Form S-1 Registration Statement

ICR 201002-3235-006

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
IC Document Collections
34231 Modified
ICR Details
3235-0065 201002-3235-006
Historical Active 200911-3235-006
SEC CF- 270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Approved without change 04/06/2010
Retrieve Notice of Action (NOA) 02/04/2010
  Inventory as of this Action Requested Previously Approved
04/30/2013 36 Months From Approved 12/31/2012
1,168 0 1,168
247,982 0 243,310
297,578,400 0 291,972,000

Form S-1 under the Securities Act is used by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77c(b), 77e, 77f, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78l, 78m, 78n, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-8, 80a-20(a), 80a-24(a) Name of Law: Investment Company Act of 1940
   US Code: 15 USC 80a-29, 80a-38 Name of Law: Investment Company Act of 1940

3235-AK28 Final or interim final rulemaking 74 FR 68334 12/23/2009


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,168 1,168 0 0 0 0
Annual Time Burden (Hours) 247,982 243,310 0 4,672 0 0
Annual Cost Burden (Dollars) 297,578,400 291,972,000 0 5,606,400 0 0
Changing Regulations
We anticipate that the amendments will increase the burdens and costs for U.S. companies. The amendments will increase existing burdens by requiring companies to make additional disclosures about their compensation policies and its impact on risk taking; stock and option awards of executives and directors; director and nominee qualifications and legal proceedings; company leadership structure; the board’s role in the risk oversight process; and potential conflicts of interest of compensation consultants that advise companies. In addition, the amendments transfer from Forms 10-Q and 10-K to Form 8-K the requirement to disclose the voting results from a meeting of shareholders. We anticipate this change will reduce the disclosure burdens for Form 10-Q. With respect to reporting companies (other than registered management investment companies), all of the new disclosure will be required in Schedules 14A and 14C, however, not all of the disclosure requirements will be required in Forms 10, 10-K, S-1, S-4 and S-11. With respect to Form S-1 we estimate an increase of 4,672 burden hours and an increase of $5,606,400 in cost burden.

N. Harrison 202 942-2910


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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