Information Collection

Investment Company Act rule 17e-1, C.F.R. Sec. 270.17e-1, Brokerage Transactions on a Securities Exchange.

IC 34604 under ICR 200708-3235-029 · OMB 3235-0217.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0217 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Investment Company Act rule 17e-1, C.F.R. Sec. 270.17e-1, Brokerage Transactions on a Securities Exchange.	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.17e-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 780	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	780	-18	798
Annual IC Time Burden (Hours)	11,250	873	10,377
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.