Form ASI Exit ASI Exit ASI Exit

Fetal Alcohol Spectrum Disorder (FASD) Center for Excellence Parent-Child Assistance Program (P-CAP)

8 ASIExit

FASD P-CAP Exit ASI

OMB: 0930-0309

Document [pdf]
Download: pdf | pdf
OMB # 0930- XXXX
Expiration Date: xx/xx/xxxx

Parent Child Assistance Program (PCAP)

Date of Exit ASI:

________________

ADDICTION SEVERITY INDEX — EXIT INTERVIEW

Current
Adv #: _______

Modified Interview for Pregnant & Postpartum Women

NOTICE TO STAFF: DO NOT SUBMIT THIS TOP SHEET TO DATA ENTRY.

REMOVE AND FILE SEPARATELY.

Family I.D. #

Mother's birthdate:

Interviewer:

Child’s Birthdate:

Tribal Affiliation and Enrollment Number:

Name of
child: (first)
Name of
mother: (first)
Name of
father:

Child's Gender:

Mom:____________________________________

(last)

(first)

Baby:

(middle)

(last)

(middle)

(last)

(middle)

(other)
(maiden/
other)

(other)

Who are you living with? Names and relationship:
Address:
City

Phone: (

)

State

Zip

Name phone listed under:

Do you have any plans to move in the next few months?
Are you employed outside the home now?

Where?
Phone: (

Type of work:
Are you in school?

(Where to?)

)

What/where?

Where do you take the child(ren) for checkups and medical care?

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control
number for this project is 0930-xxxx. Public reporting burden for this collection of information is estimated to average 2 hours and 15 minutes per client per year, including the time for
reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding
this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to SAMHSA Reports Clearance Officer, 1 Choke Cherry Road,
Room 7-1044, Rockville, Maryland,20857.

Addiction Severity Index 5th Edition
University of Washington Modification for Pregnant & Postpartum Women (UWASI)
The UWASI is a modified version of the 5th edition of the ASI. It
includes all items from the 5th edition ASI along with additional
questions specific to pregnant and postpartum women. It contains 9
potential problem areas, as well as family/childhood history.
INTRODUCING THE ASI: Introduce and explain the nine potential
problem areas: Medical, Employment/Support Status, Alcohol, Drug,
Legal, Family/Social, Psychiatric, Children and Family Planning, and
Community Services and that some questions will also be asked about
childhood history. All clients receive this same standard interview. All
information gathered is confidential; explain what that means in your
facility; who has access to the information and the process for the release
of information.
There are two time periods we will discuss:
1) The past 30 days
2) Lifetime
Client Rating Scale: Client input is important. For each area, I will ask
you to use this scale to let me know how bothered you have been by any
problems in each section. I will also ask you how important treatment is
for you for the area being discussed.
The scale is:
0 - Not at all
1 - Slightly
2 - Moderately
3 - Considerably
4 - Extremely
Inform the client that he/she has the right to refuse to answer any question.
If the client is uncomfortable or feels it is too personal or painful to give an
answer, instruct the client not to answer. Explain the benefits and
advantages of answering as many questions as possible in terms of
developing a comprehensive and effective treatment plan to help them.

Please try not give inaccurate information!
When you interview, do not simply record information. Be sure that you
understand the intent of every question on the ASI so that you can
accurately convey that intent to the client. Probe, repeat, paraphrase until
you are sure the client understands what is being asked. Remember that as
the interviewer, you are responsible for the integrity of information
collected on the ASI.
Monitor the consistency of information provided by the client throughout
the interview. It is not acceptable to simply record what is reported.
—Paraphrased from the Preface to the Fifth Edition of the ASI Workbook (Barbara
Fureman, Gargi Parikh, Alicia Bragg, and A. Thomas McLellan, University of
Pennsylvania/Veterans Administration Center for Studies of Addiction).

HOLLINGSHEAD CATEGORIES (Licit work only):
1. Higher execs, major professionals, owners of large businesses
2. Business managers, proprietors of medium-sized businesses
($60,000-$175,000), lesser professionals (e.g., optician, pharmacist,
social worker, teacher [licensed], personnel manager, registered nurse).
3. Administrative managers and personnel, (e.g., appraiser, chief clerk,
insurance agent, private secretary, major sales representative), owners/
proprietors of small businesses (value under $60,000; e.g., bakery,
beauty hop, cigarette machines, convenience store, engraving business,
florist, decorator), minor professionals (e.g., actor, commercial artist,
credit manager, oral hygienist, piano teacher, reporter, travel agent).
4. Clerical and sales (e.g., bank clerk or teller, bill collector, bookkeeper,
car sales person, clerical worker, ferry worker, post office clerk, sales
clerk, shipping or warehouse clerk, secretary), technician (e.g., camp
counselor, dental technician, inspector, investigator, PBX operator,
window trimmer), proprietor of little business (e.g., flower shop, food
vendor, newsstand, sewing/tailor).
5. Skilled manual (usually having had training). Baker, chef,
cosmetician, barber, chef, electrician, fireman, hair stylist, lineman,
locksmith, machinist, massage therapist, mechanic, paperhanger,
painter, plumber, policeman, postal carrier, repairman, tailor (trained),
word processing.
6. Semi-skilled. Apprentice (electrician, printer, etc.), assembly line
worker, bartender, bus driver, checker, childcare in home (licensed,
trained), cocktail waitress, convenience store clerk, cook (short order),
daycare in a center (trained), delivery person, dressmaker (machine),
filing clerk, garage and gas station attendant, hairdresser, hospital aide,
housekeeper (some training), meter reader, trained nursing home aide,
practical nurse, painter, security guard, taxi driver, truck driver,
waitress (at one of the “better” places).
7. Unskilled. Amusement park workers (bowling alleys, pool rooms),
attendant, cafeteria worker, car wash attendants, childcare in home (no
training), construction helper, counterperson, domestic, home aide
(unlicensed), home piecework, hotel maid (little training), hospital
worker (unspecified), janitor, labor (unspecified), laundry worker,
messenger, parking lot attendant, porter, telephone solicitor, stock
handlers, waitress (“hash house”), welfare recipient. Include
unemployed.
8. Never employed.

PSYCHIATRIC DIAGNOSES:
See appendix in UWASI manual.
Note that FAS is a medical, not a psychiatric diagnosis.

INTERVIEWER INSTRUCTIONS:
1) Leave no blanks.
2) Make plenty of Comments (if another person reads this ASI, they
should have a relatively complete picture of the client's perceptions of
his/her problems).
3) -7 = Question not answered.
-8 = Question not applicable
4) When noting comments, please write the question number.
HALF TIME RULE:

If a question asks the number of months, round
up periods of 14 days or more to 1 month.
Round up 6 months or more to 1 year.

CONFIDENCE RATINGS:⇒ Last two items in each section.
⇒ Do not over-interpret.
⇒ Denial does not warrant
misrepresentation.
⇒ Misrepresentation = overt
contradiction in information.

Probe, cross-check and make plenty of comments!

ALCOHOL/DRUG USE INSTRUCTIONS:
Alcohol and Commonly Used Drugs: Drug terms and amounts. See appendix in
UWASI manual.
Code alcohol amounts by equivalent drinks:
Generally, 1 drink = 1 12-oz beer = 1 4-oz wine = 1 1.5-oz hard liquor (i.e., a
“single”). A single 40-ouncer is not 1 drink!
The following questions refer to two time periods: the past 30 days and lifetime.
Lifetime refers to the time prior to the last 30 days.
⇒ 30 day questions only require the number of days used.
⇒ Lifetime use is asked to determine extended periods of use.
⇒ Regular use = 3+ times per week, binges, or problematic irregular
use in which normal activities are compromised.
⇒ Alcohol to intoxication does not necessarily mean “drunk.” Use the
words “to feel or felt the effects,” “got a buzz,” “high,” etc. instead
of intoxication. As a rule of thumb, 3+ drinks in one sitting, or 5+
drinks in one day defines “intoxication.”
⇒ How to ask these questions:
→ “How many days in the past 30 have you used....?”
→ “How many years in your life have you regularly used....?”

