Allocation of Low Reserve Tranche and Reservable Liabilities Exemption

Allocation of Low Reserve Tranche and Reservable Liabilities Exemption

FR2930_i

Allocation of Low Reserve Tranche and Reservable Liabilities Exemption

OMB: 7100-0088

Document [pdf]
Download: pdf | pdf
#

",20

!%! ! !( #$#' %#    #$#' %$ )"%! !# &	$	
# $    $ ! !#  $      # % !#"!#%! $ # 


 $%#&%! $
"@-74. =0;:=?492 -@=/09 1:= ?34> .:770.?4:9 :1 491:=8,?4:9 4> 0>?48,?0/ ?:
,A0=,20 
	 3:@= 49.7@/492 ?30 ?480 ?: 2,?30= ,9/ 8,49?,49 /,?, 49 ?30
=0<@4=0/ 1:=8 ,9/ ?: =0A40B 49>?=@.?4:9> ,9/ .:8;70?0 ?30 491:=8,?4:9
.:770.?4:9	 $09/ .:8809?> =02,=/492 ?34> -@=/09 0>?48,?0 := ,9D :?30= ,>;0.?
:1 ?34> .:770.?4:9 :1 491:=8,?4:9 49.7@/492 >@220>?4:9> 1:= =0/@.492 ?34>
-@=/09 ?: $0.=0?,=D :,=/ :1 :A0=9:=> :1 ?30 0/0=,7 #0>0=A0 $D>?08

?3 ,9/  $?=00?> 	(	 (,>3492?:9  
 ,9/ ?: ?30 !114.0 :1
,9,20809? ,9/ @/20? ",;0=B:=6 #0/@.?4:9 "=:50.? 




(,>3492?:9  


	

	 $!"
0/0=,7 #0>0=A0 #02@7,?4:9  ++#0>0=A0 #0<@4=0809?> :1
0;:>4?:=D 9>?4?@?4:9> =0<@4=0> ?3,?  ,77 &	$	 -=,9.30>
:1 1:=0429 -,96>  ,77 &	$	 ,209.40> :1 1:=0429 -,96> B4?3
?:?,7 .:9>:74/,?0/ B:=7/B4/0 -,96492 ,>>0?> 49 0C.0>> :1 
-4774:9 ,9/ 
 ,77 /20 ,9/ 2=00809? .:=;:=,?4:9>
3,A492 ?=,9>,.?4:9 ,..:@9?> 9:9;0=>:9,7 ?480 /0;:>4?> :=
.0=?,49 @=:.@==09.D 74,-474?40> >,?4>1D 0/0=,7 #0>0=A0
=0<@4=0809?> :9 >@.3 74,-474?40>	 @=?30= ?30 =02@7,?4:9
=0<@4=0> ?3,? , 1:=0429 -,96> &	$	 -=,9.30> ,9/ ,209.40>
7:.,?0/ B4?349 ?30 >,80 >?,?0 ,9/ B4?349 ?30 >,80 0/0=,7
#0>0=A0 4>?=4.? >@-84? ,9 ,22=02,?0/ #0;:=? :1
%=,9>,.?4:9 ..:@9?> !?30= 0;:>4?> ,9/ ',@7? ,>3 #


