30-day FR Notice

E9-12045.pdf

Recordkeeping and Confirmation Requirements for Securities Transactions

30-day FR Notice

OMB: 3064-0028

Document [pdf]
Download: pdf | pdf
Federal Register / Vol. 74, No. 99 / Tuesday, May 26, 2009 / Notices
Estimated Number of Respondents:
Initial notice, 208; annual notice and
change in terms 5,138; opt-out notice,
873.
Estimated Average Time per
Response: Initial notice, 80 hours;
annual notice and change in terms, 8
hours; opt-out notice, 8 hours.
Estimated Number of Responses:
328,600.
Total Annual Burden: 64,728 hours.
General Description of Collection: The
elements of this collection are required
under section 504 of the Gramm-LeachBliley Act, Public Law l06–102. The
collection mandates notice requirements
and restrictions on a financial
institution’s ability to disclose
nonpublic personal information about
consumers to nonaffiliated third parties.
Request for Comment
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collection,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the information collection on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
All comments will become a matter of
public record.
Dated at Washington, DC, this 19th day of
May, 2009.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. E9–12043 Filed 5–22–09; 8:45 am]
BILLING CODE 6714–01–P

FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Submission for OMB
Review; Comment Request
Federal Deposit Insurance
Corporation (FDIC).
ACTION: Notice of information
collections to be submitted to OMB for
review and approval under the
Paperwork reduction Act of 1995.
AGENCY:

SUMMARY: In accordance with
requirements of the Paperwork
reduction Act of 1995 (44 U.S.C. chapter
35), the FDIC hereby gives notice that it
plans to submit to the Office of
Management and Budget (OMB) a

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request for OMB review and renewal of
the collections of information described
below:
DATES: Comments must be submitted on
or before June 25, 2009.
ADDRESSES: Interested parties are
invited to submit written comments to
FDIC by any of the following methods.
All comments should refer to the name
of the collection as well as the OMB
control number(s):
• Web site: http://www.FDIC.gov/
regulations/laws/federal/notices.html.
• E-mail: [email protected].
Include the name of the collection in the
subject line of the message.
• Mail: Herbert J. Messite, Counsel,
202.898.6834, Legal Division, Federal
Deposit Insurance Corporation, 550 17th
Street, NW., Washington, DC 20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street), on business days
between 7 a.m. and 5 p.m.
Public Inspection: All comments
received will be posted without change
to http://www.fdic.gov/regulations/laws/
federal/propose.html including any
personal information provided.
Comments may be inspected at the FDIC
Public Information Center, Room E–
1002, 3501 Fairfax Drive, Arlington, VA
22226, between 9 a.m. and 5 p.m. on
business days.
Comments may also be submitted to
the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Room 10235, 727 17th Street, NW.,
Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:
Herbert J. Messite at the address
identified above.
SUPPLEMENTARY INFORMATION: Proposal
to renew the following currently
approved collections of information:
1. Title: Recordkeeping and
Confirmation Requirements for
Securities Transactions.
OMB Number: 3064–0028.
Frequency of Response: On occasion.
Affected Public: Business or other
financial institutions.
Estimated Number of Respondents:
4470.
Estimated Time per Response: 27.91
hours.
Total Annual Burden: 124,758 hours.
General Description of Collection: The
information collection requirements are
contained in 12 CFR part 344. The
regulation’s purpose is to ensure that
purchasers of securities in transactions
affected by insured state nonmember
banks are provided with adequate
records concerning the transactions. The

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regulation is also designed to ensure
that insured State nonmember banks
maintain adequate records and controls
with respect to the securities
transactions they effect.
2. Title: Certification of Compliance
with Mandatory Bars to Employment.
OMB Number: 3064–0121.
Form Number: FDIC 7300/06.
Frequency of Response: On occasion.
Affected Public: Business or other
financial institutions.
Estimated Number of Respondents:
600.
Estimated Time per Response: 10
minutes.
Total Annual Burden: 99.96 hours.
General Description of Collection:
Prior to an offer of employment, job
applicants to the FDIC must sign a
certification that they have not been
convicted of a felony or been in other
circumstances that prohibit person from
becoming employed by or providing
services to FDIC.
Request for Comment
Comments are invited on: (a) Whether
the collections of information are
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collections,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the information collection on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
All comments will become a matter of
public record.
Dated at Washington, DC, this 19th day of
May, 2009.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. E9–12045 Filed 5–22–09; 8:45 am]
BILLING CODE 6714–01–P

FEDERAL RESERVE SYSTEM
Notice of Proposals to Engage in
Permissible Nonbanking Activities or
to Acquire Companies that are
Engaged in Permissible Nonbanking
Activities
The companies listed in this notice
have given notice under section 4 of the
Bank Holding Company Act (12 U.S.C.
1843) (BHC Act) and Regulation Y (12
CFR Part 225) to engage de novo, or to
acquire or control voting securities or

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File Typeapplication/pdf
File TitleDocument
SubjectExtracted Pages
AuthorU.S. Government Printing Office
File Modified2009-05-23
File Created2009-05-23

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