Final Rule - State Petitions

05_13_05_state_petitions_final_rule.pdf

State Petitions for Inventoried Roadless Area Management

Final Rule - State Petitions

OMB: 0596-0178

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Friday,
May 13, 2005

Part II

Department of
Agriculture
Forest Service
Office of the Secretary
36 CFR Part 294
Special Areas; State Petitions for
Inventoried Roadless Area Management;
Roadless Area Conservation National
Advisory Committee; Final Rule and
Notice

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Federal Register / Vol. 70, No. 92 / Friday, May 13, 2005 / Rules and Regulations

DEPARTMENT OF AGRICULTURE
Forest Service
36 CFR Part 294
RIN 0596–AC10

Special Areas; State Petitions for
Inventoried Roadless Area
Management
Forest Service, USDA.
Final rule and decision memo.

AGENCY:
ACTION:

SUMMARY: The Department of
Agriculture is revising Subpart B of
Title 36, Code of Federal Regulations,
Protection of Inventoried Roadless
Areas, by adopting a new rule that
establishes a petitioning process that
will provide Governors an opportunity
to seek establishment of or adjustment
to management requirements for
National Forest System inventoried
roadless areas within their States. The
opportunity for submitting State
petitions is available for 18 months
following the effective date of this final
rule.
Under this final rule, submission of a
petition is strictly voluntary, and
management requirements for
inventoried roadless areas would be
guided by individual land management
plans until and unless these
management requirements are changed
through a State-specific rulemaking.
Elsewhere in this part of today’s Federal
Register, the Department is announcing
the establishment of a national advisory
committee in accordance with the
Federal Advisory Committee Act (5
U.S.C. App. II) to assist the Secretary
with the implementation of this rule.
The preamble of this rule includes a
discussion of the public comments
received on the proposed rule published
July 16, 2004 (69 FR 42636) and the
Department’s responses to the
comments.
DATES:

This rule is effective May 13,

2005.
FOR FURTHER INFORMATION CONTACT:

Dave Barone, Planning Specialist,
Ecosystem Management Coordination
Staff, Forest Service, USDA, (202) 205–
1019.
SUPPLEMENTARY INFORMATION:
Background
The U.S. Department of Agriculture
(USDA) Forest Service commitment to
land stewardship and public service is
the framework within which the agency
manages natural resources as provided
by law, regulation, and other legal
authorities. Implicit in this is the
agency’s collaboration with public,

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private, and nonprofit partners. As a
leader in natural resource conservation,
the USDA Forest Service provides
leadership in the conservation,
management, and use of the Nation’s
forests, rangeland, and aquatic
ecosystems.
The USDA Forest Service manages
National Forest System (NFS) lands to
maintain and enhance the quality of the
environment to meet the Nation’s
current and future needs. Agency land
management assures sustainable
resources by providing for diversity of
plant and animal communities and
ecological productivity that supports
recreation, water, timber, minerals, fish,
wildlife, wilderness, and aesthetic
values for current and future
generations.
State governments are important
partners in management of the Nation’s
land and natural resources. States,
particularly in the West, own and
manage large tracts of land with
tremendous social and biological value.
State governments have frequently
pioneered innovative land management
programs and policies. State
governments exert considerable
influence over statewide economic
development and private land use, both
of which significantly affect natural
resource management. In addition, State
conservation agencies’ relationships
with others offer additional partnership
opportunities. Strong State and Federal
cooperation regarding management of
inventoried roadless areas can facilitate
long-term, community-oriented
solutions.
On January 12, 2001, the Department
promulgated the roadless rule at 36 CFR
part 294 (66 FR 3244), which
fundamentally changed the Forest
Service’s longstanding approach to
management of inventoried roadless
areas by establishing nationwide
prohibitions generally limiting, with
some exceptions, timber harvest, road
construction, and road reconstruction
within inventoried roadless areas on
NFS lands.
Concerns were immediately expressed
by those most impacted by the roadless
rule’s prohibitions. These concerns
included the sufficiency and the
accuracy of the information available for
public review during the rulemaking
process; the inclusion of an estimated
2.8 million acres of roaded lands in the
inventoried roadless area land base; the
denial of requests to lengthen the public
review period; the denial of cooperating
agency status requested by several
Western States; the sufficiency of the
range of alternatives considered in the
rulemaking process; the need for
flexibility and exceptions to allow for

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needed resource management activities;
and the changes made in the final rule
after the closure of the public comment
period. Concerns were also expressed
about applying one set of standards
uniformly to every inventoried roadless
area.
On May 4, 2001, the Secretary of
Agriculture expressed the
Administration’s commitment to the
objective of conserving inventoried
roadless area values in the NFS, and
also acknowledged concerns raised by
local communities, Tribes, and States
impacted by the roadless rule. At that
time, the Secretary indicated that USDA
would move forward with a responsible
and balanced approach to re-examining
the roadless rule in an effort to address
those concerns while enhancing
roadless area values and characteristics.
To meet this objective, management of
inventoried roadless areas must address
those activities having the greatest
likelihood of altering, fragmenting, or
otherwise degrading roadless area
values and characteristics. Appropriate
management of inventoried roadless
areas must also address reasonable and
legitimate concerns about how the
agency provides for the conservation of
roadless areas. For example, providing
for outdoor recreation opportunities for
fishing and hunting in remote areas may
at times require access and active
management activities to restore or
maintain habitat conditions for the
management of some fish and wildlife
species.
On July 10, 2001, the Forest Service
published an advance notice of
proposed rulemaking (ANPR) (66 FR
35918) seeking public comment
concerning how best to proceed with
long-term conservation and
management of inventoried roadless
areas. The ANPR acknowledged that the
future management of inventoried
roadless areas would depend on a
number of factors, such as court
decisions, public comments, and the
consideration of practical options and
other administrative tools for amending
the 2001 roadless rule to address
inventoried roadless area protection.
The responses received on the ANPR
represented two main points of view on
natural resource management and
perspectives on resource
decisionmaking: (1) Emphasis on
environmental protection and
preservation, and support for making
national decisions; and (2) emphasis on
responsible active management, and
support for local conservation decisions
made through the land management
planning process. A summary of the
public comment on the ANPR was
prepared in May of 2002, and is

