Securities Offerings Disclosures

ICR 201003-1550-003

OMB: 1550-0035

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2010-06-09
IC Document Collections
IC ID
Document
Title
Status
180452
Modified
180451
Removed
180450
Modified
180449
Modified
ICR Details
1550-0035 201003-1550-003
Historical Active 200705-1550-004
TREAS/OTS
Securities Offerings Disclosures
Extension without change of a currently approved collection   No
Regular
Approved without change 08/17/2010
Retrieve Notice of Action (NOA) 06/10/2010
  Inventory as of this Action Requested Previously Approved
08/31/2013 36 Months From Approved 08/31/2010
13 0 19
860 0 735
0 0 0

OTS collects information for disclosure in securities offerings by savings associations related directly to U.S. Securities and Exchange Commission requirements for offering of information to potential securities purchasers.

None
None

Not associated with rulemaking

  75 FR 17205 04/05/2010
75 FR 32840 06/09/2010
No

3
IC Title Form No. Form Name
SEC Form S-1
SEC Form S-1 Supp.
OTS Form G-12
SEC Form SB-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 13 19 0 -1 -5 0
Annual Time Burden (Hours) 860 735 0 -177 302 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes
Miscellaneous Actions
The OTS is citing an increase in the burden due to an increase in the response time for the S-1 Form. The Securities Offering regulation provides necessary information, including financial disclosure, to persons to make an informed investment decision regarding a possible purchase or sale of a savings association’s securities. Further, OTS’s regulation sets standards for disclosure to reduce the risk of a fraudulent securities offering that could adversely affect the public or the safety and soundness of a savings association.

$0
No
No
No
Uncollected
No
Uncollected
Gary Jeffers 202 906-6457

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/10/2010


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