Form FFIEC 002 FFIEC 002 Report of Assets and Liabilities of U.S. Branches and Ag

Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks; Report of Assets and Liabilities of Non-U.S. Branches That Are Managed or Controlled by a U.S. Branch or Agency of a Fo

FFIEC002_f

Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks

OMB: 7100-0032

⚠️ Notice: This form may be outdated. More recent filings and information on OMB 7100-0032 can be found here:

Document [pdf]

Download: pdf | pdf

Board of Governors of the Federal Reserve System
OMB Number: 7100-0032
Federal Deposit Insurance Corporation
Office of the Comptroller of the Currency
Expires May 31, 2009

Federal Financial Institutions Examination Council

Report of Assets and Liabilities of U.S. Branches and Agencies
of Foreign Banks—FFIEC 002
(20090331)

Report at the close of business March 31, 2009

(RCON 9999)

This report is required by law 12 U.S.C. §3105(c)(2); 12 U.S.C.
§1817(a); and 12 U.S.C. §3102(b).

Please read carefully “Instructions for Preparation of the Report of
Assets and Liabilities of U.S. Branches and Agencies of Foreign
Banks”

Please indicate legal status:

Branch

Agency

Indicate FDIC insurance status:

Insured

Uninsured

Indicate the number of branches or agencies included in this
report:
(RCON 9395)

Legal Title(s) and Address(es) of Branch(es) or Agency(ies) included in this report:

Legal Title

Street Address

City

County

City

County

State

Zip Code

State

Zip Code

Legal Title

Legal Title of Foreign Bank Parent

Street Address

City

County

State

Zip Code

NOTE: This report must be signed by the Chief Financial Officer
(CFO) (or by the individual performing an equivalent function) and
attested by the senior executive officer.

County

I,
Name of Senior Executive Officer

Title of Senior Executive Officer

I, the undersigned CFO (or equivalent) of the branch or agency
specified do hereby declare that this Report of Assets and
Liabilities (including the supporting schedules and supplement) has been prepared in conformance with the instructions issued by the Federal Financial Institutions Examination
Council and is true to the best of my knowledge and belief.

attest the correctness of this Report of Assets and Liabilities
(including the supporting schedules and supplement) and declare
that it has been examined by us, and to the best of our knowledge
and belief, has been prepared in conformance with the instructions
issued by the Federal Financial Institutions Examination Council
and is true and correct.

Signature of Chief Financial Officer (or Equivalent)

Signature of Senior Executive Officer

Public reporting burden associated with the FFIEC 002 is estimated to average 25.02
hours per response including time to gather and maintain data in the required form and
to review instructions and complete the information collection. A Federal agency may
not conduct or sponsor, and an organization (or a person) is not required to respond
to a collection of information, unless it displays a currently valid OMB control number.

Comments regarding this burden estimate or any other aspect of this information
collection, including suggestions for reducing the burden, may be sent to Secretary,
Board of Governors of the Federal Reserve System, Washington, D.C. 20551 and
to Office of Information and Regulatory Affairs, Office of Management and Budget,
Washington, D.C. 20503.

Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.
FDIC-insured branches should file one copy with the appropriate FDIC Regional Office (Supervision).

Contact Information

FFIEC 002

To facilitate communication between the Agencies and the branch or agency concerning the FFIEC 002, please provide contact information
for (1) the Chief Financial Officer (or equivalent) of the branch or agency signing the reports for this quarter and (2) the person at the branch or
agency—other than the Chief Financial Officer (or equivalent) — to whom questions about the reports should be directed. If the Chief Financial
Officer (or equivalent) is the primary contact for questions about the reports, please provide contact information for another person at the branch
or agency who will serve as a secondary contact for communications between the Agencies and the branch or agency concerning the FFIEC
002. Enter “none” for the contact’s e-mail address or fax number if not available. Contact information for the FFIEC 002 is for the confidential
use of the Agencies and will not be released to the public.

Chief Financial Officer (or Equivalent) Signing the Reports

Other Person to Whom Questions about the Reports
Should be Directed

Name (TEXT C490)

Name (TEXT C495)

Title (TEXT C491)

Title (TEXT C496)

E-mail Address (TEXT C492)

E-mail Address (TEXT 4086)

Telephone: Area code/phone number/extension (TEXT C493)

Telephone: Area code/phone number/extension (TEXT 8902)

FAX: Area code/phone number (TEXT C494)

FAX: Area code/phone number (TEXT 9116)

Emergency Contact Information
This information is being requested so the Agencies can distribute critical, time sensitive information to emergency contacts at U.S. branches or
agencies. Please provide primary contact information for a senior official of the branch or agency who has decision-making authority. Also provide
information for a secondary contact if available. Enter “none” for the contact’s e-mail address or fax number if not available. Emergency contact information is for the confidential use of the Agencies and will not be released to the public.

Primary Contact

Secondary Contact

Name (TEXT C366)

Name (TEXT C371)

Title (TEXT C367)

Title (TEXT C372)

E-mail Address (TEXT C368)

E-mail Address (TEXT C373)

Telephone: Area code/phone number/extension (TEXT C369)

Telephone: Area code/phone number/extension (TEXT C374)

FAX: Area code/phone number (TEXT C370)

FAX: Area code/phone number (TEXT C375)

USA PATRIOT Act Section 314(a) Anti-Money Laundering Contact Information
This information is being requested to identify points-of-contact who are in charge of your branch's or agency's USA PATRIOT Act Section 314(a)
information requests. Branch or agency personnel listed could be contacted by law enforcement officers or the Financial Crimes Enforcement Network
(FinCEN) for additional information related to specific Section 314(a) search requests or other anti-terrorist financing and anti-money laundering matters.
Communications sent by FinCEN to the branch or agency for purposes other than Section 314(a) notifications will state the intended purpose and should
be directed to the appropriate branch or agency personnel for review. Any disclosure of customer records to law enforcement officers or FinCEN must
be done in compliance with applicable law, including the Right to Financial Privacy Act (12 U.S.C. 3401 et seq.).
Please provide information for a primary and secondary contact. Enter "none" for the contact's e-mail address if not available. This contact information
is for the confidential use of the Agencies, FinCEN, and law enforcement officers and will not be released to the public.

Primary Contact

Secondary Contact

Name (TEXT C437)

Name (TEXT C442)

Title (TEXT C438)

Title (TEXT C443)

E-mail Address (TEXT C439)

E-mail Address (TEXT C444)

Telephone: Area code/phone number/extension (TEXT C440)

Telephone: Area code/phone number/extension (TEXT C445)

FFIEC 002

3
Schedule RAL—Assets and Liabilities
All schedules are to be reported in thousands of U.S. dollars. Unless otherwise indicated, report the amount outstanding as of the
last calendar day of the quarter.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
ASSETS
1. Claims on Nonrelated Parties:
(Excludes all claims on related depository institutions but includes claims
on related nondepository institutions. See instructions for coverage and
treatment of ‘‘nonrelated’’ and ‘‘related’’ institutions.)
a. Cash and balances due from depository institutions (from Schedule A,
item 6) ....................................................................................................
b. U.S. Government securities:
(1) U.S. Treasury securities ....................................................................
(2) U.S. Government agency obligations ...............................................
c. Other bonds, notes, debentures, and corporate stock (including state
and local securities):
(1) Securities of foreign governments and official institutions ................
(2) Mortgage-backed securities:
(a) Issued or guaranteed by U.S. Government agencies.................
(b) Other...........................................................................................
(3) Other asset-backed securities ..........................................................
(4) All other .............................................................................................
d. Federal funds sold and securities purchased under agreements to
resell:
(1) Federal Funds sold:
(a) With commercial banks in the U.S. .........................................
(b) With nonbank brokers and dealers in securities...................
(c) With others ................................................................................
(2) Securities purchased under agreements to resell:
(a) With commercial banks in the U.S. .........................................
(b) With nonbank brokers and dealers in securities...................
(c) With others ................................................................................
e. Loans and leases, net of unearned income (from Schedule C, item 11).
f. Trading assets:
(1) U.S. Treasury and Agency securities ................................................
(2) Other trading assets..........................................................................
g. Not applicable
h. Other assets including other claims on nonrelated parties......................
i. Total claims on nonrelated parties (sum of items 1.a through 1.h) ..........
2. Net due from related depository institutions:
a. For the reporting branch or agency including its IBF: Net due from
head office and other related depository institutions (item 4.g minus
item 1.i of Column A if item 4.g is greater than item 1.i; otherwise
enter -0-)..................................................................................................
b. For the IBF of the reporting branch or agency: Net due from
establishing entity, head office and other related depository
institutions (item 4.g minus item 1.i of Column B if item 4.g is greater
than item 1.i; otherwise enter -0-)............................................................