PCAP Client Module

Addiction Severity Index 5th Edition - Exit Interview
Modification for Pregnant & Postpartum Women
Agency Name: ___________________________

Site Name: ______________________________

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

INSTRUCTIONS: Leave no blanks. Unless otherwise noted, where appropriate, code items:
-7 = Question not answered, client doesn’t know, doesn’t understand
-8 = Question not applicable
-9 = Question never asked
*The missing item numbers refer to items that appear on the Intake ASI but not on the Exit ASI interview*
Space is provided at right for additional comments.

Assure client of confidentiality

GENERAL INFORMATION
A.

GENERAL INFORMATION COMMENTS

Three years after date consent signed

m m

d

B.

Current Advocate #

C.

# of Advocates this client has had over the
36 months in program

d

y

y

y

y

Date of interview

___

d

d

y

y

y

y

___ ___ : ___ ___

Time Begun
Use 24 hr clock; code hours:minutes

G7.

___ ___ : ___ ___

Time Ended
Use 24 hr clock; code hours:minutes

G9.

HRS

Contact Code
1 - PCAP Office
2 - Phone

MINS

___
3 - Prison
4 - Jail
5 - Other (such as treatment center, client’s home)

Specify other: __________________________
G11.

G19.

______________________________________________________
______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________

Specify other: ___________________________

How many days?

______________________________________________________

___

4 - Medical tx
5 - Psychiatric tx
6 - Other (specify below)

TOTAL days of past 30 in ALL controlled settings.
If G19 is No, code -8.

______________________________________________________

__ __ __ __ __

______________________________________________________

A place, theoretically, without access to alcohol/drugs; halfway house generally
not controlled environment. If more than one environment, code where majority
of time.

G20.

______________________________________________________

______________________________________________________

Have you been in a controlled environment
in the past 30 days?
1 - No
2 - Jail/prison
3 - Alcohol or drug tx

______________________________________________________

___ ___ ___

Interviewer Code Number

G15a. Zip code of client

______________________________________________________
______________________________________________________

__ __ /__ __ /__ __ __ __
m m

G6.

______________________________________________________

___ ___ ___

List all advocates by ID, (# months in parentheses):
_________________________________________________
G5.

(Include the question number with your notes)

__ __ /__ __ /__ __ __ __

Target Exit Date

___ ___

______________________________________________________
______________________________________________________

Place your message here. For maximum impact, use two or three sentences.

ADAI Sound Data Source—3/2/2007
Page 1

Parent-Child Assistance Program (PCAP)
University of Washington

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

MEDICAL STATUS

MEDICAL COMMENTS
(Include the question number with your notes)

Note: Restrict to physical medical problems only. Do not
include psychiatric problems, or physical problems due
only to alcohol or drug use (both will be recorded
elsewhere).
M1.

M3.

______________________________________________________
___ ___

______________________________________________________

Overnight, not simple E.R. Normal childbirth not counted, but complications in
childbirth are. Include o.d.’s, d.t.’s. Do not include detox, psych or rehab
hospitalization.
PROBE for injury, assault, car accident.

______________________________________________________

Since enrollment, how many times have you been
hospitalized for medical problems?

Do you have any chronic medical problems which
continue to interfere with your life? (Include FAS/FAE
diagnosis)
0 - No
1 - Yes

______________________________________________________
______________________________________________________

Specify: ________________________________
Requiring continuous or regular care on the part of client, not a temporary
condition. Examples of chronic medical problems: ulcers, cirrhosis, heart
conditions, hepatitis, hypertension, AIDS-related problems, abscesses of the
arms/legs, etc.
Not minor allergies, need for reading glasses, etc.
To determine whether or not a medical problem is related only to drugs and
alcohol, (therefore not coded here), ask yourself, if she stopped using, would
this problem disappear without medical tx?

M4.

Are you taking any prescribed medication on a
regular basis for a physical problem?
0 - No
1 - Yes

___

M4b.

Since enrollment, have you been tested for HIV/AIDS?
0 - Never tested
3 - Tested, inconclusive results
1 - Tested, negative results 4 - Tested, never got results
2 - Tested, positive results
-7 - Don’t know
Date of last HIV/AIDS test (mo/yr)

___

______________________________________________________
______________________________________________________
______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________

__ __ / __ __
Mo

______________________________________________________

______________________________________________________

What? _________________________________
For above medical condition(s), legitimately prescribed, whether or not client
takes the med. Do not include meds for psychiatric conditions, or for shortterm or temporary conditions (like colds, detox), birth control pills, nicorette.

M4a.

______________________________________________________

___

Year

______________________________________________________

M4c.

Since enrollment, have you been tested for Hepatitis B?
Use codes from M4a

___

______________________________________________________

M4d.

Since enrollment, have you been tested for Hepatitis C?
Use codes from M4a

___

______________________________________________________

M4e.

Have you worked as a prostitute in the last 3 years
(for either drugs or money)?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________

Specify: ________________________________
M5.

Do you receive a pension for a physical disability?
0 - No
1 - Yes

___

______________________________________________________

Includes Worker’s Comp.
Does not include psychiatric disability.

M6.

How many days have you experienced medical
problems in the past 30 days?

______________________________________________________

___ ___

______________________________________________________

Include only medical problems that would be present even if the client were to
become abstinent.
Include minor ailments such as colds or flu.

______________________________________________________

For Questions M7 & M8, ask client to use the Client’s Rating Scale

______________________________________________________

Have client restrict her responses to only those medical problems counted in M6.

M7.

How troubled or bothered have you been by these
medical problems in the past 30 days?

___

______________________________________________________

M8.

How important to you now is treatment for these
medical problems?

___

______________________________________________________

ADAI Sound Data Source—3/2/2007
Page 2

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

MEDICAL STATUS (cont)

MEDICAL COMMENTS
(Include the question number with your notes)

CONFIDENCE RATINGS
Is the above information significantly distorted by:
M10. Client’s misrepresentation?
0 - No
1 - Yes

______________________________________________________
___

______________________________________________________

In all sections this means contradictory information has been presented by the
client, conflicting reports that the client cannot justify.
It does not mean a simple “gut hunch.” Disregard client’s demeanor.

M11. Client’s inability to understand?
0 - No
1 - Yes

___

___

______________________________________________________

01-

No medical problems, no need.
Medical problems, but current tx has brought condition to a
controlled, non-problematic state.

2-

Need for more tx in addition to client’s current tx, but not
immediately life-threatening.

______________________________________________________

3-

Urgent need for more tx in addition to client’s current tx. Should
be a high advocate priority.

______________________________________________________

ADAI Sound Data Source—3/2/2007
Page 3

______________________________________________________
______________________________________________________

INTERVIEWER CLIENT NEED RATING
M99. How would you rate this client’s need for medical
treatment?

______________________________________________________

______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

EMPLOYMENT/SUPPORT STATUS
E1.

Education completed

EMPLOYMENT/SUPPORT COMMENTS
__ __ / __ __

Code GED 55 yrs, 00 mos

Yrs

Mos

If more than GED, code highest level; formal education only.

E2.

Since enrollment, training or technical
education completed

__ __

Formal, organized training only. Code # months
completed, whether or not program completed.

E2a. Since enrollment, what types of educational/
training programs have you completed (or are
currently in progress)?
0 - No, none, no more
1 - High school
2 - Trade/vocational program
3 - College/university (4 yr)

1. ___
2. ___
3. ___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

1. ___
2. ___
3. ___

E2c. Are you in school now?

______________________________________________________
______________________________________________________

___

Code type, using codes from E2a above.

E3.

______________________________________________________
______________________________________________________

Specify other: _________________________

Use codes from E2a above.

______________________________________________________

Mos

4 - GED program
5 - Community college
6 - Back-to-work program
7 - Other

E2b. Since enrollment, have you been involved in
any (other) schooling that you dropped/quit?

(Include the question number with your notes)

______________________________________________________

Do you have a profession, trade, or skill?
0 - No
1 - Yes

___

______________________________________________________

Specify in detail: __________________________________

______________________________________________________

Any employable, transferable skill acquired through specialized training or
education.

E4.

Do you have a valid driver’s license?
0 - No
1 - Yes

___

Valid license; not suspended/revoked.

______________________________________________________
______________________________________________________

E4a. Do you have another form of picture identification?
0 - No
1 - Yes

___

______________________________________________________

Must be legal, not forged or borrowed.