 1:= =0>0=A0 .,7.@7,?4:9 ;@=;:>0>	 %30 >,80
=0<@4=0809? ,7>: ,;;740> ?: :114.0> :1 ,9 /20 :=
2=00809? .:=;:=,?4:9 7:.,?0/ B4?349 ?30 >,80 >?,?0 ,9/
B4?349 ?30 >,80 0/0=,7 #0>0=A0 4>?=4.?	 := ?30 147492 :1
0,.3 ,22=02,?0/ =0;:=? :90 :114.0 8@>? -0 >070.?0/ ,> ?30
=0;:=?492 :114.0	
9 .,7.@7,?492 =0>0=A0 =0<@4=0809?> :9 ?=,9>,.?4:9
,..:@9?> ?30 7:B =0>0=A0 ?=,9.30 4> =0>0=A0/ ,? , 7:B0=
=,?4: ?3,9 ,8:@9?> 49 0C.0>> :1 ?30 ?=,9.30	 9 ,//4?4:9
?30 ,=9$? 0=8,49 0;:>4?:=D 9>?4?@?4:9> .? :1 
0>?,-74>30/ , E0=: ;0=.09? =0>0=A0 =0<@4=0809? :9 ?30 14=>?
 84774:9 :1 =0>0=A,-70 74,-474?40> 1:= 0,.3 /0;:>4?:=D
49>?4?@?4:9	  (3470 ?30 .? ;0=84?> /0;:>4?:=D 49>?4?@?4:9>
49 ,..:=/,9.0 B4?3 ?30 =@70> ,9/ =02@7,?4:9> :1 ?30 :,=/
:1 :A0=9:=> ?: /0>429,?0 ?30 =0>0=A,-70 74,-474?40> ?:
B34.3 ?30 E0=: ;0=.09? =0>0=A0 =0<@4=0809? 0C08;?4:9
,;;740> ?: ?30 0C?09? ?3,? ?=,9>,.?4:9 ,..:@9?> ,=0 >:
/0>429,?0/ :97D ?3:>0 ?=,9>,.?4:9 ,..:@9?> ?3,? B:@7/
:?30=B4>0 -0 >@-50.? ?: , 
 ;0=.09? =0>0=A0 =0<@4=0809?
4	0	 ?=,9>,.?4:9 ,..:@9?> B4?349 ?30 7:B =0>0=A0 ?=,9.30
***************
	
%30 ,8:@9? :1 ?30 7:B =0>0=A0 ?=,9.30 4> ,/5@>?0/ ,99@,77D -,>0/ :9
?30 .3,920 49 ?:?,7 ?=,9>,.?4:9 ,..:@9?> ,? ,77 /0;:>4?:=D 49>?4?@?4:9>	
	
%30 ,8:@9? :1 ?30 =0>0=A,-70 74,-474?40> 0C08;?4:9 4> ,/5@>?0/
,99@,77D -,>0/ :9 ?30 .3,920 49 ?:?,7 =0>0=A,-70 74,-474?40> ,? ,77
/0;:>4?:=D 49>?4?@?4:9>	 : ,/5@>?809? 4> 8,/0 ?: ?30 0C08;?4:9 ,8:@9?
41 ?30=0 4> , /0.=0,>0 49 ?:?,7 =0>0=A,-70 74,-474?40> ,? ,77 /0;:>4?:=D
49>?4?@?4:9>	

8,D -0 0C08;?0/	 !97D , >49270 7:B =0>0=A0 ?=,9.30 ,9/ ,
>49270 =0>0=A,-70 74,-474?40> 0C08;?4:9 4> ,77:B0/ 3:B0A0=
1:= ,77 &	$	 ,209.40> ,9/ -=,9.30> :1 ?30 >,80 1:=0429
;,=09? -,96 ,9/ 1:= ,77 &	$	 :114.0> ?3,? 4> ?30 30,/ :114.0
,9/ ,77 &	$	 -=,9.30> :1 , >49270 /20 := 2=00809?
.:=;:=,?4:9	 := , 1:=0429 -,96 ?3,? 3,> &	$	 -=,9.30>
,9/ ,209.40> 7:.,?0/ 49 8:=0 ?3,9 :90 >?,?0 := 49 8:=0
?3,9 :90 0/0=,7 #0>0=A0 4>?=4.? B34.3 1470 >0;,=,?0 #


 =0;:=?> ?30 7:B =0>0=A0 ?=,9.30 ,9/ ?30 =0>0=A,-70
74,-474?40> 0C08;?4:9 8@>? -0 ,77:.,?0/ ,8:92 ?30 =0;:=?492
:114.0> :1 ?30 1:=0429 -,96	 $4847,=7D 1:= ,9 /20 :=
2=00809? .:=;:=,?4:9 ?3,? 3,> :114.0> 7:.,?0/ 49 8:=0
?3,9 :90 >?,?0 := 49 8:=0 ?3,9 :90 0/0=,7 #0>0=A0
4>?=4.? B34.3 1470 >0;,=,?0 # 

