Rule 15a-6; Exemption of Certain Foreign Brokers or Dealers

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IC Title:	Rule 15a-6; Exemption of Certain Foreign Brokers or Dealers	Agency IC Tracking Number:	270-329

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15a-6

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,107	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	11,070	9,070	2,000
Annual IC Time Burden (Hours)	26,789	20,789	6,000
Annual IC Cost Burden (Dollars)	0	-600,000	600,000

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