E4b. Is transportation usually a problem for you?
0 - No
1 - Yes

___

______________________________________________________

E5.

___

______________________________________________________

Do you have an automobile available for use?
0 - No
1 - Yes
If answer to E4 is No, then E5 must be No.
Does not require ownership, only requires availability on a regular basis.

E7.

Usual (or last) occupation

______________________________________________________
___

Specify in detail: ______________________________
Code appropriate Hollingshead Category.
No usual occupation, record last job.
Code 8 only when client has not worked at all.

E8.

______________________________________________________

Does someone (a person) contribute to your
support in any way?
0 - No
1 - Yes

___

Does this constitute the majority of your support?
0 - No
1 - Yes

______________________________________________________
___

______________________________________________________

If E8 is No, then E9 is -8. If information from E12-E17 does not confirm this
initial response, clarify any discrepancy.

E9a. Have you worked for pay since enrollment?
0 - Has not worked for pay
1 - Has worked only intermittently;
few hours or days at a time

4 - Part-time + illicit work
5 - Full-time + illicit work

2 - Worked part-time

6 - Illicit work only

______________________________________________________
______________________________________________________

Regular support in form of cash, housing, food.
Include spouse's contribution.
Exclude institutionalized support.

E9.

______________________________________________________

______________________________________________________

___

______________________________________________________
______________________________________________________

3 - Worked full-time

ADAI Sound Data Source—3/2/2007
Page 4

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

EMPLOYMENT/SUPPORT STATUS (cont)
E9b. How long was your longest full-time or regular
part-time job since enrollment?

EMPLOYMENT/SUPPORT COMMENTS
__ __ / __ __
Yrs

Mos

______________________________________________________

Even if client later went back on welfare.

E10. Usual employment pattern, past 3 years

___

5 - Military service
6 - Retired/disability
7 - Unemployed
8 - In controlled environment

Most representative, not necessarily most recent. If equal times for more than
one category, code most current. Includes "under the table" jobs. Jobs in prison
are not counted as employment.

E11. How many days were you paid for working in
the past 30?

___ ___

Include paid sick/vacation days, “under-the-table” work.
Jobs in prison are NOT counted.

E12.

Remind client of confidentiality if client is reluctant to answer.
Focus here is on amount of CASH available to client, not
on estimate of client’s net worth.

Employment
Net income, take home pay, include “under the table”

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

How much money did you receive from the following sources in
the past 30 days?
NOTE:

______________________________________________________

___

E9c. Since enrollment, have you been able to go off public
assistance because you were working?
0 - No
1 - Yes
-8 - Never on public assistance

1 - Full time (> 35 hrs/wk)
2 - Part time (regular hrs)
3 - Part time (irregular, daywork)
4 - Student

(Include the question number with your notes)

______________________________________________________
______________________________________________________

$___,___ ___ ___

______________________________________________________

E13.

Unemployment compensation

$___,___ ___ ___

______________________________________________________

E14.

Welfare

$___,___ ___ ___

______________________________________________________

Specify Type(s): _____________________

______________________________________________________

E14a. Food stamps

$___,___ ___ ___

E15.

$___,___ ___ ___

______________________________________________________

$___,___ ___ ___

______________________________________________________

Pension, benefits or social security
Pensions for disability, SSI, worker’s comp

E15a. Tribal benefits
Specify Tribe: _______________________
E16.

Mate, family or friends (cash)
Money for personal expenses, pocket money

$___,___ ___ ___

______________________________________________________
______________________________________________________

ALSO Irregular sources of income
Settlements, legal gambling, income tax refund

E17.

$___,___ ___ ___

______________________________________________________

___ ___

______________________________________________________

Regular ongoing support. Do not include client herself or a self-supporting
spouse. Do include dependents who normally are supported by client but have
not been recently.

______________________________________________________

Illegal (Cash only)
Do not attempt to convert drugs to cash

E18.

How many people depend on you for the majority
of their food, shelter, etc.?

ADAI Sound Data Source—3/2/2007
Page 5

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

EMPLOYMENT/SUPPORT STATUS (cont)
NOTE:

E19.

EMPLOYMENT/SUPPORT COMMENTS

In the case where the client has not had an opportunity to work (incarcerated,
in treatment, etc.), it is, by definition, not possible for her to have had
employment problems. Therefore, code -8’s for E19-E21.

How many days have you experienced employment
problems in the past 30?

For Questions E20 & E21, ask client to use the Client’s Rating Scale
How troubled or bothered have you been by these
employment problems?
How important to you now is counseling for these
employment problems?

______________________________________________________
______________________________________________________
______________________________________________________

___

______________________________________________________

Restrict to those identified in E19.

E21.

______________________________________________________

___ ___

Include problems finding work only if client has been trying. Do not record here
if problems are entirely due to alcohol/drug use (record in Alcohol/Drug
section), or if they are entirely due to interpersonal social skills (record in
Family/Social section).

E20.

(Include the question number with your notes)

___

CONFIDENCE RATINGS

______________________________________________________
______________________________________________________

Is the above information significantly distorted by:
E23. Client’s misrepresentation?
0 - No
1 - Yes

___

______________________________________________________

E24.

Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________

E99.

How would you rate this client’s need for employment
counseling?

INTERVIEWER CLIENT NEED RATING

0-

No employment problems, working, no need.

1-

No employment problems because no employment, client not
currently ready for employment.

2-

Employment problems, employed.

3-

Employability problems, unemployed.

ADAI Sound Data Source—3/2/2007
Page 6

______________________________________________________
___

______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

ALCOHOL/DRUG USE (ILLICIT & PRESCRIPTION)
• Include licit, prescription drugs in appropriate categories. If only drug used in that category is prescription, code 1 in “prescription only” box (otherwise-0).
• Ask past 30 days first. Lifetime use=extended period of regular use (regular use=freq. of ≥3 times/week OR any use over a period of time that is problematic for the client, e.g.
binge use).
If total period of reg. use less than 6 months do not include in coding, but note in comments section. Six months or more counts to the next year. Substantial but irregular,
non-problematic use is not coded, but is noted in comments section.
• Alcohol to Intoxication is not necessarily getting drunk, but times client felt effect of alcohol, got a buzz. If client denies feeling effects of alcohol: the equivalent of 3 drinks in one
sitting (1–2 hours) can be considered alcohol to intoxication.
• If past 30 day and lifetime use = 0, then columns C-F should be coded -8, and columns G and H should be coded 0.
• NOTE: Anti-depressants are noted in comments, but not recorded on grid.

D1.

Alcohol (any use at all)
Wine coolers, beer, Cisco

D.
C. Prescription
Route
Only
of
0 - No
Admin 1 - Yes

F.
Last Time You
Ever Used
(Mo/Yr)

COMMENTS
(Include the question number with
your notes)

Past 30-day use pattern
H.
G.
Frequency Amount

A.
Past 30
Days

B.
Lifetime
(Years)

___ ___

___ ___

___

__ __ /__ __ __ __

___

__ __

# drinks

# drinks

D2.

Alcohol (to intoxication)

___ ___

___ ___

___

__ __ /__ __ __ __

___

__ __

D3.

Heroin

___ ___

___ ___

___

__ __ /__ __ __ __

___

__ __ __ __

# mg

___ ___

___ ___

___

___

__ __ /__ __ __ __

___

__ __ __

# mg

___ ___

___ ___

___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

__ __ /__ __ __ __

___

Smack, horse, dove, china white, tar

D4.

Methadone
LAAM, Dolophine

D5.

Other opiates/analgesics
Morphine, Demerol, Percocet,
Darvon, Codeine, Robitussin

D6.

Barbiturates
Downers, reds, Seconal, Amytal,
Phenobarbitol

D7.

Other sed/hyp/tranquilizers
Valium, Librium, Thorazine, Tofranil,
Quaaludes

D8.

Cocaine - all forms
Crack, freebase, base, rock, coke
powder, soup, crack, candy, line

D9.

Methamphetamine
Crank, crystal meth, chalk, L.A.

D9a.

Other amphetamines
Speed, race, ice, white cross, amp

D10.

Cannabis (Marijuana)
Weed, pot, bud, grass, hashish

D11.

# grams

__ . __ __

# grams

Hallucinogens
LSD, acid, Mescaline, Mushrooms,
Psylocybin, PCP (Phencyclidine),
angel dust, Peyote, PMA

D12.

