OMB requests
agency resubmit information collection request with a more
comprehensive short statement description. Agency does not need to
go through new public comment period for its resubmission.
Inventory as of this Action
Requested
Previously Approved
03/31/2011
36 Months From Approved
03/31/2011
10,787
0
10,787
1,954,109
0
1,954,109
13,551,390
0
13,551,390
Rule 204-2 sets forth the books and
records that SEC-registered investment advisers must maintain and
preserve.
US Code:
15
USC 80b-4 Name of Law: Investment Advisers Act of 1940
The proposed amendments to rule
204-2 would require, among other things, every investment adviser
registered or required to be registered that provides or seeks to
provide advisory services to government entities to maintain
certain records of contributions made by the adviser or any of its
covered associates.
$0
No
No
Uncollected
Uncollected
No
Uncollected
Melissa Roverts
2025516722
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.