FR 2004C Weekly Report of Dealer Financing and Fails

FR 2004C
OMB No. 7100-0003
Average Hours per Response: 1.25
Approval Expires February 28, 2010

Weekly Report of Dealer Financing and Fails
as of close of trading on Wednesday: ________________

(millions of dollars)
Securities In
Securities Out
1
2
1

Overnight and Continuing

1a

U.S. Treasury Securities (including TIIS)

1b

Federal Agency and GSE Securities (excluding MBS)

1c

Federal Agency and GSE MBS

1d

Corporate Securities

2

Term Agreements

2a

U.S. Treasury Securities (including TIIS)

2b

Federal Agency and GSE Securities (excluding MBS)

2c

Federal Agency and GSE MBS

2d

Corporate Securities

3

Total (Lines 1 through 2)

Memorandum
Overnight and Continuing Repurchase Agreements
Term Repurchase Agreements
Overnight and Continuing Reverse Repurchase Agreements
Term Reverse Repurchase Agreements

4

Fails to Deliver

1

2

Fails (Cumulative for the Reporting Period)

4a

U.S. Treasury Securities (including TIIS)

4b

Federal Agency and GSE Securities (excluding MBS)

4c

Federal Agency and GSE MBS

4d

Corporate Securities

5

Fails to Receive

Total (Line 4)

Return by 4:00 pm the following business day to:

name of preparer:

Government Securities Dealer Statistics Unit
Federal Reserve Bank of New York
33 Liberty Street

telephone # :
dealer name:

Fourth Floor
New York, NY 10045

comments:

Facsimile number (212) 720-5030 or (646) 720-5030
“To the best of my knowledge, the report has been prepared in conformity with the instructions issued by the Federal Reserve Bank of New York and is accurate. I am
responsible for the internal controls over the reporting of the data in this report and believe that these controls are effective. These internal controls are (1) designed to
ensure the accuracy of this data, (2) monitored and reviewed by audit or compliance staff, and (3) assessed regularly by management of the named institution. I agree to
report any material deficiencies in these internal controls and any inaccuracies in data already reported to the Federal Reserve Bank of New York.”
Note: Dealers are only required to submit a copy of this attestation with the last as-of date of each year.
Name

_________________________________________________________

Title ______________________________________________________________

Signature _______________________________________________________

Date ______________________________________________________________