___

__ . __ __

Inhalants
Nitrous Oxide, Amyl Nitrate, Poppers,
glue, solvents

D12a. Other (illicit only)

List ingredients of Other drug if known

e.g., “club” drugs (ecstasy, etc.),
steroids, formaldehyde

___ ___

___ ___

___

__ __ /__ __ __ __

___

___ ___

___ ___

___

__ __ /__ __ __ __

___

___ ___

___ ___

Specify:
__________________________

D12b. Cigarettes or chewing tobacco
D13.

More than one substance
per day

__ __

# cig/day

Includes alcohol, but not cigarettes

Routes of Admin:

1 - Oral

2 - Nasal (sniff, snort)

3 - Smoking

4 - Non IV inj (skin popping)

5 - IV injection

If more than one route of administration, choose most severe (i.e., highest applicable code)
Frequency Codes:

D14.

0 - never

2 - about once a month

4 - 1 or 2 days/week

6 - almost every day

1 -  6

D20b. Drug abuse

___

______________________________________________________

# times; Code 6 if > 6

Since enrollment, how many times have you had outpatient
treatment for:
D20c. Alcohol abuse

______________________________________________________
___

______________________________________________________

___

______________________________________________________

# times; Code 6 if > 6

D20d. Drug abuse
# times; Code 6 if > 6

D21.

For D19 and D20, any type tx includes inpatient, outpatient, detox, halfway
house, and/or AA/NA (if ≥3 session/mo). For D19, D20, D20a-D20d, if tx for
alcohol and drugs simultaneously, count both places.

______________________________________________________

How many of these were detox only?
Alcohol

______________________________________________________

___ ___

Referring to D19. If D19 = 0, then D21 = -8

D22.

Drug

___ ___

______________________________________________________

Referring to D20. If D20 = 0, then D22 = -8

ADAI Sound Data Source—3/2/2007
Page 8

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

ALCOHOL/DRUG USE (cont)

ALCOHOL/DRUG COMMENTS

D22a. Since enrollment, what types of alcohol/drug treatment have you
been involved in?
Treatment Codes
00 - No treatment
01 - Inpatient (30 day)
02 - Inpatient (>30 day)
03 - Outpatient
04 - Counseling
05 - Self-help groups
06 07 08 09 -

Outcome Codes
0 - no (further) tx
1 - assessed, referred
but never started
2 - started, dropped
3 - started, in process
4 - completed tx

(AA, NA, ACOA)
Methadone (drug maintenance only)
Methadone (maint’ence & counseling)

______________________________________________________
______________________________________________________
______________________________________________________

______________________________________________________

Treatment

Outcome

Outcome

1.

___ ___

___

5.

___ ___

___

2.

___ ___

___

6.

___ ___

___

3.

___ ___

___

7.

___ ___

___

4.

___ ___

___

8.

___ ___

___

______________________________________________________
______________________________________________________

D22b. If in inpatient tx, did your children stay with you
at the tx center?
0 - No
1 - Yes
-8 - N/A

___

D22c. If in inpatient tx, was it a program just for women?
0 - No
1 - Yes
-8 - N/A

___

D23.

Alcohol

$___,___ ___ ___

D24.

Drugs

$___,___ ___ ___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Enter only money actually spent, not street value.

How many days have you been treated in an
outpatient setting for alcohol or drugs in the past
30 days?

______________________________________________________
______________________________________________________

How much money would you say you spent during the past 30
days on:

D25.

______________________________________________________

______________________________________________________

Transitional hsg with outpatient services
Other___________________________
Treatment

(Include the question number with your notes)

___ ___

Include NA, AA, meth. maint.

______________________________________________________
______________________________________________________

How many days in the past 30 have you experienced:
D26.
D27.

Alcohol problems

___ ___

Drug problems

___ ___

Only problems directly related to use, e.g., cravings, withdrawal, disturbing
effects, wanting to stop and not being able to.

______________________________________________________
______________________________________________________

For Questions D28 - D31, ask client to use the Client’s Rating Scale

______________________________________________________

How troubled or bothered have you been in the past 30 days by
these:

______________________________________________________

D28.

Alcohol problems

___

D29.

Drug problems

___

______________________________________________________
______________________________________________________

How important to you now is treatment for these:
D30.

Alcohol problems

___

D31.

Drug problems

___
CONFIDENCE RATINGS

______________________________________________________
______________________________________________________

Is the above information significantly distorted by:
D34. Client’s misrepresentation?
0 - No
1 - Yes

___

______________________________________________________

D35.

___

______________________________________________________

Client’s inability to understand?
0 - No
1 - Yes

ADAI Sound Data Source—3/2/2007
Page 9

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

ALCOHOL/DRUG USE (cont)

ALCOHOL/DRUG COMMENTS
(Include the question number with your notes)

INTERVIEWER CLIENT NEED RATING
How would you rate this client’s need for treatment for:

______________________________________________________

D99a. Alcohol Abuse

___

D99b. Drug Abuse

___

0-

No alc/drug problems, no need (can include those currently
successfully maintaining abstinence with no tx currently
needed).

______________________________________________________

1-

Alc/drug problems, current tx seems adequate.

______________________________________________________

2-

Need for more tx in addition to current tx.

3-

Urgent need for more alc/drug tx in addition to client’s current (if
any) tx.

ADAI Sound Data Source—3/2/2007
Page 10

______________________________________________________

______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

LEGAL STATUS
L2.

LEGAL COMMENTS

Are you currently on probation or parole?
0 - No
1 - Yes

___

SINCE ENROLLMENT, how many times have you been arrested
and CHARGED with any of the following? (Not necessarily convictions)
L3.

Shoplifting/Vandalism

___ ___

L4.

Parole/Probation Violations

___ ___

L5.

Drug Charges

___ ___

L6.

Forgery

___ ___

L7.

Weapons Offense

___ ___

L8.

Burglary/Larceny/Breaking & Entering

___ ___

L9.

Robbery

___ ___

(Include the question number with your notes)

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

L10.

Assault

___ ___

L11.

Arson

___ ___

L12.

Rape/Sexual Assault

___ ___

L13.

Homicide/Manslaughter

___ ___

L14.

Prostitution

___ ___

L15.

Contempt of Court

___ ___

L16.

Other: ___________________________________

___ ___

______________________________________________________

Include only formal charges, not times when client was simply picked up and
questioned.
Code failure to appear as Other and note original charge in comments.
Do not include juvenile charges (<18 yrs) unless she was tried as an adult (but
do note juvenile charges in comments).

______________________________________________________

L17.

How many of these charges resulted in
convictions?

______________________________________________________
______________________________________________________
______________________________________________________

______________________________________________________
___ ___

Include charges in L3–L16 above. Do not include charges in L18–L20.
Convictions include fines, probation, suspended sentences, charges for
probation/ parole violations, as well as incarceration.
If L3 through 16=00, then L17=-8

L18.

______________________________________________________

______________________________________________________
______________________________________________________

SINCE ENROLLMENT, how many times have you been charged
with the following:
Disorderly conduct, vagrancy, public intoxication
___ ___
Generally a public annoyance without the commission of a

______________________________________________________
______________________________________________________

particular crime.

L19.

Driving while intoxicated

L20.

Major driving violations
Reckless driving, speeding, no license, etc.
Does not include non-moving violations.

L20a. Since enrollment, how many times have you been
incarcerated?
L21.

How many months were you incarcerated since
enrollment? (total months)
Whether or not charge resulted in a conviction. Includes jail,
detention center, prison.
2 weeks or longer=1 month. <2 wks=000.

L23b. How long was your longest incarceration? (since
enrollment)
Code -8 if never incarcerated.

___ ___

______________________________________________________

___ ___

______________________________________________________

___ ___

______________________________________________________

___ ___ ___
Mos

___ ___
Mos

L24.

Are you presently awaiting charges, trial, or
sentence?
0 - No
1 - Yes
What for?
If multiple charges, code most severe.
Refers to L24. Use codes 3–16, 18–20.
Code -8 if not awaiting charges.

ADAI Sound Data Source—3/2/2007
Page 11

______________________________________________________

___ ___

______________________________________________________
___

______________________________________________________

Do not include civil charges.

L25.

