18 Cfr 46.3

Federal Energy Regulatory Commission
(g) Produces or supplies means any
transaction including a sale, lease,
sale-leaseback, consignment, or any
other transaction in which an entity
provides electrical equipment, coal,
natural gas, oil, nuclear fuel, or other
fuel to any public utility either directly or through an entity controlled
by such entity.
(h) Appointee means any person appointed on a temporary or permanent
basis to perform any duties or functions described in § 46.4(a).
(i) Representative means any person
empowered, through oral or written
agreement, to transact business on behalf of an entity and any person who
serves as an advisor regarding policy or
management decisions of the entity.
The term does not include attorneys,
accountants, architects, or any other
persons who render a professional service on a fee basis.
§ 46.3

Purchaser list.

(a) Compilation and filing list. On or
before January 31 of each year, each
public utility shall complile a list of
the purchasers described in paragraph
(b) of this section and shall identify
each purchaser by name and principal
business address. An original and two
(2) copies of such list shall be filed with
the Commission by the public utility
and the list shall be made publicly
available through its principal business
office.
(b) Largest purchasers. The list required under paragraph (a) of this section shall include each purchaser who,
during any of the three (3) preceding
calendar years, purchased (for purposes
other than resale) from a public utility
one of the twenty (20) largest amounts
of electric energy measured in kilowatt
hours sold (for purposes other than resale) by such utility during such year.
(c) Special rules. If data for actual annual sales (for purposes other than resale) are not available in the records of
the public utility, the utility may use
estimates based on actual data available to it. If one purchaser maintains
several billing accounts with the public
utility, the kilowatt hours purchased
in each account of that purchaser shall
be aggregated to arrive at the total for
that purchaser.

§ 46.4
(d) Notification of largest purchasers.
Each public utility shall notify by January 31 of each year each purchaser
which has been identified on the list of
largest purchasers under paragraph (b)
of this section.
(e) Revision of the list. Each public
utility relying upon any estimates for
its January 31st filing, shall revise the
list compiled under paragraph (b) of
this section no later than March 1 of
the year in which the list was originally filed to reflect actual data not
available to the utility prior to that
time. Any revised list shall be filed
with the Commission and made publicly available through the utility’s
principal business office no later than
March 1. A utility filing a revised list
shall indicate thereon the changes
made to the list previously filed under
paragraph (b) of this section. On or before the filing and publication of the
revised list, the public utility shall notify the newly-listed purchasers and
any purchasers whose names were removed from the list.
[Order 67, 45 FR 3569, Jan. 18, 1980; 45 FR 6377,
Jan. 28, 1980]

§ 46.4

General rule.

A person must file with the Office of
the Secretary of the Commission a
written statement in accordance with
§ 46.6, and in the form specified in
§ 131.31 of this chapter (except that
with respect to calendar year 1980, no
filings in the form specified in § 131.31 is
required if such person has previously
filed the statement required for calendar year 1980 in a different form than
specified in § 131.31), if such person:
(a) Serves for a public utility in any
of the following positions: A director or
a chief executive officer, president,
vice president, secretary, treasurer,
general manager, comptroller, chief
purchasing agent, or any other position
in which such person performs similar
executive duties or functions for such
public utility; and
(b) Serves for any entity described in
§ 46.5 in any of the positions described
in paragraph (a) of this section or is a
partner, appointee, or representative of
such entity.
[45 FR 23418, Apr. 7, 1980, as amended by
Order 140, 46 FR 22181, Apr. 16, 1981]

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