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available on the World Wide Web/
Internet on the Forest Service Web site
for Roadless Area Conservation at:
http://www.roadless.fs.fed.us.
Until promulgation of the 2001
roadless rule, the Forest Service
managed inventoried roadless areas
based on individual land management
plans. These plans have been developed
for each unit of the NFS through a
public notice and comment process,
building on years of scientific findings,
analyses, and extensive public
involvement. Land management plans
typically identify and recommend areas
that would be appropriate for
designation as wilderness by the
Congress, and provide guidance on
activities and uses in these areas.
Litigation History
The 2001 roadless rule has been the
subject of nine lawsuits in Federal
district courts in Idaho, Utah, North
Dakota, Wyoming, Alaska, and the
District of Columbia. In one of these
lawsuits, the U.S. District Court for the
District of Idaho issued a preliminary
injunction prohibiting implementation
of the roadless rule on May 10, 2001.
The preliminary injunction was
reversed by the U.S. Court of Appeals
for the Ninth Circuit.
On June 10, 2003, a settlement
agreement was reached in the State of
Alaska v. USDA litigation. As discussed
in more detail below, this settlement
agreement led to the adoption of a final
rule on December 30, 2003, that
temporarily withdrew the Tongass
National Forest from the prohibitions of
the roadless rule.
In still another lawsuit, on July 14,
2003, the U.S. District Court for the
District of Wyoming found the roadless
rule to be unlawful and ordered that the
rule ‘‘be permanently enjoined.’’ That
ruling has been appealed to the Tenth
Circuit by intervenors.
Overview
USDA is committed to conserving and
managing inventoried roadless areas
and considers these areas an important
component of the NFS. The Department
believes that revising 36 CFR part 294
by adopting a new rule that establishes
a State petitioning process that will
allow State-specific consideration of the
needs of these areas is an appropriate
solution to address the challenges of
inventoried roadless area management
on NFS lands.
States affected by the roadless rule
have been keenly interested in
inventoried roadless area management,
especially the Western States where
most of the agency’s inventoried
roadless areas are located. Collaborating

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and cooperating with States on the longterm strategy for the conservation and
management or inventoried roadless
areas on NFS lands allows for the
recognition of local situations and
resolutions of unique resource
management challenges within a
specific State. Collaboration with others
who have strong interest in the
conservation and management of
inventoried roadless areas also helps
ensure balanced management decisions
that maintain the most important
characteristics and values of those areas.
The State petitions under this final
rule must include specific information
and recommendations on the
management requirements for
individual inventoried roadless areas
within that particular State. If an
inventoried roadless area boundary
extends into another State, the
petitioning Governor should coordinate
with the Governor of the adjacent State.
Petitions must be submitted to the
Secretary of Agriculture within 18
months of the effective date of this final
rule. Petitions will be evaluated, and if
accepted, the Secretary would initiate
subsequent rulemaking for inventoried
roadless area conservation and
management within that State. The
Department’s general petitioning
process for the approval, amendment or
repeal of rules (7 CFR 1.28) will remain
available after expiration of the 18month petitioning period.
The Secretary has decided to establish
a national advisory committee to
provide advice and recommendations
on the implementation of this Statespecific petition for rulemaking process
(§ 294.15). This committee is being
established in response to comments
received that roadless area management
has national aspects that need to be
considered. This point is well taken and
a national advisory committee can fulfill
this function. The advisory committee
will consist of members who represent
diverse national organizations interested
in the conservation and management of
National Forest System inventoried
roadless areas. Elsewhere in today’s
Federal Register the Department is
announcing the establishment of this
committee and requesting nominations
for membership.
Changes Between Proposed Rule and
Final Rule
There were some adjustments made to
the final rule based in part on comments
received on the proposed rule.
Highlights of these changes are
discussed below.

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Definition
The final rule definition section
(§ 294.11) has been changed because the
agency has more up-to-date information
on inventoried roadless areas today
available through the land management
planning process than it had in 2000.
The 58.5 million acres of inventoried
roadless areas used as the basis for the
roadless rule’s analysis were identified
from the then most recent analysis for
each national forest or grassland,
including the second Roadless Area
Review and Evaluation (RARE II) which
was documented in a final
environmental impact statement dated
January of 1979, land management
plans, and other large-scale assessments
such as the 1996 Southern Appalachian
Assessment. Since publication of the
2001 roadless rule, 22 land management
plans have been revised and 43 are
currently in the plan revision process.
These revisions have provided more
accurate and current information
regarding inventoried roadless areas.
Advisory Committee
Sections 294.15 and 294.16 of the
proposed rule are now sections 294.16
and 294.17, respectively in the final rule
in order to introduce a new section
294.15 in the final rule. This new
section recognizes the Department’s
decision to establish an advisory
committee to provide advice and
recommendations on the
implementation of the rule. The
preamble of the proposed rule informed
the public that the Secretary was
considering the establishment of such
an advisory committee and requested
public comment regarding the
establishment of the committee.
Severability
The Department has chosen to add a
new section (§ 294.18) concerning the
issue of severability to address the
possibility that the rule, or portions of
the rule, may be challenged in litigation.
It is the Department’s intent that the
individual provisions of this rule be
severable from each other. If any
provision or the application of any
provision of this regulation to any
circumstance is held invalid, it is the
Department’s intent that the remainder
shall not be affected and would
continue to be operative.
Further, the severability provision
also responds to public comment
expressing concerns and confusion
regarding the status of the prior roadless
rule that was set aside by the Federal
District Court in Wyoming. The
Department believes that adopting this
new rule resolves the matter by