______________________________________________________

______________________________________________________

L23c. What was it for?
Use codes 3–16, 18–20
If multiple charges, code most severe
Code -8 if never incarcerated.

______________________________________________________

___ ___

______________________________________________________
______________________________________________________
Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

LEGAL STATUS (cont)
L26.

How many days in the past 30 were you detained or
incarcerated?

LEGAL COMMENTS
___ ___

______________________________________________________

Include being detained (e.g., arrested but released on the
same day).

L26a. Is client currently in jail/prison?
0 - No
1 - Yes
Specify: ______________________________
L27.

How many days in the past 30 have you engaged in
illegal activities for profit?

(Include the question number with your notes)

___

______________________________________________________
______________________________________________________

___ ___

______________________________________________________

Drug dealing, prostitution, burglary, selling stolen goods, etc.
NOT simple drug possession or drug use.
Cross-check with E17.

______________________________________________________

For Questions L28 & L29, ask client to use the Client’s Rating Scale
L28.

How serious do you feel your present legal
problems are?

___

______________________________________________________

Do not include civil problems (e.g., custody fights, divorce, etc.).

L29.

How important to you now is counseling or referral
for these legal problems?

______________________________________________________

___

______________________________________________________

Need for additional referral.

______________________________________________________

CONFIDENCE RATINGS
Is the above information significantly distorted by:
L31.

Client’s misrepresentation?
0 - No
1 - Yes

___

______________________________________________________

L32.

Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________

INTERVIEWER CLIENT NEED RATING
L99.

How would you rate the client’s need for legal
services or counseling? (Can include civil
problems)
01-

No legal problems, no need.
Legal problems, but currently receiving adequate services.

2-

Need for more legal assistance than client is currently
connected to.

3-

Urgent need for more legal assistance than client is currently
connected to.

ADAI Sound Data Source—3/2/2007
Page 12

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY/SOCIAL RELATIONSHIPS

FAMILY/SOCIAL COMMENTS
(Include the question number with your notes)

Note: Purpose of this section is to assess inherent relationship
problems, not the extent to which alc/drugs have affected
relationships. Do not include here social/family problems due solely
to client’s substance abuse. In general, ask client: if the alc/drug
problem were absent, would there still be a relationship problem?
F1.

Marital Status
1 - Married
2 - Remarried
3 - Widowed

______________________________________________________
___

4 - Separated
5 - Divorced
6 - Never married

______________________________________________________

Consider common-law (> 7 yrs) as married and specify in comments.

F2.

How long have you been in this marital status?
If never married, since age 18.

F3.

______________________________________________________

__ __ / __ __
Yrs

Are you satisfied with this situation?
0 - No
1 - Indifferent
2 - Yes

Mos

___

Satisfied=client generally likes situation, not simply
resigned to it.

F3a.

______________________________________________________
______________________________________________________
______________________________________________________

How would you describe your current housing
situation?
01 - Permanent/stable (incl. Sec 8 if

______________________________________________________

___ ___

05 - Long-term jail or prison

perm. res.)

______________________________________________________

02 - Transient, emergency shelters
06 - Trans. drug-free housing
03 - Living w/ friend/relative temporarily
07 - Drug/alc tx facility
04 - Homeless (without shelter)
08 - Other (specify below)
Specify other: ________________________________

______________________________________________________

How many times have you moved...
In the past year?

______________________________________________________

F3b.

___ ___

F3c.

Since enrollment?

___ ___

Code 66 if homeless or too many moves to count.

F4.

Usual living arrangements (past 3 years)
01 - With sexual partner & children
02 - With sexual partner alone
03 - With children alone
04 - With parents
05 - With family

___ ___

06 - With friends
07 - Alone
08 - Controlled environment
09 - No stable arrangements

If client lived in several arrangements, choose most representative. If time is
evenly split, choose most recent. Time spent in prisons, institutions, hospitals
is coded 08.

F5.

How long have you lived in these arrangements?
If with parents or family, since age 18.

F6.

__ __ / __ __
Yrs

Are you satisfied with these living arrangements?

Mos

___

(generally likes)

0 - No

1 - Indifferent

Number of children in household (under 18)

___ ___

F4b.

Number of adults in household

___ ___

F7.

Do you live with anyone who:
0 - No
Has a current alcohol problem?

1 - Yes
___

i.e., a drinking alcoholic

Uses non-prescribed drugs?

___

Or abuses prescribed drugs
Whether problematic or not
F7 and F8 do not refer to neighborhood, just who lives in residence with client.
If in treatment or incarcerated, household to which client expects to return.

F9.

With whom do you spend most of your free time:
1 - Family
2 - Friends
3 - Alone

___

F10.

Are you satisfied with spending your free time
this way? (generally likes)
0 - No
1 - Indifferent
2 - Yes

___

How many close friends do you have?

___

Stress that you mean CLOSE.
Does not include family, or boyfriend/girlfriend considered
to be family/spouse.

ADAI Sound Data Source—3/2/2007
Page 13

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

In household/arrangement described in F4:

F11.

______________________________________________________

2 - Yes

F4a.

F8.

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY/SOCIAL RELATIONSHIPS (cont)

FAMILY/SOCIAL COMMENTS

F11a. Do you go to church? How active are you?
0 - No, do not go
1 - Yes, but not very active
2 - Yes, but sometimes active
3 - Yes, and very active

___

(Include the question number with your notes)

______________________________________________________
______________________________________________________

Which church? _____________________________
F11b. Have you experienced the death of a family member
or friend since enrollment?
0 - No
3 - Yes, friend
1 - Yes, a child
4 - Yes, other family
2 - Yes, parent
5 - Multiple deaths

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Direction for F12 - F26:
Include biologic and adoptive relatives.

______________________________________________________

0 - Clearly NO for all persons in the category
1 - Clearly YES for any person within category

______________________________________________________

-7 - Uncertain or “I don’t know”
-8 - Never was a person in that category

______________________________________________________

Would you say you have had close, long-lasting, personal
relationships with any of the following people in your life:

______________________________________________________

F12.

Mother

___

F13.

Father

___

F14.

Brothers/Sisters

___

F15.

Sexual Partner/Spouse

___

F16.

Children

___

F17.

Friends

___

A simple yes here is not adequate. Probe to determine if there has been the
ability to feel closeness and mutual responsibility in the relationship. Does
client feel sense of value for the person (beyond simple self-benefit)?

F18.

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Have you had a significant period in which you experienced
serious problems getting along with:
Past 30 Days In Your Life

______________________________________________________

Mother

______________________________________________________

___

___

F19.

Father

___

___

F20.

Brothers/Sisters

___

___

F21.

Sexual Partner/Spouse

___

___

F22.

Children

___

___

F23.

Other significant family

___

___

______________________________________________________
______________________________________________________

______________________________________________________
______________________________________________________

Who: _______________________
F24.

Close Friends

___

___

F25.

Neighbors

___

___

F26.

Co-Workers

___

___

Serious problems=those that endanger relationship. “Problem” requires
contact of some sort. If client has had no contact in past 30 days, code -8.

F27.

Did anybody ever abuse you:
0 - No
1 - Yes, once or twice
2 - Yes, repeated times
Past 30 Days In Your Life
As A Child
Emotionally?
___
___
Make you feel bad
___
through harsh words

F28.

Physically?
Cause you physical harm

F29.

___

___

___

ADAI Sound Data Source—3/2/2007

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Sexually?
Force sexual advances
or sexual acts

Page 14

___

______________________________________________________

___

___

MOLESTED

RAPED

______________________________________________________
Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY/SOCIAL RELATIONSHIPS (cont)

FAMILY/SOCIAL COMMENTS

F29a. Are you currently in what you consider to be an
abusive relationship with your partner?
0 - No
3 - Yes, sexual
1 - Yes, physical
4 - Yes, combination
2 - Yes, psychological

___

(Include the question number with your notes)

______________________________________________________
______________________________________________________

How many days in the past 30 have you had serious conflicts:
F30.

with your family?

___ ___

F31.

with other people? (excluding family)

___ ___

______________________________________________________
______________________________________________________

For Questions F32 - F35, ask client to use the Client’s Rating Scale
How troubled or bothered have you been in the past 30 days by
these:

______________________________________________________
______________________________________________________

F32.

Family problems

___

F33.

