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Rule 15c2-3 Point-of-sale disclosure for purchase transactions in open-end management investment company shares, unit investment trust interests, and municipal fund securities used for education

IC 35461 under ICR 200708-3235-018 · OMB 3235-0599.

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Rule 15c2-3 Point-of-sale disclosure for purchase transactions in open-end management investment company shares, unit investment trust interests, and municipal fund securities used for education 270-539
 
No Modified
 
Mandatory
 
17 CFR 240.15c2-3

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

5,400 0
   
Private Sector Businesses or other for-profits
 
   75 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 1,000,000,000 0 0 0 0 1,000,000,000
Annual IC Time Burden (Hours) 18,700,000 0 0 0 0 18,700,000
Annual IC Cost Burden (Dollars) 1,150,000,000 0 0 0 0 1,150,000,000

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