanced Sci Computing

0

25490

6

73

Advanced Sci Computing

0

25497

7

89

Advanced Sci Computing

0

25515

8

99

Advanced Sci Computing

0

25533

9

155

Advanced Sci Computing

0

25592

10

179

Advanced Sci Computing

0

25621

11

189

Advanced Sci Computing

0

25631

12

192

Advanced Sci Computing

0

25634

13

215

Advanced Sci Computing

1

25053

14

216

Advanced Sci Computing

1

25341

15

217

Advanced Sci Computing

1

25517

16

260

Basic Energy

0

14187

17

281

Basic Energy

0

14485

18

284

Basic Energy

0

14534

19

309

Basic Energy

0

14771

20

318

Basic Energy

0

14853

21

328

Basic Energy

0

14907

22

352

Basic Energy

0

15097

23

375

Basic Energy

0

15161

24

377

Basic Energy

0

15169

25

384

Basic Energy

0

15181

26

396

Basic Energy

0

15204

27

410

Basic Energy

0

15227

28

431

Basic Energy

0

15267

29

433

Basic Energy

0

15270

30

436

Basic Energy

0

15282

31

445

Basic Energy

0

15313

32

463

Basic Energy

0

15351

33

466

Basic Energy

0

15354

34

476

Basic Energy

0

15375

35

493

Basic Energy

0

15411

36

518

Basic Energy

0

15443

37

554

Basic Energy

0

15511

38

562

Basic Energy

0

15529

39

581

Basic Energy

0

15556

40

617

Basic Energy

0

15598

41

647

Basic Energy

0

20015

42

650

Basic Energy

0

20033

43

705

Basic Energy

0

20312

44

730

Basic Energy

0

45438

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Reported Student (=1)

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Award No

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Sample No

Unique ID

45

739

Basic Energy

Program

0

45579

46

794

Basic Energy

0

45891

47

825

Basic Energy

0

45942

48

844

Basic Energy

0

45996

49

849

Basic Energy

0

46011

50

851

Basic Energy

0

46013

51

876

Basic Energy

0

46078

52

892

Basic Energy

0

46096

53

924

Basic Energy

0

46173

54

935

Basic Energy

1

13251

55

936

Basic Energy

1

13289

56

947

Basic Energy

1

13500

57

951

Basic Energy

1

13537

58

954

Basic Energy

1

13579

59

956

Basic Energy

1

13622

60

960

Basic Energy

1

13690

61

961

Basic Energy

1

13714

62

962

Basic Energy

1

13742

63

966

Basic Energy

1

13850

64

970

Basic Energy

1

13880

65

973

Basic Energy

1

13941

66

976

Basic Energy

1

14020

67

978

Basic Energy

1

14048

68

981

Basic Energy

1

14125

69

997

Basic Energy

1

14303

70

998

Basic Energy

1

14305

71

1000

Basic Energy

1

14320

72

1001

Basic Energy

1

14327

73

1003

Basic Energy

1

14333

74

1007

Basic Energy

1

14359

75

1008

Basic Energy

1

14363

76

1014

Basic Energy

1

14467

77

1017

Basic Energy

1

14500

78

1022

Basic Energy

1

14546

79

1023

Basic Energy

1

14549

80

1025

Basic Energy

1

14568

81

1026

Basic Energy

1

14589

82

1028

Basic Energy

1

14600

83

1030

Basic Energy

1

14619

84

1033

Basic Energy

1

14626

85

1035

Basic Energy

1

14641

86

1046

Basic Energy

1

14678

87

1047

Basic Energy

1

14680

88

1049

Basic Energy

1

14684

89

1050

Basic Energy

1

14685

90

1059

Basic Energy

1

14814

91

1060

Basic Energy

1

14847

92

1063

Basic Energy

1

14879

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Reported Student (=1)