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Wyoming permanently enjoined the
2001 roadless rule. The Department
remains committed to providing a
responsible and balanced approach to
address the concerns raised in litigation
and elsewhere while enhancing roadless
area values and characteristics. The
Department believes that the petitioning
opportunity in this final rule represents
such a balanced approach.
Management Requirements and the
Status Quo: Some respondents felt that
the proposed rule was not clear and
thought that unless a Governor
submitted a petition there would be no
protections for inventoried roadless
areas.
Response: The base line management
requirements for inventoried roadless
areas are those that exist in currently
approved land management plans.
Summary of Public Comments and the
These plans, and required revisions to
Department’s Responses
these plans, are developed with
The proposed rule was published in
extensive public involvement and
the Federal Register on July 16, 2004,
collaboration, using the best available
for a 60-day public comment period (69 local information about resource
FR 42636). Due to public requests for
conditions, trends, and issues. It would
additional time, the comment period
be these management requirements that
was extended by 62 days for a total of
Governors could petition to adjust. If no
122 days. The Forest Service received
petition was submitted, these
approximately 1.8 million comments
management plan requirements would
from a wide variety of respondents on
remain unchanged subject to
the proposed rule. All comments were
amendment or revision under the
considered in reaching a decision on the National Forest Management Act
final rule. A narrative document
(NFMA) planning procedures at 36 CFR
containing a summary of the substantive part 219.
issues raised by respondents is posted at
Compliance with Executive Order
the Forest Service World Wide Web/
13175 and Finding of No ‘‘Tribal
Internet Web site http://
Implications’’: Some Tribal officials
www.roadless.fs.fed.us. A summary of
commented that the Forest Service
comments and the Department’s
failed to comply with Executive Order
responses to them follows.
13175 by not consulting and
Desirability of a National Standard for coordinating with Tribes prior to
Roadless Area Conservation: Some
publication of the proposed rule. They
respondents, including a number of
stated that since consultation had taken
members of Congress and Governors,
place when the 2001 roadless rule was
expressed strong support for
developed, it should also have taken
implementing the roadless rule as
place with a rulemaking that proposed
adopted in January, 2001, which these
to replace the 2001 roadless rule. In
respondents regard as essential to
addition, some Tribal officials felt that
ensure the long-term protection of
Tribes should be afforded the same
roadless areas from harmful road
petitioning opportunities as Governors.
Response: The 2001 roadless rule
construction and commercial logging.
established on-the-ground management
Other respondents, including some
prohibitions that actually superceded
Governors, voiced their strong support
management requirements in land
for the proposed rule stating that taking
management plans. In that case, it was
a more localized and collaborative
appropriate to seek advance
approach to developing management
consultation with Tribes. The State
requirements for roadless areas is more
petitioning process does not propose
appropriate than taking a national
any on-the-ground changes to existing
approach.
Response: Many concerns were
management requirements. If a petition
expressed about applying the national
is accepted by the Secretary and Stateprohibitions of the 2001 roadless rule.
specific rulemaking is undertaken to
Many of these concerns are represented
adjust on-the-ground management
by those raised in the various lawsuits
requirements, consultation with Tribes
that challenged the 2001 roadless rule.
will take place at that time.
It is important to note that
Consistent with these concerns, the U.S.
Congressional reviews of inventoried
District Court for the District of
establishing a new process for
addressing inventoried roadless area
management.
The 2001 rulemaking was
immediately challenged in multiple
lawsuits, was preliminarily and
permanently enjoined, and continues to
be the subject of litigation and divisive
argument. Regardless of these lawsuits,
the Department has concluded that the
2001 rule’s inflexible ‘‘one-size-fits-all’’
nationwide rulemaking approach is
flawed and there are better means to
achieve protection of roadless area
values. The Department wishes to make
its intent clear that should all or any
part of this regulation be set aside, the
Department does not intend that the
prior rule be reinstated, in whole or in
part.

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roadless areas for consideration as
potential wilderness primarily has been
conducted on a state-by-state basis for
the past 25 years. In addition, the
Department envisions that before the
Secretary would approve a petition
submitted by a Governor, that the
petition would have to have been
developed in collaboration with local
governments, Tribes, stakeholders, and
other interested parties.
Volume of Public Comments and
Support for the 2001 Roadless Rule:
Many respondents discussed the
volume of public comment received
over the past 5 years in support of the
2001 roadless rule and that the
proposed rule goes against the wishes of
the American public.
Response: Every comment received is
considered for its substance and
contribution to informed
decisionmaking, whether it is one
comment repeated by tens of thousands
of people or a comment submitted by
only one person. The public comment
process is not intended to serve as a
scientifically valid survey process to
determine public opinion. The
emphasis in reviewing public comment
is on the content of the comment rather
than on the number of times a comment
was received. The comment analysis
process is intended to identify unique
substantive comments relative to the
proposal to facilitate their consideration
in the decisionmaking process. All
comments are considered, including
comments that support and that oppose
the proposal. That people do not agree
on how public lands should be managed
is a historical, as well as modern
dilemma faced by resource managers.
However, public comment processes,
while imperfect, do provide a vital
avenue for engaging a wide array of the
public in resource management
processes and outcomes.
Burden to States and Management
Responsibility: Some respondents,
including several Governors,
commented that the proposed rule
would put an undue burden on the
States since they do not have the
resources to engage in this kind of a
process. Other respondents felt that the
Federal government was abandoning its
responsibilities in managing inventoried
roadless areas and disagreed with
turning the responsibilities over to State
government.
Response: Nothing in the proposed or
final rule transfers any responsibility for
the management of federal lands to the
States. These are federal lands
administered by the USDA Forest
Service, and will continue to be
managed as such. Existing management
requirements for inventoried roadless

