Form NSF REU 1 (Faculty NSF REU 1 (Faculty REU Academic Year Faculty Member Survey

Follow-up Research on Undergraduate Research Opportunities (URO-2)

3145-0121 resubmission REU Faculty Member Survey with letter

Academic Year Faculty Mentor Survey

OMB: 3145-0121

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QUESTIONNAIRE COVER LETTER
For REU Faculty Mentors
Subject line: NSF Research Experiences for Undergraduates (REU) Questionnaire
Dear Dr. [insert last name],
We are conducting a study for NSF on its Research Experiences for Undergraduates (REU) Program and
would appreciate your participation. Your name was provided to us by [insert PI name] as someone who
mentored/supervised undergraduate students in the REU Program during [insert time period].
Our survey questionnaire can be accessed by clicking on this link:
[insert link to questionnaire—respondent’s survey ID number will be imbedded]
If you did not mentor/supervise REU undergraduate students during [insert time period], please reply
to this e-mail with “NOT REU” in the subject line, and we will remove your name from our survey
sample.
All your responses will be strictly confidential and will be used only in combination with those from other
respondents. The ID number included in the survey URL allows us to cross your name off our contact list
once we have received your questionnaire and to send you a summary of the study results.
For more information about our study, please see the overview below. If you have any questions or
problems with the survey, simply reply to this e-mail.
Please complete and submit the questionnaire as soon as possible. Your participation is important to the
success of this study.
Sincerely yours,
Mary P. Hancock
Study Director
SRI International
1100 Wilson Blvd. Suite 2800
Arlington, VA 22209

14

STUDY OVERVIEW
What is the objective of this study?
The objective of the study is to obtain in-depth information about the activities, outcomes, and impacts of the
NSF Directorate of Engineering (ENG) Research Experiences for Undergraduates (REU) Program from the
perspectives of the faculty and undergraduate student participants. It is anticipated that the study results will
help NSF better understand the components and characteristics of effective REUs and thus will help provide
direction to ENG’s REU program officers in their reviews of REU proposals and in the advice they give to
REU PIs. The study is NOT an evaluation of outcomes from individual NSF awards or the people involved
with them.
How was I selected for this study?
All undergraduate students, faculty mentors, and principal investigators (PIs) who participated in NSF ENG
REU awards during 2003 through 2006 are included in this study. The PIs of those awards were contacted
earlier this year and provided us with the names and contact information of undergraduate students who
engaged in REU activities during 2003 through 2006, as well as faculty who mentored/supervised those
students.
Can I get a copy of the study results?
We will send all survey participants a brief summary of the survey results next year. The study report will
be available on SRI’s Web site at http://www.sri.com:8000/policy/csted/reports/university.
Who funded the study and who is involved?
The project is funded by the National Science Foundation and conducted by researchers from SRI
International (formerly Stanford Research Institute) http://www.sri.com/policy.
Privacy Notice
Information from this survey will be retained by the National Science Foundation (NSF), a federal agency,
and will be an integral part of its Privacy Act System of Records in accordance with the Privacy Act of 1974
and maintained in the Education and Training System of Records 63 Fed. Reg. 264, 272 (January 5, 1998).
These are confidential files accessible only to appropriate NSF officials, their staffs, and their contractors
responsible for monitoring, assessing, and evaluating NSF programs. Only data in highly aggregated form
will be made available to anyone outside of NSF for research purposes. Data submitted will be used in
accordance with criteria established by NSF for monitoring research and education grants, and in response to
Public Law 99-383 and 42 USC 1885c.
Where can I find more information about the project?
Contact the SRI study director, Mary Hancock (360-380-4126, [email protected]) or the NSF project
officer, Esther Bolding ([email protected], 703-292-5342).

