'34 Act Disclosures

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form G-FINW G-FINW	Form and Instruction	Modified	Available
Form G-FIN G-FIN	Form and Instruction	Modified	Available
1550.0019.SupportingStatement.DOC	Supporting Statement A	Uploaded 2010-05-13	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
192878	Notification of Removal From List and/or Registration Under 12(b) of the SEC Act of 1934		New
179055	Annual Report		Modified
179054	G-FIN-5		Modified
179053	G-FIN-4		Modified
179052	G-FINW	Form and Instruction	Modified
179051	G-FIN	Form and Instruction	Modified
179050	Form 15 -- Deregistration		Modified
179049	Form 5 -- Beneficial Ownership		Modified
179048	Form 3 -- Beneficial Ownership		Modified
179047	Form 4 -- Beneficial Ownership		Modified
179044	Form 10-QSB		Removed
179043	Form 10-Q		Modified
179042	Form 12b-25 -- Extension		Modified
179041	Schedule 13E-3		Modified
179040	Schedule 13G -- Beneficial Ownership		Modified
179039	Schedule 13D -- Beneficial Ownership		Modified
179038	Form 10-KSB -- Annual Report		Removed
179037	Form 10-K -- Annual Report		Modified
179036	Form 10-SB -- Registration Statement		Removed
179035	Form 10 -- Registration Statement		Modified
179034	Form 8-K -- Current Report		Modified
179033	Form 8-A -- Registration Statement		Modified
179032	Schedule TO -- Tender Offer		Modified
179030	Schedule 14C		Modified
179029	Schedule 14A		Modified

ICR Details

OMB Control No: 1550-0019	ICR Reference No: 201001-1550-002
Status: Historical Active	Previous ICR Reference No: 200703-1550-002
Agency/Subagency: TREAS/OTS	Agency Tracking No:
Title: '34 Act Disclosures
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/16/2010
	Date Received in OIRA: 05/13/2010
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2013	36 Months From Approved	06/30/2010
Responses	205	0	286
Time Burden (Hours)	26,183	0	41,030
Cost Burden (Dollars)	3,482,366	0	4,103,000

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Abstract: OTS collects periodic disclosure documents required to be filed by savings associations pursuant to the Securities Exchange Act of 1934 on forms promulgated by the U.S. Securities and Exchange Commission for its registrants.

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Authorizing Statute(s): US Code: 15 USC 78a Name of Law: Securities Exchange Act of 1934
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 10862	03/09/2010
30-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 26344	05/11/2010
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 22

table that charts list of burden

IC Title	Form No.	Form Name
G-FIN-4
Form 10 -- Registration Statement
Form 8-K -- Current Report
Form 10-QSB
Form 15 -- Deregistration
G-FIN	G-FIN	Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities
Schedule TO -- Tender Offer
Form 8-A -- Registration Statement
G-FIN-5
Form 3 -- Beneficial Ownership
Form 4 -- Beneficial Ownership
Form 10-K -- Annual Report
Schedule 13D -- Beneficial Ownership
Schedule 13G -- Beneficial Ownership
Schedule 13E-3
Form 10-KSB -- Annual Report
Notification of Removal From List and/or Registration Under 12(b) of the SEC Act of 1934
Form 10-SB -- Registration Statement
Form 12b-25 -- Extension
Form 10-Q
G-FINW	G-FINW	Notice By Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer
Form 5 -- Beneficial Ownership
Annual Report
Schedule 14A
Schedule 14C

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	205	286	0	-21	-60	0
Annual Time Burden (Hours)	26,183	41,030	0	-8,445	-6,402	0
Annual Cost Burden (Dollars)	3,482,366	4,103,000	0	-844,500	223,866	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Forms

Short Statement: The change in burden from 41,030 hours to 26,183 hours reflects an adjustment in the number of savings associations regulated by OTS that are subject to the relevant Exchange Act reporting requirements and Annual Report requirements, as well as to the estimated hours per response. It also reflects program changes due to the use of a new form and the discontinued usage of three forms. OTS collects certain periodic information on forms adopted by the U.S. Securities and Exchange Commission (SEC), pursuant to the Securities Exchange Act of 1934 (the Exchange Act). The information is collected annually (Form 10-K), quarterly (Form 10-Q), and at other times as required by certain events. The forms are required to be filed with OTS by certain publicly held savings associations and related persons, pursuant to section 12(i) of the Exchange Act. OTS administers the reporting requirements and forms of the SEC for such persons. This provision applies to approximately 6 Federal stock institutions registered with OTS.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/13/2010

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