Form 19b-4

Form 19b-4.pdf

Rule 19b-4 Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations

Form 19b-4

OMB: 3235-0045

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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 19b-4

Page 1 of

Proposed Rule Change by

File No. SR -

-

Amendment No.

Select SRO

Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934
Initial

Amendment

Withdrawal

Section 19(b)(2)

Section 19(b)(3)(A)

Section 19(b)(3)(B)

Rule
Pilot

Extension of Time Period
for Commission Action

Exhibit 2 Sent As Paper Document

19b-4(f)(1)

Date Expires

19b-4(f)(4)

19b-4(f)(2)

19b-4(f)(5)

19b-4(f)(3)

19b-4(f)(6)

Exhibit 3 Sent As Paper Document

Description
Provide a brief description of the proposed rule change (limit 250 characters).

Contact Information
Provide the name, telephone number and e-mail address of the person on the staff of the self-regulatory organization
prepared to respond to questions and comments on the proposed rule change.

Last Name

First Name
Title
E-mail
Telephone

Fax

Signature
Pursuant to the requirements of the Securities Exchange Act of 1934,

has duly caused this filing to be signed on its behalf by the undersigned thereunto duly authorized.

Date
By
(Name)
(Title)
NOTE: Clicking the button at right will digitally sign and lock
this form. A digital signature is as legally binding as a physical
signature, and once signed, this form cannot be changed.

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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
For complete Form 19b-4 instructions please refer to the EFFS website.

Form 19b-4 Information
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Exhibit 1 - Notice of Proposed Rule Change
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Exhibit 2 - Notices, Written Comments,
Transcripts, Other Communications
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The self-regulatory organization must provide all required information, presented in a
clear and comprehensible manner, to enable the public to provide meaningful
comment on the proposal and for the Commission to determine whether the
proposal is consistent with the Act and applicable rules and regulations under the Act.

The Notice section of this Form 19b-4 must comply with the guidelines for
publication in the Federal Register as well as any requirements for electronic filing
as published by the Commission (if applicable). The Office of the Federal Register
(OFR) offers guidance on Federal Register publication requirements in the Federal
Register Document Drafting Handbook, October 1998 Revision. For example, all
references to the federal securities laws must include the corresponding cite to the
United States Code in a footnote. All references to SEC rules must include the
corresponding cite to the Code of Federal Regulations in a footnote. All references
to Securities Exchange Act Releases must include the release number, release
date, Federal Register cite, Federal Register date, and corresponding file number
(e.g., SR-[SRO]-xx-xx). A material failure to comply with these guidelines will result in
the proposed rule change being deemed not properly filed. See also Rule 0-3 under
the Act (17 CFR 240.0-3)
Copies of notices, written comments, transcripts, other communications. If such
documents cannot be filed electronically in accordance with Instruction F, they shall
be filed in accordance with Instruction G.

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Exhibit Sent As Paper Document

Exhibit 3 - Form, Report, or Questionnaire
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Copies of any form, report, or questionnaire that the self-regulatory organization
proposes to use to help implement or operate the proposed rule change, or that is
referred to by the proposed rule change.

Exhibit Sent As Paper Document

Exhibit 4 - Marked Copies
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Exhibit 5 - Proposed Rule Text
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Partial Amendment
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The full text shall be marked, in any convenient manner, to indicate additions to and
deletions from the immediately preceding filing. The purpose of Exhibit 4 is to permit
the staff to identify immediately the changes made from the text of the rule with which
it has been working.
The self-regulatory organization may choose to attach as Exhibit 5 proposed
changes to rule text in place of providing it in Item I and which may otherwise be
more easily readable if provided separately from Form 19b-4. Exhibit 5 shall be
considered part of the proposed rule change.
If the self-regulatory organization is amending only part of the text of a lengthy
proposed rule change, it may, with the Commission's permission, file only those
portions of the text of the proposed rule change in which changes are being made if
the filing (i.e. partial amendment) is clearly understandable on its face. Such partial
amendment shall be clearly identified and marked to show deletions and additions.


File Typeapplication/pdf
File TitleForm 19b-4
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File Modified2008-01-29
File Created2004-03-17

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