BAA and RFI Proposal Collection System

Forms and Documents

Document Name	Status
Form DHS Form 10028 DHS S&T RFI Response Form Form	New
Form DHS Form 10026 DHS S&T BAA White Paper and Proposal Submission Form Form	New
Form DHS Form 10027 DHS S&T BAA Registration Form Form	New
Form DHS Form 10025 DHS S&T BAA Web Site Registration Form Form	New
BAA Supporting Statement v1.2.doc Supporting Statement A	2008-01-03
FAR 35.016.doc Supplementary Document	2008-01-03
FAR 6.102.doc Supplementary Document	2008-01-03
PTA_Final.pdf Supplementary Document	2007-11-27
PIA_Final.pdf Supplementary Document	2007-11-27
FAR 15.201, Exchanges with industry before receipt of proposals.doc Supplementary Document	2007-11-20
30 Day FR Notice.pdf Supplementary Document	2007-11-16
60 Day FR Notice.pdf Supplementary Document	2007-11-20

IC Document Collections

IC ID	Document Title	Status
182811	DHS S&T RFI Response Form Form	New
182810	DHS S&T BAA White Paper and Proposal Submission Form Form	New
182809	DHS S&T BAA Registration Form Form	New
182808	DHS S&T BAA Web Site Registration Form Form	New

ICR Details

OMB Control No: 1640-0010	ICR Reference No: 200711-1640-001
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: DHS/S&T	Agency Tracking No:
Title: BAA and RFI Proposal Collection System
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/25/2008
	Date Received in OIRA: 01/04/2008
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2011	36 Months From Approved
Responses	4,865	0	0
Time Burden (Hours)	1,549	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The Department of Homeland Security (DHS) Science and Technology Directorate requests approval for new data collection forms for collecting Request for Information (RFI) responses and unclassified white papers and proposals through the Broad Agency Announcement (BAA) website. The forms will standardize the collection of information that is both necessary and sufficient for the DHS S&T Directorate to record and track the receipt of RFI responses, unclassified white papers, and proposals. These forms are intended to eliminate cost and delay associated with the submission and review of documents received via non-electronic means and to improve tracking and records keeping.

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Authorizing Statute(s): US Code: 41 USC 401 Name of Law: Office of Federal Procurement Policy Act of 1974
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 46231	08/17/2007
30-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 61662	10/31/2007
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

IC Title	Form No.	Form Name
DHS S&T BAA Web Site Registration Form	DHS Form 10025	DHS S&T Web Site Registration Form
DHS S&T BAA White Paper and Proposal Submission Form	DHS Form 10026	DHS S&T White Paper or Proposal Submission
DHS S&T RFI Response Form	DHS Form 10028	DHS S&T RFI Response Form
DHS S&T BAA Registration Form	DHS Form 10027	DHS S&T BAA Registration Form

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	4,865	0	0	4,865	0	0
Annual Time Burden (Hours)	1,549	0	0	1,549	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This constitutes as new data collection as part of the effort to increase program efficiency in the handling of BAAs and RFIs Proposals. There are a total of four new forms in support of this data collection.

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Annual Cost to Federal Government: $795,250

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/04/2008

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