 =0;:=?> ?30 7:B
=0>0=A0 ?=,9.30 ,9/ ?30 =0>0=A,-70 74,-474?40> 0C08;?4:9
8@>? -0 ,77:.,?0/ ,8:92 ?30 =0;:=?492 :114.0> :1 ?30 /20
:= 2=00809? .:=;:=,?4:9	 %34> =0;:=?492 1:=8 4>
;=:A4/0/ 1:= ?30 ;@=;:>0 :1 ?3:>0 ,77:.,?4:9>	
	 (! &$% #"!#%
%34> =0;:=? 4> =0<@4=0/ 1=:8 &	$	 -=,9.30> ,9/ ,209.40> :1
1:=0429 -,96> ,9/ 1=:8 /20 ,9/ 2=00809? .:=;:=,?4:9>
?3,? 3,A0 :114.0> 7:.,?0/ 49 8:=0 ?3,9 :90 >?,?0 := 49 8:=0
?3,9 :90 0/0=,7 #0>0=A0 4>?=4.? 49 :=/0= ?: 0>?,-74>3 :=
.3,920 ?30 ,77:.,?4:9 :1 ?30 7:B =0>0=A0 ?=,9.30 :=
=0>0=A,-70 74,-474?40> 0C08;?4:9 ,8:92 =0;:=?492 :114.0>	
,.3 1:=0429 -,96 := /20 := 2=00809? .:=;:=,?4:9
>3:@7/ /0>429,?0 :90 :1 4?> =0;:=?492 :114.0> ?: -0
=0>;:9>4-70 1:= >@-84??492 ?34> ,77:.,?4:9 =0;:=?	
	 !( % %#  $!&  !%
#02@7,?4:9  =0<@4=0> ?3,? 41 ;:>>4-70 ?30 7:B =0>0=A0
?=,9.30 >3:@7/ -0 ,77:.,?0/ ?: , >49270 :114.0 := 2=:@; :1
:114.0> 147492 ,9 ,22=02,?0/ #0;:=? :1 %=,9>,.?4:9
..:@9?> !?30= 0;:>4?> ,9/ ',@7? ,>3 # 

 -@?
:97D 41 ?30 ?=,9.30 .,9 -0 1@77D @?474E0/ -D >@.3 :114.0 :=
2=:@; :1 :114.0>	 1 ?30 7:B =0>0=A0 ?=,9.30 .,99:? -0 1@77D
@?474E0/ -D , >49270 :114.0 := 2=:@; :1 :114.0> 147492 ,9
,22=02,?0/ =0;:=? ?30 @9@>0/ ;:=?4:9 :1 ?30 ?=,9.30 8,D
-0 ,>>4290/ ?: :?30= :114.0> :1 ?30 >,80 1:=0429 -,96 := :1
?30 >,80 /20 := 2=00809? .:=;:=,?4:9 @9?47 ?30 ,8:@9?
:1 ?30 ?=,9.30 := 90? ?=,9>,.?4:9 ,..:@9?> 4> 0C3,@>?0/	
%30 7:B =0>0=A0 ?=,9.30 >3:@7/ -0 ,77:.,?0/ >: ,> ?:
8,C484E0 4?> @?474E,?4:9 -D , 1:=0429 -,96 := -D ,9 /20 :=
2=00809? .:=;:=,?4:9	 := 0C,8;70 41 , 1:=0429 -,96
B4?3 8:=0 ?3,9 :90 =0;:=?492 :114.0 3,> ?:?,7 90?
?=,9>,.?4:9 -,7,9.0> 49 0C.0>> :1 ?30 7:B =0>0=A0 ?=,9.30