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areas have been put in place by agency
land management planning procedures
and approved by Forest Service
officials. If, after reviewing these
existing management requirements in a
collaborative process, a Governor
submits a petition, as required by the
final rule, that is accepted by the
Secretary, a State-specific rulemaking
process would be conducted by the
Forest Service with the final decision
reserved to the Secretary. This
rulemaking process will include public
notice and comment procedures and the
appropriate level of environmental
analysis.
The Department envisions that
Governors considering submitting a
petition to the Secretary for Statespecific rulemaking would request the
Forest Service to provide the State with
existing information and management
requirements for their review. After
collaborating with local and Tribal
governments, stakeholders, and other
interested parties, the Governor may or
may not then decide to submit a
petition. If a petition is submitted and
accepted, the rulemaking process would
be conducted by the Forest Service with
the State playing a cooperating agency
role in the environmental analysis. The
Department does not feel that this
process would pose an undue burden on
a State and does not constitute an
unfunded mandate.
Local Decisionmaking in Land
Management Planning Process: Some
respondents felt that any rulemaking to
establish management requirements for
units of the National Forest System was
inappropriate, and that these
requirements should only be established
through the National Forest
Management Act (NFMA) land
management planning process.
Responses received from several States,
in some cases supporting the proposed
State-petitioning rule and in other cases
opposing it, also indicated that it was
their intent to work closely with the
Forest Service as land management
plans were revised to provide input on
management requirements for
inventoried roadless areas.
Response: The Department believes
that in most cases the land management
planning process represents the best
approach for addressing the challenges
of natural resource management on
units of the National Forest System.
Land management plans are developed,
amended, and revised using a
collaborative process that considers the
integrated management requirements of
the entire unit and the role it plays in
the surrounding area. Some State and
local governments actually participate
in the land management plan revision

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process as cooperating agencies and the
Department encourages and supports
this level of involvement. The
Department also believes, however, that
in some cases it is appropriate to allow
other approaches, and that the National
Forest Management Act (NFMA) and
other statues provide the necessary legal
authority to implement the final rule.
This final rule provides an opportunity
to take another approach allowing both
national perspectives and communitylevel support to accomplish a long-term
solution to roadless area conservation.
Establishment of an Advisory
Committee: Some respondents felt that
an advisory committee was needed to
assist in the implementation of the rule,
and one group recommended a broader
set of responsibilities for the advisory
committee that would include the
review of all proposed management
activities in inventoried roadless areas
and all management requirements in
proposed plan revisions and
amendments. Other respondents
commented that a national advisory
committee was not necessary. Some
State responses included comments that
such a committee would duplicate
efforts the State would have gone
through to develop a petition in an open
public process, and that it would not be
appropriate for such a committee to pass
judgment on a State’s petition.
Response: The Department has
decided that establishing a national
advisory committee to provide the
Secretary with advice and
recommendations would be helpful in
implementing this rule. The scope of the
committee’s duties would be to review
each petition submitted in light of the
rule requirements, and provide the
Secretary with advice and
recommendations on each petition, as
well as on any subsequent State-specific
rulemaking. The Department believes
that a third-party review of petitions by
an advisory committee composed of
members representing national
organizations with diverse points of
view and knowledge of contemporary
issues involving the conservation and
management of inventoried roadless
areas, would be very helpful to the
Secretary.
Local Government Participation:
Several respondents commented that
local governments should be a part of
the petitioning process, and should also
play a role in any environmental
analysis conducted for a State-specific
rulemaking effort.
Response: The Department agrees that
local governments should be included
in any collaborative process a Governor
conducts in preparation of submitting a
petition. We envision a Governor

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involving all interested parties in such
a process, including Tribal governments
and adjacent States if some inventoried
roadless areas happen to be located in
more than one State. Any subsequent
State-specific rulemaking undertaken by
the Forest Service could also include
local government participation in the
environmental analysis required by that
rulemaking effort.
Adequacy of the 18-Month Timeframe
to Submit a Petition: Some respondents
felt that the 18-month timeframe to
submit a petition was more than
adequate. Others commented that more
time was needed or that no time limits
should be imposed since this would
offer future Governors an opportunity to
submit petitions. One Governor
commented that the reason the State did
not support the proposed rule was that
they would rather work with the Forest
Service through the land management
planning process. The commenter stated
that in the absence of management
requirements established through
rulemaking, the opportunity to adjust
these requirements through subsequent
plan revisions and amendments would
still be available to Governors in the
future. This Governor was concerned
that establishing management
requirements through rulemaking would
just represent one Governor’s
perspective in one point in time. Several
Governors and other respondents stated
that there was no need for such a rule
since Governors already have the right
to petition for rulemaking.
Response: Submitting a petition under
this final rule would strictly be
voluntary on the part of any State. The
Department believes that 18 months is
an adequate amount of time for a State
to collaborate effectively with local and
Tribal governments, stakeholders, and
other interested parties to develop a
proposal that would consider the full
range of public input. While the
petitioning opportunity afforded to
Governors under this final rule would
only be available for 18 months, the
Department’s general petitioning
process for the approval, amendment, or
repeal of rules (7 CFR 1.28) would
remain available after expiration of the
18-month petitioning period.
Management requirements established
through the land management planning
process would always be available for
review and adjustment through
subsequent plan revisions or
amendments.
Adjusting Existing Management
Requirements for Inventoried Roadless
Areas: Some respondents opposed the
proposed rule because they agreed with
the management requirements that were
in place for specific NFS units and were

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concerned that these would be changed.
One respondent stated that changing
management requirements established
through the land management planning
process would be a breach of public
trust. One group commented that the
proposed petitioning process would
conflict with the land management
planning process; would only look at
inventoried roadless areas instead of the
entire NFS unit; and may reduce the
perceived need by Governors, State
agencies, and the public to participate
in the land management planning
process. One Governor commented that
the State had just worked for many
years with the Forest Service on a recent
plan revision effort and did not want to
have anything happen that would
change that outcome. Other respondents
felt that establishing or adjusting
management requirements for
inventoried roadless areas through
rulemaking would make these
requirements more permanent and also
make them less likely to be changed in
the future.
Response: Management requirements
established through the land
management planning process represent
the results of a collaborative process
that included many groups and
individuals, and also represent a
balanced approach for the integrated
management for that NFS unit. Not
everyone necessarily agrees with every
management requirement that is
approved, however. The responsible
official who approves a land
management plan, plan revision, or plan
amendment does so through an
informed decisionmaking process that
seeks, but does not always attain,
consensus. In any process used to adjust
existing management requirements, be it
through a State-specific rulemaking
process put in place with this final rule,
or through future plan revisions or
amendments, some individuals or
groups will agree with the changes and
some will not. In addition, since any
State-specific rulemaking envisioned by
the final rule will include public notice
and comment procedures and
appropriate National Environmental
Policy Act (NEPA) environmental
analysis procedures, the Secretary will
be making an informed decision when
adopting any final State-specific rule.
There is no guarantee that the
management requirements the Secretary
adopts through a State-specific
rulemaking effort will look exactly like
those recommended and proposed in a
petition submitted by a Governor.
Relationship of State-specific Rules
and Land Management Plans: Some
respondents raised questions about the

