Form DS-2032 Statement of Registration

Statement of Registration

DS-2032, 83C, New Form

Statement of Registration

OMB: 1405-0002

Document [doc]
Download: doc | pdf

Statement of Registration instructions




General Notes:

- Complete all items. If “none” applies to an item, so state.

- If more space is required to complete an item, electronic attachment pages are available for most items.

- Important: Changes in the information contained in this application by law must be reported promptly in accordance with 22 CFR 122.4. Clearly identifying or otherwise highlighting the changed information will facilitate analysis.


Block 1. Show the legal business name, physical office address, and telephone number of the registrant. No P.O. Box address accepted.


Block 2. If you have been, or are currently, registered with the Directorate of Defense Trade Controls (PM/DDTC), give your PM/DDTC registrant code number.


Block 3. For DDTC use only and should be left blank. Registrants will be advised of the fee schedule on the DDTC website. For renewals, registrants will be notified of their annual fee via mail 60 days prior to expiration date. Payment must be submitted by check or money order and must be in U.S. currency, payable through a U.S. financial institution. Cash and foreign currency will not be accepted. Make check or money order payable to “U.S. Department of State.” Send to one of the addresses provided below.


Block 4. Give the most applicable legal organizational description. If "other" is selected, explain legal organizational structure. Select one.


Block 5. Indicate the nature of your business as a Manufacturer, Manufacturer/Exporter, or Broker of Defense Articles and Services (e.g., hardware, data, software, services) and select only one. Separate registration required for Broker. Manufacturer or Manufacturer/Exporter must be a U.S. person. Broker may be a U.S. person or a foreign person and the appropriate entry marked in Block 5.


Block 6. Enter the date (mm-dd-yyyy), city, county, state, and country where your legal business, as listed in Item 1, commenced doing business. You must attach a copy of the document(s) issued by the government authority enabling you to engage in business in the U.S. (e.g. Articles of Incorporation) or foreign country, as appropriate.


Block 7. Enter the full name, title, date (mm-dd-yyyy), place of birth (city, state, & country), social security number, complete physical home address, and country of citizenship (list all citizenships held, actual or pending, including whether or not you are a U.S. person under 22 CFR 120.15). No P.O. Box address accepted.


Block 8. Enter U.S. Munitions List (USML) category (22 CFR 121), generic name, and U.S. Government agency (if applicable) for USML articles manufactured, and/or exported, brokered, or defense services provided.


Block 9. List U.S. defense-related subsidiaries, wholly or partially owned by registrant for USML articles manufactured, and/or exported, or defense services provided. Telephone number is not mandatory but could facilitate analysis.


Block 10. List defense-related foreign subsidiaries, wholly or partially owned by registrant for USML articles manufactured, and/or exported, or defense services provided. Telephone number is not mandatory but could facilitate analysis.


Block 11. Give complete name, address, and telephone number of parent company.


Block 12. Is the registrant owned and/or controlled by foreign person(s)? See 22 CFR 122.2 (c) for definition of ownership or control. If “Yes,” you must explain in the transmittal letter the specific percentages of ownership and control held by each foreign (non U.S.) person.


Block 13. Company entities or subsidiaries may not register separately.


Block 14. The individual signing this form must be a senior officer empowered by the registrant. The signer must be a U.S. person unless the signer is a broker, which includes U.S. and non-U.S. persons. Violations and penalties are explained in 22 CFR 127.


Send to:

Postal Mailing Address

Send to:

Express Mailing Address and Courier Delivery Address


U.S. Department of State


U.S. Department of State


Directorate of Defense Trade Controls


Directorate of Defense Trade Controls


Compliance and Registration Division


Compliance and Registration Division


2401 E Street, NW, SA-1, Room H1200


2401 E Street, NW, SA-1, Room H1200


Washington, DC 20522-0112


Washington, DC 20337




PRIVACY ACT AND PAPERWORK REDUCTION ACT STATEMENTS

AUTHORITIES U.S. Department of State’s authorities to register persons engaged in the business of manufacturing, exporting, or importing any defense article or defense service are 22 USC 2778 (b) (1) (A) (i) and 22 CFR Part 122. The authorities to register brokers are 22 USC 2778 (b) (1) (A) (ii) (I) and 22

CFR 129.3 and 129.4.


