Form ASI Part A ASI Part A ASI Part A

Fetal Alcohol Spectrum Disorder (FASD) Center for Excellence Parent-Child Assistance Program (P-CAP)

2 ASIIntakeA

FASD P-CAP ASI - Part A

OMB: 0930-0309

Document [pdf]
Download: pdf | pdf
OMB # 0930- XXXX
Expiration Date: xx/xx/xxxx

Parent Child Assistance Program (PCAP)

Date of ASI (A):

FADU, University of Washington
180 Nickerson, Seattle WA 98109 (206) 543-7155

________________

ADDICTION SEVERITY INDEX — INTAKE INTERVIEW

Family I.D. #

Adv #: _______

Mother's birthdate:

Interviewer:

Enrollment date:

Delivery Hospital:
Child's Gender:

Child's Due Date/Birthdate:

Gestational Age:

weeks

Mother's PIC #

Name of
child: (first)
Name of
mother: (first)

(last)

(middle)

(last)

(middle)

(last)

(middle)

(other)
(maiden/
other)

(nicknames/aliases)

Name of
father:

(first)

(other)

Who are you living with? Names and relationship:
Address:
City

Phone: (

)

State

Zip

Name phone listed under:

Do you have any plans to move in the next few months?
Are you employed outside the home now?

(Where to?)
Where?
Phone: (

Type of work:
Are you in school?

)

What/where?

Where did you go for prenatal care?
Where do you plan to take the baby for checkups and medical care?

INTERVIEWER: ASK FOR REFERENCES AT END OF INTERVIEW:
Could you give me the names of relatives or friends who might know your whereabouts if you move and we lose contact with you, or if there’s an emergency?
Name:

Name:

Address:

Address:

City, State, Zip:

City, State, Zip:

Phone:

(

)

Phone:

Name listed under:

Relationship to you:

(

Place of Employment:
(& phone)

)

Father of
Baby

Name:

Address:

City, State, Zip:

City, State, Zip:

(

)

Name listed under:

(

)

Phone:

(

)

Name listed under:

Relationship to you:
Place of Employment:
(& phone)

(

Name:

Address:

Phone:

)

Name listed under:

Relationship to you:
Place of Employment:
(& phone)

(

Relationship to you:

)

Place of Employment:
(& phone)

(

)

When you’re using, where are you likely to go, where might we find you?
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control
number for this project is 0930-xxxx. Public reporting burden for this collection of information is estimated to average 2 hours and 45 minutes per client per year, including the time for
reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding
this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to SAMHSA Reports Clearance Officer, 1 Choke Cherry Road,
Room 7-1044, Rockville, Maryland,20857.

Addiction Severity Index 5th Edition
University of Washington Modification for Pregnant & Postpartum Women (UWASI)
The UWASI is a modified version of the 5th edition of the ASI. It
includes all items from the 5th edition ASI along with additional
questions specific to pregnant and postpartum women. It contains 9
potential problem areas, as well as family/childhood history.
INTRODUCING THE ASI: Introduce and explain the nine potential
problem areas: Medical, Employment/Support Status, Alcohol, Drug,
Legal, Family/Social, Psychiatric, Children and Family Planning, and
Community Services and that some questions will also be asked about
childhood history. All clients receive this same standard interview. All
information gathered is confidential; explain what that means in your
facility; who has access to the information and the process for the release
of information.
There are two time periods we will discuss:
1) The past 30 days
2) Lifetime
Client Rating Scale: Client input is important. For each area, I will ask
you to use this scale to let me know how bothered you have been by any
problems in each section. I will also ask you how important treatment is
for you for the area being discussed.
The scale is:
0 - Not at all
1 - Slightly
2 - Moderately
3 - Considerably
4 - Extremely
Inform the client that he/she has the right to refuse to answer any question.
If the client is uncomfortable or feels it is too personal or painful to give an
answer, instruct the client not to answer. Explain the benefits and
advantages of answering as many questions as possible in terms of
developing a comprehensive and effective treatment plan to help them.

Please try not give inaccurate information!
When you interview, do not simply record information. Be sure that you
understand the intent of every question on the ASI so that you can
accurately convey that intent to the client. Probe, repeat, paraphrase until
you are sure the client understands what is being asked. Remember that as
the interviewer, you are responsible for the integrity of information
collected on the ASI.
Monitor the consistency of information provided by the client throughout
the interview. It is not acceptable to simply record what is reported.
—Paraphrased from the Preface to the Fifth Edition of the ASI Workbook (Barbara
Fureman, Gargi Parikh, Alicia Bragg, and A. Thomas McLellan, University of
Pennsylvania/Veterans Administration Center for Studies of Addiction).

INTERVIEWER INSTRUCTIONS:
1) Leave no blanks.
2) Make plenty of Comments (if another person reads this ASI, they
should have a relatively complete picture of the client's perceptions of
his/her problems).
3) -7 = Question not answered.
-8 = Question not applicable
4) When noting comments, please write the question number.
HALF TIME RULE:

If a question asks the number of months, round
up periods of 14 days or more to 1 month.
Round up 6 months or more to 1 year.

CONFIDENCE RATINGS:⇒ Last two items in each section.
⇒ Do not over-interpret.
⇒ Denial does not warrant
misrepresentation.
⇒ Misrepresentation = overt
contradiction in information.

Probe, cross-check and make plenty of comments!

HOLLINGSHEAD CATEGORIES (Licit work only):
1. Higher execs, major professionals, owners of large businesses
2. Business managers, proprietors of medium-sized businesses
($60,000-$175,000), lesser professionals (e.g., optician, pharmacist,
social worker, teacher [licensed], personnel manager, registered nurse).
3. Administrative managers and personnel, (e.g., appraiser, chief clerk,
insurance agent, private secretary, major sales representative), owners/
proprietors of small businesses (value under $60,000; e.g., bakery,
beauty hop, cigarette machines, convenience store, engraving business,
florist, decorator), minor professionals (e.g., actor, commercial artist,
credit manager, oral hygienist, piano teacher, reporter, travel agent).
4. Clerical and sales (e.g., bank clerk or teller, bill collector, bookkeeper,
car sales person, clerical worker, ferry worker, post office clerk, sales
clerk, shipping or warehouse clerk, secretary), technician (e.g., camp
counselor, dental technician, inspector, investigator, PBX operator,
window trimmer), proprietor of little business (e.g., flower shop, food
vendor, newsstand, sewing/tailor).
5. Skilled manual (usually having had training). Baker, chef,
cosmetician, barber, chef, electrician, fireman, hair stylist, lineman,
locksmith, machinist, massage therapist, mechanic, paperhanger,
painter, plumber, policeman, postal carrier, repairman, tailor (trained),
word processing.
6. Semi-skilled. Apprentice (electrician, printer, etc.), assembly line
worker, bartender, bus driver, checker, childcare in home (licensed,
trained), cocktail waitress, convenience store clerk, cook (short order),
daycare in a center (trained), delivery person, dressmaker (machine),
filing clerk, garage and gas station attendant, hairdresser, hospital aide,
housekeeper (some training), meter reader, trained nursing home aide,
practical nurse, painter, security guard, taxi driver, truck driver,
waitress (at one of the “better” places).
7. Unskilled. Amusement park workers (bowling alleys, pool rooms),
attendant, cafeteria worker, car wash attendants, childcare in home (no
training), construction helper, counterperson, domestic, home aide
(unlicensed), home piecework, hotel maid (little training), hospital
worker (unspecified), janitor, labor (unspecified), laundry worker,
messenger, parking lot attendant, porter, telephone solicitor, stock
handlers, waitress (“hash house”), welfare recipient. Include
unemployed.
8. Never employed.

PSYCHIATRIC DIAGNOSES:
See appendix in UWASI manual (listing by category: p. xii - p. xvii; alphabetic
listing: p. xviii - p. xxii).
Note that FAS is a medical, not a psychiatric diagnosis.