RCFD

0010

Bil

Mil

(Column B)
IBF Only

Thou RCFN

0010

0260
0371

Bil

Mil

Thou

1.a.
1.b.(1)
1.b.(2)

A003
C035
C416
C417
C036
C037

1.c.(1)

C412
F856
C413

1.d.(1)(a)
1.d.(1)(b)
1.d.(1)(c)

C414
F857
C415
2122

1.d.(2)(a)
1.d.(2)(b)
1.d.(2)(c)
1.e.

C418
C419

1.f.(1)
1.f.(2)

2151
2171

1.h.
1.i.

2154

1.c.(2)(a)
1.c.(2)(b)
1.c.(3)
1.c.(4)

2.a.

2154

2.b.

FFIEC 002

4
Schedule RAL—Continued
(Column B)
IBF Only

(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands

RCFD

ASSETS—Continued
3. Total assets (for Column A, sum of items 1.i and 2.a; for Column B,
sum of items 1.i and 2.b) ............................................................................... 2170
LIABILITIES
4. Liabilities to nonrelated parties:
(Excludes all liabilities to related depository institutions but includes all
liabilities to related nondepository institutions. See instructions for
coverage and treatment of “nonrelated” and “related” institutions.)
a. Total deposits and credit balances (from Schedule E, item 7) ................
b. Federal funds purchased and securities sold under agreements to
repurchase:
(1) Federal Funds purchased:
(a) With commercial banks in the U.S. .........................................
(b) With others ................................................................................
(2) Securities sold under agreements to repurchase:
(a) With commercial banks in the U.S. .........................................
(b) With others ................................................................................
c. Other borrowed money (from Schedule P, item 4) ..................................
d. Not applicable
e. Trading liabilities ......................................................................................
f. Other liabilities to nonrelated parties .......................................................
g. Total liabilities to nonrelated parties (sum of items 4.a through 4.f) ........
5. Net due to related depository institutions:
a. For the reporting branch or agency including its IBF: Net due to head
office and other related depository institutions (item 1.i minus item 4.g
of Column A if item 1.i is greater than item 4.g; otherwise enter -0-).......
b. For the IBF of the reporting branch or agency: Net due to establishing
entity, head office and other related depository institutions (item 1.i
minus item 4.g of Column B if item 1.i is greater than item 4.g;
otherwise enter -0-) .................................................................................
6. Total liabilities (for Column A, sum of items 4.g and 5.a; for Column B,
sum of items 4.g and 5.b) ..............................................................................
Memoranda
1. Fair value of held-to-maturity securities .......................................................
2. Amortized cost of held-to-maturity securities ...............................................
3. Fair value of available-for-sale securities .....................................................
4. Amortized cost of available-for-sale securities .............................................

Bil

Mil

Thou RCFN

Bil

Mil

Thou

2170

2205

C420
C421

4.b.(1)(a)
4.b.(1)(b)

C422
C423
3190

4.b.(2)(a)
4.b.(2)(b)
4.c.

3548
2916
2927

4.e.
4.f.
4.g.

2944

5.a.

2944

5.b.

2950

1771
1754
1773
1772

M.1.
M.2.
M.3.
M.4.

FFIEC 002

5
Schedule RAL—Continued
(Column B)
IBF Only

(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
Memoranda—Continued
5. Loans held for trading (included in Schedule RAL, item 1.f.(2)):
a. Loans secured by real estate:
(1) Construction, land development, and other land loans ..............
(2) Secured by farmland (including farm residential and other
improvements) ................................................................................
(3) Secured by 1–4 family residential properties:
(a) Revolving, open-end loans secured by 1–4 family
residential properties and extended under lines of credit ...
(b) Closed-end loans secured by 1–4 family residential
properties ..................................................................................
(4) Secured by multifamily (5 or more) residential properties .........
(5) Secured by nonfarm nonresidential properties ...........................
b. Commercial and industrial loans .........................................................
c. Other loans ............................................................................................
6. Unpaid principal balance of loans held for trading (reported in
Schedule RAL, Memorandum item 5):
a. Loans secured by real estate:
(1) Construction, land development, and other land loans ..............
(2) Secured by farmland (including farm residential and other
improvements) ................................................................................
(3) Secured by 1–4 family residential properties:
(a) Revolving, open-end loans secured by 1–4 family
residential properties and extended under lines of credit ...
(b) Closed-end loans secured by 1–4 family residential
properties ..................................................................................
(4) Secured by multifamily (5 or more) residential properties .........
(5) Secured by nonfarm nonresidential properties ...........................
b. Commercial and industrial loans .........................................................
c. Other loans ............................................................................................
7. Fair value of structured notes.......................................................................
8. Amortized cost of structured notes...............................................................
9. Assets under the reporting branch or agency's management in
proprietary mutual funds and annuities ........................................................
10. Derivatives with a positive fair value held for trading purposes ...................
11.Derivatives with a negative fair value held for trading purposes....................
12. Not applicable.
13. Pledged U.S. government securities1 ..........................................................

RCFD

Bil

Mil

Thou RCFN

Bil

Mil

Thou

F604

M.5.a.(1)

F605

M.5.a.(2)

F606

M.5.a.(3)(a)

G006
F612
F613
F614
G007

M.5.a.(3)(b)
M.5.a.(4)
M.5.a.(5)
M.5.b.
M.5.c.

F625

M.6.a.(1)

F626

M.6.a.(2)

F627

M.6.a.(3)(a)

G008
F630
F631
F632
G009
8783
8782

M.6.a.(3)(b)
M.6.a.(4)
M.6.a.(5)
M.6.b.
M.6.c.
M.7.
M.8.

B570
3543
3547

M.9.
M.10.
M.11.

2785

M.13.

1. Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value.

FFIEC 002

6
Schedule RAL—Continued
Total Reporting
Branch or Agency
Including Its IBF
Memoranda—Continued

Dollar Amounts in Thousands

14. If other assets including other claims on nonrelated parties (item 1.h)
exceed 5 percent of total assets (item 3), itemize and describe amounts
that exceed 25 percent of item 1.h.
TEXT
a. A539
TEXT
b. A540
TEXT
c. A541
15. If other liabilities to nonrelated parties (item 4.f) exceed 5 percent
of total liabilities (item 6), itemize and describe amounts that exceed
25 percent of item 4.f.
TEXT
a. A542
TEXT
b. A543
TEXT
c. A544
16. Number of full-time equivalent employees of the branch or agency at
end of current period (round to nearest whole number) ...............................

RCFD

Bil

Mil

Thou

A539
A540
A541

M.14.a.
M.14.b.
M.14.c.

A542
A543
A544

M.15.a.
M.15.b.
M.15.c.

RCFD

Number

4150

M.16.

To be reported only with the March Report
17. Indicate in the box at the right the number of the statement below that best describes the most
RCFD
comprehensive level of auditing work performed for the branch or agency by, or on behalf of,
the parent organization during the preceding year....................................................................................... 6724
1 = Independent annual audit of the branch or agency conducted
in accordance with U.S. generally accepted auditing standards
by a certified public accounting firm
2 = Independent annual audit of the branch or agency conducted
in accordance with home country auditing standards by an
independent accounting firm
3 = Review of the financial statements of the branch or agency
by external auditors, as part of the audit of the parent
organization

Number

M.17.

4 = Review of the financial statements of the branch or agency by
internal auditors
5 = Compilation of the financial statements of the branch or agency
by external auditors
6 = Other audit procedures
7 = No audit or independent review

Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
STATUTORY OR REGULATORY REQUIREMENT
as appropriate for the reporting institution (see instructions)
1. Asset maintenance requirement ..................................................................
2. Asset pledge requirement/Capital equivalency deposit ...............................
3. FDIC asset maintenance requirement (for FDIC insured branches only):
a. Average liabilities for the preceding calendar quarter .............................
b. Eligible assets as of the report date ........................................................