PURPOSE The purpose of registration is to provide the U.S. Government with necessary information on individuals and entities engaged in certain

manufacturing, exporting, and brokering activities.


ROUTINE USES The information solicited on this form is made available as a routine use to appropriate agencies whether Federal, State, local or foreign, for intelligence, law enforcement, and administrative purposes, or pursuant to a court order. It may also be used to send required reports to Congress about certain defense trade transactions.


SOCIAL SECURITY NUMBER Disclosure of the social security number(s) is voluntary and for the purpose of facilitating coordination with the Department of Treasury to review the registration statement for law enforcement concerns in accordance with 22 USC 2778 (b) (1) (B). Refusal to provide requested social security number, by itself, will not result in registration being denied, but may result in delays in the processing of a registration request.


*Public reporting burden for this collection of information is estimated to average 2 hours per response, including time required for searching existing data sources, gathering the necessary data, providing the information required, and reviewing the final collection. Send comments on the accuracy of this estimate of the burden and recommendations for reducing it to: U.S. Department of State (A/ISS/DIR) Washington, DC 20520.


DS-2032 Instruction Page 1 of 1

06-2008



U.S. Department of State


Statement of Registration

(SEE INSTRUCTIONS PAGE)

(Attach additional sheet if necessary)

OMB APPROVAL NO 1405-0002

EXPIRATION DATE: 09/30/2008

*ESTIMATED BURDEN 2 Hours


PM/DDTC Date Received (mm-dd-yyyy)


New Registrant Code


1. Registrant’s Name and Address


a. Name









b. Doing Business As









c. Physical Street Address













d. Apt. (no P.O. Box)





e. City





f. State/Province





g. Country





h. Zip/Postal Code





Telephone Number (Country/Area Code)














Fax Number

(Country/Area Code)















2. Current Registration Code (if applicable)


Manufacturer



Broker








3. For DDTC Use Only


$ Enclosed (for 12 month registration)



4. Registrant Is:




Individual

Partnership

Company



Corporation

Other



5. Registrant Is:


Manufacturer Manufacturer/Exporter


US Person

Foreign Person

Broker



6. Incorporation or Commencement of Business:


Date (mm-dd-yyyy)








In


City, County, State, and Country


7. Directors, Officers, Partners, Owners:



Name

Date of Birth (mm-dd-yyyy)



Home Address


a. Last



Place of Birth

a. Physical Street Address




b. First



a. City







c. Middle



b. State/Province



b. Apt. (no P.O. Box)




d. Position



c. Country



c. City









d. State/Province




e. Social Security Number





e. Country



f. Country of Citizenship





f. Zip/Postal Code










Additional page(s) attached










DS-2032 Page 1 of 2

06-2008



8. U.S. Munitions List Articles Manufactured and/or Exported, Brokered, or Defense Services Provided:



Category


Commodity/Service


Purchasing U.S. Government Agency (If Any)































Additional page(s) attached

9. Names and Addresses of Registrant’s Wholly- and

Partially-Owned U.S. Subsidiaries:


Yes (Specify)

No


a. Name



b. Physical Street Address (no P.O. Box)






c. City



d. State/Province



e. Zip/Postal Code



f. Telephone Number (Country/Area Code)










Additional page(s) attached

10. Names and Addresses of Registrant’s Wholly- and Partially-Owned Foreign Subsidiaries:


Yes (Specify)

No


a. Name



b. Physical Street Address (no P.O. Box)






c. City



d. State/Province



e. Country



f. Zip/Postal Code



g. Telephone Number (Country/Area Code)







Additional page(s) attached

11. Name, Address, and Telephone Number of Registrant’s Parent Company (if any)

a. Name



b. Physical Street Address (no P.O. Box)






c. City



d. State/Province



e. Country



f. Zip/Postal Code



g. Telephone Number (Country/Area Code)







Additional page(s) attached

12. Is The Registrant

Owned

And/Or Controlled


By Foreign Persons (22 CFR 122.2 (c)):

Yes (Specify)

No





13. Does Registrant Submit Federal Income Tax Forms Separately From Company in Block 11?

Yes

No


14. Registrant’s Statement:

Under Penalty According to Federal Law (see 22 CFR 127; 22 USC 2778, 18 USC 1001)


