Information Collection

(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal

IC 20062 under ICR 200703-1557-001 · OMB 1557-0184.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1557-0184 can be found here:

Documents and Forms

Document Name Document Type
Form MSD (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal Form and Instruction
MSD-4 Instructions.pdf www.federalreserve.gov/boarddocs/reportforms/forms/FR_MSD-420010613_i.pdf Instruction
MSD-5 Instructions.pdf www.federalreserve.gov/boarddocs/reportforms/forms/FR_MSD-520010613_i.pdf Instruction
G-FIN Instructions.pdf www.federalreserve.gov/boarddocs/reportforms/forms/FR_G-FIN19980518_i.pdf Instruction
G-FINW Instructions.pdf www.federalreserve.gov/boarddocs/reportforms/forms/FR_G-FINW19980518_i.pdf Instruction
MSD Application for Registration as a Municipal Securities D MSD Form and Instructions.pdf www.sec.gov/about/forms/formmsd.pdf Form and Instruction
MSDW Notice of Withdrawal from Registration as a Municipal Se MSDW Form and Instructions.pdf www.sec.gov/about/forms/formmsdw.pdf Form and Instruction
MSD-4 Uniform Application for Municipal Securities Principal o MSD-4.pdf www.federalreserve.gov/boarddocs/reportforms/forms/FR_MSD-420010613_f.pdf Form
MSD-5 Uniform Termination Notice for Municipal Securities Prin MSD-5.pdf www.federalreserve.gov/boarddocs/reportforms/forms/FR_MSD-520010613_f.pdf Form
G-FIN Notice by Financial Institutions of Government Securitie G-FIN.pdf www.federalreserve.gov/boarddocs/reportforms/forms/FR_G-FIN20010516_f.pdf Form
G-FINW Notice by Financial Institutions of Termination of Activ G-FINW.pdf www.federalreserve.gov/boarddocs/reportforms/forms/FR_G-FINW20010516_f.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	MSD	Application for Registration as a Municipal Securities Dealer Pursuant to Rule 15Ba2-1 Under the Securities Exchange Act of 1934 or Amendment to Such Application	MSD Form and Instructions.pdf	http://www.sec.gov/about/forms/formmsd.pdf	Yes	Yes	Printable Only
Form and Instruction	MSDW	Notice of Withdrawal from Registration as a Municipal Securities Dealer Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1)	MSDW Form and Instructions.pdf	http://www.sec.gov/about/forms/formmsdw.pdf	Yes	Yes	Printable Only
Form	MSD-4	Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with Bank Municipal Securities Dealer	MSD-4.pdf	http://www.federalreserve.gov/boarddocs/reportforms/forms/FR_MSD-420010613_f.pdf	Yes	Yes	Printable Only
Instruction			MSD-4 Instructions.pdf	http://www.federalreserve.gov/boarddocs/reportforms/forms/FR_MSD-420010613_i.pdf	Yes	Yes	Printable Only
Form	MSD-5	Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Municipal Securities Dealer	MSD-5.pdf	http://www.federalreserve.gov/boarddocs/reportforms/forms/FR_MSD-520010613_f.pdf	Yes	Yes	Printable Only
Instruction			MSD-5 Instructions.pdf	http://www.federalreserve.gov/boarddocs/reportforms/forms/FR_MSD-520010613_i.pdf	Yes	Yes	Printable Only
Form	G-FIN	Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities	G-FIN.pdf	http://www.federalreserve.gov/boarddocs/reportforms/forms/FR_G-FIN20010516_f.pdf	Yes	Yes	Printable Only
Instruction			G-FIN Instructions.pdf	http://www.federalreserve.gov/boarddocs/reportforms/forms/FR_G-FIN19980518_i.pdf	Yes	Yes	Printable Only
Form	G-FINW	Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer	G-FINW.pdf	http://www.federalreserve.gov/boarddocs/reportforms/forms/FR_G-FINW20010516_f.pdf	Yes	Yes	Printable Only
Instruction			G-FINW Instructions.pdf	http://www.federalreserve.gov/boarddocs/reportforms/forms/FR_G-FINW19980518_i.pdf	Yes	Yes	Printable Only

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 33	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,227	-1,853	3,080
Annual IC Time Burden (Hours)	1,173	-1,533	2,706
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.