ALCOHOL/DRUG USE INSTRUCTIONS:
Alcohol and Commonly Used Drugs: Drug terms and amounts. See appendix in
UWASI manual (p. vi - p. xi).
Code alcohol amounts by equivalent drinks:
Generally, 1 drink = 1 12-oz beer = 1 4-oz wine = 1 1.5-oz hard liquor (i.e., a
“single”). A single 40-ouncer is not 1 drink!
The following questions refer to two time periods: the past 30 days and lifetime.
Lifetime refers to the time prior to the last 30 days.
⇒ 30 day questions only require the number of days used.
⇒ Lifetime use is asked to determine extended periods of use.
⇒ Regular use = 3+ times per week, binges, or problematic irregular
use in which normal activities are compromised.
⇒ Alcohol to intoxication does not necessarily mean “drunk.” Use the
words “to feel or felt the effects,” “got a buzz,” “high,” etc. instead
of intoxication. As a rule of thumb, 3+ drinks in one sitting, or 5+
drinks in one day defines “intoxication.”
⇒ How to ask these questions:
→ “How many days in the past 30 have you used....?”
→ “How many years in your life have you regularly used....?”

PCAP Client Module

Addiction Severity Index 5th Edition - Intake Interview
Modification for Pregnant & Postpartum Women (Part A of 2 Parts)
Agency Name: ___________________________

Site Name: ______________________________

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

INSTRUCTIONS: Leave no blanks. Unless otherwise noted, where appropriate, code items:
-7 = Question not answered, client doesn’t know, doesn’t understand
-8 = Question not applicable
-9 = Question never asked
Space is provided at right for additional comments.

Assure client of confidentiality
GENERAL INFORMATION
A.

GENERAL INFORMATION COMMENTS

Target Child Due Date

__ __ /__ __ /__ __ __ __

If TC already born, list date of birth.

m

m

d

d

y

y

y

y

B.

Date of enrollment
Date consent signed

C.

Advocate #

___ ___ ___

D.

Referral Code

___ ___ ___

__ __ /__ __ /__ __ __ __
m

m

d

d

y

y

y

y

(Include the question number with your notes)

______________________________________________________
______________________________________________________
______________________________________________________

Name of source: ________________________
G5.

Date of interview

__ __ /__ __ /__ __ __ __
m

G6.

m

d

Time Begun
Time Ended

G9.

Contact Code
1 - PCAP Office

y

y

y

y

___ ___ : ___ ___

Use 24 hr clock; code hours:minutes

HRS

MINS

___
2 - Phone

5 - Other (tx center, client’s home)

___ ___ ___

G11.

Interviewer Code Number

G14.

How long have you lived at your current
address?

__ __ / __ __
Yrs

G16.

Date of birth of client

m

d

______________________________________________________
______________________________________________________
______________________________________________________

__ __ __ __ __

______________________________________________________

d

y

y

y

y

___ ___

G16a. Client’s Age
Race
Indicate for each: 0 - No, 1 - Yes

______________________________________________________
______________________________________________________
______________________________________________________

a. Am./Can. Indian

___

e. Alaska Native

___

b. Asian

___

f.

___

c. Black

___

g. White

___

h. Other (specify below)

___

______________________________________________________

Specify other: ________________________________

______________________________________________________

d. Native Hawaiian/ ___
Other Pacific IsIander

G18.

______________________________________________________

___

__ __ /__ __ /__ __ __ __
m

G17.

Mos

Is this residence owned by you or your family?
0 - No
1 - Yes

G15a. Zip code of client

______________________________________________________

______________________________________________________

Specify other: __________________________

G15.

______________________________________________________

___ ___ : ___ ___

Use 24 hr clock; code hours:minutes

G7.

d

______________________________________________________

Hispanic

______________________________________________________

___

Religious preference
1 - Protestant/Christian

4 - Islamic

2 - Catholic

5 - Other (specify below)

3 - Jewish

6 - None

______________________________________________________
______________________________________________________

Specify other: ___________________________
ADAI Sound Data Source—11/7/2006
http://adai.washington.edu/sounddatasource
Page 1

Parent-Child Assistance Program (PCAP)
University of Washington
180 Nickerson, Suite 309, Seattle, WA 98109
(206) 543-7155
(206) 685-2903

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

GENERAL INFORMATION (cont)
G18a. Do you go to church? How active are you?
0 - No, do not go
1 - Yes, but not very active
2 - Yes, but sometimes active
3 - Yes, and very active

GENERAL INFORMATION COMMENTS
___

______________________________________________________
______________________________________________________

Which church? _____________________________
G19.

Have you been in a controlled environment in the
past 30 days?
1 - No
4 - Medical tx
2 - Jail/prison
5 - Psychiatric tx
3 - Alcohol or drug tx
6 - Other (specify below)

______________________________________________________
___

______________________________________________________
______________________________________________________

Specify other: ___________________________
A place, theoretically, without access to alcohol/drugs; halfway house
generally not controlled environment. If more than one environment, code
where majority of time.

G20.

How many days?

Is client enrolled in PCAP under a Child Protective
Services (CPS) contract condition?
0 - No
1 - Yes

ADAI Sound Data Source—11/7/2006
Page 2

______________________________________________________
______________________________________________________

___ ___

TOTAL days of past 30 in ALL controlled settings.
If G19 is No, code -8.

G21.

(Include the question number with your notes)

______________________________________________________
___

______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

MEDICAL STATUS

MEDICAL COMMENTS
(Include the question number with your notes)

Note: Restrict to physical medical problems only. Do
not include psychiatric problems, or physical problems
due only to alcohol or drug use (both will be recorded
elsewhere).
M1.

______________________________________________________
___ ___

How many times in your life have you been
hospitalized for medical problems?

Overnight, not simple E.R. Normal childbirth not counted, but complications in
childbirth are. Include o.d.’s, d.t.’s. Do not include detox, psych or rehab
hospitalization.
PROBE for injury, assault, car accident.

M2.

How long ago was your last hospitalization for
a physical problem?

Yrs

Mos

Do you have any chronic medical problems which
continue to interfere with your life? (Include FAS/FAE
diagnosis)
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Specify: ________________________________
Requiring continuous or regular care on the part of client, not a temporary
condition. Examples of chronic medical problems: ulcers, cirrhosis, heart
conditions, hepatitis, hypertension, AIDS-related problems, abscesses of the
arms/legs, etc.
Not minor allergies, need for reading glasses, etc.
To determine whether or not a medical problem is related only to drugs and
alcohol, (therefore not coded here), ask yourself, if she stopped using, would
this problem disappear without medical tx?

M4.

______________________________________________________

__ __ / __ __

If never hospitalized, then code -8/-8.

M3.

______________________________________________________

Are you taking any prescribed medication on a
regular basis for a physical problem?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

What? _________________________________
For above medical condition(s), legitimately prescribed, whether or not client
takes the med. Do not include meds for psychiatric conditions, or for shortterm or temporary conditions (like colds, detox), birth control pills, nicorette.

M4a.

___

Have you ever been tested for HIV/AIDS?
0 - Never tested
1 - Tested, negative results
2 - Tested, positive results

3 - Tested, inconclusive results
4 - Tested, never got results
-7 - Don’t know

__ __ / __ __

Date of last HIV/AIDS test (mo/yr)

M4c.

Have you ever been tested for Hepatitis B?
Use codes from M4a

___

M4d.

Have you ever been tested for Hepatitis C?
Use codes from M4a

___

M4e.

Have you worked as a prostitute in the last 3 years
(for either drugs or money)?
0 - No
1 - Yes

___

Year

Do you receive a pension for a physical disability?
0 - No
1 - Yes

How many days have you experienced medical
problems in the past 30 days?

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
___

______________________________________________________

Includes Worker’s Comp.
Does not include psychiatric disability.

M6.

______________________________________________________

______________________________________________________

Specify: ________________________________
M5.

______________________________________________________
______________________________________________________

M4b.

Mo

______________________________________________________

______________________________________________________
___ ___

______________________________________________________

Include only medical problems that would be present even if the client were to
become abstinent.
Include minor ailments such as colds or flu.

______________________________________________________

For Questions M7 & M8, ask client to use the Client’s Rating Scale
Have client restrict her responses to only those medical problems counted in M6.

M7.

How troubled or bothered have you been by these
medical problems in the past 30 days?

___

M8.

How important to you now is treatment for these
medical problems?

___

ADAI Sound Data Source—11/7/2006
Page 3

______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

MEDICAL STATUS (cont)

MEDICAL COMMENTS
(Include the question number with your notes)

CONFIDENCE RATINGS
Is the above information significantly distorted by:
M10. Client’s misrepresentation?
0 - No
1 - Yes

______________________________________________________
___

______________________________________________________

In all sections this means contradictory information has been presented by the
client, conflicting reports that the client cannot justify.

