Information Collection

Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems that are not National Securities Exchanges

IC 35287 under ICR 200706-3235-001 · OMB 3235-0509.

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Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form ATS Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems that are not National Securities Exchanges	Form and Instruction
ATS ATS Form ATS.pdf	Form and Instruction
ATS-R ATS-R Form ATS R.pdf	Form and Instruction

Record metadata
IC Title	Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems that are not National Securities Exchanges
IC Status	Modified
Obligation to Respond	Mandatory
CFR Citation	17 CFR 242.301