RCFD

Bil

Mil

Thou

3343
3349

S.1.
S.2.

2334
2387

S.3.a.
S.3.b.

FFIEC 002

7
Schedule A—Cash and Balances Due from Depository Institutions
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands

RCFD

1. Cash items in process of collection and unposted debits ............................ 0020
2. Currency and coin (U.S. and foreign)........................................................... 0080

Bil

Mil

(Column B)
IBF Only

Thou RCFN

Bil

Mil

Thou

0020

1.
2.

0083
0085

3.a.
3.b.

0073
2431
3149
0090

0073
2431
3149

4.a.
4.b.
4.c.
5.

RCXX

RCXY

6. Total (sum of items 1 through 5) (must equal Schedule RAL, item 1.a) ....... 0010

0010

3. Balances due from depository institutions in the U.S.:
a. U.S. branches and agencies of other foreign banks (including their
IBFs) ........................................................................................................
b. Other depository institutions in the U.S. (including their IBFs) ................
4. Balances due from banks in foreign countries and foreign central banks:
a. Foreign branches of U.S. banks ..............................................................
b. Banks in home country and home country central bank ........................
c. All other banks in foreign countries and foreign central banks ...............
5. Balances due from Federal Reserve Banks.................................................

FFIEC 002

8
Schedule C—Loans
Part I. Loans and Leases
Net of unearned income.
NOTE: Exclude all transactions with related depository institutions.

Dollar Amounts in Thousands
1. Loans secured by real estate:
a. Construction, land development, and other land loans ....................
b. Secured by farmland (including farm residential and other
improvements).......................................................................................
c. Secured by 1–4 family residential properties:
(1) Revolving, open-end loans secured by 1–4 family residential
properties and extended under lines of credit .............................
(2) Closed-end loans secured by 1–4 family residential properties
d. Secured by multifamily (5 or more) residential properties................
e. Secured by nonfarm nonresidential properties .................................
2. Loans to depository institutions and acceptances of other banks:
a. To commercial banks in the U.S. (including their IBFs):
(1) To U.S. branches and agencies of other foreign banks ....................
(2) To other commercial banks in the U.S. .............................................
b. To other depository institutions in the U.S. (including their IBFs) ............
c. To banks in foreign countries:
(1) To foreign branches of U.S. banks ....................................................
(2) To other banks in foreign countries ...................................................
3. Loans to other financial institutions ..............................................................
4. Commercial and industrial loans:
a. To U.S. addressees (domicile) ................................................................
b. To non-U.S. addressees (domicile) .........................................................
5. Not applicable.
6. Loans to foreign governments and official institutions (including foreign
central banks)...............................................................................................
7. Loans for purchasing or carrying securities (secured and unsecured) ........
8. All other loans (include state and local obligations other than securities
and loans to individuals)...............................................................................
9. Lease financing receivables (net of unearned income):
a. Of U.S. addressees (domicile) ................................................................
b. Of non-U.S. addressees (domicile) .........................................................
10. Less: Any unearned income on loans reflected in items 1–8 above ............
11.Total loans and leases, net of unearned income (sum of items 1 through
9 minus item 10) (must equal Schedule RAL, item 1.e) ...............................
Memoranda
1.–2. Not applicable.
3. Commercial and industrial loans with remaining maturity of one year or
less (excluding those in nonaccrual status):
a. With predetermined interest rates ...........................................................
b. With floating interest rates .......................................................................
4. Commercial and industrial loans with remaining maturity of more than
one year (excluding those in nonaccrual status):
a. With predetermined interest rates ...........................................................
b. With floating interest rates .......................................................................

(Column B)
IBF Only

(Column A)
Total Reporting
Branch or Agency
Including Its IBF
RCFD

Bil

Mil

Thou RCFN

Bil

Mil

Thou

1415

1.a.

1420

1.b.

1797
1798
1460
1480

1.c.(1)
1.c.(2)
1.d.
1.e.

B532
B533
B534

2.a.(1)
2.a.(2)
2.b.

B536
B537
1520

2.c.(1)
2.c.(2)
3.

1763
1764

4.a.
4.b.

2081
1545

6.
7.

1885

2182
2183
2123

9.a.
9.b.
10.

RCXX

RCXY

2122

11.

RCFD

6119
6120

M.3.a.
M.3.b.

6122
6123

M.4.a.
M.4.b.

FFIEC 002

9
Schedule C—Continued
Part I. Loans and Leases—Continued
Memorandum items 5 and 6 are to be completed by branches and
agencies that have elected to measure loans included in Schedule C,
part I, items 1 through 8, at fair value under a fair value option.
Memoranda—Continued

Dollar Amounts in Thousands

5. Loans measured at fair value (included in Schedule C, part I, items 1
through 8):
a. Loans secured by real estate:
(1) Construction, land development, and other land loans ..............
(2) Secured by farmland (including farm residential and other
improvements) ................................................................................
(3) Secured by 1–4 family residential properties:
(a) Revolving, open-end loans secured by 1–4 family
residential properties and extended under lines of credit ...
(b) Closed-end loans secured by 1–4 family residential
properties ..................................................................................
(4) Secured by multifamily (5 or more) residential properties .........
(5) Secured by nonfarm nonresidential properties ...........................
b. Commercial and industrial loans .........................................................
c. Other loans ............................................................................................
6. Unpaid principal balance of loans measured at fair value (reported in
Schedule C, part I, Memornadum item 5):
a. Loans secured by real estate:
(1) Construction, land development and other land loans ...............
(2) Secured by farmland (including farm residential and other
improvements) ................................................................................
(3) Secured by 1–4 family residential properties:
(a) Revolving, open-end loans secured by 1–4 family
residential properties and extended under lines of credit ...
(b) Closed-end loans secured by 1–4 family residential
properties ..................................................................................
(4) Secured by multifamily (5 or more) residential properties .........
(5) Secured by nonfarm nonresidential properties ...........................
b. Commercial and industrial loans .........................................................
c. Other loans ............................................................................................

(Column B)
IBF Only

(Column A)
Total Reporting
Branch or Agency
Including Its IBF
RCFD

Bil

Mil

Thou RCFN

Bil

Mil

Thou

F578

M.5.a.(1)

F579

M.5.a.(2)

F580

M.5.a.(3)(a)

G010
F583
F584
F585
G011

M.5.a.(3)(b)
M.5.a.(4)
M.5.a.(5)
M.5.b.
M.5.c.

F590

M.6.a.(1)

F591

M.6.a.(2)

F592

M.6.a.(3)(a)

G012
F595
F596
F597
G013

M.6.a.(3)(b)
M.6.a.(4)
M.6.a.(5)
M.6.b.
M.6.c.

FFIEC 002

10
Schedule C—Continued
Part II. Loans to Small Businesses and Small Farms
Part II of Schedule C is to be completed annually as of the June 30 report date only by branches whose deposits are
insured by the FDIC.
Report the number and amount currently outstanding as of June 30 of business loans with “original amounts” of $1,000,000 or
less and farm loans with “original amounts” of $500,000 or less. The following guidelines should be used to determine the “original amount” of a loan: (1) For loans drawn down under lines of credit or loan commitments, the “original amount” of the loan
is the size of the line of credit or loan commitment when the line of credit or loan commitment was most recently approved,
extended, or renewed prior to the report date. However, if the amount currently outstanding as of the report date exceeds this
size, the “original amount” is the amount currently outstanding on the report date. (2) For loan participations and syndications,
the “original amount” of the loan participation or syndication is the entire amount of the credit originated by the lead lender. (3)
For all other loans, the “original amount” is the total amount of the loan at origination or the amount currently outstanding as of
the report date, whichever is larger.

Loans to Small Businesses
1. a. Indicate in the appropriate box at the right whether all or substantially all of the dollar volume of
your branch's “Commercial and industrial loans to U.S. addressees” (excluding those held in
its IBF) reported in Schedule C, part I, item 4.a, column A, consist of loans with original
RCON
amounts of $100,000 or less. (If your branch has no loans outstanding in this loan category,
place an “X” in the box marked “NO.”) .......................................................................................... 6863

Yes

1.a.

