Form FR Y-7 FR Y-7 Annual Report of Foreign Banking Organizations

Board of Governors of the Federal Reserve System

FR Y-7
OMB Number 7100–0297
Expires December 31, 2011

Annual Report of Foreign Banking Organizations—FR Y-7
Report at the close of business as of the end of fiscal year
This report form is authorized by law: Section 7 and 13(a) of the
International Banking Act of 1978 (12 U.S.C. 3106 and 3108 (a)).
This report is to be filed by foreign banking organizations provided
the organization meets the requirements of and is treated as a
qualifying foreign banking organization under Section 211.23(a) of
Regulation K or meets the requirements for limited exemption under
Section 211.23(c) of Regulation K.

Return to the appropriate Federal Reserve Bank the original and
number of copies of the completed report required by the Federal
Reserve Bank. The Federal Reserve may not conduct or sponsor,
and an organization (or a person) is not required to respond to,
an information collection unless it displays a currently valid OMB
control number.

NOTE: The Annual Report of Foreign Banking Organizations
must be signed by an authorized official of the foreign banking
organization.

Date of Report (foreign banking organization's fiscal year-end):

Month / Day / Year

I,

Reporter's Name, Street, and Mailing Address
Name and Title of Foreign Banking Organization Authorized Official

attest that the Annual Report of Foreign Banking Organizations
(including the supporting attachments) for this report date have
been prepared in conformance with the instructions issued by the
Federal Reserve System and are true and correct to the best of my
knowledge and belief.
With respect to information regarding individuals contained
in this report, the Reporter certifies that it has the authority to
provide this information to the Federal Reserve. The Reporter
also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information
regarding that individual. The Federal Reserve may assume,
in the absence of a request for confidential treatment submitted in accordance with the Board’s “Rules Regarding Availability of Information,” 12 CFR Part 261, that the Reporter and
individual consent to public release of all details in the report
concerning that individual.

Legal Name of Foreign Banking Organization (Top-tier if filing as a tiered organization)

Street Address of the Foreign Banking Organization

City / Country
Mailing Address of the Principal Office (If different from street address)

City / Country

Person in the United States to whom questions about this report
should be directed:
Name / Title

Street

Signature of Foreign Banking Organization Authorized Official

City / State / Zip Code

Date of Signature

Area Code / Phone Number

Does the reporter request confidential treatment for any portion of this
submission?
Yes Please identify the report items to which this request

applies:

E-mail Address

Address (URL) for the Foreign Banking Organization's web page

In accordance with the instructions on pages GEN-2 and
3 a letter justifying the request is being provided.
The information for which confidential treament is sought
is being submitted separately labeled “Confidential.”

No

Area Code / Fax Number

  For Federal Reserve Bank Use Only
  RSSD Number
  C.I.

Public reporting burden for the information collection in the FR Y-7 is estimated to average 3.50 hours per response, including time to gather and maintain data in the required
form and to review instructions and complete the information collection.

FR Y-7
COV-2

Checklist
The checklist below is provided to assist the reporting foreign banking organization in filing all the necessary responses to the various
report items. Each report item should be checked and the appropriate blanks filled in. The completed checklist should be returned with
the report.
Check the Yes, No or N/A checkbox below, as appropriate, to indicate if the report item is included with the initial filing.
Report Item 1: Financial Information Regarding the Foreign Banking Organization (FBO)
Yes
No 1(a)  Response provided in Attachment(s) #
Yes
1(b)  Response provided in Attachment(s) #
Report Item 2: Organization Information for the FBO
Yes
2(a)  Response provided in Attachment(s) #
Yes
N/A 2(b)  Response provided in Attachment(s) #
Report Item 3: Shares and Shareholders
Yes
3(a)  Response provided on report page or in Attachment(s) #
Yes
No 3(b)  Response provided on report page or in Attachment(s) #
Yes
No 3(c)  Response provided on report page or in Attachment(s) #
Report Item 4: Eligibility as a Qualified Foreign Banking Organization (QFBO)
Yes
No Items 4(e) and 4(f) have been completed and provided in Attachment(s) #
Yes
N/A Items 4(j) and 4(k) have been completed and provided in Attachment(s) #
Yes
N/A Items 4(l) and 4(m) have been completed and provided in Attachment(s) #

12/06

FR Y-7
COV-3

For Use by Tiered Foreign Banking Organizations
Tiered foreign banking organizations must list the legal name, mailing address, and physical location of subsidiary foreign banking organizations below. Refer to Who Must Report in the general instructions for filing by tiered foreign banking organizations.
A. For the fiscal year ending on

Month

Legal name of subsidiary foreign banking organization: 

Mailing address of head office:

Day

,

Street

City

Country

Physical location of principal office:
Street
(not mailing address)

City

Year

Country

Name and address of authorized official in the United States: 

Street

City

State

Area Code / Phone Number

ZIP Code

Area Code / Fax Number

E-mail Address

I,

Name

Title

an authorized official of the company named above, certify that this Annual Report of Foreign Banking Organizations has been prepared in conformance with the report instructions.

Signature of Authorized Official

Date

12/06

FR Y-7
COV-4

For Use by Tiered Foreign Banking Organizations—Continued
(If the Foreign Banking Organization has more than two tiers, use additional pages as needed.)

B. For the fiscal year ending on

Month

Legal name of subsidiary foreign banking organization: 

Mailing address of head office:

Day

,

Street

City

Country

Physical location of principal office:
Street
(not mailing address)

City

Year

Country

Name and address of authorized official in the United States: 

Street

City

State

Area Code / Phone Number

ZIP Code

Area Code / Fax Number

E-mail Address

I,

Name

Title

an authorized official of the company named above, certify that this Annual Report of Foreign Banking Organizations has been prepared in conformance with the report instructions.

Signature of Authorized Official

Date

12/06