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relationship of post-petition rules and
existing land management plans.
Response: First, when a petition is
accepted and rulemaking is directed, it
is crucial to recognize that the
subsequent rulemaking will be
undertaken with full public
participation. The Department will
ensure that the same kinds of
considerations that guide development
of land management plans will be taken
into account during such rulemakings.
Second, the Department envisions
that petitions and subsequent
rulemakings may be far more flexible
and creative than a simplistic
prohibition or moratorium. The goal is
to improve protection and
accomplishment of management
objectives, but there may be a broad
range of reasonable alternative
variations in context, procedures,
duration, and structure as to how that
goal is achieved. For example, an
agreement to improve coordination by
providing notice when actions will be
taken within roadless lands on
adjoining National Forest System and
State Forests (whether done by
memorandum of understanding or
rulemaking) would not necessitate
adjustment of land management plans.
Where a rulemaking is undertaken that
would alter management direction of
land management plans, such a rule
must be developed with site-specific
information and the same kinds of
considerations that apply when
amending land management plans. This
represents a significant difference
between this final rule and the approach
taken in the 2001 rulemaking. Finally,
any rule established pursuant to this
system will be subject to the
Department’s general petitioning
process set out in 7 CFR 1.28.
The Petitioning Process and Public
Input: Some respondents felt that unless
they lived in the State where a petition
was submitted to the Secretary and a
subsequent State-specific rulemaking
was undertaken that they would not be
able to comment on any proposed
changes to management requirements.
Response: If the Secretary directs a
State-specific rulemaking, a proposed
rule would be published in the Federal
Register for public review and
comment. As is the case in all
rulemaking, public responses will be
evaluated, considered, and used to
inform the decisionmaking process for
any final rule developed. In addition,
individual units of the National Forest
System have Internet Web sites and
mailing lists that will also provide
notice to interested individuals,
whether local or not.

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Criteria for Reviewing Petitions: Some
comments were received requesting that
the final rule include a specific standard
or criteria that the Secretary will apply
when reviewing petitions.
Response: The Department believes
this would not be a valuable addition.
The Department’s goal has been to
design an improved system for
protecting roadless areas. There is no
single factor that can assess how to best
accomplish this goal and no one criteria
can be identified given the diverse
circumstances that apply across the
National Forest System. The Department
believes that the overall design of the
regulation and the required elements of
the petition adequately reflect what will
be considered. Ultimately, the
Department will consider petitions
within the context of Congress’ charge
that National Forest System lands be
managed for the multiple use and
sustained yield of the several goods and
services and that due consideration
shall be given to the relative values of
the various resources in particular areas.
The authority vested by Congress is
broad, as is the discretion in how such
authority is applied.
Ongoing Management and the
Petitioning Process: Some respondents
sought clarification of how lands would
be managed during review of a petition
and how the petitioning process would
operate in conjunction with ongoing
land management plan revision efforts.
Response: As noted in § 294.14(a)(4),
petitions must describe how the
proposed changes ‘‘differ from existing
applicable land management plan(s) or
policies related to inventoried roadless
area management * * *.’’ The
Department wishes to be clear that its
intention is that applicable land
management plans and policies will
govern during the pendency of a review
of a petition and subsequent
rulemaking. Further, the Department
notes that the July 16, 2004, interim
directive for the management of
inventoried roadless areas (69 FR 42648)
will remain in place until January 16,
2006, and the Forest Service may renew
the interim directive for an additional
18 months. Finally, it is imperative that
land management must continue
forward on a day-to-day basis, even in
the midst of land management plan
revisions and the petitioning process.
The agency cannot simply stop making
decisions. The petitioning process, like
land management plan revision, must
accommodate the fact that land
management is an ongoing and dynamic
process. Indeed, it is possible that some
States will elect to pursue addressing
shared concerns for inventoried roadless
area management via the plan revision

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process rather than the petitioning
process.
Adequate Protection of Inventoried
Roadless Areas: Several respondents
suggested that the absence of the courtvoided roadless rule left inventoried
roadless areas unprotected.
Response: That assertion is not
correct. The November 2000 final
environmental impact statement (FEIS)
for the roadless rule estimated a total of
58.5 million acres of inventoried
roadless areas, with some percentage of
those lands actually having been
developed to at least some extent. The
FEIS also identified that over 24 million
of those acres were already ‘‘off limits’’
to road construction under existing
forest plan management direction (along
with another 42 million acres of
National Forest System (NFS) lands that
are ‘‘off limits’’ to road construction by
Congressional designation).
Additionally, the remaining inventoried
roadless area acres were subject to the
local forest plan forestwide and areaspecific management direction. Finally,
it should be noted that the agency
issued an interim directive for the
management of inventoried roadless
areas in December of 2001 for 18
months, and reinstated it again in July
of 2004 for another 18 months. This
interim directive reserves to the Chief,
except in specific circumstances that are
generally consistent with the
prohibition exceptions in the roadless
rule, the authority to make decisions in
inventoried roadless areas regarding: (1)
Road construction or road
reconstruction on any NFS unit until a
forest-scale roads analysis is completed
and incorporated into a forest plan, or
a determination is made that an
amendment is not necessary; and (2)
timber harvesting on any NFS unit until
a revision of a forest plan or adoption
of a plan amendment that has
considered the protection and
management of inventoried roadless
areas. Any suggestion that no
protections exist for inventoried
roadless areas is simply inaccurate.
Roadless Areas on the Tongass
National Forest: Some comments
received indicate that there remains
much interest and confusion regarding
roadless areas on the Tongass National
Forest.
Response: As background, on June 10,
2003, a settlement agreement was
reached in the State of Alaska v. USDA
litigation. In that settlement, the
Department agreed to propose an
amendment to the roadless rule to
temporarily withdraw the Tongass
National Forest in Alaska from the
provisions of the rule, as well as to issue
an advance notice of proposed