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Award No

12/28/06

DOE Office of Science

Technical Manpower Survey Sampling Plan

Sample No

Unique ID

93

1066

Basic Energy

Program

Reported Student (=1)
1

Award No
14890

94

1070

Basic Energy

1

14908

95

1075

Basic Energy

1

14943

96

1076

Basic Energy

1

14949

97

1080

Basic Energy

1

14982

98

1082

Basic Energy

1

14988

99

1087

Basic Energy

1

14996

100

1088

Basic Energy

1

14998

101

1089

Basic Energy

1

14999

102

1096

Basic Energy

1

15035

103

1106

Basic Energy

1

15121

104

1107

Basic Energy

1

15129

105

1113

Basic Energy

1

15176

106

1120

Basic Energy

1

15244

107

1132

Basic Energy

1

15287

108

1133

Basic Energy

1

15296

109

1136

Basic Energy

1

15317

110

1137

Basic Energy

1

15318

111

1140

Basic Energy

1

15328

112

1141

Basic Energy

1

15331

113

1145

Basic Energy

1

15364

114

1148

Basic Energy

1

15372

115

1154

Basic Energy

1

15387

116

1155

Basic Energy

1

15389

117

1156

Basic Energy

1

15390

118

1159

Basic Energy

1

15404

119

1165

Basic Energy

1

15422

120

1167

Basic Energy

1

15424

121

1172

Basic Energy

1

15457

122

1174

Basic Energy

1

15460

123

1176

Basic Energy

1

15463

124

1177

Basic Energy

1

15464

125

1179

Basic Energy

1

15466

126

1182

Basic Energy

1

15472

127

1184

Basic Energy

1

15474

128

1187

Basic Energy

1

15481

129

1188

Basic Energy

1

15490

130

1189

Basic Energy

1

15496

131

1191

Basic Energy

1

15503

132

1192

Basic Energy

1

15505

133

1201

Basic Energy

1

15520

134

1205

Basic Energy

1

15530

135

1214

Basic Energy

1

15568

136

1216

Basic Energy

1

20021

137

1224

Basic Energy

1

20175

138

1226

Basic Energy

1

20206

139

1228

Basic Energy

1

20221

140

1235

Basic Energy

1

45118

Prepared by Summit Consulting, LLC

16

12/28/06

DOE Office of Science

Technical Manpower Survey Sampling Plan

Sample No

Unique ID

141

1236

Basic Energy

Program

1

45125

142

1237

Basic Energy

1

45170

143

1239

Basic Energy

1

45237

144

1244

Basic Energy

1

45331

145

1245

Basic Energy

1

45332

146

1247

Basic Energy

1

45405

147

1251

Basic Energy

1

45435

148

1253

Basic Energy

1

45471

149

1259

Basic Energy

1

45504

150

1260

Basic Energy

1

45538

151

1261

Basic Energy

1

45543

152

1262

Basic Energy

1

45557

153

1264

Basic Energy

1

45576

154

1272

Basic Energy

1

45628

155

1273

Basic Energy

1

45632

156

1280

Basic Energy

1

45685

157

1281

Basic Energy

1

45686

158

1284

Basic Energy

1

45702

159

1292

Basic Energy

1

45770

160

1296

Basic Energy

1

45778

161

1304

Basic Energy

1

45805

162

1305

Basic Energy

1

45810

163

1307

Basic Energy

1

45818

164

1310

Basic Energy

1

45827

165

1316

Basic Energy

1

45869

166

1317

Basic Energy

1

45871

167

1318

Basic Energy

1

45872

168

1320

Basic Energy

1

45885

169

1322

Basic Energy

1

45906

170

1323

Basic Energy

1

45907

171

1327

Basic Energy

1

45913

172

1329

Basic Energy

1

45923

173

1330

Basic Energy

1

45927

174

1334

Basic Energy

1

45933

175

1336

Basic Energy

1

45940

176

1341

Basic Energy

1

45957

177

1342

Basic Energy

1

45958

178

1343

Basic Energy

1

45959

179

1345

Basic Energy

1

45961

180

1346

Basic Energy

1

45963

181

1349

Basic Energy

1

45967

182

1352

Basic Energy

1

45974

183

1354

Basic Energy

1

45976

184

1368

Basic Energy

1

46010

185

1369

Basic Energy

1

46014

186

1370

Basic Energy

1

46015

187

1375

Basic Energy

1

46023

188

1377

Basic Energy

1

46027

Prepared by Summit Consulting, LLC

Reported Student (=1)