Social problems

___

______________________________________________________

___

______________________________________________________

How important to you now is treatment or counseling for these:
F34.

Family problems

F35.

Social problems

___
CONFIDENCE RATINGS

Is the above information significantly distorted by:

______________________________________________________
______________________________________________________

F37.

Client’s misrepresentation?
0 - No
1 - Yes

___

F38.

Client’s inability to understand?
0 - No
1 - Yes

___

______________________________________________________
______________________________________________________

INTERVIEWER CLIENT NEED RATING
___

______________________________________________________

0 - No need.
1 - Problems, but client currently connected with adequate services.

______________________________________________________

F99a. How would you rate this client’s need for family and/
or social counseling?

2 - Need for more counseling in addition to client’s current
counseling (if any).

______________________________________________________

3 - Urgent need for more family/social counseling/intervention in
addition to client’s current connection to services.
F99b. How would you rate the client’s need for domestic
violence services?

______________________________________________________

___

______________________________________________________

0 - No domestic violence, no need.

______________________________________________________

1 - Domestic violence problem, but currently stable with services.
2 - Need for more domestic violence services, in addition to client’s
current services (if any).

______________________________________________________

3 - Dangerous domestic violence situation. Urgent need.

ADAI Sound Data Source—3/2/2007
Page 15

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

PSYCHIATRIC STATUS

PSYCHIATRIC STATUS COMMENTS

SINCE ENROLLMENT, how many times have you been treated for
any psychological or emotional problems:
P1.
P2.

In a hospital?

___ ___

As an outpatient or private patient?

___ ___

(Include the question number with your notes)

______________________________________________________
______________________________________________________

Per episode, not # of visits or # of days. Note when/where in comments.

P2a. Have you had a psychiatric evaluation since enrollment?
0 - No
1 - Yes

___

Note reason for evaluation in comments.

______________________________________________________

P2b. If so, evaluation results:
0 - No diagnosis
1 - One diagnosis
2 - More than one diagnosis
-7 - Client doesn’t know her diagnosis
-8 - Client refuses to say, or N/A-hasn’t had an evaluation
P2c. List DSM-IV diagnosis(es) and 3-digit code from manual:

___

______________________________________________________
______________________________________________________
______________________________________________________

If no evaluation, or client had evaluation but no diagnosis, code -8s

Diagnosis 1: ________________________

___ ___ ___

Diagnosis 2: ________________________

___ ___ ___

Diagnosis 3: ________________________
Diagnosis 4: ________________________

___ ___ ___
___ ___ ___

Do not code FAS/FAE diagnosis here, code as Medical Diagnosis in M3.

P3.

______________________________________________________

Do you receive a pension for a psychiatric disability?
0 - No
1 - Yes

___

From whom: ________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Direction for P4-P11:

______________________________________________________

“In your life” refers to the entire lifetime period prior
to the past 30 days. Interviewer: ask lifetime question
from each pair first, then, regardless of answer,
inquire about past 30 days.
Items P4, P5, P6, P7: Be sure symptoms are
psychiatric in nature, i.e., NOT drug related.

______________________________________________________
______________________________________________________
______________________________________________________

P4.

Have you had a significant period (that was not a direct result of
drug/alcohol use) in which you have:
Past 30 Days In Your Life
0 - No
1 - Yes
Experienced serious depression
___
___
Sadness, hopelessness, loss of interest, difficulty
functioning, “crying jags.” (>2 wk period)

P5.

P6.

Experienced trouble understanding,
concentrating or remembering
Serious trouble, suggestive of cognitive problems.
(>2 wk period)

P8.

___

___

______________________________________________________

Experienced hallucinations
“Saw or heard things.” Not related to alc/drugs, can
be flashbacks. (Even once)

P7.

Experienced trouble controlling violent
behavior

___

___

___

___

___

___

___

___

Experienced serious thoughts of suicide
i.e., had a plan; can be drug/alc related. (Even
once)

When last? ________________________
P10. Attempted suicide
Can be drug/alc related. (Even once)

______________________________________________________
______________________________________________________
______________________________________________________

Can be drug/alc related. (Even once)

P9.

______________________________________________________
______________________________________________________

Experienced serious anxiety or tension
Unreasonably worried, unable to relax, feeling
uptight. (>2 wk period)

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________

___

___

___

___

______________________________________________________

When last? ________________________
P11. Been prescribed medication for any
psychological/emotional problem

______________________________________________________

Whether or not she actually took the meds.

ADAI Sound Data Source—3/2/2007
Page 16

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

PSYCHIATRIC STATUS (cont)

PSYCHIATRIC STATUS COMMENTS

P12. How many days in the past 30 have you experienced
these psychological or emotional problems?

___ ___

______________________________________________________

Refers to problems listed in P4-P10.

For Questions P13 & P14, ask client to use the Client’s Rating Scale
P13. How much have you been troubled or bothered by
these psychological or emotional problems in the past
30 days?

(Include the question number with your notes)

______________________________________________________

___

______________________________________________________

Referring to P12.

P14. How important to you now is treatment for these
psychological problems?

___

______________________________________________________
______________________________________________________

The following items are to be completed by the interviewer
At the time of the interview, is client: 0 - No

______________________________________________________

1 - Yes

P15. Obviously depressed/withdrawn

___

P16. Obviously hostile

___

P17. Obviously anxious/nervous

___

P18. Having trouble with reality testing, thought disorders,
paranoid thinking

___

P19. Having trouble comprehending, concentrating,
remembering

___

P20. Having suicidal thoughts

___

P23. Client’s inability to understand?
0 - No
1 - Yes
INTERVIEWER CLIENT NEED RATING
P99. How would you rate this client’s need for psychiatric/
psychological treatment?

______________________________________________________

___
___

___

1 - Psychological problems, but current treatment has brought
condition to a controlled, non-problematic state.
2 - Need for more treatment in addition to client’s current treatment,
but not apparently dangerous or greatly interfering with client’s life.

ADAI Sound Data Source—3/2/2007
Page 17

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

0 - No psychological problems, no need.

3 - Urgent need for more treatment in addition to client’s current
treatment.

______________________________________________________
______________________________________________________

CONFIDENCE RATINGS
Is the above information significantly distorted by:
P22. Client’s misrepresentation?
0 - No
1 - Yes

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY PLANNING, TARGET CHILD & SUBSEQUENT
BIRTHS
FP1.

Where is target child living now?
1 - With client
3 - Friend
2 - Relative/FOB
4 - Foster Care
5 - Other (specify)___________________________
6 - Target Child deceased
-7 - Mother doesn’t know
-8 - N/A

COMMENTS
(Include the question number with your notes)
___

______________________________________________________
______________________________________________________

PROBE: Is TC living with you now?

FP2.

______________________________________________________

Who has legal custody of TC?

___

Use codes from FP1 above.

Since birth, how many months was target child living with...

______________________________________________________
______________________________________________________

FP3a. Biological mother

___ ___

FP3b. Family member / FOB

___ ___

______________________________________________________

___ ___

______________________________________________________

___ ___

______________________________________________________

___ ___

______________________________________________________

___ ___

______________________________________________________

No state $ involvement

FP3c. Friends / Other
No state $ involvement

FP3d. Relatives (State $)
State $ involvement

FP3e. Foster parents
State $ involvement; include friends if state paid

FP3f. Adoptive parents
Legal adoption

FP3g. Hospital / therapeutic facility

___ ___

FP3a-FP3g should total number of months client was in program
since baby’s birth.

______________________________________________________

FP4a. Does TC have a regular doctor/clinic to go to for
checkups or illnesses?
0 - No
1 - Yes

___

FP4b. Is TC being seen regularly for well-child visits?
0 - No well-child care
3 - Hospital clinic
1 - Private physician
4 - Other (specify below)
2 - Community clinic

___

FP4d. Has TC been seen by a dentist?
0 - No
1 - Yes
2 - Not needed

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Specify other: _________________________________
FP4c. Current status of target child’s immunizations
0 - None
2 - Missing some
1 - Fully immunized

______________________________________________________

___

______________________________________________________

___

______________________________________________________
______________________________________________________

Since birth, target child has had...
FP5a. Number ER visits

___ ___

FP5b. Number serious accidents

___ ___

FP5c. Number serious accidents requiring hospitalization

___ ___

FP5d. Number serious illnesses

___ ___

FP5e. Number serious illnesses requiring hospitalization

___ ___

______________________________________________________
______________________________________________________
______________________________________________________

For FP5a-FP5e, none = 00.