______________________________________________________

It does not mean a simple “gut hunch.” Disregard client’s demeanor.

M11. Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________

INTERVIEWER CLIENT NEED RATING
M99. How would you rate this client’s need for
medical treatment?

___

______________________________________________________

01-

No medical problems, no need.
Medical problems, but current tx has brought condition to a
controlled, non-problematic state.

2-

Need for more tx in addition to client’s current tx, but not
immediately life-threatening.

______________________________________________________

3-

Urgent need for more tx in addition to client’s current tx. Should
be a high advocate priority.

______________________________________________________

ADAI Sound Data Source—11/7/2006
Page 4

______________________________________________________

______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

EMPLOYMENT/SUPPORT STATUS
E1.

Education completed

EMPLOYMENT/SUPPORT COMMENTS
__ __ / __ __

Code GED 55 yrs, 00 mos

Yrs

Mos

If more than GED, code highest level; formal education only

E2.

Training or technical education completed

__ __

Formal, organized training only

E3.

___

Do you have a profession, trade, or skill?
0 - No
1 - Yes

______________________________________________________
______________________________________________________
___

E4a. Do you have another form of picture identification?
0 - No
1 - Yes
Must be legal, not forged or borrowed.

___

E5.

___

______________________________________________________

Do you have an automobile available for use?
0 - No
1 - Yes

______________________________________________________

If answer to E4 is No, then E5 must be No.
Does not require ownership, only requires availability on a regular basis.

___

E5a. How do you usually get around?
1 - Own car
5 - Taxi
2 - Use friend/relative’s car
6 - Walk
3 - Rides from friends/relatives
7 - Other
4 - Bus
Specify other: ______________________________
How long was your longest full-time job?

______________________________________________________

__ __ / __ __
Mos

______________________________________________________
______________________________________________________

___

Usual (or last) occupation
Specify in detail: ______________________________

______________________________________________________

Code appropriate Hollingshead Category.
No usual occupation, record last job.
Code 8 only when client has not worked at all.

______________________________________________________

Does someone (a person) contribute to your
support in any way?
0 - No
1 - Yes

___

Does this support constitute the majority of
your support?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________

If E8 is No, then E9 is -8. If information from E12-E17 does not confirm this
initial response, clarify any discrepancy.

______________________________________________________

___

E10. Usual employment pattern, past 3 years
5 - Military service
6 - Retired/disability
7 - Unemployed
8 - In controlled environment

Most representative, not necessarily most recent. If equal times for more than
one category, code most current. Includes "under the table" jobs. Jobs in prison
are not counted as employment.

E11. How many days were you paid for working in
the past 30?

______________________________________________________
______________________________________________________

Regular support in form of cash, housing, food.
Include spouse's contribution.
Exclude institutionalized support.

1 - Full time (> 35 hrs/wk)
2 - Part time (regular hrs)
3 - Part time (irregular, daywork)
4 - Student

______________________________________________________
______________________________________________________

Yrs

E9.

______________________________________________________
______________________________________________________

E4b. Is transportation usually a problem for you?
0 - No
1 - Yes

E8.

______________________________________________________

___

Do you have a valid driver’s license?
0 - No
1 - Yes
Valid license; not suspended/revoked.

E7.

______________________________________________________

______________________________________________________

Specify in detail: __________________________________

E6.

______________________________________________________

Mos

Any employable, transferable skill acquired through specialized training or
education.

E4.

(Include the question number with your notes)

___ ___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Include paid sick/vacation days, “under-the-table” work.
Jobs in prison are NOT counted.

ADAI Sound Data Source—11/7/2006
Page 5

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

EMPLOYMENT/SUPPORT STATUS (cont)

EMPLOYMENT/SUPPORT COMMENTS

How much money did you receive from the following sources
in the past 30 days?

______________________________________________________

Remind client of confidentiality if client is reluctant to answer.
Focus here is on amount of CASH available to client, not
on estimate of client’s net worth.

E12.

Employment
Net income, take home pay, include “under the table”

$___,___ ___ ___

Unemployment compensation

$___,___ ___ ___

E14.

Welfare

$___,___ ___ ___

Specify Type(s): _____________________
$___,___ ___ ___

E15.

$___,___ ___ ___

Pensions for disability, SSI, worker’s comp

$___,___ ___ ___

Specify Tribe: _______________________
E16.

Mate, family or friends (cash)
Money for personal expenses, pocket money
Settlements, legal gambling, income tax refund

Illegal (Cash only)
Do not attempt to convert drugs to cash

E18.

$___,___ ___ ___

How many people depend on you for the majority
of their food, shelter, etc.?

___ ___

Regular ongoing support. Do not include client herself or a self-supporting
spouse. Do include dependents who normally are supported by client but have
not been recently.
NOTE:

E19.

In the case where the client has not had an opportunity to work (incarcerated,
in treatment, etc.), it is, by definition, not possible for her to have had
employment problems. Therefore, code -8’s for E19-E21.

How many days have you experienced employment
problems in the past 30?

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

For Questions E20 & E21, ask client to use the Client’s Rating Scale
How troubled or bothered have you been by these
employment problems?

______________________________________________________

___ ___

Include problems finding work only if client has been trying. Do not record here
if problems are entirely due to alcohol/drug use (record in Alcohol/Drug
section), or if they are entirely due to interpersonal social skills (record in
Family/Social section).

E20.

______________________________________________________

______________________________________________________
$___,___ ___ ___

ALSO Irregular sources of income
E17.

______________________________________________________
______________________________________________________

E14a. Food stamps

E15a. Tribal benefits

______________________________________________________
______________________________________________________

E13.

Pension, benefits or social security

(Include the question number with your notes)

______________________________________________________
______________________________________________________

___

______________________________________________________

Restrict to those identified in E19.

E21.

How important to you now is counseling for these
employment problems?

___

______________________________________________________

CONFIDENCE RATINGS
Is the above information significantly distorted by:
E23.
E24.

Client’s misrepresentation?
0 - No
1 - Yes
Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________

___

______________________________________________________

INTERVIEWER CLIENT NEED RATING
E99.

How would you rate this client’s need for employment
counseling?

______________________________________________________
___

______________________________________________________

0-

No employment problems, working, no need.

1-

No employment problems because no employment, client not
currently ready for employment.

______________________________________________________

23-

Employment problems, employed.
Employability problems, unemployed.

______________________________________________________

ADAI Sound Data Source—11/7/2006
Page 6

______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

ALCOHOL/DRUG USE (ILLICIT & PRESCRIPTION)

ALCOHOL/DRUG COMMENTS

• Include licit, prescription drugs in appropriate categories. If only drug used in that category is prescription, code 1 in
“prescription only” box (otherwise-0).
• Ask past 30 days first. Lifetime use=extended period of regular use (regular use=freq. of ≥3 times/week OR any use over a
period of time that is problematic for the client, e.g. binge use). If total period of reg. use less than 6 months do not include in
coding, but note in comments section. Six months or more counts to the next year. Substantial but irregular, non-problematic
use is not coded, but is noted in comments section.
• Alcohol to Intoxication is not necessarily getting drunk, but times client felt effect of alcohol, got a buzz. If client denies feeling
effects of alcohol: the equivalent of 3 drinks in one sitting (1–2 hours) can be considered alcohol to intoxication.
• Age at first use for alcohol, exclude a few sips.
• If past 30 day and lifetime use = 0, then all other columns should be coded -8.
• NOTE: Anti-depressants are noted in comments, but not recorded on grid.

(Include the question number with your notes)

D1.

D3.

___ ___

___

___ ___

__ __ /__ __ __ __

Alcohol (to intoxication)

___ ___

___ ___

___

___ ___

__ __ /__ __ __ __

______________________________

Heroin

___ ___

___ ___

___

___ ___

__ __ /__ __ __ __

______________________________

___ ___

___ ___

___

___

___ ___

__ __ /__ __ __ __

______________________________

___ ___

___ ___

___

___

___ ___

__ __ /__ __ __ __

______________________________

___ ___

___ ___

___

___

___ ___

__ __ /__ __ __ __

Methadone
Other opiates/analgesics
Morphine, Demerol, Percocet, Darvon,
Codeine, Robitussin

D6.

