Form N-8B-2; Registration Statement of Unit Investment Trusts that are currently issuing securities.

ICR 200910-3235-012

OMB: 3235-0186

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2009-10-29
Supplementary Document
2009-10-29
Supporting Statement A
2009-10-29
ICR Details
3235-0186 200910-3235-012
Historical Active 200701-3235-027
SEC IM-270-186
Form N-8B-2; Registration Statement of Unit Investment Trusts that are currently issuing securities.
Extension without change of a currently approved collection   No
Regular
Approved without change 02/08/2010
Retrieve Notice of Action (NOA) 01/08/2010
  Inventory as of this Action Requested Previously Approved
02/28/2013 36 Months From Approved 08/31/2010
16 0 10
312 0 188
103,700 0 52,500

Form N-8B-2 is the registration statement form used by unit investment trusts currently issuing securities to register under the Investment Company Act of 1940.

US Code: 15 USC 80a-8(b) Name of Law: Section 8(b) of the Investment Company Act of 1940
  
None

Not associated with rulemaking

  74 FR 57540 11/06/2009
75 FR 1090 01/08/2010
No

1
IC Title Form No. Form Name
Form N-8B-2; Registration Statement of Unit Investment Trusts that are currently issuing securities. SEC-977 Form N-8B-2

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 16 10 0 0 6 0
Annual Time Burden (Hours) 312 188 0 0 124 0
Annual Cost Burden (Dollars) 103,700 52,500 0 0 51,200 0
No
No
Currently, the approved annual hour burden for preparing and filing registration statements on Form N-8B-2 is 188 hours and the total cost burden allocated to Form N 8B-2 is $52,500. These burdens were based on the previous estimate of 10 responses (1 initial filing + 9 post-effective amendments = 10 total responses). The previous total cost burden was also based on the previous estimate of $7,500 for the cost burden per filing of preparing and filing an initial Form N-8B-2 and $5,000 for the cost burden per filing of preparing and filing a post effective amendment to Form N-8B-2. The new estimate of the total annual hour burden is 312 hours and the new estimate of the total cost burden is $103,700. These new burdens are based on the new estimated total number of responses of 16 (2 initial filings + 14 post-effective amendments = 16 total responses) and the new estimates of $9,150 for the cost burden per filing of preparing and filing an initial Form N-8B-2 and $6,100 for the cost burden per filing of preparing and filing a post effective amendment to Form N-8B-2. The increase in the total annual hour burden of 124 hours and the increase in the total annual cost burden of $51,200 are due to an increase in estimated responses representing initial filings and an increase in the estimated number of responses representing post-effective amendments. The increase in the total annual cost burden is also due to an adjustment to the prior cost burden per filing estimates to account for inflation.

$0
No
No
Uncollected
Uncollected
No
Uncollected
Kieran Brown 202 942-0721

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/08/2010


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