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rulemaking to seek public comment on
permanently withdrawing both the
Tongass and the Chugach National
Forests from the provisions of the
roadless rule. On December 30, 2003,
the Department adopted a final rule that
temporarily withdrew the Tongass
National Forest. Management of
inventoried roadless areas on the
Tongass is now governed by the existing
forest plan. The roadless lands on the
Tongass National Forest have been
repeatedly studied and the relative
values and resources associated with
those lands are well appreciated and
understood. Pursuant to the current
forest plans for the Tongass and the
Chugach National Forests, road
construction will not occur on
approximately 90 percent of roadless
area lands and timber management will
not occur on over 95 percent of roadless
area lands. Under the approach
established in this final rule,
management of inventoried roadless
areas on the Tongass will continue to be
governed by the existing forest plan.
This rule thus negates the need for the
further Tongass-specific rulemaking
anticipated by the 2003 rule.
Petition’s Compliance with
Applicable Federal Law: Concerns were
expressed that petitions might be
submitted that do not conform to
applicable Federal laws. Some
respondents worried that petitions
would seek to impose restrictions
beyond those permissible under the law,
while others expressed concern that
petitions would seek to waive
mandatory requirements. Several
respondents were concerned that
petitions would not respect existing
rights to access private property.
Response: The proposed regulation at
§ 294.14(a)(4) required that petitions
identify how the recommended
management requirements differ from
existing management direction while
still complying with applicable laws
and regulations. This requirement has
been retained. Additionally, the
Department is required, under these and
any circumstances, to assure that
rulemakings conform to all applicable
Federal laws. In addition, the
Department has added a new regulatory
provision at § 294.17(c) identifying that
nothing in this rule, nor any rule
promulgated pursuant to this
petitioning process, shall prohibit the
exercise of any valid existing rights.
Regulatory Certifications
Regulatory Impact
This final rule has been reviewed
under USDA procedures and Executive
Order 12866 issued September 30, 1993

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25659

(E.O. 12866) on Regulatory Planning
and Review. It has been determined that
this is not an economically significant
rule. This final rule will not have an
annual effect of $100 million or more on
the economy nor adversely affect
productivity, competition, jobs, the
environment, public health or safety,
nor State or local governments. This
final rule will neither interfere with an
action taken or planned by another
agency. Finally, this final rule will not
alter the budgetary impact of
entitlements, grants, user fees, or loan
programs or the rights and obligations of
recipients of such programs. However,
because this rule raises novel legal or
policy issues arising from legal
mandates or the President’s priorities, it
has been designated as significant and,
therefore, has been reviewed by the
Office of Management and Budget under
E.O. 12866.
Moreover, this final rule has been
considered in light of Executive Order
13272 regarding proper consideration of
small entities and the Small Business
Regulatory Enforcement Fairness Act of
1996 (SBREFA), which amended the
Regulatory Flexibility Act (5 U.S.C. 601
et seq.). It has been determined that this
action will not have a significant
economic impact on a substantial
number of small business entities as
defined by the Regulatory Flexibility
Act. Therefore, a regulatory flexibility
analysis is not required for this final
rule. This rule will not impose record
keeping requirements; will not affect
small entities’ competitive position in
relation to large entities; and will not
affect small entities’ cash flow,
liquidity, or ability to remain in the
market.
A cost-benefit analysis has been
prepared for this final rule that
incorporates by reference the November
2000 detailed regulatory impact analysis
prepared for the roadless rule
promulgated in January of 2001. A
quantitative analysis of costs and
benefits associated with this final rule is
not feasible, however, because there is
no experience with implementing the
roadless rule, and thus there are no data
available. In addition, many of the
effects of this final rule are not readily
quantifiable in financial terms because
they would be based on future Statespecific rulemaking. For these reasons,
the cost-benefit analysis prepared for
this final rule focuses on the qualitative
aspects of implementing a State petition
process. Detailed quantitative analysis
would be conducted in the future if and
when any State-specific rulemaking
proposals are made.
The range of potential costs and
benefits of this final rule has been

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estimated by comparing selected effects
of managing 58.5 million acres of
inventoried roadless areas following the
prohibitions for road construction and
timber management activities in the
2001 roadless rule, with managing these
same areas in accordance with the
existing management requirements
contained in land management plans.
Approximately 25 percent of the total
acres of inventoried roadless areas are in
the State of Alaska. About 72 percent of
the total is in the 11 Western States of
Montana, Idaho, Wyoming, Washington,
Utah, Oregon, New Mexico, Nevada,
Colorado, California, and Arizona. The
remaining 3 percent is scattered among
the remaining 26 States and Puerto Rico.
While it is currently unknown which
States may choose to submit a petition
for State-specific rulemaking, the
Department assumes that all 38 States
and Puerto Rico will do so in the first
year the rule is implemented. The costs
to the Forest Service and the
Department to evaluate and make a
determination on a petition are
estimated to range from $75,000 to
$150,000. Costs could range from
$25,000 to $100,000 for an individual
State submitting a petition. Total costs
to the States for 39 petitions would
range from $975,000 to $3,900,000; and
total costs to the Government would
range from $2,925,000 to $5,850,000.
The total cost to the Government
includes the costs associated with an
advisory committee that will be
established to assist the Secretary with
implementation of this rule. Total costs
of the rule are, therefore, estimated to
range from $3,900,000 to $9,750,000.
Environmental Impacts
The Department prepared a draft
environmental impact statement (EIS)
(May 2000) and a final EIS (November
2000) in association with promulgation
of the 2001 roadless rule. The DEIS and
FEIS examined in detail the no action
alternative in which no rule prohibiting
activities in inventoried roadless areas
would be issued, and management of
these areas would be governed by
existing land management plans. The
environmental impacts associated with
not implementing the enjoined 2001
roadless rule are essentially those
disclosed and discussed for the no
action alternative displayed in the FEIS.
The FEIS is available in the document
archives section of the Roadless Area
Conservation World Wide Web/Internet
site at http://www.roadless.fs.fed.us.
This final rule has been reviewed
under the National Environmental
Policy Act (NEPA), 42 U.S.C. 4321–
4370f. The Department’s publication of
the proposed rule included notice of its

