Information Collection

Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Form ATS - Periodic Amendments to Update Information

IC 191646 under ICR 200912-3235-018 · OMB 3235-0509.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0509 can be found here:

Documents and Forms

Document Name Document Type
Form ATS Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Form ATS - Periodic Amendments to Update Information Form and Instruction
ATS ATS Form ATS.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Form ATS - Periodic Amendments to Update Information	Agency IC Tracking Number:	270-451

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.301

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	ATS	ATS	Form ATS.pdf		Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 73	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	146	146
Annual IC Time Burden (Hours)	730	730
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.