Cocaine - all forms
Crack, freebase, base, rock, coke powder,
soup, crack, candy, line

D9.

Methamphetamine
Crank, crystal meth, chalk, L.A.

D9a.

Other amphetamines
Speed, race, ice, white cross, amp

D10.

Cannabis (Marijuana)
Weed, pot, bud, grass, hashish

D11.

___ ___

___ ___

___

___ ___

___ ___

___ ___

___

______________________________

___ ___

__ __ /__ __ __ __

___

___ ___

__ __ /__ __ __ __

______________________________

___ ___

___

___ ___

__ __ /__ __ __ __

______________________________

___ ___

___ ___

___

___ ___

__ __ /__ __ __ __

______________________________

___ ___

___ ___

___

___ ___

__ __ /__ __ __ __

______________________________

___ ___

___ ___

___

___ ___

__ __ /__ __ __ __

___

Hallucinogens

______________________________

______________________________

LSD, acid, Mescaline, Mushrooms,
Psylocybin, PCP (Phencyclidine), angel
dust, Peyote, PMA

D12.

______________________________

______________________________

Other sed/hyp/tranquilizers
Valium, Librium, Thorazine, Tofranil,
Quaaludes

D8.

F.
Last Time Ever Used
(Mo/Yr)

______________________________

Barbiturates
Downers, reds, Seconal, Amytal,
Phenobarbitol

D7.

______________________________

___ ___

Alcohol (any use at all)

LAAM, Dolophine

D5.

______________________________

B.
Lifetime
(Years)

Smack, horse, dove, china white, tar

D4.

______________________________

A.
Past 30
Days
Wine coolers, beer, Cisco

D2.

D.
C. Prescription
Only
Route
E.
of
0 - No
Age at
Admin 1 - Yes First Use

______________________________

______________________________

Inhalants
Nitrous Oxide, Amyl Nitrate, Poppers, glue,
solvents

___ ___

___ ___

___

___ ___

__ __ /__ __ __ __

______________________________
NOTE: List ingredients of Other drug if known

D12a. Other (illicit only)
e.g., “club” drugs (ecstasy, etc.), steroids,
formaldehyde
Specify: __________________________

___ ___

___ ___

___

___ ___

__ __ /__ __ __ __

___ ___

___ ___

___

___ ___

__ __ /__ __ __ __

More than one substance per day ___ ___
Includes alcohol, but not cigarettes

___ ___

D12b. Cigarettes or chewing tobacco

______________________________
______________________________
______________________________

D13.

Routes of Admin:

1 - Oral

2 - Nasal (sniff, snort)

3 - Smoking

4 - Non IV inj (skin popping)

5 - IV injection

If more than one route of administration, choose most severe (i.e., highest applicable code)

D14. Which substance is the major problem?

______________________________
___ ___

______________________________

Interviewer determines this. When not clear, ask client.

00 - No problem
01 - Alcohol

07 - Other sed/hyp/tranquilizers
08 - Cocaine

13 - Other
15 - Alcohol & Drug (dual addiction)

03 - Heroin

09 - Amphetamines

16 - Polydrug (Alcohol no problem)

04 - Methadone
10 - Cannabis
05 - Other opiates/analgesics 11 - Hallucinogens
06 - Barbiturates

______________________________
______________________________

12 - Inhalants

ADAI Sound Data Source—11/7/2006
Page 7

______________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

ALCOHOL/DRUG USE (cont)
D15.

ALCOHOL/DRUG COMMENTS

How long was your last period of voluntary
abstinence from this major substance?

___ ___

Mos
Most recent attempt (of at least 1 month) to stay clean of major drug(s) of
choice. Do not count periods of incarceration or hospitalization. Methadone,
Antabuse, or Naltrexone as outpatient okay.
PROMPT: "When was the last time you were clean for at least a month?"
00 - Never abstinent

D16.

How many months ago did this abstinence end?

___ ___

Mos
If item D14 coded (15) alcohol & drug problem, abstinence must be from both
alcohol & drugs. If item D14 coded (16) polydrug, abstinence need not include
alcohol.
00 - Still abstinent
-8 - Never a period of abstinence

D16a. Questions about your alcohol use (T-ACE):
1. How many drinks does it take to make you
feel high (Tolerance)?

___ ___

2. Have people Annoyed you by criticizing
your drinking? 0 - No
1 - Yes

___

3. Have you felt you ought to Cut down on
your drinking? 0 - No
1 - Yes

___

4. Have you ever had a drink first thing in the
morning to steady your nerves or get rid of a
1 - Yes
hangover (Eye opener)? 0 - No

___

4. Being hospitalized?
5. *Other alcohol, specify:
____________________________

___

___

___

___

6. *Other drug, specify:
____________________________

___

___

How many times have you had alcohol d.t.’s?

___ ___

Not just “the shakes”

How many times have you overdosed on drugs?

___ ___

O.D. requires intervention. “Sleeping it off” doesn’t count.
Include suicide attempt with overdose (also code attempt in
Psychiatric).

D19.

How many times in your life have you been treated for:
Alcohol abuse, any type tx
___ ___
Code # tx episodes

D20.

Drug abuse, any type tx

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

*e.g., inability to care for children, auto accident, lost contact with family, etc.

D18.

______________________________________________________

______________________________________________________

D16b. Have you ever had any of the following problems because of
your alcohol/drug use?
0 - No
1 - Yes
A. Alcohol
B. Drugs
1. Having a relationship break up?
___
___
2. Getting arrested?
___
___
3. Losing a job?
___
___

D17.

(Include the question number with your notes)

___ ___

Code # tx episodes

How many times in your life have you had inpatient treatment for:
D20a. Alcohol abuse
___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

# times; Code 6 if > 6

D20b. Drug abuse

___

______________________________________________________

# times; Code 6 if > 6

How many times in your life have you had outpatient treatment for:
D20c. Alcohol abuse
# times; Code 6 if > 6

D20d. Drug abuse

___

# times; Code 6 if > 6
For D19 and D20, any type tx includes inpatient, outpatient, detox, halfway
house, and/or AA/NA (if ≥3 session/mo.). For D19, D20, D20a-D20d, if tx for
alcohol and drugs simultaneously, count both places.

D21.

How many of these were detox only?
Alcohol

___ ___

Referring to D19. If D19 = 0, then D21 = -8

D22.

Drug

______________________________________________________

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

___ ___

Referring to D20. If D20 = 0, then D22 = -8

ADAI Sound Data Source—11/7/2006
Page 8

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

ALCOHOL/DRUG USE (cont)

ALCOHOL/DRUG COMMENTS

How much money would you say you spent during the past 30
days on:
D23.

Alcohol

$___,___ ___ ___

D24.

Drugs

$___,___ ___ ___

(Include the question number with your notes)

______________________________________________________
______________________________________________________

Enter only money actually spent, not street value.

D25.

How many days have you been treated in an
outpatient setting for alcohol or drugs in the
past 30 days?

___ ___

______________________________________________________
______________________________________________________

Include NA, AA, meth. maint.

______________________________________________________

How many days in the past 30 have you experienced:
D26.

Alcohol problems

___ ___

D27.

Drug problems

___ ___

Only problems directly related to use, e.g., cravings, withdrawal, disturbing
effects, wanting to stop and not being able to.

For Questions D28 - D31, ask client to use the Client’s Rating Scale
How troubled or bothered have you been in the past 30 days by
these:
D28.

Alcohol problems

___

D29.

Drug problems

___

D30.

Alcohol problems

___

D31.

Drug problems

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

How important to you now is treatment for these:

______________________________________________________
______________________________________________________

CONFIDENCE RATINGS

______________________________________________________

Is the above information significantly distorted by:
D34.
D35.

Client’s misrepresentation?
0 - No
1 - Yes
Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________
___

______________________________________________________

INTERVIEWER CLIENT NEED RATING
How would you rate this client’s need for treatment for:

______________________________________________________

D99a. Alcohol Abuse

___

D99b. Drug Abuse

___

0-

No alc/drug problems, no need (can include those currently
successfully maintaining abstinence with no tx currently
needed).

1-

Alc/drug problems, current tx seems adequate.

2-

Need for more tx in addition to current tx. High advocate priority.