17

Award No

12/28/06

DOE Office of Science

Technical Manpower Survey Sampling Plan

Sample No

Unique ID

189

1378

Basic Energy

Program

1

46028

190

1380

Basic Energy

1

46031

191

1381

Basic Energy

1

46033

192

1385

Basic Energy

1

46038

193

1387

Basic Energy

1

46040

194

1389

Basic Energy

1

46042

195

1391

Basic Energy

1

46044

196

1394

Basic Energy

1

46053

197

1400

Basic Energy

1

46066

198

1401

Basic Energy

1

46072

199

1402

Basic Energy

1

46076

200

1404

Basic Energy

1

46086

201

1410

Basic Energy

1

46103

202

1415

Basic Energy

1

46109

203

1419

Basic Energy

1

46114

204

1423

Basic Energy

1

46119

205

1425

Basic Energy

1

46121

206

1439

Basic Energy

1

46142

207

1446

Basic Energy

1

46155

208

1447

Biological and Environmental Sciences

0

10926

209

1458

Biological and Environmental Sciences

0

11114

210

1461

Biological and Environmental Sciences

0

11118

211

1465

Biological and Environmental Sciences

0

11127

212

1513

Biological and Environmental Sciences

0

62028

213

1523

Biological and Environmental Sciences

0

62210

214

1542

Biological and Environmental Sciences

0

62472

215

1557

Biological and Environmental Sciences

0

62687

216

1609

Biological and Environmental Sciences

0

63025

217

1638

Biological and Environmental Sciences

0

63157

218

1653

Biological and Environmental Sciences

0

63195

219

1680

Biological and Environmental Sciences

0

63242

220

1685

Biological and Environmental Sciences

0

63248

221

1708

Biological and Environmental Sciences

0

63280

222

1736

Biological and Environmental Sciences

0

63333

223

1745

Biological and Environmental Sciences

0

63365

224

1747

Biological and Environmental Sciences

0

63373

225

1767

Biological and Environmental Sciences

0

63442

226

1775

Biological and Environmental Sciences

0

63456

227

1816

Biological and Environmental Sciences

0

63512

228

1851

Biological and Environmental Sciences

0

63586

229

1860

Biological and Environmental Sciences

0

63598

230

1869

Biological and Environmental Sciences

0

63609

231

1876

Biological and Environmental Sciences

0

63621

232

1917

Biological and Environmental Sciences

0

63671

233

1932

Biological and Environmental Sciences

0

63688

234

1937

Biological and Environmental Sciences

0

63693

235

1978

Biological and Environmental Sciences

0

63774

236

2017

Biological and Environmental Sciences

0

63839

Prepared by Summit Consulting, LLC

Reported Student (=1)

18

Award No

12/28/06

DOE Office of Science

Technical Manpower Survey Sampling Plan

Sample No

Unique ID

237

2019

Biological and Environmental Sciences

Program

0

63841

238

2024

Biological and Environmental Sciences

0

63850

239

2048

Biological and Environmental Sciences

0

63874

240

2050

Biological and Environmental Sciences

0

63876

241

2082

Biological and Environmental Sciences

0

63909

242

2104

Biological and Environmental Sciences

0

63932

243

2115

Biological and Environmental Sciences

1

15012

244

2127

Biological and Environmental Sciences

1

61768

245

2129

Biological and Environmental Sciences

1

61937

246

2132

Biological and Environmental Sciences

1

62370

247

2133

Biological and Environmental Sciences

1

62443

248

2134

Biological and Environmental Sciences

1

62452

249

2135

Biological and Environmental Sciences

1

62469

250

2139

Biological and Environmental Sciences

1

62570

251

2140

Biological and Environmental Sciences

1

62571

252

2148

Biological and Environmental Sciences

1

62809

253

2149

Biological and Environmental Sciences

1

62844

254

2150

Biological and Environmental Sciences

1

62882

255

2162

Biological and Environmental Sciences

1

63144

256

2163

Biological and Environmental Sciences

1

63147

257

2173

Biological and Environmental Sciences

1

63224

258

2178

Biological and Environmental Sciences

1

63324

259

2180

Biological and Environmental Sciences

1

63332

260

2182

Biological and Environmental Sciences

1

63339

261

2197

Biological and Environmental Sciences

1

63445

262

2198

Biological and Environmental Sciences

1

63446

263

2201

Biological and Environmental Sciences

1

63483

264

2203

Biological and Environmental Sciences

1

63493

265

2204

Biological and Environmental Sciences

1

63502

266

2205

Biological and Environmental Sciences

1

63507

267

2209

Biological and Environmental Sciences

1

63516

268

2211

Biological and Environmental Sciences

1

63530

269

2220

Biological and Environmental Sciences

1

63655

270

2224

Biological and Environmental Sciences

1

63663

271

2225

Biological and Environmental Sciences

1

63704

272

2227

Biological and Environmental Sciences

1

63712

273

2232

Biological and Environmental Sciences

1

63727

274

2233

Biological and Environmental Sciences

1

63729

275

2235

Biological and Environmental Sciences

1

63732

276

2236

Biological and Environmental Sciences

1

63733

277

2238

Biological and Environmental Sciences

1

63737

278

2239

Biological and Environmental Sciences

1

63741

279

2242

Biological and Environmental Sciences

1

63746

280

2245

Biological and Environmental Sciences

1

63752

281

2248

Biological and Environmental Sciences

1

63757

282

2249

Biological and Environmental Sciences

1

63763

283

2251

Biological and Environmental Sciences

1

63770

284

2253

Biological and Environmental Sciences

1

63784

Prepared by Summit Consulting, LLC

Reported Student (=1)

