Information Collection

Rule 19b-4 Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations

IC 42938 under ICR 200711-3235-006 · OMB 3235-0045.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0045 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 19B-4 Rule 19b-4 Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations	Form
19B-4 Form 19B-4 Form%2019b-4.pdf	Form

IC Title:

Rule 19b-4 Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations

Agency IC Tracking Number:

270-38

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.19b-4

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	19B-4	Form 19B-4	Form%2019b-4.pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 22

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,279	0	1,279
Annual IC Time Burden (Hours)	29,698	-9,073	38,771
Annual IC Cost Burden (Dollars)	7,866,246	7,866,246	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.