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expectation that the final rule would be
designated for categorical exclusion.
Categorical exclusions (CEs) are an
integral part of the NEPA scheme and in
no way evade compliance with NEPA.
In 1983, the Council on Environmental
Quality (CEQ) explained that the use of
CEs avoids unnecessary documentation
of minor environmental effects in
environmental assessments (EAs) and
allows agencies to focus their
environmental review effort on the
major actions that will have a significant
effect on the environment and which are
the primary focus of NEPA (see 48 FR
34, 265–66 (July 28, 1983); see also 40
CFR 1500.4(p) (noting that
establishment and use of CEs can reduce
excessive paperwork by eliminating
unnecessary preparation of EAs). CEQ
regulations do not require that an
agency provide for public comment
when it approves an action under
categorical exclusion (see 40 CFR part
1503).
This final rule establishes
administrative procedures to allow a
Governor to petition the Secretary of
Agriculture to undertake future
rulemaking for the management of
inventoried roadless areas within a
specific State. Thus, subsequent Statespecific inventoried roadless area
rulemaking may be proposed in the
future, at which time, the Forest Service
would fully consider the environmental
effects of that rulemaking in compliance
with National Environmental Policy Act
(NEPA) procedures. This final rule is
merely procedural in nature and scope
and, as such, has no direct, indirect, or
cumulative effect on the environment.
Section 31.1b of Forest Service
Handbook (FSH) 1909.15 (57 FR 43208;
September 18, 1992) excludes from
documentation in an environmental
assessment or impact statement ‘‘rules,
regulations, or policies to establish
Service-wide administrative procedures,
program processes, or instructions.’’
To be clear, this regulation neither
prohibits nor requires any action that
would fund, authorize, or carry out
activities on National Forest System
(NFS) lands. As such, the regulation
will not force specific identifiable
resource outcomes on NFS lands, and
thus, will not have any discernable
effects on the various classes of
resources listed in the agency’s NEPA
Policy and Procedures that can
constitute extraordinary circumstances.
Effectively, the final regulation, in and
of itself, is environmentally neutral and
constitutes ‘‘no effect’’ to the
environment. Thus, the Department’s
assessment is that this final rule falls
within FSH 1909.15, Section 31.1b and
no extraordinary circumstances exist

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which would require preparation of an
environmental assessment or
environmental impact statement.
Energy Effects
This final rule has been reviewed
under Executive Order 13211, issued
May 18, 2001 (E.O. 13211), ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use.’’ It has been
determined that this final rule does not
constitute a significant energy action as
defined in the Executive order.
Controlling Paperwork Burdens on the
Public
Section 294.14 of this final rule sets
out what must be included in a petition
submitted to the Secretary requesting
State-specific rulemaking. The
requirements in this section constitute
an information collection as defined by
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) and
implementing regulations at 5 CFR part
1320. These information collection
requirements have been reviewed and
approved by the Office of Management
and Budget (OMB). The OMB control
number is displayed in § 294.14,
paragraph (b).
Government Paperwork Elimination Act
Compliance
The Department is committed to
compliance with the Government
Paperwork Elimination Act (44 U.S.C.
3504), which requires Government
agencies to provide the public the
option of submitting information or
transacting business electronically to
the maximum extent possible.
Federalism
The Department has considered this
final rule under the requirements of
Executive Order 13132 issued August 4,
1999 (E.O. 13132), ‘‘Federalism.’’ The
Department has made an assessment
that the final rule conforms with the
Federalism principles set out in this
Executive order; would not impose any
significant compliance costs on the
States; and would not have substantial
direct effects on the States, on the
relationship between the national
government and the States, nor on the
distribution of power and
responsibilities among the various
levels of government. Therefore, the
Department concludes that the final rule
does not have Federalism implications.
Consultation With Indian Tribal
Governments
Pursuant to Executive Order 13175 of
November 6, 2000, ‘‘Consultation and
Coordination with Indian Tribal

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Governments,’’ the Department has
assessed the impact of this final rule on
Indian Tribal governments and has
determined that the final rule does not
significantly or uniquely affect
communities of Indian Tribal
governments. The final rule deals with
the establishment of administrative
procedures only and does not make any
recommendations for changes to on-theground management of any lands in the
National Forest System. Once a Statespecific rulemaking is proposed to
establish or adjust management
requirements for inventoried roadless
areas, appropriate consultation and
coordination with Indian Trial
Governments will take place at that
time.
No Takings Implications
This final rule has been analyzed in
accordance with the principles and
criteria contained in Executive Order
12630, issued March 15, 1988, and it
has been determined that the rule does
not pose the risk of a taking of private
property as the final rule is limited to
the establishment of administrative
procedures.
This final rule has been reviewed
under Executive Order 12988 of
February 7, 1996, ‘‘Civil Justice
Reform.’’ The Department has not
identified any State or local laws or
regulations that are in conflict with this
regulation or that would impede full
implementation of this final rule. After
adoption of this final rule: (1) All State
and local laws or regulations that
conflict with this rule or that would
impede full implementation would be
preempted; (2) no retroactive effect
would be given to this final rule; and (3)
the final rule would not require the use
of administrative proceedings before
parties could file suit in court
challenging its provisions.
Unfunded Mandates
Pursuant to Title II of the Unfunded
Mandates Reform Act of 1995 (2 U.S.C.
1531-1538), the Department has
assessed the effects of this final rule on
State, local, and Tribal governments and
the private sector. This final rule does
not compel the expenditure of $100
million or more by any State, local, or
Tribal governments or anyone in the
private sector. Therefore, a statement
under section 202 of the act is not
required.
List of Subjects in 36 CFR Part 294
National Forests, Navigation (air),
Recreation and recreation areas,

19:13 May 12, 2005

PART 294—SPECIAL AREAS
1. Subpart B is revised to read as
follows:

■

Subpart B—State Petitions for Inventoried
Roadless Area Management
Sec.
294.10 Purpose.
294.11 Definition.
294.12 State petitions.
294.13 Petition process.
294.14 Petition contents.
294.15 Advisory committee review.
294.16 State-specific rulemaking.
294.17 Scope and applicability.
294.18 Severability.