	
!'%

3(% !,.4-3 !++.#!3%$ 3. ! /!13)#4+!1 .&&)#% .1 '1.4/ .&
.&&)#%2 &)+)-' !- !''1%'!3%$ 1%/.13 2(.4+$ -.3 %7#%%$ 3(%
!-3)#)/!3%$ ,)-),4, !,.4-3 .& -%3 31!-2!#3).- "!+!-#%2
!3 3(!3 .&&)#% .1 '1.4/ .& .&&)#%2 & .- 3(% .3(%1 (!-$ !
&.1%)'- "!-* 6)3( ,.1% 3(!- .-% 1%/.13)-' .&&)#% (!2 3.3!+
-%3 31!-2!#3).- "!+!-#%2 .& +%22 3(!- 3(% !,.4-3 .& 3(% +.6
1%2%15% 31!-#(% 3(% 31!-#(% !++.#!3).- !,.-' 1%/.13)-'
.&&)#%2 2(.4+$ 1%&+%#3 3(% ,!7),4, !,.4-3 .& 24#(
"!+!-#%2 !-3)#)/!3%$ &.1 %!#( 1%/.13)-' .&&)#%
(% !,.4-3 .& 3(% +.6 1%2%15% 31!-#(% !++.#!3%$ 3. !
1%/.13)-' .&&)#% ,!8 -.3 &+4#34!3% .- ! 6%%*+8 "!2)2
!3(%1 3(% !++.#!3).- .& 3(% 31!-#(% )2 &)7%$ "8 3(%
!,.4-32 1%/.13%$ .- 3()2 &.1, !-$ ,!8 "% #(!-'%$ .-+8 !2
$%2#1)"%$ "%+.6
   
 

   
 
(% 14+%2 '.5%1-)-' 3(% !++.#!3).- .& 3(% 1%2%15!"+%
+)!")+)3)%2 %7%,/3).- !1% %04)5!+%-3 3. 3(.2% '.5%1-)-' 3(%
!++.#!3).- .& 3(% +.6 1%2%15% 31!-#(% 3(%1%&.1% 3(%
/1.#%$41% .43+)-%$ )- 3(% !".5% 2%#3).- 2(.4+$ "% &.++.6%$
)- !++.#!3)-' 3(% 1%2%15!"+% +)!")+)3)%2 %7%,/3).- . %-241%
3(!3 3(% 1%2%15!"+% +)!")+)3)%2 %7%,/3).- )2 &)123 !//+)%$ 3.
-%3 31!-2!#3).-2 !##.4-32 36. &413(%1 14+%2 '.5%1- 3(%
!++.#!3).- .& 24#( %7%,/3).- )123 &.1 %!#( )-$)5)$4!+
.&&)#% 3(% %7%,/3).- !++.#!3).- ,!8 -.3 %7#%%$ 3(%
31!-#(% !++.#!3).- %#.-$ 3(% !,.4-3 !++.#!3%$ 3. !
/!13)#4+!1 .&&)#% .1 '1.4/ .& .&&)#%2 2(.4+$ -.3 %7#%%$ 3(%
!-3)#)/!3%$ !,.4-3 .& -%3 31!-2!#3).-2 $%/.2)32 !3 3(!3
.&&)#% .1 '1.4/ .& .&&)#%2
     
 
 
  

 
    
  




 	 


 
 

 ()2 1%/.13
,423 "% &)+%$ !3 3(% 3),% !  "1!-#( .1 !'%-#8 .& !
&.1%)'- "!-* .1 ! "1!-#( .& !- $'% .1 '1%%,%-3
#.1/.1!3).- )2 &)123 %23!"+)2(%$ .432)$% ! 2)-'+% 23!3% .1 !
2)-'+% %$%1!+ %2%15% )231)#3 
  
  	
 	 
  		       	 


  
 

  

 
   
  


 
 



 
 

 (!-'%2 )- 3(% !++.#!3)..& 3(% +.6 1%2%15% 31!-#(% .1 1%2%15!"+% +)!")+)3)%2
%7%,/3).- !1% /%1,)33%$ .-+8 )- 3(% &.++.6)-'
#)1#4,23!-#%2