If YES, complete items 1.b and 2, skip item 3, and complete items 4 and 5.
If NO and your branch has loans outstanding in this loan category, skip item 1.b and complete
items 2 through 5 below.
If NO and your branch has no loans outstanding in this loan category, skip item 1.b, complete
item 2, skip item 3, and complete items 4 and 5.
b. Number of “Commercial and industrial loans to U.S. addressees” (excluding those held in the
RCON
branch's IBF) reported in Schedule C, part I, item 4.a. column A. (Note: Item 4.a, column A,
divided by the number of loans should NOT exceed $100,000.) .................................................. 5563

(Column A)
Number of Loans

Dollar Amounts in Thousands

RCON

2. Number and amount currently outstanding of “Loans secured by
nonfarm nonresidential properties” (excluding those held in the branch's
IBF) reported in Schedule C, part I, item 1, column A, “Loans secured by
real estate” (sum of items 2.a through 2.c must be less than or equal to
Schedule C, part I, item 1, column A minus column B):
a. With original amounts of $100,000 or less............................................ 5564
b. With original amounts of more than $100,000 through $250,000 ......... 5566
c. With original amounts of more than $250,000 through $1,000,000 ...... 5568
3. Number and amount currently outstanding of “Commercial and industrial
loans to U.S. addressees” (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 4.a, column A (sum of items 3.a
through 3.c must be less than or equal to Schedule C, part I, item 4.a,
column A minus column B):
a. With original amounts of $100,000 or less............................................ 5570
b. With original amounts of more than $100,000 through $250,000 ......... 5572
c. With original amounts of more than $250,000 through $1,000,000 ...... 5574

Number of Loans

1.b.

(Column B)
Amount
Currently
Outstanding
RCON

Bil

Mil

Thou

5565
5567
5569

2.a.
2.b.
2.c.

5571
5573
5575

3.a.
3.b.
3.c.

FFIEC 002

11
Schedule C—Continued
Part II—Continued
Agricultural Loans to Small Farms
(Column A)
Number of Loans

Dollar Amounts in Thousands

RCON

4. Number and amount currently outstanding of “Loans secured by
farmland (including farm residential and other improvements)” (excluding
those held in the branch's IBF) reported in Schedule C, part I, item 1,
column A, “Loans secured by real estate” (sum of items 4.a through 4.c
must be less than or equal to Schedule C, part I, item 1, column A minus
column B):
a. With original amounts of $100,000 or less........................................... 5578
b. With original amounts of more than $100,000 through $250,000 ........ 5580
c. With original amounts of more than $250,000 through $500,000 ........ 5582
5. Number and amount currently outstanding of “Loans to finance
agricultural production and other loans to farmers” (excluding those held in
the branch's IBF) reported in Schedule C, part I, item 8, column A, “All other
loans” (sum of items 5.a through 5.c must be less than or equal to
Schedule C, part I, item 8, column A minus column B):
a. With original amounts of $100,000 or less........................................... 5584
b. With original amounts of more than $100,000 through $250,000 ........ 5586
c. With original amounts of more than $250,000 through $500,000 ........ 5588

(Column B)
Amount
Currently
Outstanding
RCON

Bil

Mil

Thou

5579
5581
5583

4.a.
4.b.
4.c.

5585
5587
5589

5.a.
5.b.
5.c.

FFIEC 002

12
Schedule E—Deposit Liabilities and Credit Balances
NOTE: Exclude all transactions with related depository institutions.
Total Deposit Liabilities and Credit Balances, Excluding IBF
Nontransactions Accts.

Transaction Accounts
(Column A)
Total transaction
accounts and
credit balances
(excluding IBF)
Dollar Amounts in Thousands

RCON

1. Individuals, partnerships,
and corporations (include
all certified and official
checks):
a. U.S. addressees
(domicile) .................... C040
b. Non-U.S. addressees
(domicile) .................... C043
2. Commercial banks in the
U.S. (including their IBFs):
a. U.S. branches and
agencies of other
foreign banks .............. 1643
b. Other commercial
banks in the U.S. ........ 1645
3. Banks in foreign countries:
a. Foreign branches of
U.S. banks .................. 1646
b. Other banks in foreign
countries ..................... 1647
4. Foreign governments and
official institutions (including foreign central banks) 1649
5. All other deposits and
credit balances ................ 1650
6. Not applicable.
7. Total deposits and credit
balances (sum of
Columns A, C, and D
must equal Schedule
RAL, item 4.a, Column A.
Column D must equal
Schedule RAL, item 4.a,
Column B) ....................... 1653

Bil

Mil

(Column B)
Memo: Total demand
deposits (included in
Column A)

Thou RCON

Bil

Mil

(Column C)
Total nontransaction
accounts
(including MMDAs)
(excluding IBF)

Thou RCON

Bil

Mil

(Column D)
IBF deposit liabilities*

Thou RCFN

Bil

Mil

Thou

C041

C042

1.a.

C044

C045

1.b.

2347

1668

2.a.

2348

1669

2.b.

2367

1671

3.a.

2373

1672

3.b.

2377

2650

2259

2261

RCXY

2210

2385

2205

* Amounts in this column should exclude those IBF liabilities to be reported as “Federal funds purchased and securities sold under agreements to
repurchase” or as “Other borrowed money.”

Memoranda

Total Reporting
Branch or Agency
Excluding Its IBF
Dollar Amounts in Thousands

RCON

1. Components of total nontransaction accounts (included in item 7, Column C):
a. Time deposits of $100,000 or more ................................................................................................ 2604
b. Individual Retirement Accounts (IRAs) and Keogh Plan accounts included in
Memorandum item 1.a, “Time deposits of $100,000 or more,” above .................................... F233
c. Time certificates of deposit of $100,000 or more with remaining maturity of more than
12 months....................................................................................................................................... 6643

Bil

Mil

Thou

M.1.a.
M.1.b.
M.1.c.

FFIEC 002

13
Schedule K—Quarterly Averages

NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
ASSETS
1. Interest-bearing balances due from depository institutions (corresponds to part of Schedule RAL,
item 1.a, Column A)............................................................................................................................
2. Federal funds sold and securities purchased under agreements to resell (corresponds to
Schedule RAL, item 1.d, Column A)...................................................................................................
3. Total loans, net of unearned income (corresponds to Schedule RAL, item 1.e, Column A) ..............
4. Loans to and acceptances of banks in foreign countries (corresponds to Schedule C, item 2.c,
Column A) ..........................................................................................................................................
5. Total claims on nonrelated parties (corresponds to Schedule RAL, item 1.i, Column A) ...................
LIABILITIES
6. Time certificates of deposit of $100,000 or more (corresponds to part of Schedule E,
Memorandum item 1.a) ......................................................................................................................
7. Interest-bearing deposits and credit balances (corresponds to part of Schedule RAL, item 4.a,
Column A) ..........................................................................................................................................
8. Federal funds purchased and securities sold under agreements to repurchase (corresponds to
Schedule RAL, item 4.b, Column A)...................................................................................................
9. Other borrowed money (corresponds to Schedule RAL, item 4.c, Column A) ...................................

RCFD

Bil

Mil

Thou

3381

3365
3360

2.
3.

3105
3106

4.
5.

3345

3107

3353
3355

8.
9.

1. For all items, branches and agencies have the option of reporting either (1) an average of daily figures for the quarter or (2) an average of
weekly figures (i.e., the Wednesday of each week of the quarter).

FFIEC 002

14
Schedule L—Derivatives and Off-Balance-Sheet Items
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands

RCFD

Bil

Mil

Thou

1. Commitments to make or purchase loans.......................................................................................... 3423
2. Spot foreign exchange contracts........................................................................................................ 8765

1.
2.

3. Standby letters of credit:
a. Total ...............................................................................................................................................
(1) To U.S. addressees (domicile) ................................................................................................
(2) To non-U.S. addressees (domicile) .........................................................................................
b. Amount of total standby letters of credit in item 3.a conveyed to others through participations ...
4. Commercial and similar letters of credit .............................................................................................
5. Not applicable.

3.a.
3.a.(1)
3.a.(2)
3.b.
4.