ADAI Sound Data Source—3/2/2007
Page 18

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY PLANNING, TARGET CHILD & SUBSEQUENT
BIRTHS (cont)
FP6.

Does TC have any kind of medical problems that your
doctor is watching and/or has told you about?
Code each; no additional, code 00

COMMENTS
(Include the question number with your notes)

1.___

___

2.___

___

3.___

___

08 - Failure to thrive
00 - None (or no additional)
01 - Respiratory (asthma, freq colds)
09 - Cardiac (heart) problems
02 - Eye problems
10 - Sleep problems (apnea, etc.)
03 - Ear problems, infection
11 - Blood problems (anemia, etc.)
04 - Skin problems (excema, rashes) 12 - Metabolic problems
05 - Allergies
13 - Growth problems
06 - Developmental problems
14 - Genetic disorder (Turner’s, etc.)
07 - Digestive/feeding problems
20 - Other (specify below)
Specify other: ___________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

FP7a. Specify any diagnosis: 0-No diagnosis 1-Diagnosis listed
_____________________________________________

___

______________________________________________________

FP7b. Does TC have FAS or suspected FAS diagnosis?
0 - No
2 - FAE or ARND
1 - FAS
3 - Suspected FAS/FAE

___

______________________________________________________

FP8.

Has TC gone to any special clinic or
received any type of therapy or special
services since he/she was born?

______________________________________________________

1.___

___

3.___

___

2.___

___

4.___

___

Code each; no additional, code 00

00 -No therapy
07 -Therapeutic daycare (e.g., Childhaven)
01 -Physical therapy
08 -Crisis care nursery
02 -Occupational therapy
09 -FAS clinic
03 -Eye doctor
10 -HIV services or clinic
04 -Developmental stimulation prog 11 -Headstart
05 -Cranio-facial clinic (cleft palate, etc.) 12 -Other preschool
06 -High-risk infant follow-up clinic 20 -Other (specify below)
Specify other: ___________________________________
FP9a. Has TC been in babysitting or daycare?
___
0 - No daycare
4 - Home daycare, unlicensed
1 - Licensed center (>30 children)
5 - Friends of family
2 - Licensed center (<30 children)
6 - Relatives
3 - Home daycare, licensed
FP9b. For how many months (total) has TC been in daycare
since birth?

___ ___

FP10a. Who answered Target Child questions?
1 - Bio mom
5 - Foster mom
2 - Bio father
6 - Foster dad
3 - Adoptive mom
7 - Grandmother
4 - Adoptive father
8 - Grandfather
9 - PCAP advocate
10 - Other: ______________________________

___ ___

FP10b. Is respondent familiar with child’s history since birth?
0 - No
1 - Yes

___

FP10c. If no, since what age?

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

___ ___

Code in months of age; Not applicable = -8.

ADAI Sound Data Source—3/2/2007
Page 19

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY PLANNING, TARGET CHILD & SUBSEQUENT
BIRTHS (cont)

COMMENTS
(Include the question number with your notes)

Subsequent pregnancies

______________________________________________________

For FP11-FP14: Code # between enrollment and exit.
Do not count target child; None = 0

FP11.

Subsequent pregnancies (#)

___

FP12.

Subsequent terminations (#)

___

FP13.

Subsequent miscarriages (#)

___

Subsequent births (#)

___

FP14.

Include stillbirths.
FP12+FP13+FP14 should total FP11.

FP15.

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Is client pregnant now?
0 - No
2 - Yes, deliver but not keep
1 - Yes, plans to keep
3 - Yes, plans to terminate

___

______________________________________________________
______________________________________________________

NOTE: If no subsequent births, code FP16a-FP24 with -8s.
Do not count target child in FP16a-FP24.

FP16a. Date of subsequent birth #1

__ __ /__ __ /__ __ __ __

______________________________________________________

FP16b. Date of subsequent birth #2

__ __ /__ __ /__ __ __ __

______________________________________________________

m m

FP17.

d

d

y

y

y

Outcome of birth(s)
#1 ___
0 - Baby had no problems
1 - Baby required special care, longer stay
2 - Stillbirth, infant death
3 - Other ________________________________

#2 ___

During pregnancy for birth...

#1

#2

Regular prenatal care?

0 - No

1 - Yes

___

___

FP19.

Was pregnancy planned? 0 - No

1 - Yes

___

___

FP20.

Used alcohol/drugs during pregnancy?
0 - No
1 - Yes, occasional alcohol
2 - Yes, heavy alcohol, no drugs
3 - Yes, drugs only
4 - Yes, alcohol & drugs

___

___

Quit using alc/drugs during pregnancy?

___

FP22.

______________________________________________________

______________________________________________________
___

______________________________________________________

0 - No
1 - Yes, for remainder of pregnancy
2 - Abstinent throughout

______________________________________________________

Went into alc/drug tx during pregnancy?
0 - No
1 - Yes, completed
2 - Yes, but dropped tx

___

___

Number of months abstinent during
pregnancy

Child is currently living with...
1 - Client
3 - Friend
2 - Relative/FOB
4 - Foster Care
5 - Legally adopted
6 - Other ___________________________

ADAI Sound Data Source—3/2/2007

______________________________________________________
______________________________________________________

___ ___

___ ___

___ ___

___ ___

Total longest consecutive months
00 - None; 09 - Abstinent throughout

Page 20

______________________________________________________

______________________________________________________

Code -8 if no treatment.

FP24.

______________________________________________________

With or without treatment

FP22a. If so, during what month?
FP23.

______________________________________________________
______________________________________________________

FP18.

FP21.

y

______________________________________________________
______________________________________________________
______________________________________________________

___

___

______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

FAMILY PLANNING, TARGET CHILD & SUBSEQUENT
BIRTHS (cont)
FP25.

Including target child, total # of biological children
who live with you now:

COMMENTS
(Include the question number with your notes)

___ ___

FP25a. Including target child, ages of all
biological children who live with you
now:

1. ___ ___

2. ___ ___

3. ___ ___

4. ___ ___

00 = no children or no more children

5. ___ ___

6. ___ ___

FP26.

______________________________________________________
______________________________________________________

Including target child, total # of biological children
who DO NOT live with you now:

___ ___

______________________________________________________

1. ___ ___

2. ___ ___

______________________________________________________

3. ___ ___

4. ___ ___

5. ___ ___

6. ___ ___

00 = no children or no more children

Code from youngest to oldest. Code any infant’s age as 01. If more than 6
children not with mom, list ages of other children here:
_______________________________________________________

FP27a. Since enrollment, has any child been placed into
your custody, moved into the home, and is still
with you?
0 - No
1 - Yes
FP27b. Since enrollment, has any child been removed
from your custody, taken out of the home (even if
later returned)?
0 - No
1 - Yes
How old were you when you had your first
pregnancy?
In years.

FP29.

______________________________________________________

Code from youngest to oldest. Code any infant’s age as 01. If more than 6
children with mom, list ages of other children here:
_______________________________________________________

FP26a. Including target child, ages of all
biological children who DO NOT live
with you now:

FP28.

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________

___

______________________________________________________
___

______________________________________________________
______________________________________________________

___ ___

______________________________________________________

YRS

Do you normally use some method of birth control?
0 - No
1 - Yes, regular use
2 - Yes, sporadic use

FP29a. What method(s) do you use?
01 - Condoms
06 - Abortion
02 - Pills
07 - Abstinence
03 - Norplant
08 - Diaphragm
04 - Depo shot
09 - IUD
05 - Tubal ligation
10 - Other

___

______________________________________________________
______________________________________________________

___ ___
___ ___
___ ___

______________________________________________________
______________________________________________________
______________________________________________________

Other, specify: _________________________
00 = no method or no further method

FP30.

If you use condoms, do you use them every time,
with every sexual partner?
0 - Not every time 1 - Every time
-8 - Never use

___

______________________________________________________

CONFIDENCE RATINGS

______________________________________________________

Is the above information significantly distorted by:
FP31.

Client’s misrepresentation?
0 - No
1 - Yes

___

FP32.

Client’s inability to understand?
0 - No
1 - Yes

___

FP99.

