Form CQ-1

QUARTERLY REPORT TO FEDERAL RESERVE BANK OF NEW YORK

FORM CQ-1

Please type or print:
Name of Reporting Institution:

ID Number:

REPORT OF FINANCIAL LIABILITIES TO, AND FINANCIAL
CLAIMS ON, UNAFFILIATED FOREIGN-RESIDENTS

DEPARTMENT OF THE TREASURY
Office of the Assistant Secretary for
International Affairs

As of date:

Revised June 2006
Form Approved
OMB Control No. 1505-0024

Name of Contact if We Have
Questions:

Important notes:

Legal basis and confidentiality statement:
Contact’s Phone Number:

Name and Title of Officer
Authorized to Sign Report:

Please read carefully
and sign below:
I, ___________________,
(Signature of Officer Authorized to Sign Report)

of the reporting institution do
hereby declare that the Treasury
International Capital CQ-1 report
for this report date has been
prepared in conformance with
the instructions and is true to the
best of my knowledge and belief.

This report is required by law (22 U.S.C. 286f; 22 U.S.C. 3103; E.O.
10033, as amended; 31 C.F.R. 128.1 (a)). Failure to report can
result in a civil penalty of not less than $2,500 and not more than
$25,000. Willful failure to report can result in criminal prosecution
and upon conviction a fine of not more than $10,000; and, if an
individual, imprisonment for not more than one year, or both. Any
officer, director, employee, or agent of any corporation who
knowingly participates in such violation may, upon conviction, be
punished by a like fine, imprisonment, or both (22 U.S.C. 3105 (a)
and (b); 31 C.F.R. 128.4 (a) and (b)).
Data reported on this form will be held in confidence by the
Department of the Treasury, the Board of Governors of the Federal
Reserve System, and the Federal Reserve Banks acting as fiscal
agents for the Treasury. The data reported by individual
respondents will not be published or otherwise publicly disclosed;
information may be given to other Federal agencies, insofar as
authorized by applicable law (44 U.S.C. 3501 et seq.; 22 U.S.C.
3101 et seq.). Aggregate data derived from reports on this form
may be published or otherwise disclosed only in a manner that does
not specifically identify any individual respondent.
Note: No person is required to respond to any U.S. Government
collection of information unless the form displays a currently valid
control number assigned by the Office of Management and Budget
(OMB)

•

Before preparing this report, please
read the instructions carefully.

•

Additional copies of this form and the
instructions for preparing this form can
be obtained at the following web site:
www.ustreas.gov/tic/forms.html

•

This report should be filed no later
than thirty calendar days following the
as-of date.

•

Amounts should be reported in millions
of dollars as of the close of the last
business day of the quarter.

Part 1 – Financial Liabilities to Foreigners
FOREIGN ECONOMIES AND
ORGANIZATONS
CODE

Short-term
Negotiable Securities

1510-5
1010-3
1651-9
1018-9
1652-7
1330-7
1620-9
1025-1
1410-9
1520-2
1421-4
1040-5
1528-8
1050-2
1540-7
1350-1
1061-8
1070-7
1080-4
1653-5
1100-2
1108-8
1120-7
1054-5
1300-6
1310-2
1550-4
1130-4
1140-1
1300-8
1150-9
1300-7
1654-3
1655-1
1560-1
1160-6
1570-9

Other Liabilities to
Foreigners

Part 2- Financial Claims on Foreigners
Non-negotiable
Foreign Deposits

1

2

3

Millions

Millions

Millions

Section A: Selected Positions with Unaffiliated Foreigners
Europe
Albania
Andorra
Armenia
Austria
Azerbaijan
Bank for International
Settlements
Belarus
Belgium
Bosnia and Herzegovina
Bulgaria
Croatia
Cyprus
Czech Republic
Denmark
Estonia
European Central Bank
Faroe Islands
Finland
France
Georgia
Germany
Gibraltar
Greece
Greenland
Guernsey
Holy See
Hungary
Iceland
Ireland
Isle of Man
Italy
Jersey
Kazakhstan
Kyrgyzstan
Latvia
Liechtenstein
Lithuania

TIC Form CQ-1 Page 2 of 10

ID Number: _______________________ As-of Date:

Name of Reporting Entity:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Total of Columns 1-5 (for
arithmetic check only)