6. Credit derivatives:
a. Notional amounts:
(1) Credit default swaps ........................................................................
(2) Total return swaps ...........................................................................
(3) Credit options...................................................................................
(4) Other credit derivatives ...................................................................
b. Gross fair values:
(1) Gross positive fair value .................................................................
(2) Gross negative fair value ...............................................................

3375
3376
3377
3378
3411

(Column A)
Guarantor
RCFD

Bil

Mil

(Column B)
Beneficiary
Thou RCFD

Bil

Mil

Thou

C968
C970
C972
C974

C969
C971
C973
C975

6.a.(1)
6.a.(2)
6.a.(3)
6.a.(4)

C219
C220

C221
C222

6.b.(1)
6.b.(2)

Total Reporting
Branch or Agency
Including Its IBF
7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims RCFD
on nonrelated parties as reported on Schedule RAL, item 1.i ........................................................... 5602
List below each component of this item greater than or equal to 1 percent of total claims on
nonrelated parties as reported on Schedule RAL, item 1.i:
RCFD
TEXT
5598
TEXT
5600
TEXT
5601

Bil

Mil

RCFD

a.
b.
c.

5604
5605
5606

Bil

Mil

Thou

5598
5600
5601

a.
b.
c.
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent of total
claims on nonrelated parties as reported on Schedule RAL, item 1.i ................................................ 5603
List below each component of this item greater than or equal to 1 percent of total claims on
nonrelated parties as reported on Schedule RAL, item 1.i:
TEXT
5604
TEXT
5605
TEXT
5606

Bil

7.a.
7.b.
7.c.
8.

Thou

8.a.
8.b.
8.c.

FFIEC 002

15
Schedule L—Continued
NOTE: Exclude all transactions with related depository institutions.

Dollar Amounts in Thousands
Derivatives
Position Indicators1
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts........
b. Forward contracts.......
c. Exchange-traded
option contracts:
(1) Written options .....
(2) Purchased options
d. Over-the-counter
option contracts:
(1) Written options .....
(2) Purchased options
e. Swaps.........................
10. Total gross notional
amount of derivative
contracts held for trading
11. Total gross notional
amount of derivative
contracts held for
purposes other than
trading .............................
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading:
(1) Gross positive fair
value ....................
(2) Gross negative
fair value ..............
b. Contracts held for
purposes other than
trading:
(1) Gross positive fair
value ....................
(2) Gross negative
fair value ..............

(Column A)
Interest Rate
Contracts
RCFD

Bil

Mil

(Column B)
Foreign Exchange
Contracts2
Thou RCFD

Bil

Mil

(Column C)
Equity Derivative
Contracts

Thou RCFD

Bil

Mil

Thou

(Column D)
Commodity and
Other Contracts
RCFD

Bil

Mil

Thou

8693
8697

8694
8698

8695
8699

8696
8700

9.a.
9.b.

8701
8705

8702
8706

8703
8707

8704
8708

9.c.(1)
9.c.(2)

8709
8713
3450

8710
8714
3826

8711
8715
8719

8712
8716
8720

9.d.(1)
9.d.(2)
9.e.

A126

A127

8723

8724

10.

8725

8726

8727

8728

11.

8733

8734

8735

8736

12.a.(1)

8737

8738

8739

8740

12.a.(2)

8741

8742

8743

8744

12.b.(1)

8745

8746

8747

8748

12.b.(2)

1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule L, item 2.

FFIEC 002

16
Schedule M— Due from/Due to Related Institutions in the U.S. and in Foreign
Countries (CONFIDENTIAL)
The Federal Financial Institutions Examination Council regards the individual respondent information provided by each reporting institution on this schedule as confidential. If it should be determined subsequently that any information collected on this
schedule must be released, respondents will be notified.
Total Reporting Branch or Agency
Including Its IBF
(Column A)
Gross due from
Dollar Amounts in Thousands
PART I: Transactions of reporting institution including its IBF with related
depository institutions, reflected in net due from/due to items
(items 2.a and 5.a; Column A) in Schedule RAL.
Amounts outstanding as of report date:
1. U.S. domiciled offices of related depository institutions (including their
IBFs):
a. Related branches and agencies in the U.S.:
(1) In same state as the reporting office ................................................
(2) In other states ..................................................................................
b. Offices in the U.S. of other related depository institutions (including
Edge and Agreement corporations and New York investment
companies) .............................................................................................
2. Non-U.S. domiciled offices of related depository institutions:
a. Head office of parent bank .....................................................................
b. Non-U.S. branches and agencies of the parent bank:
(1) Offices in the Caribbean ..................................................................
(2) Other offices.....................................................................................
c. Other non-U.S. offices of related depository institutions ........................
3. Total (sum of items 1.a, 1.b, and 2.a through 2.c) .......................................
4. Net due from head office and other related depository institutions (item 3,
Column A minus Column B—enter the amount with a minus sign (–) if
Column B is greater than Column A. The absolute value of item 4 must
equal Schedule RAL, item 2.a if item 3 Column A above is greater than
Column B, or Schedule RAL, item 5.a if item 3
Column B above is greater than Column A) .......... 3035
Memoranda
1. Average daily (or weekly) amounts for the quarter ending with the report
date:
a. Related depository offices domiciled in the U.S. (corresponds to
items 1.a and 1.b of Part I above) ..........................................................
b. Related depository offices domiciled outside of the U.S. (corresponds
to items 2.a through 2.c of Part I above) ...............................................
2. Sum of those parts of items 1.b and 2.c of Part I above that are with
wholly-owned depository subsidiaries of the parent bank ...........................
3. Trading assets and liabilities, related parties (amount is included in item 3
above, and in Schedule RAL, items 2.a and 5.a, respectively) ..................

RCFD

Bil

Mil

(Column B)
Gross due to

Thou RCFD

Bil

Mil

Thou

3008
3010

3007
3009

1.a.(1)
1.a.(2)

3171

3172

1.b.

3173

3174

2.a.

3175
3177
3179
3002

3176
3178
3180
3001

2.b.(1)
2.b.(2)
2.c.
3.

3026

3025

M.1.a.

3028

3027

M.1.b.

3181

3182

M.2.

A006

A007

M.3.

FFIEC 002

17
Schedule M (CONFIDENTIAL)—Continued
IBF Only
(Column A)
Gross due from
Dollar Amounts in Thousands
PART II: Transactions of reporting institution's IBF with related depository
institutions.
Amounts outstanding as of report date:
1. IBF transactions with related depository institutions other than
transactions with establishing entity:
a. IBF transactions with IBFs of related depository institutions domiciled
in the U.S. (included in Part I, item 1)......................................................
b. IBF transactions with related depository institutions domiciled outside
the U.S. (included in Part I, item 2):
(1) Head office of parent bank ................................................................
(2) Non-U.S. branches and agencies of the parent bank:
(a) Offices in the Caribbean .............................................................
(b) Other offices ...............................................................................
(3) Other related depository institutions domiciled outside the U.S........
c. Total (sum of items 1.a and 1.b.(1) through 1.b.(3) above) .....................
d. IBF net due from related depository institutions
other than establishing entity (item 1.c,
Column A minus Column B—enter the amount
with a minus sign (–) if Column B is greater
than Column A .................................................. 3193
2. IBF net due from establishing entity (if net due to,
enter the amount with a minus sign (–)) ................ 1888
3. IBF net due from all related depository institutions
(sum of items 1.d and 2 above; if negative, enter
the amount with a minus sign (–)). (If this item is
positive, it must equal Schedule RAL, item 2.b;
if this item is negative, its absolute value must
equal Schedule RAL, item 5.b.) ............................ 3194

RCFN

Bil

Mil

(Column B)
Gross due to

Thou RCFN

Bil

Mil

Thou

3004

3003

1.a.

3173

3174

1.b.(1)

3175
3177
3179
3002

3176
3178
3180
3001

1.b.(2)(a)
1.b.(2)(b)
1.b.(3)
1.c.

1.d.
2.

3.
Total Reporting Branch or Agency
Including Its IBF
(Column A)
Gross due from

Dollar Amounts in Thousands

RCFD

Bil

Mil

(Column B)
Gross due to

Thou RCFD

Bil

Mil

Thou

PART III: Transactions of reporting institution including its IBF with related
nondepository subsidiaries. These are not reflected in the net due
from/due to items (items 2.a and 5.a) in Schedule RAL.
Amounts outstanding as of report date with:
1. Related nondepository majority-owned subsidiaries in the U.S. .................. 3030
2. Related nondepository majority-owned subsidiaries in foreign countries .... 3032

3029
3031

1.
2.

