Form S-1 Registration Statement

ICR 200810-3235-009

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
IC Document Collections
34231 Modified
ICR Details
3235-0065 200810-3235-009
Historical Active 200802-3235-018
SEC 270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Approved without change 12/17/2008
Retrieve Notice of Action (NOA) 10/16/2008
  Inventory as of this Action Requested Previously Approved
12/31/2011 36 Months From Approved 03/31/2011
768 0 471
182,392 0 138,474
218,870,800 0 166,168,800

Form S-1 under the Securities Act is by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77f, 77g, 77h, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78l, 78m, 78n(a), 78o(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77sss Name of Law: Trust Indenture Act of 1939

3235-AJ89 Final or interim final rulemaking 73 FR 934 01/04/2008


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 768 471 0 297 0 0
Annual Time Burden (Hours) 182,392 138,474 0 43,918 0 0
Annual Cost Burden (Dollars) 218,870,800 166,168,800 0 52,702,000 0 0
Changing Regulations
The increase in reporting hours of 43,918 and increase in cost of $52,702,000 is attributable to the fact that all of the burden hours previously reflected for Forms SB-1 and SB-2 are now being included as part of the Form S-1 burden, except to the extent that a former Form SB-1 or SB-2 filer is eligible to use Form S-3. The net effect of the amendments is actually to reduce reporting burdens and costs due to the fact that approximately 1,580 companies now meet the definition of “smaller reporting company” and are newly eligible to provide scaled disclosure in Form S-1 that is equivalent to the type of information previously requested on Forms SB-1 and SB-2.

Kevin O'Neill 202 551-3460


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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