Other Claims on
Foreigners
5
Millions

6
Millions

Part 1 – Financial Liabilities to Foreigners
FOREIGN ECONOMIES AND
ORGANIZATONS
CODE

Short-term
Negotiable Securities

1170-3
1441-9
1181-9
1630-6
1200-9
1210-6
1220-3
1576-8
1231-9
1580-6
1610-1
1240-8
1321-8
1531-8
1433-8
1250-5
1260-2
1268-8
1657-8
1280-7
1661-6
1640-3
1300-5
1670-5

TOTAL EUROPE

1999-2

CANADA

2999-8

Other Liabilities to
Foreigners

Part 2- Financial Claims on Foreigners
Non-negotiable
Foreign Deposits

1

2

3

Millions

Millions

Millions

Section A: Selected Positions with Unaffiliated Foreigners
EUROPE (CONT.)
Luxembourg
Macedonia
Malta
Moldova
Monaco
Netherlands
Norway
Poland
Portugal
Romania
Russia
San Marino
Serbia and Montenegro
Slovakia
Slovenia
Spain
Sweden
Switzerland
Tajikistan
Turkey
Turkmenistan
Ukraine
United Kingdom
Uzbekistan

TIC Form CQ-1 Page 3 of 10

ID Number: _______________________ As-of Date:

Name of Reporting Entity:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Total of Columns 1-5 (for
arithmetic check only)

Other Claims on
Foreigners
5
Millions

6
Millions

Part 1 – Financial Liabilities to Foreigners
FOREIGN ECONOMIES AND
ORGANIZATONS
CODE

Short-term
Negotiable Securities

TOTAL LATIN AMERICA

3010-4
3571-8
3020-1
3030-9
3040-6
3050-3
3058-9
3100-3
3108-9
3630-7
3640-4
3120-8
3130-5
3148-8
3170-4
3180-1
3188-7
3210-7
3220-4
3770-2
3260-3
3271-9

3994-2

Other Liabilities to
Foreigners

Part 2- Financial Claims on Foreigners
Non-negotiable
Foreign Deposits

1

2

3

Millions

Millions

Millions

Section A: Selected Positions with Unaffiliated Foreigners
LATIN AMERICA
Argentina
Belize
Bolivia
Brazil
Chile
Colombia
Costa Rica
Ecuador
El Salvador
Falkland Islands
French Guiana
Guatemala
Guyana
Honduras
Mexico
Nicaragua
Panama
Paraguay
Peru
Suriname
Uruguay
Venezuela

TIC Form CQ-1 Page 4 of 10

ID Number: _______________________ As-of Date:

Name of Reporting Entity:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Total of Columns 1-5 (for
arithmetic check only)

Other Claims on
Foreigners
5
Millions

6
Millions

Part 1 – Financial Liabilities to Foreigners
FOREIGN ECONOMIES AND
ORGANIZATONS
CODE

Short-term
Negotiable Securities

3022-8
3520-3
3525-4
3531-9
3015-5
3560-2
3613-7
3070-8
3621-8
3080-5
3541-6
3670-6
3680-3
3140-2
3160-7

Martinique
Montserrat
Netherlands Antilles
St. Kitts and Nevis
St. Lucia
St. Vincent & the
Grenadines
Trinidad and Tobago

3700-1
3710-9
3720-6
3730-3
3750-8
3760-5

Turks and Caicos
Islands
Virgin Islands, British

3781-8

TOTAL CARIBBEAN

3440-1

3240-9

3580-7

Other Liabilities to
Foreigners

Part 2- Financial Claims on Foreigners
Non-negotiable
Foreign Deposits

1

2

3

Millions

Millions

Millions

Section A: Selected Positions with Unaffiliated Foreigners
CARIBBEAN
Anguilla
Antigua and Barbuda
Aruba
Bahamas
Barbados
Bermuda
Cayman Islands
Cuba
Dominica
Dominican Republic
Eastern Caribbean
Central Bank
Grenada
Guadeloupe (and
smaller French islands)
Haiti
Jamaica

TIC Form CQ-1 Page 5 of 10

ID Number: _______________________ As-of Date:

Name of Reporting Entity:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Total of Columns 1-5 (for
arithmetic check only)

Other Claims on
Foreigners
5
Millions

6
Millions

Part 1 – Financial Liabilities to Foreigners
FOREIGN ECONOMIES AND
ORGANIZATONS
CODE

