Borrower's Progress Certification

Forms and Documents

Document Name	Status
Form SBA Form 1366 Borrower's Progress Certification Form and Instruction	Modified
Regulations 1366.pdf Supplementary Document	2010-01-28
Disaster 1366 (2010)Supporting Docs.doc Supporting Statement A	2010-01-28

IC Document Collections

IC ID	Document Title	Status
35664	Borrower's Progress Certification Form and Instruction	Modified

ICR Details

OMB Control No: 3245-0110	ICR Reference No: 201001-3245-004
Status: Historical Active	Previous ICR Reference No: 200609-3245-001
Agency/Subagency: SBA	Agency Tracking No:
Title: Borrower's Progress Certification
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/02/2010
	Date Received in OIRA: 01/28/2010
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2013	36 Months From Approved	03/31/2010
Responses	66,959	0	22,253
Time Burden (Hours)	33,479	0	11,312
Cost Burden (Dollars)	0	0	0

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Abstract: Disaster loans are authorized upon terms and conditions to (1) assure proper use of proceeds, (2) comply with established record-keeping requirements, and (3) assure sound credit position.. Record-keeping requirements provide a basis to assure proper use of proceeds and satisfy loan conditions. Respondents are borrowers who must provide necessary certifications of the use of loan proceeds.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 54109	10/21/2009
30-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 68430	12/24/2009
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Borrower's Progress Certification	SBA Form 1366	Borrower's Program Certification

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	66,959	22,253	0	44,706	0	0
Annual Time Burden (Hours)	33,479	11,312	0	22,167	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Due to an increase in disaster activity (increase in the number of uses of the form)

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Annual Cost to Federal Government: $2,102,178

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/28/2010

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