15

NATIONAL SCIENCE FOUNDATION DIRECTORATE FOR ENGINEERING

RESEARCH EXPERIENCES FOR UNDERGRADUATES (REU) PROGRAM
ACADEMIC YEAR FACULTY MENTOR SURVEY
Public Burden
Submission of the requested information is voluntary. Pursuant to 5 CFR 1320.5(b), an agency may not
conduct or sponsor, and a person is not required to respond to an information collection unless it displays a
valid OMB control number. The OMB control number for this collection is 3145-0121. Public reporting
burden for this collection of information is estimated to average 30 minutes per response, including the time
for reviewing instructions. Send comments regarding this burden estimate or any other aspect of this
collection of information, including suggestions for reducing this burden, to Suzanne Plimpton, Reports
Clearance Officer for OMB Collection 3145-0121 (ENG REU), Facilities and Operations Branch, Division of
Administrative Services, National Science Foundation, 4201 Wilson Blvd., Suite 295, Arlington, VA 22230.

Your responses to this questionnaire are strictly confidential.

Undergraduate Participants in Your Research
1. For how many undergraduates were you a REU research mentor/supervisor during the [insert year] academic year?
(Please include only those with whom you have worked in a one-on-one mentoring relationship. Do not include
undergraduates who are employed as technicians.)

Note: If you cannot differentiate between REU and non-REU undergraduates, please answer for
all undergraduates you mentored during the [insert year] academic year.
By “academic year,” we mean Fall through Spring
Number: ________ IF NONE, PLEASE STOP HERE AND RETURN THE QUESTIONNAIRE
2. How selective are you in accepting undergraduates for participation in your research?
(PLEASE CIRCLE ONE NUMBER)
I am selective ...................................................................

1 Æ PLEASE CONTINUE

I take pretty much anyone who wants to participate........

2 Æ PLEASE SKIP TO QUESTION 5

Someone else selects undergraduates for me ...................

3 Æ PLEASE SKIP TO QUESTION 5

Doesn’t apply: Students are required to do research.......

4 Æ PLEASE SKIP TO QUESTION 5

3. How important is each of the following in selecting undergraduates to participate in your research?
(PLEASE CIRCLE ONE NUMBER IN EACH ROW)
Not
Important

Somewhat
Important

Fairly
Important

Extremely
Important

a. Overall grade point average

1

2

3

4

b. Grade point average in major or selected courses

1

2

3

4

c. Major

1

2

3

4

d. Courses taken

1

2

3

4

e. Prior contact with student

1

2

3

4

(continued)
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28

3. (concluded) How important is each of the following in selecting undergraduates to participate in your research?
(PLEASE CIRCLE ONE NUMBER IN EACH ROW)
Not
Important

Somewhat
Important

Fairly
Important

Extremely
Important

f. Motivation, enthusiasm

1

2

3

4

g. Student’s interests match faculty interests

1

2

3

4

h. Interest in research as a career

1

2

3

4

i. Have sufficient time available

1

2

3

4

j. Dependability

1

2

3

4

k. Obtaining a racially/ethnically diverse mix

1

2

3

4

l. Including a good mix of male and female students

1

2

3

4

1

2

3

4

m. Including students with disabilities

4. In selecting undergraduates for participation in your research for the [insert year] academic year, which of the
following did you tend to prefer?
A. Those who were undecided about graduate school OR those who were already committed to going to graduate
school (PLEASE CIRCLE ONE NUMBER)
Those who were undecided.......... 1
Those who were committed ......... 2
Some of both ................................ 3
Other (please specify:) ................. 4
_________________________
No preference............................... 5
Don’t remember ........................... 9
B. Those with research experience OR those with no research experience (PLEASE CIRCLE ONE NUMBER)
Research experience..................... 1
No research experience ................ 2
Some of both ................................ 3
Other (please specify:) ................. 4
_________________________
No preference............................... 5
Don’t remember ........................... 9
C. Freshmen, OR sophomores OR juniors OR seniors (PLEASE CIRCLE ONE OR MORE NUMBERS)
Freshmen...................................... 1
Sophomores.................................. 2
Juniors .......................................... 3
Seniors.......................................... 4
Some from all classes................... 5
No preference............................... 6
Don’t remember ........................... 9
Other important selection criteria: ____________________________________________________________