Memorandum
1. Amount of items 1 and 2 above for wholly-owned related nondepository
subsidiaries .................................................................................................. 3034

3033

M.1.

FFIEC 002

18
Schedule M (Confidential)—Continued
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands

RCFD

Bil

Mil

Thou

PART IV: Confidential Loan Information.
1. Amount of allowance for loan losses, if any, carried on the books of the reporting branch or
agency including its IBF ..................................................................................................................... 3195
2. Other real estate owned ..................................................................................................................... 2150
PART V: Derivatives and off-balance-sheet items: with related depository institutions.
1. Commitments to make or purchase loans..........................................................................................
2. Spot foreign exchange contracts........................................................................................................
3. Total standby letters of credit .............................................................................................................
4. Commercial and similar letters of credit .............................................................................................
5. Not applicable.

6. Credit derivatives:
a. Notional amounts:
(1) Credit default swaps .......................................................................
(2) Total return swaps ..........................................................................
(3) Credit options..................................................................................
(4) Other credit derivatives ..................................................................
b. Gross fair values:
(1) Gross positive fair value ................................................................
(2) Gross negative fair value ..............................................................

5766
A125
5770
5771

(Column A)
Guarantor
RCFD

Bil

Mil

1.
2.

1.
2.
3.
4.

(Column B)
Beneficiary
Thou

RCFD

Bil

Mil

Thou

G014
G016
G018
G020

G015
G017
G019
G021

6.a.(1)
6.a.(2)
6.a.(3)
6.a.(4)

C484
C487

C488
C489

6.b.(1)
6.b.(2)

Total Reporting
Branch or Agency
Including Its IBF
7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims RCFD
on related depository institutions as reported in Schedule M, Part I, Item 3, Column A .................... 8569
List below each component of this item greater than or equal to 1 percent
of total claims on related depository institutions as reported on
RCFD
Bil
Mil
Thou
Schedule M, Part I, Item 3, Column A:
TEXT
8570
a. 8570
TEXT
8571
b. 8571
TEXT
8572
c. 8572
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent of total
claims on related depository institutions as reported in Schedule M, Part I, Item 3, Column A ......... 8573
List below each component of this item greater than or equal to 1 percent
of total claims on related depository institutions as reported on
RCFD Bil
Mil
Thou
Schedule M, Part I, Item 3, Column A:
TEXT
8574
a. 8574
TEXT
8575
b. 8575
TEXT
8576
c. 8576

Bil

Mil

Thou

7.a.
7.b.
7.c.
8.

8.a.
8.b.
8.c.

FFIEC 002

19
Schedule M (CONFIDENTIAL)—Continued

Dollar Amounts in Thousands
Derivatives
Position Indicators1
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts........
b. Forward contracts.......
c. Exchange-traded
option contracts:
(1) Written options .....
(2) Purchased options
d. Over-the-counter
option contracts:
(1) Written options .....
(2) Purchased options
e. Swaps.........................
10. Total gross notional
amount of derivative
contracts held for trading.
11. Total gross notional
amount of derivative .......
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading:
(1) Gross positive fair
value ....................
(2) Gross negative
fair value ..............
b. Contracts held for
purposes other than
trading:
(1) Gross positive fair
value ....................
(2) Gross negative
fair value ..............

(Column A)
Interest Rate
Contracts
RCFD

Bil

Mil

(Column B)
Foreign Exchange
Contracts2
Thou RCFD

Bil

Mil

(Column C)
Equity Derivative
Contracts

Thou RCFD

Bil

Mil

(Column D)
Commodity and
Other Contracts

Thou RCFD

Bil

Mil

Thou

A008
A038

A009
A039

A010
A040

A037
A041

9.a.
9.b.

A042
A046

A043
A047

A044
A048

A045
A049

9.c.(1)
9.c.(2)

A050
A054
A058

A051
A055
A059

A052
A056
A060

A053
A057
A061

9.d.(1)
9.d.(2)
9.e.

A062

A063

A064

A065

10.

A066

A067

A068

A069

11.

A074

A075

A076

A077

12.a.(1)

A078

A079

A080

A081

12.a.(2)

A082

A083

A084

A085

12.b.(1)

A086

A087

A088

A089

12.b.(2)

1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule M, Part V, item 2.

FFIEC 002

20
Schedule N—Past Due, Nonaccrual, and Restructured Loans
NOTE: Exclude all transactions with related depository institutions.
Total Reporting Branch or Agency Including Its IBF
(Column A)
Past due 30 through
89 days and still
accruing
Dollar Amounts in Thousands
1. Total loans to U.S.
addressees (domicile):
a. Commercial and
industrial loans ...........
b. Loans secured by real
estate..........................
c. All other loans (including all lease financing
receivables) ................
2. Total loans to non-U.S.
addressees (domicile) .....
3. Total (sum of items 1.a
through 1.c and 2) ...........

RCFD

Bil

Mil

(Column B)
Past due 90 days or
more and still
accruing

Thou RCFD

Bil

Mil

(Column C)
Nonaccrual

Thou RCFD

Bil

Mil

(Column D)
Restructured and
in compliance with
modified terms
Thou RCFD

Bil

Mil

Thou

1606

1607

1608

1609

1.a.

1421

1422

1423

1424

1.b.

3183

3184

3185

3186

1.c.

1623

1624

1625

1627

1406

1407

1403

1404

1629

1582

1637

M.1.

3530

M.2.

Memoranda
1. Book value of loans sold
or otherwise transferred
to head office or to
related institutions and
still serviced by the
reporting branch or
agency............................. 1628
2. Interest rate, foreign
exchange rate, and other
commodity and equity
contracts:
Fair value of amounts
carried as assets ............ 3529

FFIEC 002

Schedule O—Other Data for Deposit Insurance Assessments
This schedule is to be completed only by branches whose deposits are insured by the FDIC. Each FDIC-insured
branch must complete items 1 through 3, Memorandum item 1, and, if applicable, Memorandum items 2 through 4.
Each branch that reported $1 billion or more in total claims on nonrelated parties in item 1.i, column A, of Schedule
RAL as of the March 31, 2008, report date must complete items 4 through 6 each quarter. In addition, if an FDICinsured branch reports $1 billion or more in total claims on nonrelated parties in two consecutive Reports of Assets
and Liabilities of U.S. Branches and Agencies of Foreign Banks beginning with its June 30, 2008, report, the branch
must begin to complete items 4 through 6 each quarter starting six months after the second consecutive quarter in
which it reports total claims on nonrelated parties of $1 billion or more. Any other branch may choose to complete
items 4 through 6, but the branch must then continue to complete items 4 through 6 each quarter thereafter.
Reporting Branch
Including Its IBF
Dollar Amounts in Thousands

RCFD

Bil

Mil

Thou

1. Total deposit liabilities before exclusions (gross) as defined in Section 3(l) of the Federal
Deposit Insurance Act and FDIC regulations ................................................................................ F236
2. Total allowable exclusions, including interest accrued and unpaid on allowable exclusions
(including foreign deposits) ........................................................................................................... F237
3. Total foreign deposits, including interest accured and unpaid thereon (included in item 2
above)................................................................................................................................................
4. Total daily average of deposit liabilities before exclusions (gross) as defined in Section 3(l)
of the Federal Deposit Insurance Act and FDIC regulations .......................................................
5. Total daily average of allowable exclusions, including interest accrued and unpaid on
allowable exclusions (including foreign deposits) .......................................................................
6. Total daily average of foreign deposits, including interest accrued and unpaid thereon
(included in item 5 above) ...............................................................................................................

Dollar Amounts in Thousands

1.
2.