3-

Urgent need for more alc/drug tx in addition to client’s current (if
any) tx. Highest advocate priority.

ADAI Sound Data Source—11/7/2006
Page 9

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

LEGAL STATUS
L1.

LEGAL COMMENTS

Was this admission prompted or suggested by
the criminal justice system (judge, probation/
parole officer, etc.)?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________

Not CPS. Record CPS condition in item G21.

L2.

(Include the question number with your notes)

___

Are you on probation or parole?
0 - No
1 - Yes
How many times in your life have you been arrested and
charged with the following? (Not necessarily convictions)

______________________________________________________
______________________________________________________

L3.

Shoplifting/Vandalism

___ ___

L4.

Parole/Probation Violations

___ ___

L5.

Drug Charges

___ ___

L6.

Forgery

___ ___

L7.

Weapons Offense

___ ___

L8.

Burglary/Larceny/Breaking & Entering

___ ___

L9.

Robbery

___ ___

L10.

Assault

___ ___

L11.

Arson

___ ___

L12.

Rape, Sexual Assault

___ ___

L13.

Homicide/Manslaughter

___ ___

L14.

Prostitution

___ ___

______________________________________________________

L15.

Contempt of Court

___ ___

______________________________________________________

L16.

Other: ___________________________________

___ ___

L17.

______________________________________________________
______________________________________________________

Major driving violations
Reckless driving, speeding, no license, etc.
Does not include non-moving violations.

L20a. How many times in your life have you been
incarcerated?
How many months were you incarcerated in your
life (total months)?
Whether or not charge resulted in a conviction. Includes jail,
detention center, prison.
2 weeks or longer=1 month. <2 wks=000.

How long was your last incarceration? (most
recent)
Code -8 if never incarcerated.

What was it for?
Use codes 3–16, 18–20
If multiple charges, code most severe
Code -8 if never incarcerated.

ADAI Sound Data Source—11/7/2006

______________________________________________________

______________________________________________________
______________________________________________________

How many times in your life have you been charged with the
following:
Disorderly conduct, vagrancy, public intoxication
___ ___
Generally a public annoyance without the commission of a

L20.

Page 10

______________________________________________________

______________________________________________________

particular crime.

L23.

______________________________________________________

___ ___

How many of these charges resulted in
convictions?

Driving while intoxicated

L22.

______________________________________________________

______________________________________________________

L19.

L21.

______________________________________________________

Include only formal charges, not times when client was simply picked up and
questioned.
Code failure to appear as Other and note original charge in comments.
Do not include juvenile charges (<18 yrs) unless she was tried as an adult (but
do note juvenile charges in comments).

Include charges in L3–L16 above. Do not include charges in L18–L20.
Convictions include fines, probation, suspended sentences, charges for
probation/ parole violations, as well as incarceration.
If L3 through 16=00, then L17=-8

L18.

______________________________________________________

______________________________________________________
______________________________________________________

___ ___

______________________________________________________
___ ___

______________________________________________________
___ ___

___ ___ ___

______________________________________________________
______________________________________________________

Mos

______________________________________________________
___ ___
Mos

___ ___

______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

LEGAL STATUS (cont)
L23b. How long was your longest incarceration? (longest
in life)

LEGAL COMMENTS
___ ___
Mos

______________________________________________________

Code -8 if never incarcerated.

L24.

___

Are you presently awaiting charges, trial, or
sentence?
0 - No
1 - Yes

______________________________________________________

Do not include civil charges.

L25.

___ ___

What for?
If multiple charges, code most severe.
Refers to L24. Use codes 3–16, 18–20.
Code -8 if not awaiting charges.

L26.

How many days in the past 30 were you detained or
incarcerated?

___ ___

______________________________________________________
______________________________________________________

___

L26a. Is client currently in jail/prison?
0 - No
1 - Yes
Specify: ______________________________
How many days in the past 30 have you engaged in
illegal activities for profit?

______________________________________________________
______________________________________________________

Include being detained (e.g., arrested but released on the
same day).

L27.

(Include the question number with your notes)

______________________________________________________
______________________________________________________

___ ___

______________________________________________________

Drug dealing, prostitution, burglary, selling stolen goods, etc.
NOT simple drug possession or drug use.
Cross-check with E17.

______________________________________________________

For Questions L28 & L29, ask client to use the Client’s Rating Scale
L28.

How serious do you feel your present legal
problems are?

___

Do not include civil problems (e.g., custody fights, divorce, etc.).

L29.

How important to you now is counseling or referral
for these legal problems?

______________________________________________________
______________________________________________________

___

______________________________________________________

Need for additional referral.

CONFIDENCE RATINGS

______________________________________________________

Is the above information significantly distorted by:
L31.

Client’s misrepresentation?
0 - No
1 - Yes

___

______________________________________________________

L32.

Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________

INTERVIEWER CLIENT NEED RATING
L99.

How would you rate the client’s need for legal
services or counseling? (Can include civil problems)

______________________________________________________

0-

No legal problems, no need.

1-

Legal problems, but currently receiving adequate services.

______________________________________________________

2-

Need for more legal assistance than client is currently
connected to.

______________________________________________________

3-

Urgent need for more legal assistance than client is currently
connected to. High advocate priority.

ADAI Sound Data Source—11/7/2006
Page 11

___

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY HISTORY (BIOLOGICAL RELATIVES ONLY)
Have any of your relatives had what you would call a significant drinking, drug use or psychiatric problem — one that did or should have led to tx?
0 - Clearly NO for all relatives in the category
1 - Clearly YES for any relative within category
-7 - Uncertain or “I don’t know”
-8 - Never was a relative in that category
In cases of more than one family member per category, code most problematic (most severe case).
EXCEPT FOR BABY’S FATHER, BIOLOGICAL RELATIVES ONLY.
Mother’s Side

Alc

Drug

Psych

H1.

Grandmother

___

___

H2.

Grandfather

___

H3.

Mother

H4.
H5.

Father’s Side

Alc

Drug

Psych

Siblings

Alc

Drug

Psych

___

H6.

Grandmother

___

___

___

H11.

Brother

___

___

___

___

___

H7.

Grandfather

___

___

___

H12.

Sister

___

___

___

___

___

___

H8.

Father

___

___

___

Aunt

___

___

___

H9.

Aunt

___

___

___

Alc

Drug

Psych

Uncle

___

___

___

H10.

Uncle

___

___

___

___

___

___

H13.

Baby’s Father

FAMILY HISTORY COMMENTS
(Include the question number with your notes)

________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________

ADAI Sound Data Source—11/7/2006
Page 12

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

CHILDHOOD HISTORY COMMENTS

CHILDHOOD HISTORY
C1.

Were you raised part or all of the time by foster
parents or relatives (other than your parents)?
0 - No
1 - Yes, two years or less
2 - Yes, more than two years

___

______________________________________________________
______________________________________________________

Who? __________________________________
C2.

Were you ever in the foster care system? (as a child)
0 - No
1 - Yes

___

C3.

Was CPS involved? 0 - No

___

C4.

Were you ever adopted? 0 - No

C4a.

1 - Yes
1 - Yes

Age at adoption
If never adopted, code -8
If adopted at birth, code 00

C5.

Did you graduate from high school?
0 - No
1 - Yes

C6.

C6a.

______________________________________________________
______________________________________________________

___
___ ___

______________________________________________________

Yrs

______________________________________________________
___

______________________________________________________

GED = 0

C5a.

(Include the question number with your notes)

___

______________________________________________________

C5b. IF NOT because of pregnancy, why? __________________

______________________________________________________

IF NOT, was it because of pregnancy?
0 - No
1 - Yes
-8 - N/A
Did you ever run away from home as a child?
0 - Never
1 - Yes, once or twice
2 - Yes, frequently
IF YES, how old were you when you first ran away?
If never ran away, code -8

___

______________________________________________________
___ ___
Yrs

C7.

As a child, were you ever hit or beaten?
0 - No
1 - Yes, once or twice
2 - Yes, repeated times

___

C7a.

IF YES, was it ever bad enough to require
hospitalization or a visit to the doctor/ER?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

If never hit or beaten as child, code -8

C8.

As a child, were you ever raped?
0 - No
1 - Yes, once or twice
2 - Yes, repeated times

C8a.

IF YES, how old were you the first time?
If never raped as a child, code -8

C9.