Short-term
Negotiable Securities

4040-1
4070-3
4074-6
4081-9
4100-9
4110-6
4120-3
4140-8
4500-4
4200-5
4210-2
4221-8
4230-7
4240-4
4250-1
4260-9
4270-6
4440-7
4300-1
4310-9
4330-3
4341-9
4350-8
4360-5
4370-2
4381-8
4420-2
4410-5
4470-9
4480-6
4510-1
4560-8
4601-9
4131-9
4620-5

Taiwan
Thailand

4630-2
4641-8

Other Liabilities to
Foreigners

Part 2- Financial Claims on Foreigners
Non-negotiable
Foreign Deposits

1

2

3

Millions

Millions

Millions

Section A: Selected Positions with Unaffiliated Foreigners
ASIA
Afghanistan
Bahrain
Bangladesh
Bhutan
Brunei
Burma
Cambodia
China, Mainland
East Timor
Hong Kong
India
Indonesia
Iran
Iraq
Israel
Japan
Jordan
Korea, North
Korea, South
Kuwait
Laos
Lebanon
Macau
Malaysia
Maldives
Mongolia
Nepal
Oman
Pakistan
Philippines
Qatar
Saudi Arabia
Singapore
Sri Lanka
Syria

TIC Form CQ-1 Page 6 of 10

ID Number: _______________________ As-of Date:

Name of Reporting Entity:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Total of Columns 1-5 (for
arithmetic check only)

Other Claims on
Foreigners
5
Millions

6
Millions

Part 1 – Financial Liabilities to Foreigners
FOREIGN ECONOMIES AND
ORGANIZATONS
CODE

Short-term
Negotiable Securities

United Arab Emirates
(Trucial States)
Vietnam
West Bank & Gaza
Yemen

4660-4
4690-6
4720-1
4710-4

TOTAL ASIA

4999-9

AFRICA
Algeria
Angola
Bank of Central African States
(BEAC)
Benin
Botswana
Burkina Faso
Burundi
Cameroon
Cape Verde
Central African Republic
Central Bank of West African
States (BCEAO)
Chad
Comoros
Congo (Brazzaville)
Congo (Kinshasa)
Cote d’Ivoire (Ivory Coast)
Djibouti
Egypt
Equatorial Guinea
Eritrea
Ethiopia
Gabon
Gambia, The

5010-5
5020-2
5031-8
5180-2
5050-4
5711-8
5080-6
5100-4
5120-9
5130-6
5064-4
5140-3
5151-9
5160-8
5170-5
5300-7
5230-2
5700-2
5194-2
5201-9
5210-8
5241-8
5250-7

Other Liabilities to
Foreigners

Part 2- Financial Claims on Foreigners
Non-negotiable
Foreign Deposits

1

2

3

Millions

Millions

Millions

Section A: Selected Positions with Unaffiliated Foreigners
Asia (Cont.)

TIC Form CQ-1 Page 7 of 10

ID Number: _______________________ As-of Date:

Name of Reporting Entity:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Total of Columns 1-5 (for
arithmetic check only)

Other Claims on
Foreigners
5
Millions

6
Millions

Part 1 – Financial Liabilities to Foreigners
FOREIGN ECONOMIES AND
ORGANIZATONS
CODE

Short-term
Negotiable Securities

TOTAL AFRICA

5260-4
5270-1
5440-2
5310-4
5315-5
5320-1
5330-9
5340-6
5350-3
5358-9
5370-8
5380-5
5451-8
5400-3
5408-9
5412-7
5420-8
5430-5
5460-7
5501-8
5510-7
5520-4
5530-1
5540-9
5550-6
5560-3
5571-9
5610-3
5621-9
5640-5
5650-2
5670-7
5680-4
5600-6
5720-7
5470-4

5999-4

Other Liabilities to
Foreigners

Part 2- Financial Claims on Foreigners
Non-negotiable
Foreign Deposits

1

2

3

Millions

Millions

Millions

Section A: Selected Positions with Unaffiliated Foreigners
AFRICA (CONT.)
Ghana
Guinea
Guinea-Bissau
Kenya
Lesotho
Liberia
Libya
Madagascar
Malawi
Mali
Mauritania
Mauritius
Mayotte
Morocco
Mozambique
Namibia
Niger
Nigeria
Réunion
Rwanda
Saint Helena
Sao Tome & Principe
Senegal
Seychelles
Sierra Leone
Somalia
South Africa
Sudan
Swaziland
Tanzania
Togo
Tunisia
Uganda
Western Sahara
Zambia
Zimbabwe

