Information Collection

Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)

IC 34157 under ICR 200701-3235-041 · OMB 3235-0057.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0057 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-733A Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)	Form and Instruction
SEC-733A Regulation 14C reg14c.pdf www.sec.gov/about/forms/reg14c.pdf	Form and Instruction

IC Title:

Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)

Agency IC Tracking Number:

270-57

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.14c-101 17 CFR 240.14c-1 - 240.14c-7

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC-733A	Regulation 14C	reg14c.pdf	http://www.sec.gov/about/forms/reg14c.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 680

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	680	-1	681
Annual IC Time Burden (Hours)	52,337	7,902	44,435
Annual IC Cost Burden (Dollars)	5,951,639	26,939	5,924,700

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.