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29

Barriers to Increased Undergraduate Research
5. How much do you agree or disagree with each of the following statements about the number of undergraduates
who conduct research? (PLEASE CIRCLE ONE NUMBER IN EACH ROW)

Disagree

Disagree
Somewhat

Agree
Somewhat

Agree

Have No
Idea/
Doesn’t
Apply

a.…if we had financial support for more
undergraduates

1

2

3

4

9

b …if we had more faculty or researchers
available/willing to be mentors/supervisors

1

2

3

4

9

c.…if we had more graduate students or postdocs
available/willing to be mentors/supervisors

1

2

3

4

9

d …if there were more undergraduates who were
interested

1

2

3

4

9

e.…if there were more undergraduates who were
qualified

1

2

3

4

9

f...if we had more lab space, facilities, or
equipment

1

2

3

4

9

g …if we had more financial support for program
administration

1

2

3

4

9

In my department, we probably would include
more undergraduates in our research…

Other barriers to increased undergraduate participation in research: __________________________________
_______________________________________________________________________________________

Your Undergraduate Research Mentoring/Supervising Activities
6. What was the average number of hours per week that you spent engaged in research-related mentoring
activities with all of the undergraduates you mentored/supervised during the [insert year] academic year?
(PLEASE CIRCLE YOUR BEST ESTIMATE)
Average time mentoring per week:
Less than 1 hour per week ............................. 1
1 hour up to 5 hours per week........................ 2
5 hours up to 10 hours per week .................... 3
10 hours up to 20 hours per week .................. 4
20 hours or more per week............................. 5
Have no idea .................................................. 9

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30

7. Which of the following have any of the undergraduates you are mentoring/supervising done during the [insert
year] academic year? (PLEASE CIRCLE ONE OR MORE NUMBERS)
Wrote a proposal describing the research they planned to do................................................

1

Collected and/or analyzed data or information to try to answer a research question.............

2

Gained increasing independence over the course of the year ................................................

3

Will be able to complete their research project (either during this year or later) ..................

4

Mentored other students conducting research or led a student research team .......................

5

Understood how their work contributes to the “bigger picture” of research in this field ......

6

Attended/will attend lectures/seminars on research ethics.....................................................

7

Went/will go on research-related field trip(s) (to other labs, universities, industry, etc.)......

8

Attended/will attend student conference(s) that include students from multiple colleges.....

9

Attended/will attend professional conference(s) (conferences not specifically for students) 10
Received/will receive training in written or oral communication skills ................................ 11
Received/will receive training to use research tools (computer program/language, lab or
field equipment, etc.) ............................................................................................................ 12
Prepared/will prepare a poster presentation describing their research and results................. 13
Prepared/will prepare a final written research report describing their research and results... 14
Delivered/will deliver an oral/PowerPoint presentation describing their research and
results ..................................................................................................................................... 15
Authored or co-authored a paper (or will do so) that has been or will be submitted for
publication in a professional journal...................................................................................... 16
Don’t remember ..................................................................................................................... 99
8. To what extent, if at all, do you think your undergraduates’ experiences that year increased each of the following?
(PLEASE CIRCLE ONE NUMBER IN EACH ROW)
Not At
All

How Much Each Increased:
SomeA Fair
A Great
what
Amount
Deal

Have No
Idea

Their understanding of…
a.

… how to formulate a research question

1

2

3

4

9

b.

… how to plan a research project

1

2

3

4

9

c.

… how to conduct a research project

1

2

3

4

9

d.

…how to deal with setbacks, negative results, etc.

1

2

3

4

9

e.

…how engineering knowledge is built

1

2

3

4

9

f.

…the nature of the job of a researcher

1

2

3

4

9

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31

8. (concluded) To what extent, if at all, do you think your undergraduates’ experiences that year increased each of
the following? (PLEASE CIRCLE ONE NUMBER IN EACH ROW)
Not At
All

How Much Each Increased:
SomeA Fair
A Great
what
Amount
Deal

Have No
Idea

Their skills/abilities in…
g.