TIC Form CQ-1 Page 8 of 10

ID Number: _______________________ As-of Date:

Name of Reporting Entity:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Total of Columns 1-5 (for
arithmetic check only)

Other Claims on
Foreigners
5
Millions

6
Millions

Part 1 – Financial Liabilities to Foreigners
FOREIGN ECONOMIES AND
ORGANIZATONS
CODE

Short-term
Negotiable Securities

TOTAL OTHER COUNTRIES

6008-9
6020-8
6040-2
6060-7
6070-4
6052-6
6120-4
6030-5
6130-1
6140-9
6168-9
6180-8
6250-2
6175-1
6210-3
6221-9
6261-8
6230-8
6240-5
6244-8
6051-8
6160-3
6011-9

6990-6

International & Regional
Organizations
International
European
Latin American
Caribbean
Asian
African
Middle Eastern
TOTAL INT’L & REGIONAL ORGS

7999-5

GRAND TOTAL

9999-6

7290-7
7390-3
7491-8
7494-2
7590-6
7690-2
7790-9

Other Liabilities to
Foreigners

Part 2- Financial Claims on Foreigners
Non-negotiable
Foreign Deposits

1

2

3

Millions

Millions

Millions

Section A: Selected Positions with Unaffiliated Foreigners
OTHER COUNTRIES
Australia
British Indian Ocean Territory
Cook Islands
Fiji
French Polynesia
Kiribati
Marshall Islands
Micronesia, Federated States
of
Nauru
New Caledonia
New Zealand
Niue
Palau
Papua New Guinea
Pitcairn Islands
St. Pierre and Miquelon
Samoa
Solomon Islands
Tokelau Islands
Tonga
Tuvalu
Vanuatu
Wallis and Futuna

TIC Form CQ-1 Page 9 of 10

ID Number: _______________________ As-of Date:

Name of Reporting Entity:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Total of Columns 1-5 (for
arithmetic check only)

Other Claims on
Foreigners
5
Millions

6
Millions

Name of Reporting Entity:

ID Number:
Part 1 – Financial Liabilities of Foreigners

Part 2- Financial Claims on Foreigners

FOREIGN COUNTRIES
Short-term
Negotiable Securities
CODE

Other Liabilities to
Foreigners

1

2

3

Millions

Millions

Instruments:
BORROWINGS/LOANS

8061-4

NEGOTIABLE CDS
REPURCHASE/RESALE
AGREEMENTS

8110-8

ASSETS WRITTEN OFF THIS
QUARTER

8200-9

8400-7

(Please summarize by country and
column in a separate statement)

Foreign Currency Items:
DENOMINATED IN CANADIAN
DOLLARS
DENOMINATED IN EUROS
DENOMINATED IN STERLING
DENOMINATED IN YEN
DENOMINATED IN ALL OTHER
FOREIGN CURRENCIES

Non-negotiable
Foreign Deposits

Millions

Section (B) Memorandum Items:

8500-1
8500-2
8500-3
8500-4
8500-6

Remaining Maturities: (Complete only if Reportable Liabilities are $1 billion or more)
8010-1
DEMAND DEPOSITS
8020-9
ARREARS
8030-6
OTHER NON-INTEREST PAYING
ITEMS WITHOUT A FIXED
MATURITY*
8040-3
OTHER ITEMS WITHOUT A FIXED
MATURITY*
8051-9
OTHER, 90 DAYS OR LESS
8052-7
OVER 90 DAYS TO 180 DAYS
8053-5
OVER 180 DAYS TO 270 DAYS
8054-3
OVER 270 DAYS TO 1 YEAR
8055-1
OVER 1 YEAR TO 2 YEARS
8057-8
OVER 2 YEARS
*INCLUDE REPOS UNDER CONTINUING CONTRACT

TIC Form CQ-1 Page 10 of 10

As-of Date:

Negotiable CDs & All
Short-term
Negotiable Securities
4
Millions

Other Claims on
Foreigners
5
Millions

Total of Columns
1-5 (for arithmetic
check only)
6
Millions