C9a.

As a child, were you ever sexually used or molested
in any way besides rape?
0 - No
1 - Yes, once or twice
2 - Yes, repeated times
IF YES, how old were you the first time?
If never as a child, code -8

C10.

C11.

______________________________________________________
Yrs

___

___ ___

___

ADAI Sound Data Source—11/7/2006

______________________________________________________
______________________________________________________
______________________________________________________

___ ___
Yrs

______________________________________________________

___

______________________________________________________

0 - No
1 - Yes, light drinker
2 - Yes, heavy drinker
-7 - Don’t know
4 - No information on natural mother

Page 13

______________________________________________________

Yrs

Is your natural mother alive?
0 - No
1 - Yes

C12a. Did she drink alcohol while she was pregnant with you?
0 - No
1 - Yes, light drinker
2 - Yes, heavy drinker
-7 - Don’t know
4 - No information on natural mother

______________________________________________________
______________________________________________________

___

Did she drink alcohol when you were young?

______________________________________________________

___ ___

As a child, did you experience serious emotional
abuse?
0 - No
1 - Yes

C11a. IF NOT, how old were you when she died?
00 - At birth
-7 - Don’t know
-8 - Mother still alive
C12.

___

______________________________________________________
___

______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

CHILDHOOD HISTORY (cont)

CHILDHOOD HISTORY COMMENTS
(Include the question number with your notes)

CONFIDENCE RATINGS
Is the above information significantly distorted by:

______________________________________________________

C13.

Client’s misrepresentation?
0 - No
1 - Yes

___

C14.

Client’s inability to understand?
0 - No
1 - Yes

___

ADAI Sound Data Source—11/7/2006
Page 14

______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY/SOCIAL RELATIONSHIPS

FAMILY/SOCIAL COMMENTS
(Include the question number with your notes)

Note: Purpose of section is to assess inherent relationship
problems, not the extent to which alc/drugs have affected
relationships. Do not include here social/family problems due
solely to client’s substance abuse. In general, ask client: if
the alc/drug problem were absent, would there still be a
relationship problem?
F1.

______________________________________________________
______________________________________________________
___

Marital Status
1 - Married
2 - Remarried
3 - Widowed

4 - Separated
5 - Divorced
6 - Never married

______________________________________________________

Consider common-law (> 7 yrs) as married and specify in comments.

F2.

How long have you been in this marital status?
If never married, since age 18.

F3.

______________________________________________________

__ __ / __ __
Yrs

Mos

______________________________________________________

___

Are you satisfied with this situation?
0 - No
1 - Indifferent
2 - Yes

______________________________________________________

Satisfied=client generally likes situation, not simply
resigned to it.

F3a.

______________________________________________________

How would you describe your current housing
___ ___
situation?
01 - Permanent/stable (incl. Sec 8 if
05 - Long-term jail or prison

______________________________________________________
______________________________________________________

perm. res.)

F3b.

02 - Transient, emergency shelters
06 - Trans. drug-free housing
03 - Living w/ friend/relative temporarily
07 - Drug/alc tx facility
04 - Homeless (without shelter)
08 - Other (specify below)
Specify other: ________________________________

______________________________________________________

___ ___

______________________________________________________

How many times have you moved in the past
year?
Code 66 if homeless or too many moves to count

F4.

___ ___

Usual living arrangements (past 3 years)
01 - With sexual partner & children
02 - With sexual partner alone
03 - With children alone
04 - With parents
05 - With family

06 - With friends
07 - Alone
08 - Controlled environment
09 - No stable arrangements

If client lived in several arrangements, choose most representative. If time is
evenly split, choose most recent. Time spent in prisons, institutions, hospitals
is coded 08.

F5.

How long have you lived in these arrangements?
If with parents or family, since age 18.

F6.

Yrs

Mos

F7.

Uses non-prescribed drugs?

______________________________________________________

With whom do you spend most of your free time:
1 - Family
2 - Friends
3 - Alone

___

F10.

Are you satisfied with spending your free time
this way? (generally likes)
0 - No
1 - Indifferent
2 - Yes

___

How many close friends do you have?

___

Stress that you mean CLOSE.
Does not include family, or boyfriend/girlfriend considered
to be family/spouse.

ADAI Sound Data Source—11/7/2006

______________________________________________________

___

F9.

Page 15

______________________________________________________

___

Or abuses prescribed drugs
Whether problematic or not
F7 and F8 do not refer to neighborhood, just who lives in residence with client.
If in treatment or incarcerated, household to which client expects to return.

F11.

______________________________________________________

______________________________________________________

1 - Yes

i.e., a drinking alcoholic

F8.

______________________________________________________

______________________________________________________

2 - Yes

Do you live with anyone who:
0 - No
Has a current alcohol problem?

______________________________________________________

___

(generally likes)

1 - Indifferent

______________________________________________________

__ __ / __ __

Are you satisfied with these living arrangements?
0 - No

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY/SOCIAL RELATIONSHIPS (cont)

FAMILY/SOCIAL COMMENTS
(Include the question number with your notes)

Direction for F12 - F26:

______________________________________________________

Include biologic and adoptive relatives.
0 - Clearly NO for all persons in the category

______________________________________________________

1 - Clearly YES for any person within category
-7 - Uncertain or “I don’t know”
-8 - Never was a person in that category

______________________________________________________

Would you say you have had a close, long-lasting relationship
with any of the following people in your life:
F12.

Mother

___

F13.

Father

___

F14.

Brothers/Sisters

___

F15.

Sexual Partner/Spouse

___

F16.

Children

___

F17.

Friends

___

A simple yes here is not adequate. Probe to determine if there has been the
ability to feel closeness and mutual responsibility in the relationship. Does
client feel sense of value for the person (beyond simple self-benefit)?

Have you had a significant period in which you experienced
serious problems getting along with:
Past 30 Days In Your Life
F18.

Mother

___

___

F19.

Father

___

___

F20.

Brothers/Sisters

___

___

F21.

Sexual Partner/Spouse

___

___

F22.

Children

___

___

F23.

Other significant family
Who: _______________________

___

___

F24.

Close Friends

___

___

F25.

Neighbors

___

___

F26.

Co-Workers

___

___

F27.

2 - Yes, repeated times
Past 30 Days In Your Life

Emotionally?
Make you feel bad through harsh words

F28.

Physically?
Cause you physical harm

F29.

Sexually?
Force sexual advances or sexual acts
In her life, or past 30 days, not just during childhood.

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

___

______________________________________________________

___

___

______________________________________________________

___

___

______________________________________________________

F29b. Have you ever been hit by a sexual partner?
0 - No
1 - Yes

___

F29c. Have you ever been beaten while pregnant?
0 - No
1 - Yes

___

ADAI Sound Data Source—11/7/2006

______________________________________________________

___

F29a. Are you currently in what you consider to be an
___
abusive relationship with your partner?
0 - No
3 - Yes, sexual
1 - Yes, physical
4 - Yes, combination
2 - Yes, psychological

Page 16

______________________________________________________

______________________________________________________

Serious problems=those that endanger relationship. “Problem” requires
contact of some sort. If client has had no contact in past 30 days, code -8.

Did anybody ever abuse you:
0 - No
1 - Yes, once or twice

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY/SOCIAL RELATIONSHIPS (cont)

FAMILY/SOCIAL COMMENTS
(Include the question number with your notes)

How many days in the past 30 have you had serious conflicts:
F30.

with your family?

___ ___

F31.

with other people? (excluding family)

___ ___

For Questions F32 - F35, ask client to use the Client’s Rating Scale

______________________________________________________
______________________________________________________

How troubled or bothered have you been in the past 30 days by
these:

______________________________________________________
______________________________________________________

F32.

Family problems

___

F33.

Social problems

___

How important to you now is treatment or counseling for these:
F34.

Family problems

___

F35.

Social problems

___

______________________________________________________
______________________________________________________
______________________________________________________

CONFIDENCE RATINGS
Is the above information significantly distorted by:
F37.

Client’s misrepresentation?
0 - No
1 - Yes

___

______________________________________________________

F38.

Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________

INTERVIEWER CLIENT NEED RATING
F99a. How would you rate this client’s need for family and/
or social counseling?

___

0 - No need.
1 - Problems, but client currently connected with adequate services.