RCFN

F234

RCFD

F238

F239

RCFN

F235

Reporting Branch
Excluding Its IBF

RCON
Memoranda
1. Total assessable deposits of the branch, including related interest accured and umpaid (sum of
Memorandum items 1.a.(1), 1.b.(1), 1.c.(1), and 1.d.(1) must equal Schedule O, item 1 less item 2):
a. Deposit accounts (excluding retirement accounts) of $100,000 or less:1
(1) Amount of deposit accounts (excluding retirement accounts) of $100,000 or less ............ F049
Number
(2) Number of deposit accounts (excluding retirement accounts) of

Bil

Mil

Thou

$100,000 or less (to be completed for the June report only) ............ F050
b. Deposit accounts (excluding retirement accounts) of more than
$100,000:1
(1) Amount of deposit accounts (excluding retirement accounts) of
more than $100,000 ................................................................................................................ F051
Number
(2) Number of deposit accounts (excluding retirement accounts) of
more than $100,000 .......................................................................... F052
c. Retirement deposit accounts of $250,000 or less:1
(1) Amount of retirement deposit accounts of $250,000 or less ................................................... F045
Number
(2) Number of retirement deposit accounts of $250,000 or less
(to be completed for the June report only) ........................................ F046
d. Retirement deposit accounts of more than $250,000:1
(1) Amount of retirement deposit accounts of more than $250,000 ............................................. F047
Number
(2) Number of retirement deposit accounts of more than $250,000 .......

F048

1. The dollar amounts used as the basis for reporting in Memoranda items 1.a. through 1.d. reflect the deposit insurance limits in effect on the
report date without taking into account the temporary increase in deposit insurance in effect through December 31, 2009.

M.1.a.(1)
M.1.a.(2)

M.1.b.(1)
M.1.b.(2)
M.1.c.(1)
M.1.c.(2)
M.1.d.(1)
M.1.d.(2)

FFIEC 002

Schedule O—Continued
Dollar Amounts in Thousands

Reporting Branch
Excluding Its IBF

Memorandum item 2 is to be completed by branches with $1 billion or more in total claims on RCON
nonrelated parties.2
2. Estimated amount of uninsured assessable deposits in the branch, including related interest
accured and unpaid.3 ......................................................................................................................... 5597
3. Preferred deposits (to be completed for the December report only) ............................................ 5590

Bil

Mil

Thou

M.2.
M.3.

Memorandum items 4.a and 4.b are to be completed by all branches participating
in the FDIC Transaction Account Guarantee Program.
4. Noninterest-bearing transaction accounts (as defined in Part 370 of the FDIC's regulations)
of more than $250,000 (see instructions):
a. Amount of noninterest-bearing transaction accounts of more than $250,000 (including balances
swept from noninterest-bearing transaction accounts to noninterest-bearing savings accounts) . G167
Number
b. Number of noninterest-bearing transaction accounts of more than
G168
$250,000. ................................................................................................

M.4.a.
M.4.b.

2. The $1 billion size test is generally based on the total claims on nonrelated parties (Schedule RAL, item 1.i, column A) reported on the June 30, 2008,
Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks.
3. Uninsured assessable deposits should be estimated based on the deposit insurance limits set forth in Memorandum items 1.a through 1.d
without taking into account the temporary increase in deposit insurance in effect through December 31, 2009, or a branch's participation in
the FDIC’s Transaction Account Guarantee Program.

Schedule P—Other Borrowed Money
NOTE: Exclude all transactions with related depository institutions.

Dollar Amounts in Thousands
1. Owed to nonrelated commercial banks in the U.S. (including their IBFs):
a. Owed to U.S. offices of nonrelated U.S. banks .......................................
b. Owed to U.S. branches and agencies of nonrelated foreign banks ........
2. Owed to nonrelated banks in foreign countries:
a. Owed to foreign branches of nonrelated U.S. banks...............................
b. Owed to foreign offices of nonrelated foreign banks ...............................
3. Owed to others .............................................................................................

(Column B)
IBF Only

(Column A)
Total Reporting
Branch or Agency
Including Its IBF
RCFD

Bil

Mil

Thou RCFN

Bil

Mil

Thou

3312
3313

1.a.
1.b.

3314
3315
2869

2.a.
2.b.
3.

RCXX

RCXY

4. Total (sum of items 1 through 3) (must equal Schedule RAL, item 4.c) ....... 3190

3190

Memorandum
1. Immediately available funds with a maturity greater than one day included RCFD
in other borrowed money ............................................................................. 2805

M.1.

FFIEC 002

23
Schedule Q—Financial Assets and Liabilities Measured at Fair Value
Schedule Q is to be completed by branches and agencies that (1) have elected to account for financial instruments or servicing assets and liabilities at fair value
under a fair value option or (2) have trading assets of $2 million or more in any of the four preceding calendar quarters.

Fair Value Measurements for Assets and Liabilities
under a Fair Value Option and Trading Assets and Liabilities
(Included in Schedule RAL)
(Column A)
Total Fair Value
Reported on
Schedule RAL
Dollar Amounts in Thousands
ASSETS
1. Loans and leases ..............................................
2. Trading assets ...................................................
a. Nontrading securities at fair value with
changes in fair value reported in current
earnings (included in Schedule Q,
item 2, above) ...............................................
3. All other financial assets and servicing
assets ....................................................................................
LIABILITIES
4. Deposits .............................................................
5. Trading liabilities ...............................................
6. All other financial liabilities and servicing
liabilities .............................................................
7. Loan commitments (not accounted for as
derivatives).........................................................

RCFD

Bil

Mil

(Column B)
LESS: Amounts Netted
in the Determination
of Total Fair Value

Thou RCFD

Bil

Mil

(Column C)
Level 1 Fair Value
Measurements

Thou RCFD

Bil

Mil

(Column D)
Level 2 Fair Value
Measurements

Thou RCFD

Bil

Mil

(Column E)
Level 3 Fair Value
Measurements

Thou RCFD

Bil

Mil

Thou

F243
F246

F682
F683

F690
F691

F244
F247

F245
F248

1.
2.

F240

F684

F692

F241

F242

2.a.

F249

F685

F693

F250

F251

F252
F255

F686
F687

F694
F695

F253
F256

F254
F257

4.
5.

F258

F688

F696

F259

F260

F261

F689

F697

F262

F263

FFIEC 002

Schedule S—Servicing, Securitization and Asset Sale Activities
(Column A)
1–4 Family
Residential
Loans
Dollar Amounts in Thousands
Securitization Activities
1. Outstanding principal balance of
assets sold and securitized by the
reporting institution with servicing
retained or with recourse or other
seller-provided credit enhancements ...
2. Maximum amount of credit exposure
arising from recourse or other sellerprovided credit enhancements
provided to structures reported in
item 1 in the form of:
a. Retained interest-only strips
(included in Schedule RAL) .............
b. Subordinated securities and
other residual interests ....................
c. Standby letters of credit and
other enhancements........................
3. Reporting institution’s unused
commitments to provide liquidity to
structures reported in item 1 ................
4. Past due loan amounts included in
item 1:
a. 30–89 days past due .......................
b. 90 days or more past due................
5. Not applicable.
6. Amount of ownership (or seller’s)
interests carried as:
a. Securities (included in
Schedule RAL) ................................
b. Loans (included in
Schedule C).....................................
7. Past due loan amounts included in
interests reported in item 6.a:
a. 30–89 days past due .......................
b. 90 days or more past due................
8. Not applicable.

Bil

Mil

Thou

RCFD B705

(Column B)
Home
Equity
Lines
Bil

Mil

Thou

RCFD B706

(Column C)
Credit
Card
Receivables
Bil

Mil

Thou

RCFD B707

24
(Column D)
Auto
Loans

Bil

Mil

RCFD B708

Thou

(Column E)
Other
Consumer
Loans
Bil

Mil

Thou

RCFD B709

(Column F)
Commercial
and Industrial
Loans
Bil

Mil

Thou

RCFD B710

(Column G)
All Other
Loans, All
Leases, and All
Other Assets
Bil

Mil

Thou

RCFD B711

RCFD B712

RCFD B713

RCFD B714

RCFD B715

RCFD B716

RCFD B717

RCFD B718

RCFD C393

RCFD C394

RCFD C395

RCFD C396

RCFD C397

RCFD C398

RCFD C399

RCFD C400

RCFD C401

RCFD C402

RCFD C403

RCFD C404

RCFD C405

RCFD C406

2.a.
2.b.
2.c.
RCFD B726

RCFD B727

RCFD B728

RCFD B729

RCFD B730

RCFD B731

RCFD B732

3.
RCFD B733

RCFD B734

RCFD B735

RCFD B736

RCFD B737

RCFD B738

RCFD B739

RCFD B740

RCFD B741

RCFD B742

RCFD B743

RCFD B744

RCFD B745

RCFD B746

4.a.
4.b.