How would you rate the client’s need for family
planning services?

INTERVIEWER CLIENT NEED RATING
___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

0-

Uses reliable method regularly or has tubal ligation, no need.

1-

Need for family planning, but currently pregnant.

______________________________________________________

2-

Need for family planning services. Uses birth control, but less
reliable method or practice.

______________________________________________________

3-

Urgent need for family planning.

ADAI Sound Data Source—3/2/2007
Page 21

______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

COMMUNITY SERVICES

COMMUNITY SERVICES COMMENTS

Have you used this service during the last year or now?
How is this service working for you? (or your child(ren) or family,
depending on item)
• Code whether or not client or her children, as specified in the item, received this
service during the past year in the “Service Used” column. Code the quality of the
service received in the “Connection with Service” column, using prompts to focus on
how regular or adequate the connection, and her access to service, not on how well
the woman is doing. For example, the connection for AA group would be rated “1Good” if the woman attended regularly, even if she was still drinking.
• If the service was not needed, code -8 in the Service Used and Connection
columns.

S1.

Connection with
Service Codes
1 - Good
2 - Acceptable
3 - Poor
4 - Good/acceptable, but
problem with access
-8 - N/A
A.
Service Used?

B.
Connection With
Service

___

___

___

___

Regular health care provider or clinic for client

Who/Where: _______________________
S1a. Regular health care provider or clinic for child(ren)
S2.

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Direction for S1-S17:
Service Used
Codes
0 - No, but needed
1 - Yes
3 - On waiting list
-8 - Not needed, N/A

(Include the question number with your notes)

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Who/Where: _______________________
Other healthcare services - for client
Physical therapy, dentist, eye doctor, etc.

What/Where: ______________________
S2a. Other healthcare services - for child(ren)
Physical therapy, dentist, eye doctor, etc.

___

___

___

___

What/Where: ______________________

______________________________________________________
______________________________________________________
______________________________________________________

#
appropriate

#
inappropriate

S2b. Client

___

___

S2c. Client’s child(ren)

___

___

Emergency Room (E.R.) visits in past year
Code # of visits of each type
If more than 6, code 6

______________________________________________________
______________________________________________________
______________________________________________________

What/Where: ________________________
Appropriate use = true medical emergency. Inappropriate use = healthcare that
should have been provided at a clinic or through a primary care provider.
B.
A.
Connection With
Service Used?
Service

S3.

Family planning, birth control
At clinic, Planned Parenthood, etc.

S4.

S5.

Who/Where: _______________________
Alcoholics Anonymous or Narcotics
Anonymous (or other alcohol/drug peer
support group)
Group/Sponsor: ____________________
Other support group
Social, church group

S6.

What/Where: ______________________
Mental health service (client)
Diagnosis or counseling

___

___

___

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

___

___

___

___

______________________________________________________
______________________________________________________

What/Where: ______________________

ADAI Sound Data Source—3/2/2007
Page 22

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

COMMUNITY SERVICES (cont)

COMMUNITY SERVICES COMMENTS

Have you used this service during the last year or now?
How is this service working for you? (or your child(ren) or family,
depending on item)
Service Used
Codes
0 - No, but needed
1 - Yes
3 - On waiting list
-8 - Not needed, N/A

Connection with
Service Codes
1 - Good
2 - Acceptable
3 - Poor
4 - Good/acceptable, but
problem with access
-8 - N/A
B.
A.
Connection With
Service Used?
Service

S7.

Public housing
Section 8, low income

___

___

___

___

Specify: __________________________
S8.

Emergency housing
Include shelters

Specify: __________________________
S9.

Emergency funds for rent deposits, gas
vouchers, etc. OR Emergency bill
paying service

___

___

Salvation Army, Volunteers of America, etc.

Food Bank
Or other food program, NOT food stamps

___

___

___

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

______________________________________________________

______________________________________________________

______________________________________________________

Legal
Court, public defender, prosecutor, probation,
legal clinics. (If client has been in litigation or
resolved charges, warrants, etc., code 1)

______________________________________________________

______________________________________________________

What/Where: ______________________
S12.

______________________________________________________

______________________________________________________

Specify: __________________________
S11.

______________________________________________________

______________________________________________________

Specify: __________________________
Clothing/supplies

______________________________________________________

______________________________________________________

Volunteers of America, St. Vincent, American Red
Cross, Salvation Army, etc. Include special
payment programs offered by utility, phone
companies, etc.

S10.

(Include the question number with your notes)

___

___

______________________________________________________
______________________________________________________

What/Where: ______________________
S13.

______________________________________________________

Domestic violence services
Crisis line, temporary shelter, protection/
restraining orders

___

___

______________________________________________________

What/Where: ______________________
S14.

Public Schools
For extra services or problems, e.g., counseling,
truancy, child behavior issues, etc.

___

___

______________________________________________________

What/Where: ______________________
S15.

Daycare/childcare services

______________________________________________________

___

___

___

___

______________________________________________________

Specify: __________________________
S16.

Public Health Nurse
Home visits

______________________________________________________

Specify: __________________________
S17.

______________________________________________________

Other
YMCA, Boys and Girls Club, Family Support
Center or other community resource center,
Home Builders Program, School Family Support
Worker, Big Brother/Big Sister Program, etc.

___

___

______________________________________________________
______________________________________________________

What/Where: ______________________

ADAI Sound Data Source—3/2/2007
Page 23

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

COMMUNITY SERVICES (cont)

COMMUNITY SERVICES COMMENTS
(Include the question number with your notes)

For questions S19-S24a, code 0 - No, 1 - Yes
S19.

Do you have a private source of medical insurance?

___

Through work, partner’s work, etc.

Specify: ______________________________

______________________________________________________
______________________________________________________

S20.

Are you currently receiving food stamps?

___

S21.

Are you currently enrolled in the WIC program?

___

S22.

Have you had an open case with CPS (Child
Protective Services) since enrollment?

___

______________________________________________________
______________________________________________________

For your own children, not the children of someone else.

S23.
S24.

Do you have an open CPS case now?

___

Have you taken a parenting class since enrollment?

___

At clinic, as part of treatment, co-ops.

S24a. Was this mandated?

___

If S24 is No, then code -8

S24b. Did you complete the course?
0 - No
1 - Completed
2 - In progress

___

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

If S24 is No, then code -8

______________________________________________________

CONFIDENCE RATINGS
Is the above information significantly distorted by:
S26.

Client’s misrepresentation?
0 - No
1 - Yes

___

S27.

Client’s inability to understand?
0 - No
1 - Yes

___

COMPLETE AFTER CLIENT LEAVES
V1.

Anyone else present during interview?
0 - No
1 - Yes

V2.

Client cooperation
1 - Very uncooperative
2 - Somewhat uncooperative

___

Who? ______________________________

______________________________________________________

COMMENTS ON VALIDITY:
______________________________________________________
______________________________________________________

___

______________________________________________________

3 - Somewhat cooperative
4 - Very cooperative

V3.

Client under influence?
0 - No
1 - Yes, appeared so
2 - May have been, uncertain

___

V4.

Special
1 - Usual, one session interview
2 - Interrupted, multi-session
3 - Client terminated interview
4 - Interviewer terminated interview

___

ADAI Sound Data Source—3/2/2007
Page 24

______________________________________________________

______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________

Parent-Child Assistance Program (PCAP)

Client #: __ __ __ __ __ __

Date: __ __ / __ __ / __ __ __ __

Interviewer Comments on Interview/Client/Situation
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________
________________________________________________________________________________________________________________

PROFILE OF CLIENT NEED BASED ON
INTERVIEWER’S SUBJECTIVE ASSESSMENT
Codes here should match those in interview.
No
Problem/Issue

Problems

0

Problem/Issue

Problem/Issue

Problem/Issue

But currently
stable with
current services

Unaddressed
need, but not
urgent

Has urgent,
immediate
need

Lower priority

High priority

2

3

1

MEDICAL
EMPL/SUPP
ALCOHOL
DRUG
LEGAL
FAM/SOC
DOM VIOL
PSYCH
FAM PLAN
TARGET CHILD
OTHER
Specify Other: _____________________________________________

ADAI Sound Data Source—3/2/2007
Page 25

Parent-Child Assistance Program (PCAP)


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