______________________________________________________

2 - Need for more counseling in addition to client’s current
counseling (if any).

______________________________________________________

3 - Urgent need for more family/social counseling/intervention in
addition to client’s current connection to services. Should be an
advocate priority.

______________________________________________________

___

______________________________________________________

F99b. How would you rate the client’s need for domestic
violence services?
0 - No domestic violence, no need.

1 - Domestic violence problem, but currently stable with services.
2 - Need for more domestic violence services, in addition to client’s
current services (if any).
3 - Dangerous domestic violence situation. Urgent need. Should
be an advocate priority.

ADAI Sound Data Source—11/7/2006
Page 17

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

PSYCHIATRIC STATUS

PSYCHIATRIC STATUS COMMENTS

How many times have you been treated for any psychological or
emotional problems:
P1.

In a hospital?

___ ___

P2.

As an outpatient or private patient?

___ ___

(Include the question number with your notes)

______________________________________________________
______________________________________________________

Per episode, not # of visits or # of days. Note when/where in comments.

___

P2a. Have you ever had a psychiatric evaluation?
0 - No
1 - Yes
Note reason for evaluation in comments.

______________________________________________________
___

P2b. If so, evaluation results:
0 - No diagnosis
1 - One diagnosis
2 - More than one diagnosis
-7 - Client doesn’t know her diagnosis
-8 - Client refuses to say, or N/A-hasn’t had an evaluation
P2c. List DSM-IV diagnosis(es) using 3-digit code from manual:

______________________________________________________
______________________________________________________
______________________________________________________

If never an evaluation, or client had evaluation but no diagnosis, code -8s.

Diagnosis 1: ________________________

___ ___ ___

Diagnosis 2: ________________________

___ ___ ___

Diagnosis 3: ________________________
Diagnosis 4: ________________________

___ ___ ___
___ ___ ___

Do not code FAS/FAE diagnosis here, code as Medical Diagnosis in M3.

P3.

______________________________________________________

Do you receive a pension for a psychiatric disability?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

From whom: ________________________________

______________________________________________________

Direction for P4-P11:
“In your life” refers to the entire lifetime period prior
to the past 30 days. Interviewer: ask lifetime question
from each pair first, then, regardless of answer,
inquire about past 30 days.
Items P4, P5, P6, P7: Be sure symptoms are
psychiatric in nature, i.e., NOT drug related.

______________________________________________________
______________________________________________________
______________________________________________________

P4.

Have you had a significant period (that was not a direct result of
drug/alcohol use) in which you have:
Past 30 Days In Your Life
0 - No
1 - Yes
Experienced serious depression
___
___
Sadness, hopelessness, loss of interest, difficulty
functioning, “crying jags.” (>2 wk period)

P5.

P6.

Experienced trouble understanding,
concentrating or remembering
Serious trouble, suggestive of cognitive problems.
(>2 wk period)

P8.

___

___

______________________________________________________

Experienced hallucinations
“Saw or heard things.” Not related to alc/drugs, can
be flashbacks. (Even once)

P7.

Experienced trouble controlling violent
behavior

___

___

___

___

___

___

___

___

Experienced serious thoughts of suicide
i.e., had a plan; can be drug/alc related. (Even
once)

When last? ________________________
P10. Attempted suicide
Can be drug/alc related. (Even once)

______________________________________________________
______________________________________________________
______________________________________________________

Can be drug/alc related. (Even once)

P9.

______________________________________________________
______________________________________________________

Experienced serious anxiety or tension
Unreasonably worried, unable to relax, feeling
uptight. (>2 wk period)

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________

___

___

___

___

______________________________________________________

When last? ________________________
P11. Been prescribed medication for any
psychological/emotional problem

______________________________________________________

Whether or not she actually took the meds.

ADAI Sound Data Source—11/7/2006
Page 18

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

PSYCHIATRIC STATUS (cont)

PSYCHIATRIC STATUS COMMENTS

P12. How many days in the past 30 have you experienced
these psychological or emotional problems?

___ ___

(Include the question number with your notes)

______________________________________________________

Refers to problems listed in P4-P10.

For Questions P13 & P14, ask client to use the Client’s Rating Scale

______________________________________________________

___

P13. How much have you been troubled or bothered by
these psychological or emotional problems in the
past 30 days?

______________________________________________________

Referring to P12.

___

P14. How important to you now is treatment for these
psychological problems?

______________________________________________________
______________________________________________________

The following items are to be completed by the interviewer
At the time of the interview, is client:

0 - No

______________________________________________________

1 - Yes

P15. Obviously depressed/withdrawn

___

P16. Obviously hostile

___

P17. Obviously anxious/nervous

___

P18. Having trouble with reality testing, thought disorders,
paranoid thinking

___

______________________________________________________

P19. Having trouble comprehending, concentrating,
remembering

___

______________________________________________________

P20. Having suicidal thoughts

___

______________________________________________________

CONFIDENCE RATINGS

______________________________________________________
______________________________________________________

______________________________________________________

Is the above information significantly distorted by:
P22. Client’s misrepresentation?
0 - No
1 - Yes
P23. Client’s inability to understand?
0 - No
1 - Yes
INTERVIEWER CLIENT NEED RATING
P99. How would you rate this client’s need for psychiatric/
psychological treatment?

___

______________________________________________________

___

______________________________________________________

___

0 - No psychological problems, no need.

______________________________________________________
______________________________________________________

1 - Psychological problems, but current treatment has brought
condition to a controlled, non-problematic state.

______________________________________________________

2 - Need for more treatment in addition to client’s current treatment,
but not apparently dangerous or greatly interfering with client’s life.

______________________________________________________

3 - Urgent need for more treatment in addition to client’s current
treatment. Should be an advocate priority.

ADAI Sound Data Source—11/7/2006
Page 19

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY PLANNING & OTHER CHILDREN
FP1.

FP2.

Around the time of conception, did you normally use
some method of birth control?
0 - No
1 - Yes, regular use
2 - Yes, sporadic use
What method(s) did you use?
01 - Condoms
06 - Abortion
02 - Pills
07 - Abstinence
03 - Norplant
08 - Diaphragm
04 - Depo shot
09 - IUD
05 - Tubal ligation
10 - Other
Other, specify: _________________________

FAMILY PLANNING & OTHER CHILDREN COMMENTS
___

(Include the question number with your notes)

______________________________________________________
___ ___
___ ___
___ ___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

00 = no method or no further method

FP2a. Current method: _______________________________________

______________________________________________________

If currently pregnant, write N/A

___

FP3.

If you use condoms, do you use them every time,
with every sexual partner?
0 - No
1 - Yes
-8 = Never use

FP4.

Not including Target Child (TC), total # of biological
children who live with you now:

___ ___

1. ___ ___

2. ___ ___

3. ___ ___

4. ___ ___

5. ___ ___

6. ___ ___

FP4a. Not including Target Child (TC), ages of
all biological children who live with you
now:
00 = no children or no more children

______________________________________________________

Code from youngest to oldest. Code any infant’s age as 01. Do not code
target child here. If more than 6 children with mom, list ages of other children
here:
______________________________________________________________

FP5.

Not including Target Child (TC), total # of biological
children who DO NOT live with you now:

___ ___

1. ___ ___

2. ___ ___

3. ___ ___

4. ___ ___

5. ___ ___

6. ___ ___

FP5a. Not including Target Child (TC), ages of
all biological children who DO NOT live
with you now:
00 = no children or no more children

______________________________________________________

Code from youngest to oldest. Code any infant’s age as 01. Do not code
target child here. If more than 6 children not with mom, list ages of other
children here:
______________________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

CONFIDENCE RATINGS

______________________________________________________

Is the above information significantly distorted by:
FP6.

Client’s misrepresentation?
0 - No
1 - Yes

___

FP7.

Client’s inability to understand?
0 - No
1 - Yes

___

INTERVIEWER CLIENT NEED RATING
FP99. How would you rate the client’s need for family
planning services?
0-

Uses reliable method regularly or has tubal ligation, no need.

1-

Need for family planning, but currently pregnant.

2-

Need for family planning services. Uses birth control, but less
reliable method or practice.

3-

Urgent need for family planning. Should be an advocate priority.