I, Warrant The Truth of All Statements Made Herein

Type Full Name





Signature


Date (mm-dd-yyyy)




Title/Position of Senior Officer


Email



DS-2032 (DESTROY PREVIOUS EDITIONS) Page 2 of 2

06-2008


Additional Directors, Officers, Partners, Owners

Block 7


Name

Date of Birth (mm-dd-yyyy)



Home Address








a. Last



Place of Birth

a. Physical Street Address



b. First



a. City






c. Middle



b. State/Province



b. Apt. (no P.O. Box)



d. Position



c. Country



c. City








d. State/Province



e. Social Security Number






e. Country







f. Zip/Postal Code



f. Country of Citizenship















Name

Date of Birth (mm-dd-yyyy)



Home Address








a. Last



Place of Birth

a. Physical Street Address



b. First



a. City






c. Middle



b. State/Province



b. Apt. (no P.O. Box)



d. Position



c. Country



c. City








d. State/Province



e. Social Security Number






e. Country







f. Zip/Postal Code



f. Country of Citizenship















Name

Date of Birth (mm-dd-yyyy)



Home Address








a. Last



Place of Birth

a. Physical Street Address



b. First



a. City






c. Middle



b. State/Province



b. Apt. (no P.O. Box)



d. Position



c. Country



c. City








d. State/Province



e. Social Security Number






e. Country







f. Zip/Postal Code



f. Country of Citizenship

















DS-2032

06-2008

Additional U.S. Munitions List Articles Manufactured and/or Exported, Brokered, or

Defense Services Provided

Block 8




Category


Commodity/Service


Purchasing U.S. Government Agency (If Any)













































































































































































































































































































































DS-2032

06-2008


Additional Names and Addresses of Registrant’s Wholly- and Partially-Owned U.S. Subsidiaries

Block 9


a. Name


b. Physical Street Address (no P.O. Box)




c. City


d. State/Province


e. Zip/Postal Code


f. Telephone Number (Country/Area Code)







a. Name


b. Physical Street Address (no P.O. Box)




c. City


d. State/Province


e. Zip/Postal Code


f. Telephone Number (Country/Area Code)







a. Name


b. Physical Street Address (no P.O. Box)




c. City


d. State/Province


e. Zip/Postal Code


f. Telephone Number (Country/Area Code)







a. Name


b. Physical Street Address (no P.O. Box)




c. City


d. State/Province


e. Zip/Postal Code


f. Telephone Number (Country/Area Code)









DS-2032

06-2008

Additional Names and Addresses of Registrant’s

Wholly- and Partially-Owned Foreign Subsidiaries

Block 10


a. Name



b. Physical Street Address (no P.O. Box)






c. City



d. State/Province



e. Country



f. Zip/Postal Code



g. Telephone Number (Country/Area Code)









a. Name



b. Physical Street Address (no P.O. Box)






c. City



d. State/Province



e. Country



f. Zip/Postal Code



g. Telephone Number (Country/Area Code)









a. Name



b. Physical Street Address (no P.O. Box)






c. City



d. State/Province



e. Country



f. Zip/Postal Code



g. Telephone Number (Country/Area Code)









a. Name



b. Physical Street Address (no P.O. Box)






c. City



d. State/Province



e. Country



f. Zip/Postal Code



g. Telephone Number (Country/Area Code)







DS-2032

06-2008

Additional Name, Address, and Telephone Number of Registrant’s Parent Company

Block 11



a. Name


b. Physical Street Address (no P.O. Box)




c. City


d. State/Province


e. Country


f. Zip/Postal Code


g. Telephone Number (Country/Area Code)








a. Name


b. Physical Street Address (no P.O. Box)




c. City


d. State/Province


e. Country


f. Zip/Postal Code


g. Telephone Number (Country/Area Code)








a. Name


b. Physical Street Address (no P.O. Box)




c. City


d. State/Province


e. Country


f. Zip/Postal Code


g. Telephone Number (Country/Area Code)








a. Name


b. Physical Street Address (no P.O. Box)




c. City


d. State/Province


e. Country


f. Zip/Postal Code


g. Telephone Number (Country/Area Code)





DS-2032

06-2008

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