…working collaboratively with others

1

2

3

4

9

h.

…working independently

1

2

3

4

9

i.

…preparing written research reports, papers, or
posters

1

2

3

4

9

j.

…delivering oral research presentations

1

2

3

4

9

Their awareness of…
k.

…career paths of the faculty with whom they work
(how you got to where you are now)

1

2

3

4

9

l.

…what graduate school is like

1

2

3

4

9

m. …the variety of engineering fields they could
specialize in

1

2

3

4

9

n.

…career options in engineering

1

2

3

4

9

o.

…ethical issues in conducting research

1

2

3

4

9

Their…
p.

… confidence in their research skills generally

1

2

3

4

9

q.

…confidence in their ability to succeed in graduate
school

1

2

3

4

9

r.

…qualifications for jobs in related fields

1

2

3

4

9

Academic Field
9. Which of the following best describe the academic field(s) of your research the [insert year] academic year?
(PLEASE CIRCLE ONE OR MORE NUMBERS)
Aerospace engineering..................................

1

Industrial or manufacturing engineering ........... 10

Agricultural engineering ...............................

2

Materials or metallurgy engineering ............... 11

Architectural engineering..............................

3

Mechanical engineering................................... 12

Bioengineering or biomedical engineering ...

4

Mining or mineral engineering ........................ 13

Chemical engineering ...................................

5

Nuclear engineering......................................... 14

Civil engineering...........................................

6

Ocean, marine, or naval engineering................. 15

Computer engineering...................................

7

Systems engineering ........................................ 16

Electrical engineering ...................................

8

Transportation engineering ............................... 17

Environmental engineering ...........................

9

Other engineering (please specify below) ......... 18
A non-engineering field .................................... 19
(please specify below)

Please specify “other engineering” or “non-engineering field”: __________________________________
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32

Your Experience with Undergraduates and Undergraduate Research Generally
10. For how many years have you mentored/supervised undergraduates doing research, including
mentoring/supervising you might have done as a graduate student or postdoc?
(PLEASE ENTER YOUR BEST ESTIMATE)
Number: _______
11. Did you yourself do research as an undergraduate? (PLEASE CIRCLE ONE NUMBER)
Yes ............ 1 Æ PLEASE CONTINUE
No..............
Æ PLEASE SKIP TO QUESTION
2
13
12. How important were your undergraduate research experiences to your decision to pursue teaching/research as a
career? (PLEASE CIRCLE ONE NUMBER)
Not
Somewhat
Fairly
Extremely
Have no
important
important
important
important
idea
1
2
3
4
9
13. Which of the following best describes your department’s position on undergraduate research
mentoring/supervising? (PLEASE CIRCLE ONE NUMBER)
Faculty are required to serve as mentors/supervisors on undergraduate research ..................................
Faculty are not required to mentor/supervise undergraduate research, but are encouraged to do so......
The department takes no position on mentoring/supervising undergraduate research ...........................
Other (please specify below) ...................................................................................................................
________________________________________________________________________________

2003-06 Student Questionnaire
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33

1
2
3
4

14. How much do you disagree or agree with each of the following statements about undergraduates and
undergraduate research? (PLEASE CIRCLE ONE NUMBER IN EACH ROW)

a.My own positive experiences doing
undergraduate research help motivate me to be
a mentor.
b Undergraduates have opened my eyes to things
in my research I probably would have
overlooked.
c.Involving undergraduates in my research gives
me the opportunity to do something risky.
d Involving undergraduates in my research
enables me to expand the avenues of
investigation that I can pursue.
e.I get a lot of personal satisfaction out of
working with undergraduates doing research.
f.My work lends itself well to undergraduate
participation.
g If there were no external pressures to do so, I
probably would not involve undergraduates in
my research.
h If I did not receive funding specifically for
including undergraduates, I probably would
not involve them in my research.
i. All in all, involving undergraduates in my
research has been more of a burden than an
asset to my research.
j. All in all, mentoring undergraduates is a good
experience for graduate students.
k Mentoring undergraduates is a good way to
recruit them to be graduate students in my
lab/department.
l. Mentoring undergraduates is viewed favorably
in my department’s tenure/promotion review
process.
mResearch is a good experience for
undergraduates, regardless of their decisions
about career or advanced degrees.
n Research experiences are more valuable for
students who will pursue research or teaching
careers than for those who will not.

