Suspicious Activity Report

Forms and Documents

Document	Type	Status	Availability
Form NCUA 2362 Suspicious Activity Report	Form and Instruction	Modified	Repair queued
2009 SAR-DI V4 SUPPORTING STATEMENT[1].docx	Supporting Statement A	Uploaded 2009-11-12	Repair queued

IC Document Collections

IC ID	Collection	Type	Status	Form
44190	Suspicious Activity Report	Form and Instruction	Modified

ICR Details

OMB Control No: 3133-0094	ICR Reference No: 200907-3133-001
Status: Historical Active	Previous ICR Reference No: 200605-3133-002
Agency/Subagency: NCUA	Agency Tracking No:
Title: Suspicious Activity Report
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 11/12/2009
	Date Received in OIRA: 07/30/2009
Terms of Clearance: Supporting statement was modified. Previous terms of clearance still apply.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2012	36 Months From Approved	11/30/2009
Responses	56,500	0	2,961
Time Burden (Hours)	56,500	0	1,480
Cost Burden (Dollars)	0	0	0

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Abstract: All Federally insured credit unions are required to report, within thirty calendar days, all suspected criminal activities to the U.S. Attorney, and the FBI and the Financial Crimes Enforcement Network, by completing NCUA form 2362. This requirement provides for timely and specific information needed for decisions regarding prosecution.

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Authorizing Statute(s): US Code: 31 USC 5318(g) Name of Law: Bank Secrecy Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 14863	04/01/2009
30-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 34593	07/16/2009
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Suspicious Activity Report	NCUA 2362, NCUA 2362 (Old form from July 2003)	Suspicious Activity Report by Depository Institutions ,   Suspicious Activity Report

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	56,500	2,961	0	0	53,539	0
Annual Time Burden (Hours)	56,500	1,480	0	0	55,020	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in the estimated number of respondents is due to the decrease in the total number of credit unions. The increase in the total number of responses is due to the credit unions' increased awareness of the requirement of when to file a SAR, as well as improved suspicious activity monitoring systems. The total number of SARs filed by credit unions increased dramatically over the past few years, thus the 56,500 estimated responses is based upon an estimated increase over the number of SARs filed by credit unions in 2007.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/30/2009

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