Information Collection

Notice of Assumption or Termination of Transfer Agent Services (17 C.F.R. 240.17Ad-16)

IC 35014 under ICR 200701-3235-018 · OMB 3235-0413.

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Information Collection (IC) Details

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IC Title:	Notice of Assumption or Termination of Transfer Agent Services (17 C.F.R. 240.17Ad-16)	Agency IC Tracking Number:	270-363

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ad-16

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 600	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	600	-5,900	6,500
Annual IC Time Burden (Hours)	150	-1,425	1,575
Annual IC Cost Burden (Dollars)	4,500	4,500	0

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