ADAI Sound Data Source—11/7/2006
Page 20

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

COMMUNITY SERVICES

COMMUNITY SERVICES COMMENTS

Have you used this service during the last year or now?
How is this service working for you? (or your child(ren) or family,
depending on item)
• Code whether or not client or her children, as specified in the item, received this
service during the past year in the “Service Used” column. Code the quality of the
service received in the “Connection with Service” column, using prompts to focus on
how regular or adequate the connection, and her access to service, not on how well
the woman is doing. For example, the connection for AA group would be rated “1Good” if the woman attended regularly, even if she was still drinking.
• Note names of specific services or providers. Give enough information to be useful
in tracing.
• If the service was not needed, code -8 in the Service Used and Connection
columns.

Direction for S1-S17:
Service Used
Codes
0 - No, but needed
1 - Yes
3 - On waiting list
-8 - Not needed, N/A

S1.

Connection with
Service Codes
1 - Good
2 - Acceptable
3 - Poor
4 - Good/acceptable, but
problem with access
-8 - N/A
A.
Service Used?

B.
Connection With
Service

___

___

___

___

Regular health care provider or clinic for client

Who/Where: _______________________
S1a. Regular health care provider or clinic for child(ren)
S2.

What/Where: ______________________
S2a. Other healthcare services - for child(ren)
Physical therapy, dentist, eye doctor, etc.

___

___

___

___

What/Where: ______________________
#
appropriate

#
inappropriate

S2b. Client

___

___

S2c. Client’s child(ren)

___

___

Code # of visits of each type
If more than 6, code 6

What/Where: ________________________
Appropriate use = true medical emergency. Inappropriate use = healthcare that
should have been provided at a clinic or through a primary care provider.
B.
A.
Connection With
Service Used?
Service
At clinic, Planned Parenthood, etc.

S4.

S5.

Who/Where: _______________________
Alcoholics Anonymous or Narcotics
Anonymous (or other alcohol/drug peer
support group)
Group/Sponsor: ____________________
Other support group
Social, church group

S6.

What/Where: ______________________
Mental health service (client)
Diagnosis or counseling

What/Where: ______________________

ADAI Sound Data Source—11/7/2006
Page 21

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________

Emergency Room (E.R.) visits in past year

Family planning, birth control

______________________________________________________

______________________________________________________

Who/Where: _______________________
Other healthcare services - for client
Physical therapy, dentist, eye doctor, etc.

S3.

(Include the question number with your notes)

___

___

___

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

___

___

___

___

______________________________________________________
______________________________________________________
______________________________________________________
Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

COMMUNITY SERVICES (cont)

COMMUNITY SERVICES COMMENTS

Have you used this service during the last year or now?
How is this service working for you? (or your child(ren) or family,
depending on item)
Service Used
Codes
0 - No, but needed
1 - Yes
3 - On waiting list
-8 - Not needed, N/A

Connection with
Service Codes
1 - Good
2 - Acceptable
3 - Poor
4 - Good/acceptable, but
problem with access
-8 - N/A
B.
A.
Connection With
Service Used?
Service

S7.

Public housing
Section 8, low income

S8.

Specify: __________________________
Emergency housing
Include shelters

S9.

Specify: __________________________
Emergency funds for rent deposits, gas
vouchers, etc. OR Emergency bill
paying service

___

___

___

___

S10.

Salvation Army, Volunteers of America, etc.

S11.

Specify: __________________________
Food Bank
Or other food program, NOT food stamps

S12.

___

___

S13.

S14.

S15.

What/Where: ______________________
Daycare/childcare services

S16.

Specify: __________________________
Public Health Nurse
Home visits

S17.

___

___

___

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

______________________________________________________

______________________________________________________

______________________________________________________
___

___

______________________________________________________
______________________________________________________

___

___

______________________________________________________
______________________________________________________

___

___

___

___

______________________________________________________
______________________________________________________
______________________________________________________

___

___

___

___

Specify: __________________________
Other
YMCA, Boys and Girls Club, Family Support
Center or other community resource center,
Home Builders Program, School Family Support
Worker, Big Brother/Big Sister Program, etc.

______________________________________________________

______________________________________________________

What/Where: ______________________
Public Schools
For extra services or problems, e.g., counseling,
truancy, child behavior issues, etc.

______________________________________________________

______________________________________________________

What/Where: ______________________
Domestic violence services
Crisis line, temporary shelter, protection/
restraining orders

______________________________________________________

______________________________________________________

What/Where: ______________________
Legal
Court, public defender, prosecutor, probation,
legal clinics. (If client has been in litigation or
resolved charges, warrants, etc., code 1)

______________________________________________________

______________________________________________________

Volunteers of America, St. Vincent, American Red
Cross, Salvation Army, etc. Include special
payment programs offered by utility, phone
companies, etc.

Specify: __________________________
Clothing/supplies

(Include the question number with your notes)

______________________________________________________
______________________________________________________
______________________________________________________

What/Where: ______________________

ADAI Sound Data Source—11/7/2006
Page 22

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

COMMUNITY SERVICES (cont)

COMMUNITY SERVICES COMMENTS
(Include the question number with your notes)

For questions S18-S24, code 0 - No, 1 - Yes
S18.
S19.

Are you currently receiving medical coupons or
Medicaid?

___

______________________________________________________

Do you have a private source of medical insurance?

___

______________________________________________________

Through work, partner’s work, etc.

Specify: ______________________________

______________________________________________________

S20.

Are you currently receiving food stamps?

___

S21.

Are you currently enrolled in the WIC program?

___

S22.

Have you had an open case with CPS (Child
Protective Services) in the last 3 years?

___

______________________________________________________
______________________________________________________

For your own children, not the children of someone else.

S23.
S24.

___

Have you taken a parenting class in the last year?

___

______________________________________________________

___

______________________________________________________

___

______________________________________________________

At clinic, as part of treatment, co-ops.

S24a. Was this mandated?

0 - No

1 - Yes

If S24 is No, then code -8

S24b. Did you complete the course?
0 - No
1 - Completed
2 - In progress
If S24 is No, then code -8

S25.

___

Are you in school/training now?
0 - No

4 - GED program

1 - High school

5 - Community college

2 - Trade/vocational program
3 - College/university (4 yr)

6 - Back-to-work program
7 - Other

S25a. Have you been involved in any (other) schooling in
past 3 years?
Code types from S25 above, whether or not completed.

S25b. Which of these programs have you completed (or are
currently in progress)
Code types from S25 above.
All programs coded here should also be coded in S25a.

______________________________________________________
______________________________________________________
1. ___
2. ___
3. ___

2. ___

______________________________________________________
______________________________________________________

Client’s misrepresentation?
0 - No
1 - Yes

___

S27.

Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________
COMMENTS ON VALIDITY:

COMPLETE AFTER CLIENT LEAVES
Anyone else present during interview?
0 - No
1 - Yes

___

Who? ______________________________

______________________________________________________
______________________________________________________

___
3 - Somewhat cooperative
4 - Very cooperative

______________________________________________________

V3.

Client under influence?
0 - No
1 - Yes, appeared so
2 - May have been, uncertain

___

V4.

Special (for part A only)
1 - Usual, one session interview
2 - Interrupted, multi-session

___

ADAI Sound Data Source—11/7/2006
Page 23

______________________________________________________

3. ___

S26.

Client cooperation
1 - Very uncooperative
2 - Somewhat uncooperative

______________________________________________________

1. ___

CONFIDENCE RATINGS
Is the above information significantly distorted by:

V2.

______________________________________________________
______________________________________________________

Specify other: _________________________

V1.

______________________________________________________

Do you have an open CPS case now?

______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

Interviewer Comments on Interview/Client/Situation
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________

PROFILE OF CLIENT NEED BASED ON
INTERVIEWER’S SUBJECTIVE ASSESSMENT
Codes here should match those in interview.
No
Problem/Issue

Problems

0

Problem/Issue

Problem/Issue

Problem/Issue

But currently
stable with
current services

Unaddressed
need, but not
urgent

Has urgent,
immediate
need

Lower priority

High priority

2

3

1

MEDICAL
EMPL/SUPP
ALCOHOL
DRUG
LEGAL
FAM/SOC
DOM VIOL
PSYCH
FAM PLAN
OTHER
Specify Other: _____________________________________________
ADAI Sound Data Source—11/7/2006
Page 24

Parent-Child Assistance Program (PCAP)


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