Subpart B—State Petitions for
Inventoried Roadless Area
Management
Authority: 16 U.S.C. 472, 529, 551, 1608,
1613; 23 U.S.C. 201, 205.
§ 294.10

Civil Justice Reform

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Wilderness areas, Recordkeeping and
reporting requirements.
■ Therefore, for the reasons set forth in
the preamble, the Department of
Agriculture amends part 294 of title 36
of the Code of Federal Regulations as
follows:

Jkt 205001

Purpose.

The purpose of these administrative
procedures is to set forth a process for
State-specific rulemaking to address the
management of inventoried roadless
areas in areas where the Secretary
determines that regulatory direction is
appropriate based on a petition from the
affected Governor.
§ 294.11

Definition.

Inventoried roadless areas—Areas
identified in a set of inventoried
roadless area maps, contained in the
Forest Service Roadless Area
Conservation, Final Environmental
Impact Statement, Volume 2, dated
November 2000, and any subsequent
update or revision of those maps
through the land management planning
process.
§ 294.12

State petitions.

The Governor of any State or territory
that contains National Forest System
lands may petition the Secretary of
Agriculture to promulgate regulations
establishing management requirements
for all or any portion of National Forest
System inventoried roadless areas
within that State or territory. Any such
petition must be submitted to the
Secretary of Agriculture not later than
November 13, 2006.
§ 294.13

Petition process.

(a) Review and consideration of
petitions made pursuant to § 294.12
shall be accomplished as follows:

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25661

(1) Review. The Secretary shall review
petitions and may request additional
information from a petitioner before
deciding whether to accept the petition.
If the Secretary requests additional
information from a petitioner, the
petition will be considered complete
when the petitioner provides the
additional information.
(2) Disposition. The Secretary or the
Secretary’s designee shall respond to the
petition within 180 days of receipt of a
completed petition. The response shall
accept or decline the petition to initiate
a State-specific rulemaking.
§ 294.14

Petition contents.

(a) Any petition made pursuant to
§ 294.12 shall provide the following:
(1) The location and description of the
particular lands for which the petition
is being made, including maps and
other appropriate resources in sufficient
detail to enable consideration of the
petition;
(2) The particular management
requirements recommended for the
lands and any exceptions;
(3) The identification of the
circumstances and needs intended to be
addressed by the petition, including
conserving roadless area values and
characteristics; protecting human health
and safety; reducing hazardous fuels
and restoring essential wildlife habitats;
maintaining existing facilities such as
dams, or providing reasonable access to
public and private property or public
and privately owned facilities; and
technical corrections to existing maps
such as boundary adjustments to
remove existing roaded areas;
(4) A description of how the
recommended management
requirements identified in paragraph
(a)(2) of this section differ from existing
applicable land management plan(s) or
policies related to inventoried roadless
area management, and how they would
comply with applicable laws and
regulations;
(5) A description of how the
recommended management
requirements identified in paragraph
(a)(2) of this section compare to existing
State or local land conservation policies
and direction set forth in any applicable
State or local land and resource
management plan(s);
(6) A description of how the
recommended management
requirements identified in paragraph
(a)(2) of this section would affect the
fish and wildlife that utilize the
particular lands in question and their
habitat;
(7) A description of any public
involvement efforts undertaken by the
petitioner during development of the

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petition, including efforts to engage
Tribal and local governments, and
persons with expertise in fish and
wildlife biology, fish and wildlife
management, forest management,
outdoor recreation, and other important
disciplines; and
(8) A commitment by the petitioner to
participate as a cooperating agency in
any environmental analysis for a
rulemaking process.
(b) The petition contents described in
paragraphs (a)(1) through (a)(8) of this
section constitute an information
collection requirement as defined by 5
CFR part 1320 and have been assigned
Office of Management and Budget
control number 0596–0178.
§ 294.15

Advisory committee review.

A National Advisory Committee shall
review each petition and provide advice
and recommendations to the Secretary
within 90 days of receipt of a completed

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petition. The committee will also
provide advice and recommendations to
the Secretary on any subsequent Statespecific rulemakings.
§ 294.16

State-specific rulemaking.

If the Secretary or the Secretary’s
designee accepts a petition, the Forest
Service shall be directed to initiate
notice and comment rulemaking to
address the petition. The Forest Service
shall coordinate development of the
proposed rule with the petitioner. The
Secretary or the Secretary’s designee
shall make the final decision for any
State-specific inventoried roadless area
management rule.
§ 294.17

Scope and applicability.

(a) The provisions of this subpart
apply exclusively to the development
and review of petitions made pursuant
to this subpart.
(b) Nothing in this subpart shall be
construed to provide for the transfer to,

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or administration by, a State or local
authority of any Federally owned lands.
(c) Nothing in this subpart, nor any
regulation promulgated pursuant to this
petitioning process, shall prohibit the
exercise of any valid existing rights.
§ 294.18

Severability.

In the event that any provision,
section, subsection, or phrase of this
subpart is determined by a court or body
of competent jurisdiction to be invalid,
unconstitutional, or unenforceable, the
remaining provisions, sections,
subsections, or phrases shall remain in
full force and effect.
Dated: May 5, 2005.
Mark Rey,
Under Secretary, Natural Resources and
Environment.
[FR Doc. 05–9349 Filed 5–12–05; 8:45 am]
BILLING CODE 3410–11–P

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File Typeapplication/pdf
File TitleDocument
SubjectExtracted Pages
AuthorU.S. Government Printing Office
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