RCFD B761

RCFD B762

RCFD B763

RCFD B500

RCFD B501

RCFD B502

6.a.
6.b.
RCFD B764

RCFD B765

RCFD B766

RCFD B767

RCFD B768

RCFD B769

7.a.
7.b.

FFIEC 002

Schedule S—Continued

25
(Column A)
1–4 Family
Residential
Loans

Dollar Amounts in Thousands
For Securitization Facilities Sponsored
By or Otherwise Established By Other
Institutions
9. Maximum amount of credit exposure
arising from credit enhancements
provided by the reporting institution to
other institutions’ securitization
structures in the form of standby letters
of credit, purchased subordinated
securities, and other enhancements ....
10. Reporting institution’s unused
commitments to provide liquidity to
other institutions’ securitization
structures .............................................
Asset Sales
11. Assets sold with recourse or other
seller-provided credit enhancements
and not securitized by the reporting
institution ..............................................
12. Maximum amount of credit exposure
arising from recourse or other sellerprovided credit enhancements provided to assets reported in item 11 ......
Memorandum

Bil

Mil

Thou

RCFD B776

(Column B)
Home
Equity
Lines
Bil

Mil

Thou

RCFD B777

(Column C)
Credit
Card
Receivables
Bil

Mil

Thou

RCFD B778

(Column D)
Auto
Loans

Bil

Mil

RCFD B779

Thou

(Column E)
Other
Consumer
Loans
Bil

Mil

Thou

RCFD B780

(Column F)
Commercial
and Industrial
Loans
Bil

Mil

Thou

(Column G)
All Other
Loans, All
Leases, and All
Other Assets
Bil

RCFD B781

Mil

Thou

RCFD B782

RCFD B783

RCFD B784

RCFD B785

RCFD B786

RCFD B787

RCFD B788

RCFD B789

10.

RCFD B790

RCFD B791

RCFD B792

RCFD B793

RCFD B794

RCFD B795

RCFD B796

11.

RCFD B797

RCFD B798

RCFD B799

RCFD B800

RCFD B801

RCFD B802

RCFD B803

12.

Dollar Amounts in Thousands

1. Asset-backed commercial paper conduits:
a. Maximum amount of credit exposure arising from credit enhancements provided to conduit structures in the form of standby letters of
credit, subordinated securities, and other enhancements:
(1) Conduits sponsored by the reporting institution or related institution ..........................................................................................................
(2) Conduits sponsored by other unrelated institutions .....................................................................................................................................
b. Unused commitments to provide liquidity to conduit structures:
(1) Conduits sponsored by the reporting institution or related institution ..........................................................................................................
(2) Conduits sponsored by other unrelated institutions .....................................................................................................................................

RCFD

B806
B807
B808
B809

Bil

Mil

Thou

M.1.a.(1)
M.1.a.(2)
M.1.b.(1)
M.1.b.(2)

FFIEC 002

26
Schedule T—Fiduciary and Related Services
Schedule T is to be completed annually as of the December 31 report date.
RCFD

Yes

1. Does the institution have fiduciary powers? (If “NO,” do not complete Schedule T.) ......................... A345
RCFD

1.
Yes

2. Does the institution exercise the fiduciary powers it has been granted? .......................................... A346
RCFD
3. Does the institution have any fiduciary or related activity (in the form of assets or accounts)?
(If “NO,” do not complete the rest of Schedule T.).............................................................................. B867

2.
Yes

If the answer to item 3 is “YES,” complete all applicable items of Schedule T.
(Column A)
Managed
Assets
Dollar Amounts in Thousands
FIDUCIARY AND RELATED ASSETS
4. Personal trust and agency accounts ............
5. Retirement related trust and agency
accounts:
a. Employee benefit—defined contribution..

Tril

Bil

Mil

RCFD B868

Thou Tril

(Column B)
Non-Managed
Assets
Bil

Mil

RCFD B869

(Column C)
Number of
Managed
Accounts

(Column D)
Number of
Non-Managed
Accounts

RCFD B870

RCFD B871

Thou

4.
RCFD B872

RCFD B873

RCFD B874

RCFD B875

RCFD B876

RCFD B877

RCFD B878

RCFD B879

RCFD B880

RCFD B881

RCFD B882

RCFD B883

RCFD B884

RCFD B885

RCFD C001

RCFD C002

5.a.

b. Employee benefit—defined benefit .........

5.b.

c. Other retirement accounts .......................

5.c.

6. Corporate trust and agency accounts ..........

6.
RCFD B886

RCFD B888

7. Investment management agency accounts..
8. Other fiduciary accounts ..............................
9. Total fiduciary accounts
(sum of items 4 through 8) ...........................

7.
RCFD B890

RCFD B891

RCFD B892

RCFD B893

RCFD B894

RCFD B895

RCFD B896

RCFD B897

8.
9.
RCFD B898

10. Custody and safekeeping accounts .............

RCFD B899

10.

FFIEC 002

27
Schedule T—Continued
Memoranda

Managed Assets
Dollar Amounts in Thousands

RCFD

Bil

Mil

Thou

1. Managed assets held in personal trust and agency accounts:
a. Noninterest-bearing deposits ...................................................................................................B913
b. Interest-bearing deposits ..........................................................................................................B914
c. U.S. Treasury and U.S. Government agency obligations .........................................................B915
d. State, county and municipal obligations ...................................................................................B916
e. Money market mutual funds .....................................................................................................B917
f. Other short-term obligations .....................................................................................................B918
g. Other notes and bonds .............................................................................................................B919
h. Common and preferred stocks .................................................................................................B920
i. Real estate mortgages .............................................................................................................B921
j. Real estate ...............................................................................................................................B922
k. Miscellaneous assets ...............................................................................................................B923
Tril

Bil

Dollar Amounts in Thousands

RCFD

(Column B)
Principal Amount
Outstanding
Tril

Bil

Mil

Thou

RCFD B928

M.2.a.
M.2.b.

(Column A)
Number of
Funds
Dollar Amounts in Thousands

(Column B)
Market Value of
Fund Assets
Tril

Bil

Mil

RCFD B931

RCFD B932

RCFD B933

RCFD B934

RCFD B935

RCFD B936

RCFD B937

RCFD B938

RCFD B939

RCFD B940

RCFD B941

RCFD B942

RCFD B943

RCFD B944

RCFD B945

RCFD B946

Thou

M.3.a.

b. International/Global equity................................................................................

M.3.b.

c. Stock/Bond blend .............................................................................................

M.3.c.

d. Taxable bond ....................................................................................................

M.3.d.

e. Municipal bond .................................................................................................

M.3.e.

f. Short term investments/Money market.............................................................
g. Specialty/Other .................................................................................................
h. Total collective investment funds (sum of Memorandum items 3.a
through 3.g) ......................................................................................................

Thou

M.1.l.

2. Corporate trust and agency accounts:
a. Corporate and municipal trusteeships .............................................................. B927
b. Transfer agent, registrar, paying agent, and other corporate agency .............. B929

3. Collective investment funds and common trust funds:
a. Domestic equity ................................................................................................

Mil

RCXX B868

l. Total managed assets held in personal trust and agency accounts (sum of Memorandum
items 1.a through 1.k) (must equal Schedule T, item 4, column A) ..........................................
(Column A)
Number of
Issues

M.1.a.
M.1.b.
M.1.c.
M.1.d.
M.1.e.
M.1.f.
M.1.g.
M.1.h.
M.1.i.
M.1.j.
M.1.k.

M.3.f.
M.3.g.
M.3.h.

FFIEC 002

Person to whom questions about Schedule T—Fiduciary and Related Services should be directed:

Name and Title (TEXT B962)

E-mail Address (TEXT B926)

Telephone: Area code/phone number/extension (TEXT B963)

FAX: Area code/phone number (TEXT B964)

File Type	application/pdf
File Modified	2009-04-02
File Created	2009-02-06