19

Award No

12/28/06

DOE Office of Science

Technical Manpower Survey Sampling Plan

Sample No

Unique ID

285

2254

Biological and Environmental Sciences

Program

1

63785

286

2258

Biological and Environmental Sciences

1

63803

287

2262

Biological and Environmental Sciences

1

63823

288

2264

Biological and Environmental Sciences

1

63842

289

2332

Fusion Energy Sciences

0

54628

290

2346

Fusion Energy Sciences

0

54659

291

2358

Fusion Energy Sciences

0

54685

292

2380

Fusion Energy Sciences

0

54727

293

2389

Fusion Energy Sciences

0

54744

294

2398

Fusion Energy Sciences

0

54764

295

2406

Fusion Energy Sciences

0

54783

296

2411

Fusion Energy Sciences

0

54788

297

2421

Fusion Energy Sciences

0

54798

298

2430

Fusion Energy Sciences

1

52118

299

2432

Fusion Energy Sciences

1

52131

300

2438

Fusion Energy Sciences

1

53222

301

2441

Fusion Energy Sciences

1

53296

302

2442

Fusion Energy Sciences

1

54109

303

2453

Fusion Energy Sciences

1

54344

304

2455

Fusion Energy Sciences

1

54350

305

2460

Fusion Energy Sciences

1

54376

306

2461

Fusion Energy Sciences

1

54413

307

2462

Fusion Energy Sciences

1

54437

308

2464

Fusion Energy Sciences

1

54458

309

2465

Fusion Energy Sciences

1

54459

310

2467

Fusion Energy Sciences

1

54464

311

2468

Fusion Energy Sciences

1

54475

312

2470

Fusion Energy Sciences

1

54513

313

2478

Fusion Energy Sciences

1

54538

314

2480

Fusion Energy Sciences

1

54546

315

2493

Fusion Energy Sciences

1

54692

316

2497

Fusion Energy Sciences

1

54708

317

2500

Fusion Energy Sciences

1

54715

318

2504

Fusion Energy Sciences

1

54737

319

2505

Fusion Energy Sciences

1

54738

320

2510

Fusion Energy Sciences

1

54747

321

2511

Fusion Energy Sciences

1

54750

322

2513

Fusion Energy Sciences

1

54753

323

2516

Fusion Energy Sciences

1

54760

324

2517

Fusion Energy Sciences

1

54762

325

2519

Fusion Energy Sciences

1

54765

326

2521

Fusion Energy Sciences

1

54768

327

2526

High Energy Physics

0

40226

328

2527

High Energy Physics

0

40291

329

2533

High Energy Physics

0

40797

330

2550

High Energy Physics

0

41184

331

2575

High Energy Physics

0

41283

332

2602

High Energy Physics

1

40153

Prepared by Summit Consulting, LLC

Reported Student (=1)

20

Award No

12/28/06

DOE Office of Science

Technical Manpower Survey Sampling Plan

Sample No

Unique ID

333

2605

High Energy Physics

Program

1

40231

334

2606

High Energy Physics

1

40546

335

2615

High Energy Physics

1

40631

336

2617

High Energy Physics

1

40643

337

2622

High Energy Physics

1

40661

338

2631

High Energy Physics

1

40679

339

2635

High Energy Physics

1

40685

340

2639

High Energy Physics

1

40695

341

2646

High Energy Physics

1

40709

342

2647

High Energy Physics

1

40715

343

2648

High Energy Physics

1

40716

344

2652

High Energy Physics

1

40788

345

2653

High Energy Physics

1

40823

346

2656

High Energy Physics

1

40854

347

2658

High Energy Physics

1

40893

348

2664

High Energy Physics

1

40917

349

2665

High Energy Physics

1

40919

350

2667

High Energy Physics

1

40938

351

2671

High Energy Physics

1

40954

352

2675

High Energy Physics

1

40969

353

2677

High Energy Physics

1

41005

354

2680

High Energy Physics

1

41027

355

2685

High Energy Physics

1

41045

356

2687

High Energy Physics

1

41104

357

2689

High Energy Physics

1

41117

358

2694

High Energy Physics

1

41262

359

2698

High Energy Physics

1

41288

360

2700

High Energy Physics

1

41290

361

2703

High Energy Physics

1

41295

362

2705

High Energy Physics

1

41299

363

2707

High Energy Physics

1

41305

364

2709

High Energy Physics

1

41308

365

2710

High Energy Physics

1

41310

366

2716

Lab Ops and ES&H

0

35838

Prepared by Summit Consulting, LLC

Reported Student (=1)

21

Award No

12/28/06

DOE Office of Science

Technical Manpower Survey Sampling Plan

Appendix B: Questionnaire Flowchart

Prepared by Summit Consulting, LLC

22

12/28/06


File Typeapplication/pdf
File TitleMicrosoft Word - SUPPORTING STATEMENT PART B - Sampling Plan 08 24 06.doc
AuthorAlbert Lee
File Modified2006-12-28
File Created2006-12-28

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