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34

Disagree

Disagree
Somewhat

Agree
Somewhat

Agree

Have No
Idea/
Doesn’t
Apply

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

1

2

3

4

9

15. In your experience, how important are the following to providing a high quality research experience for
undergraduates? (PLEASE CIRCLE ONE NUMBER IN EACH ROW)

Not
Important

Somewhat
Important

Fairly
Important

Extremely
Important

Too Much
Variation
Among Students
to Generalize

1

2

3

4

0

9

1

2

3

4

0

9

1

2

3

4

0

9

1

2

3

4

0

9

1

2

3

4

0

9

1

2

3

4

0

9

a.Open and regular communication between the
student and a mentor/
supervisor (either faculty or
graduate student)
b A research project that is
closely related to the
student’s regular academic
course work
c.Involving the student in
designing or selecting
his/her project
d Making the student feel as
though he/she is an integral
part of the project team
e.Providing sound technical
guidance
f.Giving the student
independence in conducting
his/her research

Background Information
Note:

The following information will help us interpret your responses to the previous questions. All
your responses to this questionnaire are strictly confidential and will not be released to anyone
outside our small research project team.

16. By which of the following kinds of organizations are you currently employed?
(PLEASE CIRCLE ONE OR MORE NUMBERS)
College/university ...................
For-profit organization............
Non-profit organization ..........
Government lab.......................
Other (please specify below) ...
_______________________

1
2
3
4
5

IF YOU ARE NOT CURRENTLY EMPLOYED IN ACADEMIA, PLEASE SKIP TO QUESTION 19

2003-06 Student Questionnaire
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35

Have
No
Idea

17. (If currently employed in academia) What is your current academic rank? (PLEASE CIRCLE ONE NUMBER)
Professor ..................................
Associate professor ..................
Assistant professor ...................
Adjunct professor.....................
Instructor or lecturer ................
Research associate....................
Other (please specify below) ....
_________________________

1
2
3
4
5
6
7

18. (If currently employed in academia) What is your current tenure status? (PLEASE CIRCLE ONE NUMBER)
Doesn’t apply: No tenure system here ..............
Tenured ..............................................................
On tenure track but not tenured .........................
Not on tenure track.............................................

1
2
3
4

19. What is your age? (PLEASE CIRCLE ONE NUMBER)
Under 30............. 1
30 to 39............... 2
40 to 49............... 3
50 to 59............... 4
60 to 69............... 5
70 or older .......... 6
20. What is your sex? (PLEASE CIRCLE ONE NUMBER)
Male.............. 1
Female .......... 2
21. What is your ethnicity? (PLEASE CIRCLE ONE NUMBER)
Hispanic or Latino .......... 1
Not Hispanic or Latino ... 2
22. What is your race? (PLEASE CIRCLE ONE OR MORE NUMBERS)
American Indian or Alaskan Native .......... 1
Asian.......................................................... 2
Black or African American ....................... 3
Native Hawaiian or Pacific Islander.......... 4
White ......................................................... 5

2003-06 Student Questionnaire
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36

Overview
23. What is your single most important objective in mentoring/supervising undergraduate research?

24. How do you think NSF can improve the REU experience for faculty mentors?

25. How do you think NSF can improve the REU experience for undergraduate students?

26. How do you think NSF can involve more undergraduate students in the REU program?

27. Other comments:

THANK YOU VERY MUCH FOR YOUR PARTICIPATION IN THIS STUDY

If you have questions, please contact Mary Hancock: 360-380-4126, [email protected]

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37


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