!  &.1%)'- "!-* .1 !- $'% .1 '1%%,%-3 #.1/.1!3).,!8 #(!-'% 3(% !++.#!3).- .& 3(% +.6 1%2%15% 31!-#(% .1
1%2%15!"+% +)!")+)3)%2 %7%,/3).- !,.-' 1%/.13)-' .&&)#%2 )-

$)&&%1%-3 23!3%2 .1 $)&&%1%-3 %$%1!+ %2%15% )231)#32
%&&%#3)5% !3 3(% "%')--)-' .& %!#( #!+%-$!1 8%!1
" (%- ! -%6 "1!-#( .1 !'%-#8 .& ! &.1%)'- "!-* .1 !
-%6 "1!-#( .& !- $'% .1 '1%%,%-3 #.1/.1!3).- )2
%23!"+)2(%$ 3(% 31!-#(% !++.#!3).- &.1 !-8 .1 !++ .& 3(%
1%/.13)-' .&&)#%2 .& ! &.1%)'- "!-* .1 $'% .1 '1%%,%-3
#.1/.1!3).- ,!8 "% #(!-'%$ %&&%#3)5% 3(% &)123 1%2%15%
#.,/43!3).- /%1).$ "%')--)-' )- !-8 #!+%-$!1 ,.-3(
# & 4-$%1 3(% %7)23)-' !++.#!3).- 3(% +.6 1%2%15%
31!-#(% .1 3(% 1%2%15!"+% +)!")+)3)%2 %7%,/3).- )2 -.3 "%)-'
&4++8 43)+)9%$ "8 ! &.1%)'- "!-* .1 "8 !- $'% .1
'1%%,%-3 #.1/.1!3).- $41)-' %!#( 1%2%15% #.,/43!3)./%1).$ .1 )& 3(% %7)23)-' !++.#!3).- .& 3(% +.6 1%2%15%
31!-#(% )2 (!5)-' !- !$5%12% !&&%#3 .- ./%1!3).-2 .& 3(%
&.1%)'- "!-* .1 3(% $'% .1 '1%%,%-3 #.1/.1!3).- 3(%
!++.#!3).- ,!8 "% #(!-'%$ %&&%#3)5% 3(% &)123 1%2%15%
#.,/43!3).- /%1).$ "%')--)-' )- !-8 #!+%-$!1 ,.-3(
     
- %!#( .& 3(% 2)34!3).-2 $%2#1)"%$ !".5% ! #./8 .& 3(%
1%/.13 &.1 !++.#!3).- .& 3(% +.6 1%2%15% 31!-#(% !-$
1%2%15!"+% +)!")+)3)%2 %7%,/3).- ,423 "% 24",)33%$ 3. %!#(
%$%1!+ %2%15% )231)#3 )- 6()#( !- .&&)#% .1 ! '1.4/ .&
.&&)#%2 3(!3 6)++ "% !++.#!3%$ ! /.13).- .& 3(% +.6 1%2%15%
31!-#(% )2 +.#!3%$ .1 )- 6()#( !- .&&)#% .1 ! '1.4/ .& .&&)#%2
3(!3 )2 #411%-3+8 !++.#!3%$ ! /.13).- .& 3(% +.6 1%2%15%
31!-#(% )2 +.#!3%$  +)23 .& !$$1%22%2 &.1 %!#( %$%1!+
%2%15% 
!-* 3. 6()#( ! #./8 .& 3(% 1%/.13 )2 3. "% 2%-3 )2
/1.5)$%$ )- 33!#(,%-3  3. 3(%2% )-2314#3).-2
     
(% 1%/.13 ,423 "% 24",)33%$ !3 +%!23 .-% 6%%* /1).1 3.
3(% "%')--)-' .& 3(% 1%2%15% #.,/43!3).- /%1).$ )- 6()#(
3(% +.6 1%2%15% 31!-#(% .1 1%2%15!"+% +)!")+)3)%2 %7%,/3).!++.#!3).- 1%/.13%$ .- 3()2 &.1, )2 3. "% %&&%#3)5%


File Typeapplication/pdf
File Modified2006-07-05
File Created1997-12-01

© 2024 OMB.report | Privacy Policy